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HomeMy WebLinkAbout02-03-10 Board Packet (Part 1)OTAY WATER DISTRICT BOARD OF DIRECTORS MEETING DiSTRICT BOARDROOM 2554 SWEETWATER SPRINGS BOULEVARD SPRING VALLEY,CALIFORNIA WEDNESDAY February 3,2010 3:30 P.M. AGENDA 1.ROLL CALL 2.PLEDGE OF ALLEGIANCE 3.APPROVAL OF AGENDA 4.PRESENTATION BY THE ENGINEERING AND GENERAL CONTRACTORS AS- SOCIATION THE PUBLIC AGENCY PARTNERSHIP AWARD TO THE OTAY WA- TER DISTRICT 5.PRESENTATION OF THE AMIGO AWARD FOR OUTSTANDING PUBLIC SEC- TOR/INFRASTRUCTURE PROJECT FROM THE MEXICAN AMERICAN BUSI- NESS AND PROFESSIONAL ASSOCIATION 7.PUBLIC PARTICIPATION -OPPORTUNITY FOR MEMBERS OF THE PUBLIC TO SPEAK TO THE BOARD ON ANY SUBJECT MATTER WITHIN THE BOARD'S JURISDICTION BUT NOT AN ITEM ON TODAY'S AGENDA CONSENT CALENDAR 8.ITEMS TO BE ACTED UPON WITHOUT DISCUSSION,UNLESS A REQUEST IS MADE BY A MEMBER OF THE BOARD OR THE PUBLIC TO DISCUSS A PAR- TICULAR ITEM: a.ADOPT ORDINANCE NO.519 ENACTING THE PROPOSED AMEND- MENTS TO,AND RECODIFICATION,OF CERTAIN PROVISIONS OF THE CODE OF ORDINANCE b.ADOPT ORDINANCE NO.523 REMOVING FEES AND CHARGES FROM SECTIONS 9,10,23, 25,28,31,33, 34,53,60 AND FROM POLICY 5 OF THE DISTRICT'S CODE OF ORDINANCES AND INCORPORATING THEM IN A NEWLY CREATED APPENDIX A;DELETING POLICY 17 AND IN- CORPORATING IT INTO SECTION 31;AND AMENDING SECTION 53, FEES,RATES,CHARGES AND CONDITIONS FOR SEWER SERVICES 1 c)ADOPT RESOLUTION NO.4151 TO REPEAL AND REPLACE BOARD OF DIRECTORS POLICY NO.5,FURNISHING COPIES OF DOCUMENTS AND PREPARATION OF OTHER INFORMATION;AND ADOPT POLICY NO.05-A,RECORDS POLICIES AND PROCEDURES,RECORDS RETEN- TION AND DESTRUCTION;AND POLICY NO.05-B RECORDS POLICIES AND PROCEDURES --ACCESSIBILITY d)ADOPT RESOLUTION NO.4152 REVISING BOARD OF DIRECTORS POL- ICY NO.48,ADAIFEHA DISABILITY POLICY e)APPROVE THE ISSUANCE OF A PURCHASE ORDER TO VILLA FORD OF TUSTIN,CALIFORNIA IN THE AMOUNT OF $62,349.60,FOR THE PURCHASE OF THREE (3)F-150 PICKUP TRUCKS f)APPROVE WAIVING ALL DEFERRED AVAILABILITY CHARGES AND IN- TEREST PER THE AGREEMENT,"PREVENTING WATER AND/OR SEWER USE AND PROVIDING FOR DEFERRAL OF CERTAIN WATER AND/OR SEWER AVAILABILITY STANDBY CHARGES"WITH THE ENVI- RONMENTAL TRUST,INC.CONCERNING FOUR OF THE PARCELS COVERED WITHIN SAID AGREEMENT (APNs 580-040-01,580-040-41, 580-040-44 AND 580-040-46)AND DENYING THE REQUEST FOR WAIVER FOR THE REMAINING PARCELS g)APPROVE CONTINUING THE CURRENT LEVEL OF BANKING SERVICES WITH UNION BANK AND DIRECT STAFF TO INITIATE A REQUEST FOR PROPOSALS IN APPROXIMATELY TWO (2)YEARS h)APPROVE THE PROPOSED BYLAWS AND ARTICLES OF ASSOCIATION OF THE COUNCIL OF WATER UTILITIES i)APPROVE A REIMBURSEMENT MEMORANDUM OF UNDERSTANDING WITH HELIX WATER DISTRICT FOR COSTS ASSOCIATED WITH THE RELOCATION OF CERTAIN HELIX WATER DISTRICT FACILITIES IN CONNECTION WITH THE UPGRADE OF CWA's FLOW CONTROL FACIL- ITY NO.14 AND THE DISTRICT'S JAMACHA ROAD PIPELINE PROJECT FOR AN AMOUNT NOT-TO-EXCEED $144,700 j)AWARD A CONSTRUCTION CONTRACT TO WEST COAST INDUSTRIAL COATING INC.IN AN AMOUNT NOT-TO-EXCEED $690,000 FOR THE 1296-1 AND 1296-2 RESERVOIR INTERIOR/EXTERIOR COATING AND UPGRADES PROJECT k)CONSENT TO THE WITHDRAWAL OF THE BID SUBMITTED BY EMPIRE PIPELINE AND AWARD A CONSTRUCTION CONTRACT TO A.B.HASHMI INC.IN THE AMOUNT OF $91,320 FOR THE JAMACHA ROAD SEWER REPLACEMENT PROJECT I)APPROVE A REIMBURSEMENT AGREEMENT WITH THE CITY OF CHULA VISTA FOR CONSTRUCTION COSTS ASSOCIATED WITH THE 2 OTAY LAKES ROAD 12-INCH RECYCLED WATER PIPELINE AND POTA- BLE UTILITY RELOCATION PROJECT IN AN AMOUNT-NOT-TO EXCEED $1,100,000 ACTION ITEMS 9.FINANCE AND ADMINISTRATION a)ADOPT RESOLUTION NO.4153 AUTHORIZING THE EXECUTION OF A JOINT EXERCISE OF POWERS AGREEMENT RELATING TO THE CALI- FORNIA MUNICIPAL FINANCE AUTHORITY (CMFA)FOR THE OTAY WA- TER DISTRICT TO BECOME A MEMBER OF THE CMFA (BEACHEM) 10.ENGINEERING AND WATER OPERATIONS a)CERTIFY THE 2009 PROGRAM ENVIRONMENTAL IMPACT REPORT FOR THE 2009 WATER RESOURCES MASTER PLAN UPDATE AND AP- PROVE THE 2009 WATER RESOURCES MASTER PLAN UPDATE AS A FINAL PLAN AND DOCUMENT [COBURN-BOYD] 11.GENERAL MANAGER a)RECEIVE THE FINDINGS OF THE 2009 RESIDENTIAL CUSTOMER OPIN- ION AND AWARENESS SURVEY REPORT CONDUCTED BY REA AND PARKER RESEARCH INC.(BUELNA) 12.BOARD a)DISCUSSION OF 2009 BOARD MEETING CALENDAR REPORTS 13.GENERAL MANAGER'S REPORT a)SAN DIEGO COUNTY WATER AUTHORITY UPDATE 14.DIRECTORS'REPORTS/REQUESTS 15.PRESIDENT'S REPORT RECESS TO CLOSED SESSION 16.CLOSED SESSION a)CONFERENCE WITH LEGAL COUNSEL -PENDING LITIGATION [GOV- ERNMENT CODE §54956.9(a)] (I)INFRASTRUCTURE ENGINEERING CORP.v.OTAY WATER DIS- TRICT,COUNTY OF SAN DIEGO,SUPERIOR COURT,CASE NO. 37-2008-00093876-CU-BC-CTL 3 (II)MULTIPLE CASES RELATED TO THE FENTON BUSINESS CEN- TER AND FILED WITH THE SUPERIOR COURT OF THE COUNTY OF SAN DIEGO CONSOLIDATED UNDER CASE NO.37-2007- 00077024-CU-BC-SC b)CONFERENCE WITH LEGAL COUNSEL -POTENTIAL LITIGATION [GOV- ERNMENT CODE §54956.9(b)] 2 CASES RETURN TO OPEN SESSION 17.REPORT ON ANY ACTIONS TAKEN IN CLOSED SESSION.THE BOARD MAY ALSO TAKE ACTION ON ANY ITEMS POSTED IN CLOSED SESSION 18.ADJOURNMENT All items appearing on this agenda,whether or not expressly listed for action,may be deliberated and may be subject to action by the Board. The Agenda,and any attachments containing written information,are available at the District's website at www.otaywater.gov.Written changes to any items to be considered at the open meeting,or to any attachments,will be posted on the District's website.Copies of the Agenda and all attachments are also available through the District Secretary by contacting her at (619)670-2280. If you have any disability which would require accommodation in order to enable you to participate in this meeting,please call the District Secretary at (619)670-2280 at least 24 hours prior to the meeting. Certification of Posting I certify that on January 29,2010,I posted a copy of the foregoing agenda near the regular meeting place of the Board of Directors of Otay Water District,said time being at least 72 hours in advance of the regular meeting of the Board of Directors (Government Code Section §54954.2). Executed at Spring Valley,California on January 29,2010. 4 AGENDA ITEM 8a TYPE MEETING:Regular Board SUBMITTED BY: APPROVED BY: MEETING DATE: Yuri Calderon,General counse~W.O.lG.F.NO: Aerobel Banuelos,Esq. Mark Watton,General Manager German Alvarez,Assistant General Manager February 3,2010 DIV.NO. SUBJECT:Re-codification of certain Code of Ordinance Provisions Regarding Prohibited or Unauthorized Activities,Protection of District Facilities and Enforcement of District Ordinances RECOMMENDATIONS: That the Board adopt Ordinance 519 enacting the proposed amendments to,and re-codification of,certain provisions of the Code ofOrdinance. PURPOSE: To present to the Board certain Code of Ordinance provisions to be clarified,updated,expanded and re-codified in a new division of the Code of Ordinance to make the District's policies regarding remedies for violations,damages to District property and other prohibited activIties more easily accessible.To propose revisions to,or the repeal of,certain existing provisions of the Code ofOrdinance to avoid duplication and possible confusion. ANALYSIS: The District's Code of Ordinance currently contains scattered proVISIOns specifying administrative fines and penalties,procedures for disconnection or reconnection of services, prohibiting the use of District facilities without the consent ofthe District,prohibiting tampering and other unauthorized or illegal practices and otherwise establishing certain rights of the District. Under the existing provisions of the Code of Ordinance,enforcement IS carried out in a number of ways.In cases such as a report of water waste or unauthorized activity,the first step is to communicate with the customer by telephone,letter,door tag,or by making personal contact. Many times this contact is all that is required to resolve the situation.If not,enforcement progresses to a written notice and possibly the imposition of a fine or disconnection of service. In short,there are several methods in the District's ordinances and procedures that can be used to enforce Code provisions and water restrictions.However,since the provisions are scattered throughout the Code and the procedures for enforcement are sometimes difficult to locate, enforcement is inconsistent.An important part ofthe District's water shOliage plan is to specify the appropriate authority and a combinatIOn of methods to enforce mandatory measures such as water restrictions and to be able to consistently address Code violations. The District staff and the General Counsel have identified and restated the provisions of the Code of Ordinanace pertaining to violations,prohibited activities,unauthorized use,tennination of service,re-connection of service,administrative fines,penalties and damages.The District staff and the General Counsel believe that it would be in the best interest of the District to consolidate all such provisions in a new article of the Code of Ordinance entitled "Article IV - Prohibited Activities;Remedies and Enforcement". Some of the proposed updates and modifications to existing code provisions can be summarized as follows: Code Section 22 24 26 33 Existing provisions (Summary) Provides that any persons tampering or interfering with any component of the District's system,or who caused or permitted such tampering or interfering, would be liable for any resulting Injury or damage and could be fined up to $5,000 Prohibits leaks,waste of water and resale ofwater Provides for the use of recycled water and establishes provisions for reasonable use and some provisions for enforcement Provides for use,installation and removal of meters and other service related conditions and requirements Summary of reason(s) for modifications Although the provision generally applies to the "District's system"it is not clear ifthe provision is also applicable to District's sewer or recycled water facilities or other District property. There is no procedure to impose or collect the fine. Existing language does not provide the District with any specific remedies ifsomeone engages in such practices Existing language does not provide procedures for termination of service in connection with a violation.There is no procedure to establish or collect the fine. Existing language does not establish procedures for the removal ofmeters in connection with violations other than payment violations and does not establish 2 Division IV Provisions (Summary) -Section 70 defines tampering as applicable to any District property -Section 71 specifically prohibits this activity -Section n provides a procedure for investigating a violation and terminating service under certain conditions.Section n.05 provides a procedure for imposition and enforcement of administrative fines -Section 71 specifically prohibits this activity -Section n provides a procedure for investigating a violation and terminating service under certain conditions.Section n.05 provides a procedure for imposition and enforcement of administrative fines Section n provides for notice and makes provision for termination and reinstatement of service in connection with a violation.Section n.05 provides a procedure for imposition and enforcement of administrative fines Sections 71 and n prohibit meter tampering and other violations relating to the use ofmeters,such as unauthorized connections. These sections also establish procedures for removal of 35 51 Provides that customers are responsible for damage they cause to District property and that service may be terminated if bills for damages are not paid within five (5)days ofpresentation Provides that the District retains control over the operation of the sewer system and prohibits unauthorized connections. Establishes a fine equal to the annexation fee for unauthorized connections consistent procedures for reinstatement of service or re-installation of meters There are no procedures for notice or enforcement ofthe violation and the time limit could be unreasonably short under some circumstances Existing language does not establish procedures for notice ofthe violation, removal ofunauthorized connections and disposal ofparts used in the unauthorized connection. There is also no administrative procedure for the imposition and collection offines meters in connection with violations and reinstallation of meters ifconditions for reinstallation are met Section 71 and 72 prohibit damage to District facilities, real property and personal property and provide specific actions the District may take in connection with each different type ofdamage. These Sections also provide procedures for investigating a violation and for the imposition and enforcement of administrative fines,ifneded Section 71 and 72 prohibit unauthorized connections to District facilities and provide specific actions the District may take.These Sections also provide procedures for investigating a violation and for the imposition and enforcement ofadministrative fines,ifneded Other updates to the Code ofOrdinance to be implemented in Sections 70,71,72 and 73 include definitions (including definition of damages,district services,district facilities,district property, and other useful definitions),a list of certain specifically prohibited practices that have been encountered by the District on occasion,consolidated provisions for notifying responsible parties of the existence ofa violation,procedures for the District to investigate the violation,procedures for the District to recover costs and damages in connection with a violation and procedures for the District to avail itself of other remedies,such as termination,reduction or suspension of service,removal or locking of meters,administrative fines or,if applicable,civil or criminal prosecution. The staff has also included a provision pursuant to which the District will be able to require owners ofparcels receiving service through a tenant account to take responsibility for the service if service to the parcel is terminated three (3)times within any twenty-four (24)month period or if the tenant fails to comply with payment arrangements four (4)times,whether or not the failure results in termination ofservice. In response to comments regarding the accessibility of the Code of Ordinance,the District also decided to update the Table of Contents to refer to the four major sections of the Code of 3 Ordinance as "Articles"instead of "DivIsions."If this semantic proposed revision is approved, the references in several sections of the Code ofOrdinance and one or two eXIstmg policies will be updated concurrently with any other approved changes to the Code. The Staff and the General Counsel recommend that the Board adopt revisions to,or repeal, Sections 22.01, 22.03,24.01, 24.02,24.03, 26.02,26.07,33.01, 33.05,33.07,33.08,35.01, 35.02,51.01,51.04 and 51.05,and conforming revisions to the Table of Contents of the Code of Ordinance,all as set forth on the attachments to Ordinance 519. FISCAL IMPACT: None at this time. LEGAL IMPACT: None at this time. COMMITTEE ACTION: See Attachment A. ~o~ Attachment A.Summary ofCommittee's Recommendation Attachment B:Ordinance 519,with the following attachments: -Attachment 1-DivisIOn IV,Sections 70, 71,72 and 73 ofCode of Ordinance,new Attachment 2 -Section 22 of Code ofOrdinance,marked Attachment 3 -Section 24 ofCode ofOrdinance,marked Attachment 4 -Section 26 ofCode of Ordinance,marked Attachment 5 -Section 33 ofCode of Ordinance,marked Attachment 6 -Section 35 ofCode of Ordinance,marked Attachment 7 -Section 51 ofCode of Ordinance,marked Attachment 8 -Table ofContents,marked 4 ATTACHMENT A Summary of Committee's Recommendation Re-Codification of certain Code of Ordinance Provisions Regarding Prohibited or Unauthorized Activities,Protection SUBJECTIPROJECT:of District Facilities and Enforcement of District Ordinances COMMITTEE ACTION: The Finance/Administration and Communications Committee reviewed this item at a meeting held on January 19,2010 and the following comments were made: •Staff is proposing amendments to,and re-codification of certain provisions of the District's Code of Ordinances. •The proposed changes were precipitated by the identification of an illegal connection.The provisions concerning illegal connections,such as penalties, prohibited use of District facilities,prohibiting tampering and other unauthorized or illegal practices, were scattered throughout different areas of the Code and were difficult to locate. •Amendments to the Code will consolidate the above provisions (administrative fines and penalties, procedures for disconnection or reconnection of services, prohibiting the use of District facilities with the District's consent,prohibiting tampering and other unauthorized or illegal practices)into a new article of the Code of Ordinances entitled,"Article IV -Prohibited Activities;Remedies and Enforcement."The change will assist in the consistency of the administration of penalties and will provide more efficiency in locating applicable fines within the Code. •The Code's "Table of Contents"was also revised to refer to the four major sections of the Code as "Articles" instead of "Divisions."Such references in the Code will be updated concurrently with any other approved changes to the Code. Following the discussion,the Committee supported staffs' recommendation and presentation to the full Board on the consent calendar. 6 ATTACHMENT B To Staff Report Ordinance 519 and Attachments thereto See attached documents. ORDINANCE NO.519 AN ORDINANCE OF THE BOARD OF DIRECTORS OF THE OTAY WATER DISTRICT ADOPTING AND ADDING A NEW DIVISION TO THE CODE OF ORDINANCE SPECIFYING PROHIBITED ACTIVITIES IN RELATION TO THE DISTRICT'S PROPERTY AND FACILITIES AND ITS WATER, RECLAIMED WATER AND SEWER SYSTEMS, ADOPTING PENALTIES,AND AUTHORIZING RELATED ACTIONS WHEREAS,the Otay Water District (District)has detennined that it is in the best interest of the District and its customers to re-codify the provisions of its Code of Ordinance (Code)specifying the remedies available to the District in connection with violations ofthe Code or conditions ofservice or other prohibited,illegal or unauthorized activities affecting the District's facilities,real property interests,or services,including procedures for assessing actual damages,fines and penalties and for civil or criminal remedies;and WHEREAS,these provision are declaratory of existing laws,policies or District's ordinances and administrative procedures and the District wishes to amend and expand such provisions and to re-codify them into a new section of the Code to be known as "Article IV -Prohibited Activities,Remedies and Enforcement,"a copy of which is set forth on Attachment 1 hereto and incorporated herein by reference;and WHEREAS,Section 53069.6 of the Government Code of the State of California (the "Government Code")authorizes and requires local agencies,including the District, to take all practical and reasonable steps to recover costs,expenses and civil damages for the negligent,willful,or unlawful damaging or taking of property of the District, including the institution ofappropriate legal action;and WHEREAS,the persisting water shortage conditions within the State of California have resulted in reductions in the available amount of potable water within the San Diego area;and WHEREAS,the District's principal supplier of water,the San Diego County Water Authority (CWA),has informed the District that it anticipates requiring the agency members to implement higher levels of conservation measures in accordance with the provisions of any conservation ordinances adopted by said agencies and has requested that each agency provide evidence of its ability to implement and enforce the conservation measures;and WHEREAS,Section 53069.4 of the Government Code specifies procedures to be used in connection with imposing and levying certain administrative fines and such provisions have been incorporated into the fines and penalties provisions ofthe proposed Enforcement Provisions to the extent practicable and necessary;and WHEREAS,in response to the water shortage conditions the District has previously adopted Section 39 of the Code to provide measures and procedures to preserve available water supplies by requiring conservation and adopting water pricing structures that reflect the importance ofsuch conservation efforts and Article IV contains language that would assist the District in enforcing the provisions ofSection 39;and WHEREAS,to avoid inconsistency or confusion,it is in the District's best interest to repeal existing Code Sections 24.02,24.03,33.08,35.01,and 35.02 concerning prohibited water connections and uses and existing Code Sections 51.04 and 51.05 concerning prohibited sewer connections and uses;and WHEREAS,it is also in the District's best interest to amend,revise and re-adopt existing Code Sections 22,24, 26,33,35 and 51,and the Table ofContents of the Code ofOrdinance,all as provided herein;and WHEREAS,the provisions of Aliicle IV are declaratory of existing law and policy and are not a waiver or limitation of any right or remedy available to the District at law or equity. NOW,THEREFORE,BE IT RESOLVED,DETERMINED AND ORDERED by the Board ofDirectors of the Otay Water District as follows: Section 1.Declaration of Policy.The Board of Directors has established and from time to time will continue to revise or adopt comprehensive provisions to provide water,recycled water and sewer services to its customers,including permitting requirements,procedures for connecting to and disconnecting from the District facilities, procedures for applying for service and payment of bills,conservation measures and all procedures deemed necessary and desirable in connection with the operation of the District.The Board of Directors declares that this Ordinance is only intended to amend, update,revise and re-codify provisions of this Code providing for prohibited or unauthorized activities,notice and procedure,and remedies and enforcement to protect the District's systems,facilities and property and the public health and safety. Section 2.CEQA Exemption.This Board finds that this Ordinance is ministerial in nature and therefore exempt from the California Environmental Quality Act pursuant to Section 21 080(a)(1)and the California Environmental Quality Act Guidelines Section 15268.The General Manager is hereby authorized and directed to file,or cause to be filed,a notice ofexemption as soon as possible after the adoption ofthis Ordinance. Section 3.Adopt Article IV.This Board hereby adopts,Attachment 1 hereto which is codified and incorporated as Article IV of the Code of Ordinance,commencing with Section 70. Section 4.Amend and Replace Certain Existing Code Provisions.Code Section 22 is hereby amended as show on Attachment 2 hereto.Code Section 24 is hereby amended as shown on Attachment 3 hereto.Code Section 26 is hereby amended as show on Attachment 4 hereto.Code Section 33 is hereby amended as show on Attachment 5 hereto.Code Section 35 is hereby repealed as shown on Attachment 6 hereto.Code Section 51 is hereby amended as shown on Attachment 7 hereto.The Table of Content 2 ofthe Code of Ordinance is hereby amended as shown on Attachment 8 hereto to ret1ect the revisions to the Code authorized under this Ordinance.This Board finds that such amendments are necessary to avoid inconsistency and duplication. Section 5.Repeal and Replace Certain Existing Code Provisions.Sub-Sections 24.02,24.03,33.08,35.01,35.02 and 51.04 of Article II ofthe Code are hereby repealed. Code Section 35 of Article II of the Code is hereby REPEALED and RESERVED in its entirety.The existing language of each repealed section shall be deleted from the Code of Ordinance and replaced with the word "(RESERVED)".This Board finds that these actions are necessary to avoid inconsistency and duplication. Section 6.Authorization.The General Manager and each designated representative is hereby authorized and directed to implement the purpose of this Ordinance to the fullest extent,including the preparation of written procedures to the extent deemed necessary and desirable to enforce,clarify or explain the provisions ofthis Ordinance.The District Secretary is hereby ordered to take any actions within her purview to carry out the provisions of this ordinance,including,to the extent practicable and necessary,revising the Table of Contents of the Code of Ordinance,replacing or substituting all Code Sections herein adopted,amended,replaced or repealed and recalling and replacing any and all hard-copies of the Code previously provided to District staff,other public agencies or any other persons. Section 7.Effective Date.This Ordinance and the amendments to the Code of Ordinance herein provided shall become effective upon adoption hereof. PASSED,APPROVED AND ADOPTED by the Board of Directors of the Otay Water District at a regular meeting held this th day of 2010. President ofthe Board of Directors ATTEST: Secretary to the Board ofDirectors 3 ATTACHMENT 1 TO ORDINANCE 519 I I I ! ARTICLE IV Attachment 1 to Ordinance 519 PROHIBITED ACTIVITIES;REMEDIES AND ENFORCEMENT Statement of purpose;Findings.Under existing law,state and local agencies engage in water resource planning,protection and conservation.This Article condenses and clarifies the enforcement mechanisms for violations of this Code of Ordinance and the activities that are prohibited in connection with the District's services,property,facilities and systems. The Board of Directors finds that the enforcement of this Code and the protection of the District's property and facilities is an important public service and is vital to the protection of the public's health,safety and quality oflife.The procedures herein are in addition to any other procedures or legal remedies available to the District. No limitation on Authority.The Board of Directors has determined that there is a need to use a combination of administrative and other remedies to gain compliance.This Article is not intended,nor shall it be interpreted,to limit or amend any discretionary power or right of the District under any other provision of this Code,federal,state or local law, policy or practice. CHAPTER 1 GENERAL PROVISIONS SECTION 70.DEFINITIONS 70.01 REFERENCE TO ARTICLE This Article of the Code of Ordinances shall be known as the "Prohibited Activities, Remedies and Enforcement Article"and is sometimes referred to as the "prohibited activities" or "enforcement"provisions. 70.02 DEFINITIONS As used in this Article,the following words have the meaning set forth below: "Assessor's office"means the office of the San Diego County Assessor/Recorder/County Clerk or any successor office established by the County of San Diego to maintain records ofparcel ownership. "Benefiting"means to receive or use a service on a parcel owned,used,leased, developed or occupied by or for the person to whom the benefit is imputed. "Damages"or "actual damages"means any cost or expense (including staff time, inspection,testing,permitting,attorneys fees and other consultant fees and costs)incurred by the District in connection with a violation,including without limitation costs or expenses relating to:investigating the violation;redesigning,removing,repairing or replacing any facilities or systems;removing,destroying and disposing of any equipment or material used for the violation;cleaning-up any resulting pollution or contamination;completing and filing appropriate reports and notices;payment of penalties,fees,damages,fines or other amounts charged by any governmental or regulatory agency,and any related costs including litigation or settlement ofany action against the District. 70-1 Adopted _/_/_ "District facilities"or "District systems"or "system"means and refers to any and all pipelines,reservoirs and appurtenant facilities comprising the District's potable water system, sewer system,recycled water system,laboratories,offices,pumps,equipment and engines. "District property"means rights-of-way,easements,real property owned in fee simple,occupied or leased by the District,licenses,fixed and mobile equipment owned, occupied or operated by the District,and all District facilities. "District service"or "service"means the furnishing of water,sewer,fire protection, recycled water or any other service the District provides to its customers. "Divert"means to change,alter,or affect the course or path ofany District service. "Parcel"means any real property located within the District. "Re-connection"means the commencement of service to a customer or other person after such service has been reduced,suspended or terminated. "Reduction of service"means installing a device that limits the flow of water or availability of service to a parcel,person or location to a minimum amount required by law or determined by the District. "Recycled water system"means the recycled water system operated by the District under applicable law,including applicable provisions of this Code,the California Water Code,commencing with Section 13520,the California Code of Regulations,Title 17, Division 1 and Title 22,and Water Agency Standards. "Responsible party"means a person receiving or benefiting from service or any person who violates any provision of this Code or engages in a prohibited activity. Responsible party also means the owner or manager of a parcel,business or property benefiting from any service. "Suspension ofservice"means installing a lock temporarily on the meter. "Tamper"or "tampering"means to activate,injure,damage,block,interfere with, rearrange,contaminate,pollute,or in any form altering any District service,property or system without express consent ofthe District. "Tenant"means a person or business lawfully occupying,controlling or using a parcel owned by another person. "Termination of service"means removing the meter or disconnecting service facilities. "Unauthorized connections"means connecting or reconnecting to,diverting,using or benefiting from,any District service without the prior written consent of the District or without compliance with the conditions ofany such consent. 70-2 Adopted _/_/_ "Vandalizing"means to deface,discolor,graffiti,paint,trash,invade,damage,disable, shut off or destroy any portion of any District service,facilities or property. "Violation"means any failure to comply with any provision of this Code;or engaging in any prohibited activity with respect to District services,facilities,property,or rights-of- way.Each day during which a violation commences or continues shall constitute a separate violation. "Willful violation"means repeating or continuing a violation after notice;or any first time violation relating to a voluntary,knowing and purposeful act or omission. II 70-3 Adopted _/_/_ SECTION 71.VIOLATIONS;PROHIBITED ACTIVITIES In addition to the prohibited practices described in any other sections of this Code or by law,all persons and entities are specifically prohibited from doing,or aiding or abetting any person in,any ofthe following: A.Installing or benefiting from any unauthorized connection to any District system; B.Refusing or failing to pay for services,in full,when bills are due; C.Entering,improving,purchasing,trading,selling,borrowing,using or otherwise benefiting from any District property or service without authorization from the District or without following authorized procedure; D.Vandalizing,tampering with,or threatening any portion of the District systems, services,facilities or property,including but not limited to taking any action to prevent any meter or other equipment device from accurately performing its function; E.Failing or refusing to install,maintain in good repair and working condition,or test any portion of any facilities required by the District in connection with a service,including any safety or prevention device or any measuring device; F.Knowingly permitting leaks or other wastes ofwater or recycled water or leaks or spills of sewage or other discharge; G.Preventing District staff from accessing any facilities connected to a service, including but not limited to meters located on private property,or in any manner threatening or interfering with any District staff performing his or her duties; H.Using or allowing the use of service for more than one parcel through one meter (except for master meters approved by the General Manager under Section 24.01)or supplying, reselling,using or permitting the use of any service by any other parcel,except as permitted under Section 27.04 ofthis Code or in writing by the District; 1.Using or permitting the use of any District service for property outside the boundaries of an improvement district or not subject to District taxes,without prior written consent ofthe District; 1.Using or attempting to use or connect to any fire hydrant within the District without proper authorization as required by Section 24.04 ofthis Code;or K.Violating or refusing to comply with any condition of service under this Code or with any law or regulation applicable to the use of any such service;including violating any conditions of any pennit required for service or to regulate waste,such as a waste discharge permit under Sections 26 or 52 ofthe Code,or failing or refusing to obtain,maintain or comply with any required permit. 71-1 Adopted _/_/_ CHAPTER 2 DISTRICT REMEDIES SECTION 72.PENALTIES AND DAMAGES 72.01 GENERAL A.User and Owner Responsibility.Each person receiving service or that owns a property that receives service,agrees to pay the District any applicable fees and charges.Such persons are also responsible for all costs and damages in connection with any violation of this Code relating to their service. B.District Not Liable.The District shall bear no liability for any cost,damage, claim or expense (incurred by District or any responsible party or third party)arising from or related to any violation,including but not limited to costs,damages,claims or expenses arising from any corrective action of the District,including but not limited to the removal,confiscation, disposition or use of any device,equipment,improvement or material encroaching on any District property or used in connection with any other violation. C.District Obligation to Collect Damages.Pursuant to Government Code Section 53069.6,the District shall take all practical and reasonable steps,including appropriate legal action,ifnecessary,to recover civil damages for the negligent,willful,or unlawful damaging or taking ofproperty ofthe District. D.Assessment ofDamages.Actual damages resulting from any violation,including late payment or failure or refusal to pay for service and any interest thereon,may be assessed and collected as part of a customer's monthly bill to the extent allowed by law.The District will separately invoice any actual damages not assessed on a monthly bill,including any damages assessed against any responsible person who is not a customer. E.Unpaid or Partially Paid Bills.Bills issued by the District are due,in full,as provided in such bills.Failure to timely pay bills in full may lead to a reduction,suspension or tetmination of service,as provided in the paragraph below,in Section 34 of this Code or pursuant to other provisions ofthis Code or applicable law.In addition,ifbills remain unpaid,in full or in part,the District may lien the delinquent real propetiy and may assess damages and penalties established by District or otherwise authorized by law. F.Notice ofViolation.Notice and a reasonable period oftime to correct a violation will be given prior to the termination,reduction or suspension of service or the imposition of any administrative fine.However,the District may,without notice,correct any condition or violation that endangers the health or safety or impairs any District service,facility or property or is otherwise determined by the District to require immediate action. 1.Investigative Procedures.If a possible violation is identified,observed or reported,the District will contact the allegedly responsible party to investigate.If the violation is in fact occurring,the District staff will issue a notice of violation or otherwise inform the responsible party that corrective actions must be taken within a period of time deemed reasonable by the District,taking into consideration the nature of the violation and the potential damage that can arise ifthe violation continues. 72-1 Adopted _1_1_ 2.Content of Notice of Violation.The notice will describe the violation, indicate the actions that must be taken,and indicate the date by which those actions must be taken.Unless immediate action is required,the notice will provide a reasonable time for the violation to be corrected.The notice will also specify the amount of any delinquency,actual damages or other amounts due the District,if any,and the telephone number of a representative ofthe District who can provide additional information. 3.No Notice Required;District Action.If the District determines that immediate or prompt correction of the violation is necessary to prevent waste or to maintain the integrity of the water supply,systems or facilities of District or for the immediate protection of the health,safety or welfare of persons or property,or for any other compelling reason,the District will take any action deemed necessary (including suspension,reduction or termination of service;locking or removal of meters;or repairs of any improvements)and a notice will be left at the affected parcel specifying any further corrective actions required.Any costs incurred by District will be the responsibility ofthe responsible patiy. 4.Notice;Failure to Comply.The responsible party will be given an opportunity to correct the violation and to provide verbal,written and pictorial exculpatory evidence.If such evidence does not exonerate the responsible parties and if the violation(s)are not corrected to the satisfaction of the District within the time provided,the District may assess cost and penalties,administrative fines and may take any other action or pursue any other remedy available.Furthelmore,if the violation concerns any service requirement or facility,or to prevent waste or protect the integrity of the system or the health and safety ofthe public, the District may suspend,reduce or terminate service to the extent permitted by law. G.Service Termination,Suspension or Reductio~Removing or Locking Meters. Service may be reduced,suspended or terminated for failure to pay for service or in connection with a violation of this Code or applicable law.Tennination,suspension or reduction of service will be as follows: 1.Notice Prior to Termination,Suspension or Reduction of Service.Except as provided in Paragraph F,above,or in other provisions of this Code or applicable law,not less than ten (l0)days notice will be given prior to the date service is reduced,suspended or terminated;provided that,where service is tClminated due to failure to comply with the tenns of an amortization agreement,under Section 34 of this Code,only forty-eight (48)hours prior notice is required.The notice will be delivered to the affected parcel and,if the owner ofrecord does not reside in the affected parcel,a copy of the notice will be forwarded to the owner's address on record with the assessor's office via any available means,such as personal delivery, certified mail return receipt requested,email,fax or fed-ex. 2.Termination for failure to pay for service.The district may discontinue any or all service due to failure to pay the whole or any part of a bill issued by the District.In connection with tennination of water service,the provisions ofSection 603 73 ofthe Government Code,or any other appropriate provision of law,or as set forth in Section 34 of this Code of Ordinance,will be followed.In connection with sewer,Section 71672 of the California Water Code or other applicable requirements will be followed. H.Reconnection or Reinstatement of Service,Unlocking or Reinstalling Meters.If service is reduced,suspended or terminated for any reason,each of the following conditions 72-2 Adopted _/_/_ applicable to the situation must be satisfied or arrangements satisfactory to the General Manager or a designee must be made before service is reinstated: 1.Outstanding amounts for service bills,including any service charges for benefits derived from the violation,must be paid; 2.All required deposits (including any security deposits),actual damages, fines,costs,charges and penalties must be paid; 3.Any amounts due for the removal,locking,servlcmg,repair or replacement ofmeters or other facilities required for service,must be paid at the rates in effect at the time ofreinstatement,as set forth on Appendix A to this Code or other schedule offees then in effect; 4.All violations and related damages or conditions must have been corrected and or repaired and evidence satisfactory to the District to that effect and demonstrating that it is safe to reinstate service,must have been provided to and approved by the District;and 5.If the service was originally in the name of a tenant,the District may require the owner of the parcel to request the service account under his or her name and responsibility. 1.Owner Responsibility for Account.Owners may be required to deliver to the District a form of acknowledgement or authorization for service to a tenant.In addition,if a tenant engages in any violation or if the District has reduced,suspended or terminated any service to a tenant three (3)times within any twenty-four (24)month period or the tenant has fails or refuses to comply with the tenns of payment arrangements with the District four (4) times,the District reserves the right to demand that the property owner take responsibility for services to the tenant-occupied parcel.The General Manager or a designee shall develop procedures to implement these requirements. J.Right of Access to Customer's Premises;Interference.If any person refuses to consent to an investigation of a possible violation,or prevents or refuses to allow access to District staff or authorized representatives to any premises or facility during an investigation or in connection with any termination,reduction or suspension of service,the District may seek an injunction or a warrant,as provided in Section 71601 of the Water Code. K.Other Remedies.In addition to the actions contemplated in this Section,the District may seek other remedies authorized or required by any applicable law,including imposing an administrative fine,pursuant to Section 72.05,or pursuing other available civil or criminal remedies. 72.02 CERTAIN SPECIFIC OPERATIONAL VIOLATIONS A.Unauthorized Connections.The District shall bear no cost or liability for any unauthorized connection.In addition to other remedies,the District may demand that the unauthorized connection be immediately disconnected.In the alternative,or if the customer refuses to take immediate action,the District may immediately disconnect,remove,destroy or dispose of any parts installed or used for the unauthorized connection,all at the expense of the customer and any other responsible party.To the extent allowed by law,the District may also, 72-3 Adopted _1_1_ immediately or as otherwise deemed advisable by District,terminate service to any parcel and any person that allows,uses or benefits from such unauthorized connection. B.Water waste.No customer shall knowingly permit leaks or other wastes of water, including but not limited to allowing runoff on any portion of his or her property,engaging in non-permitted uses of water,or failing to take conective action after notice of any leaks or water waste is given.Ifthe District determines that water waste is occuning,the District may: 1.Without prior notice,repair or replace any District controlled facilities,at the cost of the person identified as the responsible party,if any. 2.If the water waste is due to a condition within the customer's property or facilities,the District may (i)require the customer to repair or replace the affected facilities, immediately or within a reasonable time,depending on the situation;or (ii)if necessary to prevent further waste,adjust,lock or remove the meter.If any repair or replacement required is not timely completed,the District may perforn1 the repair or replacement at the cost of the customer or may tenninate service without further notice. C.Meter Tampering In addition to other remedies,tampering may be prosecuted as a crime under Section 499 of the California Penal Code,as set forth in Section 73.01 of this Code. D.Fire Service ViolatioI!.Such service is subject to compliance with all provisions of this Code and the law concerning water service and failure to comply with such provisions may result in the reduction,suspension,termination or disconnection of water service for fire protection,without any liability to District.Furthermore,illegal connections or other violations relating to fire service may result in steep fines and may be prosecuted as crimes. E.Backflow prevention,-screens _and other safety devices.If service requirements include the installation,testing and maintenance of backtlow prevention devices (Section 23.04 of this Code),screens or other safety operational items,in addition to,or in lieu of,other remedies provided herein,the District may apply any ofthe remedies under Section VI and VII of the District's Ordinance No.386,as amended or renumbered.Furthermore,violations relating to backflow testing may be prosecuted as set forth in Section 73.01 ofthis Code. F.Violation Concerning Recycl~d WateG~rvice.In addition to any fine, revocation,suspension or penalty imposed under Section 26 in connection with any violation of said Section,including permit suspension or revocation under Section 26.07.C,the District may (i)suspend or terminate water and or sewer service to the property,the owner and/or the operator;(ii)require payment by the owner for any damage to the District facilities, reimbursement to District of costs and expenses,or fines imposed on the District in connection with such violation;or (iii)prosecute the responsible party under any applicable provision ofthis Code,the Water Code or the Penal Code. G.Violation Concerning Sewer Service.In addition to any other remedy,fine or penalty,failure to comply with any requirements of sewer service,including requirements for the preservation of public health,safety and welfare and including but not limited to the requirements established under Article II,Chapter 2,Sections 50 to 56.04 of this Code,as hereafter amended or as supplemented by other District Rules and Regulations for Sewer Service,the California Health and Safety Code,the California Code of Regulations,Titles 17 72-4 Adopted _/_/_ and 22,and Water Agency Standards.Furthermore,may be prosecuted as set forth in Section 73.01 ofthis Code. 72.03 VIOLATIONS OF CONSERVATION OR OTHER WATER USE RESTRICTION PROVISIONS The District has established and published conservation measures set forth in Section 39 of the Code.Commencing with declared Level 2 conditions,the District may assess water shortage rates and charges previously adopted.In addition,after notice of the declared water shortage level is given as required by law,any person who uses,causes to be used,or permits the use of water in violation of such requirements (other than a person who qualifies for an applicable exemption,if any)may be assessed damages,penalties and fines. A.Additional provisions concerning use restriction violations.In addition to payment of actual damages,the following may apply to a violation of any water conservation or water use restriction measure: 1.A change on the account holder shall not cause the account to revert to pre-violation status unless the new account holder provides evidence that it is not related to the violator and had no responsibility for the prior account. 2.The District may reduce,suspend or tenninate service to any parcel immediately and without further notice ifthe violation involves or results in water waste. 3.Willful violations of mandatory conservation measures described in Section 39 of this Code may be enforced by tenninating service to the property at which the violation occurs,as provided by Section 356 ofthe California Water Code. B.Prosecution for violatiops oLconseEYJ:!Jjon ITI~asures.Pursuant to Section 377 and 71644 of the California Water Code,each violation ofthe District's Conservation Ordinance,set fort in Section 39 of this Code,may be prosecuted as a misdemeanor,punishable by imprisonment in the County jail for no more than thirty (30)days or by a fine,as set forth in Section 72.05,below. 72.04 VIOLATIONS INVOLVING DISTRICT REAL PROPERTY A.Removal.Disposition and .,Co§ts.The District has absolute discretion to determine the corrective action required in connection with any violation involving District property,including requiring the owner of any unauthorized encroachment or improvement to remove it or taking action to remove it immediately and without notice.Any improvements or uses placed within or on any District property or right ofway are subject to the following: 1.Costs and Damages.All costs and damages shall be the responsibility of the customer and any other responsible party.Furthermore,the District shall not be liable for costs to repair or replace any unauthorized encroachment or improvement,or any property, improvement or thing used in connection with,supported by or attached thereto. 2.Burden of proof.The burden shall be on the user to prove to the District's satisfaction,the authority,scope and extent cf any right to access,improve or use the District's property.Only written evidence in the fon11 ofan agreement,deed,statute,recorded or official map or plat,governmental regulation or other right may be used to establish such claim ofright. 72-5 Adopted _/_/_ B.Notice.In connection with any improvement or use that does not constitute a health hazard and does not interfere with the District's use of its property,the District will give written notice of up to sixty (60)days,at the discretion of the General Manager,to cease, terminate,eliminate or remove the offending improvement,structure or use.Any written notice will be given to the responsible party or posted at the property where the trespass or encroachment occurs.If the responsible party is not the owner of any real property affected by the violation,the District will also give notice to the owner of record at the address on record with the assessor's office via personal delivery,certified mail return receipt requested or via fed- ex. C.No notic~.In connection with any improvement that constitutes a health hazard or interferes with the District's use of any District property,the District will take any immediate action deemed necessary by the General Manager. D.Fines.In addition to all other remedies provided under this Article or under applicable law,the District may impose a fine as provided in Section 72.05. E.Separate violation.A separate violation will accrue for each day after the deadline to cease,terminate,eliminate or remove the trespass or encroachment,as set forth on the notice. 72.05 ADMINISTRATIVE FINES Any administrative fines established herein shall be in the nature of civil penalties and shall be additional and cumulative to any other administrative fines,damages or any other charges established by the District and are also separate from and cumulative to any other civil or criminal penalty,fine or remedy.In connection with each violation,the District may assess a fine up to the amount specified in the schedule offines for the type of fine being imposed. Each day during which a violation is in effect constitutes a separate violation and violations are cumulative while the account is in the name of the original violator or any person that participated in or benefited from the violation. A.Assessment of Fines for Violations of Conservation or Water Use Restriction Provisions.Any responsible party who fails to comply with any conservation or use restriction measure is subject to the assessment ofan administrative Type I fine,added to account. B..£\ssessment of Fines fQI.TeQ.hnical_Yj.Q1JltiQ...I!~LOf Other Code Provisions.Any person who engages in a violation of any provision of this Code is subject to the assessment of a separate administrative Type I fine. C.Assessment of Fines for Other Violations.If a higher limit is not otherwise specified in this Code or allowed by law,any act or omission with respect to any District service, system,facility or property,is subject to the following administrative fines: 1.A Type I or Type II fine,at the option of the District,for a violation involving theft,fraud or misappropriation of District water,services or property; 2.A Type II or Type HI fine,at the option of the District,for a violation concerning sewer service; 72-6 Adopted_/_/_ 3.Up to Type II or Type IV fine,at the option ofthe District,for a viol ation concerning recycled water service; and 4.Up to the amount specified on any sign or a Type I or Type II fine,at the option of the District,in connection with any trespass on District propeliy in violation of a sign prohibiting trespassing. Nothing in this code or the limits specified per violation shall prevent the imposition of separate fines for each separate violation committed during a single act.For example,in connection with a violation concerning sewer service that involves a trespass on any portion of the District's real property,separate fines may be assessed for the trespass,the damage to District personal property,the damage to District real property;the damage to the sewer system and the activity resulting on all the damages. D.Types of Fines.The amount for each type of fine specified below may increase automatically to reflect any higher amount authorized by law or regulation.The District has determined to establish four types offines based on the nature ofthe violation,as follows: 1.Type I Fine.Any violation that does not have the potential to endanger the health or safety of the public.The fine will not exceed the amount specified in the California Government Code,Section 36900(B)or Appendix A for a first,second,third or each additional violation ofthat same ordinance or requirement within a twelve-month period. 2.Type II Fine.Any violation that has the potential to endanger the health or safety,including illegal connections or water theft.The fine will not exceed the amount specified on Appendix A per each day the violation is identified or continues. 3.Type III Fine.Pursuant to Section 5411 of the Health and Safety Code, any person who without a discharge pemlit,or in violation thereof,causes or permits a discharge of sewage or other waste in a manner resulting in contamination,pollution or nuisance,and fails to immediately notify the local health officer of the discharge,is subject to a fine up to the amount specified on Appendix A per each day the violation is identified or continues. 4.Type IV Fine.Pursuant to Section 116820 ofthe Health and Safety Code, a person who violates a backflow requirement,or knowingly files a false statement or report required by a local health officer,is subject to a fine up to the amount specified on Appendix A per each day the vi.olation is identitied OT continues. E.Collection ofFines.Any fines assessed by the District are payable directly to the District,are due upon issuance,or as otherwise indicated on the notice or bill,and are delinquent 30 calendar days from the due date. F.Notice of Adminjstrative .Fine;Content.Notice of an administrative fine will contain the following information:(i)a brief description of the violation(s);(ii)the date and location of the violation(s);(iii)a brief description of corrective action(s)required,as appropriate;(iv)a statement explaining that each day the violation continues constitutes a new violation;(v)the amount of civil penalty assessed;(vi)a statement of the procedure for payment and the consequences of failure to pay;(vii)contact information for the District employee that 72-7 Adopted _1_1_ should be contacted to discuss the notice and provide evidence of compliance;and (viii)a brief statement describing the responsible party's right to request further evaluation. G.Option to Request Board Consideration.Persons receiving a Notice of Administrative Fine may request Board consideration.The request for Board consideration must be in writing,must be received by the District Secretary within ten (10)calendar days from the date of the notice and must include contact infomlation,an explanation of the basis for the request and any supporting documentation said persons wish to provide to the Board for review and consideration.The District will provide notice of the date,time and place for Board consideration by electronic means,facsimile or first class mail sent to the return addressee indicated on the written request. AnY.fines assessed pursuant to the Notice ofAdministrative Fines must be timely paid notwithstanding the filing ofa requestfor Board review. At the time of Board consideration,the petitioner may present witnesses, documents or other evidence to show good cause why the fine should not be imposed.In accordance with the provisions of Government Code Section 53069.4,the Board's detennination shall be final and conclusive,and shall be deemed confirmed,if not appealed within 20 calendar days to the Superior Court ofthe County ofSan Diego. 72-8 Adopted _/_/_ SECTION 73.ADDITIONAL DISTRICT REMEDIES Each day during which a violation commences or continues shall constitute a separate violation which may be so prosecuted.In addition to,or on lieu of any damages,fines or other remedies provided in any other section ofthis Code,at the District's sole and absolute discretion, the District may enforce any other remedies available to it in law or equity. 73.01 OTHER REMEDIES OF DISTRICT A.Collectiotl of Unp.1lid Bills on Tax Roll.Pursuant to the provisions of the Health and Safety Code,commencing with Section 5470,the District may cause delinquent charges for services to be collected on the tax roll in the same manner as its general taxes. B.Costs ofSuit.Any person who violates any provision ofthis Code of Ordinance ~hall be liable for costs of any civil suit required to enforce the District's rights,including but not limited to reasonable attorney's fees in accordance with Civil Code Section 1882.2.The provisions of Civil Code Section 1882 et seq.are incorporated herein by reference.This Article shall be interpreted so as to be consistent with Civil Code Sections 1882 et seq. C.Reward.In accordance with Government Code Section 53069.5,the District may offer and pay a reward,in an amount detennined by the District,for infonnation leading to the detennination of the identity of,and the apprehension of,any person whose willful misconduct results in injury or death to any person or who willfully damages or destroys any property ofthe District or any property of any other local agency or state or federal agency located within the boundaries of the District.The person who has willfully damaged or destroyed such property shall be liable for the amount ofany reward paid pursuant to this section. D.Parental liability for Act~L..9f Mjn01':'3..If a violation is due to the acts of a minor child,the minor and his or her parents or guardians,as applicable,shall be jointly and severally liable to the maximum extent allowed by law,including parental liability pursuant to Section 1714.1 ofthe California Code ofCivil Procedure,as hereafter amended or renumbered. E.Backflow testing;Prosecution.A person is guilty of a misdemeanor in connection with the violation of any provision of the California Code of Regulations concerning backflow testing,including non-compliance with any order to test,knowingly filing a false statement or report concerning any inforn1ation required by the District or failure to use a person qualified to conduct the testing.Such misdemeanor is punishable by a fine of up to $500 or by imprisonment not exceeding 30 days.Each day of a violation is a separate offense. F.Sewer S§'rY.ice YiQlatio!l~ro~cl~jioIl.Pursuant to Section 71689.27 ofthe Water Code ofthe State of California,upon conviction of a violation of any ordinance or provision of this Code concerning the sewer system the person shall be punished by being imprisoned in the county jail. G.Theft of Utility Services,Water or Waterworks;Prosecution.Pursuant to Sections 498,624 and 625 of the Penal Code ofthe State of California,theft ofDistrict facilities or theft ofwater or other utility services,including theft through unauthorized connections,may be prosecuted as a crime. Ii:Ii 73-1 Adopted _/_/_ H.Prosecution of Code Violations.The District may,at its option,prosecute or cause to be prosecuted any violation of this Code of Ordinance or any other Ordinance of the District as a misdemeanor,pursuant to Section 71600 ofthe California Water Code. I.Receipt or Purchase of Stolen Property;Prosecution.Pursuant to Section 496a of the Penal Code ofthe State of California,purchase or receipt of stolen property belonging to the water system,may be prosecuted as a crime. J.Junk Dealers and Recyclers;Remedies.To the extent provided by law,including the provisions of AB844,approved by the Governor and chaptered in September of 2008,the District will pursue remedies available through or against any junk dealer or recycler that purchases any District property without prior written authorization from District. 73.02 NOTICE TO DISTRICT CONCERNING VIOLATIONS Any person noticing or discovering an unauthorized connection to the District's sewer, water or recycled water system from a parcel owned or occupied by such person must notify the District immediately.Ifthe unauthorized connection affects a parcel owned by the person,he or she must remove the unauthorized connection immediately and must notify the District.If the person rents or leases the affected parcel,the person shall provide the District the name and contact information ofthe owner ofthe parcel. 73.03 SEVERABILITY If any portion of any chapter,section,subsection,paragraph,sentence,clause,or phrase of this Article is for any reason held invalid or unconstitutional by any court of competent jurisdiction,such portion shall be deemed a separate,distinct,independent and severable provision and such holding shall not afIect the validity ofthe remaining portions hereof. 73-2 Adopted _/_/_ ATTACHMENT 2 TO ORDINANCE 519 Attachment 2 to Ordinance 519 SECTION 22 DISTRICT WATER SYSTEMS 22.01 CONTROL AND OPERATION OF SYSTEMS•."~-.-~-._.---,.------ All District water systems and appurtenances thereto shall be under the management and control of the General Manager.The District system shall include all piping components and appurtenances,~=t~ ~99=inQluding the water meter.No person,other than an employee or agent of the District,shall have any right to operate any part of a District water distribution system.Any or any oth_er:_,.~t§_tri~~~ t~Qilit}G As~rovig~d in Divisio~IVL any person who tampers or interferes with any part or component of said systemthe DistrictE;.. syst~msQ:r~La..£tliti~,~,or cavses or permits any such act-Gf tamper-i-ng- Gr----i-n-t-e--r:-f-e-r-i-H-g--wi-t-a--t-Be-B¥S-t-em,shall be I iable:r-ef:3pollf:3_~.RJ_~for any injvry or damage caused thereby or resulting therefrom.In additi~ -t-he-~General Manager is authorized to impose a charge of $5,000 per occu:rreHce on an?1~person or company who operates any part of the ~rict water system without proper authorization. 22.02 INSTALLATION OR REMOVAL OF METERS Installation or removal of water meters and connection to and disconnection from a District water system shall be made only by district employees. 22.03 TURN-ON OR TURN-OFF OF WATER SERVICE Except as otherwise specifically authorized by the General Manager,only District employees shall be permitted to turn water on Qr off at any connection or valve of a District water system or to operate any device that will regulate the flow of water within the system.Everything beyond themeterj including the ball valve, belongs to the customer and the customer has the responsibility to g.perate and maintain the system from there':['11~,_gBg,tSml-~:;t;',.9.~n_~~:r1<l_j_f:3__~ solely .resP()IlSi lJl~c;tQJ:__th.e_iPElt::Ci11~t.i911,=il}$E~St::j~QD",~E,~_ple:tS§lTI~l)t",.. maintenance and revai:r of any pipeEl oroth~:(=:t:ctc:'~1j.t.J~E3iIlstCil1~dfxom the meter,including the ball valve,to and.Cir()1.lrlcithepr:o'p~rty. 22.04 INSPECTION OF CUSTOMER PREMISES Authorized District personnel shall have unrestricted access at reasonable hours to all premises to which the District is furnishing water in order to inspect the supply system,meters,or measuring devices,and to determine whether the customer is complying with the rules,regulations and ordinances of the District concerning the taking,using or wasting water. ATTACHMENT 3 TO ORDINANCE 519 Attachment 3 to Ordinance 519 SECTION 24PROHIBITED PR2\CTICESSgCTION24CERTAINmBERVTCELTMITATIQNS 24.01NON-SERVICE AREAS A.Except as provided in Section 25 of this Code,no customer may use or permit the use of water: 1.for any property other than that described in the application for service; 2.for any property outside of the boundaries of an improvement district;or 3.for property outside the boundaries of the District. B.Water service shall not be supplied to more than one parcel ef land through one meter,except for master meters when approved by the General Manager.A "parcel"shall be deemed to mean land or property identified as a parcel by the County Tax Assessor. 24 .02LK\KS OR t'flASTE OF \AlATER-{RESERVEDl "No customer shall Jmmvingly pe:~-±eaJcs or other wastes of 'vv'ater. 24.03RESIILE OF tfJA'l'ER.LRESERVEDlo No customer may ~-esell -afPy"-i30E-t-ioo.-ef-the ,"vater furflished by the Distriet except as may be permitted under SectioR-27.06 -ef this Code. 24.04FIRE HYDRANTS BRAND.CERTAIU OTHER BISTRIFr FACILITIES A.No person may withdraw water from any fire hydrant,blow-off valve,or other connection to the facilities of this District,unless an agreement has been entered into with the District for such withdrawal. Such agreement shall provide that all withdrawals shall be made through a meter. B.The provisions of paragraph A shall not apply to withdrawals of water made from fire hydrants or other facilities for fire department purposes or to withdrawals made by other governmental agencies with prior District approval. ATTACHMENT 4 TO ORDINANCE 519 Attachment 4 to Ordinance 519 SECTION 26 WATER RECYCLING PLAN AND IMPLEMENTING PROCEDURES 26.01 FINDINGS The state policies regarding use of recycled water are in the best interest of the Otay Water District.The majority of jurisdictions in San Diego County have adopted measures to promote water reclamation.This ordinance is necessary to protect the common water supply of the region which is vital to public health and safety,and to prevent endangerment of public and private property. San Diego County is highly dependent on limited imported water for domestic,agricultural and industrial uses.The reliability of the supply of imported water is uncertain. By developing and utilizing recycled water,the need for additional imported water can be reduced.In light of these circumstances,certain uses of potable water may be considered unreasonable or to constitute a nuisance where recycled water is available. 26.02 A. USE OF RECYCLED WATER District Policy:It is the policy of the Dis- trict that recycled water shall be used within the jurisdiction wherever its use is financially and technically feasible,and consistent with legal requirements,preservation of public health, safety and welfare,and the environment. A customer's recycled water service must at all time be in compliance with any requirements of servjce.including but not Ijmited to the / requirements establjshed under thjs Section 26. the Djstrict's Rules and Regulations for Recycled Water Use.the California Water Code.commencing with Section 13520.the California Health and Safety Code.Section 116555.the California Code of Regulations.Titles 17 and 22.and Water Agency Standards. Formatted:Indent:Left: 0",Hanging:1",Tabs: OS',Left B.Required Use for Greenbelt Purposes:Pursuant to Section 13550 of the California Water Code,no customer of the District shall make,cause,use or permit the use of potable water supplied by the District for greenbelt uses,including,but not limited to,cemeteries,golf courses,parks and highway landscaped areas,when,following notice and a hearing,the District finds that recycled water is available for such greenbelt uses and that the following conditions are met: 26-1 Attachment 4 to Ordinance 519 1.the recycled water lS of adequate quality; 2.the recycled water may be furnished to such areas at a reasonable cost,comparable to or less than the cost of supplying potable domestic water; 3.the State Department of Health Services has determined that such use would not be detri- mental to public health;and 4.the use of recycled water will not adversely affect downstream water rights,will not degrade water quality. The findings may include terms and conditions under which recycled water shall be used.In addition,the District may assist the customer in obtaining any permits or approvals required for the use of recycled water. 26.03 DEFINITIONS The following terms are defined for purposes of this ordinance: A.Agricultural Purooses:Agricultural purposes include the growing of field and nursery crops, row crops,trees,and vines and the feeding of fowl and livestock. B.Artificial Lake:A human-made lake,pond,lagoon, or other body of water that is used wholly or partly for landscape,scenic or noncontact recre- ational purposes. C.Commercial Office Buildina:Any building for office or commercial uses with water requirements which include,but are not limited to,landscape irrigation,toilets,urinals and decorative foun- tains. D.Recycled Water Distribution System:A piping system intended for the delivery of recycled water separate from and in addition to the potable water distribution system. E.Greenbelt Areas:A greenbelt area includes,but is not limited to golf courses,cemeteries,parks and landscaping. F.Industrial Process Water:Water used by any industrial facility with process water require- ments which include,but are not limited to,rins- 26-2 Attachment 4 to Ordinance 519 ing,washing,cooling and circulation,or con- struction,including any facility regulated for industrial waste or other objectionable discharge under District Code of Ordinances Sections 52.04, 52.05 and 52.06. G.Off-Site Facilities:Water facilities from the source of supply to the point of connection with the on-site facilities,normally up to and includ- ing the water meter. H.On-Site Facilities:Water facilities under the control of the owner normally downstream from the water meter. I.Potable Water:Water which conforms to the fed- eral,state and local standards for human consump- tion. J.Recycled Water:Recycled water means water which, as a result of treatment,is suitable for a direct beneficial use or controlled use that would not otherwise occur.(See Water Code Section 13050 (n).) K.Recycled Water Use Permit:A recycled water permit means a permit issued by the District approving and conditioning recycled water service for a particular site. L.Site SUQervisor:A person responsible for the safe and efficient installation,operation and maintenance of a recycled water use site, including but not limited to compliance with all applicable permits,enforcement of the recycled water producer's rules and regulations and the prevention of potential hazards,such as cross- connections.The Site Supervisor must be certified by the San Diego County Water Authority as a Recycled Water Site Supervisor and must have evidence of valid certification at all times while acting as Site Supervisor. M.TemQorary Recycled Water Use Permit:Temporary recycled water use permit means a permit issued by the District,at its discretion,to allow temporary use of recycled water pending issuance of a recycled water use permit or pending renewal of such permit following suspension or termination due to a violation of the provisions of this Section. N.Waste Discharge:Waste Discharge means water deposited,released or discharged into a sewer 26-3 26.04 A. B. Attachment 4 to Ordinance 519 system from any commercial,industrial or residen- tial source which contains levels of any substance or substances which may cause substantial harm to any water treatment or reclamation facility or which may prevent any use of reclaimed water authorized by law. WATER RECLAMATION MASTER PLAN General:The General Manager shall prepare and adopt a Water Recycling Master Plan to define, encourage,and develop the use of recycled water within the District's boundaries.The Master Plan shall be updated not less often than every five years. Contents of the Water Recycling Master Plan:The Master Plan shall include,but not be limited to, the following: 1.Plants and Facilities.Evaluation of the location and size of present and future recycling treatment plants,distribution pipelines,pump stations,reservoirs,and other related facilities,including cost estimates and potential financing methods. 2.Recycled Water Service Areas.A designation, based on the criteria set forth in Section 26.02 and the information derived from Section 26.04B.1.and this Section 26.04B.2. of the areas within the District that can or may in the future use recycled water in lieu of potable water.Recycled water uses may include,but are not limited to,the irriga- tion of greenbelt and agricultural areas, filling of artificial lakes,and appropriate industrial and commercial uses. 3.Designate Tributary Areas.For each water reclamation facility identified in the Master Plan,designate proposed tributary areas. Within such areas,discharges to the sewage system shall be subject to permitting,moni- toring and control measures to protect public health,safety and public and private prop- erty.Designation of tributary areas shall be adopted by ordinances,and may be included in the Master Plan.Prior to designation of tributary areas,appropriate notice shall be given to property owners and residents of the area. 26-4 Attachment 4 to Ordinance 519 4.Ouality of Water to be Recycled.For each water reclamation treatment facility,evalu- ate water quality with respect to the effect on anticipated uses of recycled water to be served by each treatment facility.Evaluate sources of waste discharge and sewer inflow that may,directly or cumulatively,substan- tially contribute to adverse water quality conditions in recycled water. 5.Tributary Protection Measures.Develop rec- ommended control measures and management practices for each designated tributary area to maintain or improve the quality of recycled water.Such control measures may include capital improvements to the sewer collection system and waste discharge restrictions for industrial,commercial and residential discharges. 6.Mandatory Recycled Water Use.For each recycled water service area,evaluate whether greenbelt irrigation,agricultural irrigation,commercial office buildings, filling of artificial lakes,or industrial processes shall be limited to the use of recycled water.As appropriate,mandate construction of recycled water distribution systems or other facilities in new and exist- ing developments for current or future recycled water use as a condition of any development approval or continued water ser- vice if future reclamation facilities are proposed in the Master Plan that could ade- quately serve the development,in accordance with the procedures described in Section 26.05.Identify resources and adopt measures to assist water users in the financing of necessary conversions. 7.Rules and Regulations for Recvcled Water Use. Establish general rules and regulations governing the use and distribution of recycled water. 8.Public Awareness Program.Establish a com- prehensive water reclamation public awareness program. 9.Coordination Among Agencies.An examination of the potential for initiating a coordinated effort between the District and other regional agencies to share in the production and utilization of recycled water. 26-5 26.05 A. Attachment 4 to Ordinance 519 PROCEDURES Existing Potable Water Service. 1.Preliminary Determination.Based upon the Master Plan,upon the designation of each recycled water service area or the commence- ment of the design of new recycled water facilities,the General Manager shall make preliminary determinations as to which exist- ing potable water customers shall be con- verted to the use of recycled water.Each water customer shall be notified of the basis for a determination that conversion to recycled water service will be required,as well as the proposed conditions and schedule for conversion. 2.Notice.The notice of the preliminary deter- mination,including the proposed conditions and time schedule for compliance,and a recycled water permit application shall be sent to the water customer by certified mail. 3.Objections;Appeals.The water customer may file a notice of objection with the District within thirty (30)days after any notice of determination to comply is delivered or mailed to the customer,and may request reconsideration of the determination or modi- fication of the proposed conditions or sched- ule for conversion.The objection must be in writing and specify the reasons for the objection.The preliminary determination shall be final if the customer does not file a timely objection.Staff (Engineering Department)shall review the objection and shall confirm,modify or abandon the prelimi- nary determination.Upon issuance of a final determination by Staff,customer may appeal the determination upon written application to the Board of Directors after the final deter- mination made by the Staff.(Engineering Department). B.Development and Water Service Approvals. 1.Conditions.Upon application by a developer, owner or water customer (herein referred to as "applicant")for a tentative map,subdivi- sion map,land use permit or other develop- ment project as defined by Government Code Section 65928 or for new or altered water 26-6 Attachment 4 to Ordinance 519 service,the District Staff shall review the Master Plan and make a preliminary determina- tion whether the current or proposed use of the subject property is required to be served with recycled water or to include facilities designed to accommodate the use of recycled water in the future.Based upon such deter- mination,use of recycled water and provision of recycled water distribution systems or other facilities for the use of recycled water,and application for a permit for such use may be required a a condition of approval of any such application,in addition to any other conditions of approval for service. 2.Alterations and Remodeling.On a case-by- case basis,upon application for a permit for the alteration or remodeling of multifamily, commercial or industrial structures (including,for example,hotels),the Dis- trict Staff shall review the Master Plan and make a preliminary determination whether the subject property shall be required to be served with recycled water or to include facilities designed to accommodate the use of recycled water in the future.Based upon such determination,use of recycled water and provision of recycled water distribution systems or other facilities for the use of recycled water,and application for a permit for such use,may be required as a condition of approval of the application. 3.Notice of Determination.A notice of the basis for the preliminary determination, proposed conditions of approval and schedule for compliance shall be provided to the applicant prior to approval of the develop- ment application or application for water service. 4.Requested Service.On a case-by-case basis, upon application for a permit to use recycled water on a property not covered by Sections 26.05.A.1,26.05.B.1,or 26.05.B.2 above,the General Manager shall review the Master Plan and make a determination whether the subject property shall be served with recycled water. Based upon such deterffiinationdetermination, the application for the permit shall be accepted and processed subject to Section 26.05.C. 26-7 I Attachment 4 to Ordinance 519 C.Recycled Water Permit Process.Upon a final determination by the General Manager that a prop- erty shall be served with recycled water,or adoption of a condition of development approval or water service requiring use or accommodation of the use of recycled water,the water customer owner or applicant shall obtain a recycled water permit. 1.Permit Conditions.The permit shall specify the design and operational requirements for the applicant's water distribution facilities and schedule for compliance,based on the rules and regulations adopted pursuant to Section 26.04.B and shall require compliance with both the California Department of Health Services Wastewater Recycling Criteria (see California Code of Administrative Regula- tions,Title 22),and requirements of the Regional Water Quality Control Board. 2.Plan Approval.Plans for the recycled and non-recycled water distribution systems for the parcel shall be reviewed by the District Engineer and a field inspection conducted before the plans are approved. 3.Meter Permit Issuance.Upon completion of construction and approval by the District and the County Department of Environmental Health the meter permit shall be issued.Recycled water shall not be supplied to a property until inspection by the District determines that the applicant is in compliance with the permit conditions. 4.Becycled Water Use Permit Issuanc~.If the site has a certified Recycled Water Site Supervisor, a Recycled Water Use Permit will be issued by the District.If the site does not have a certified Site Supervisor identified,a Temporary Recycled Water Use Permit will be issued,for up to 120 days,to allow the site to receive recycled water while a proposed Site Supervisor is being certified. D.Temporary Use of Potable Water.At the discretion of the General Manager,potable water may be made available on a temporary basis,until recycled water is available.Before the applicant receives temporary potable water,a water reclamation per- mit,as described in Section 26.05.C,must be obtained for new on-site distribution facilities. 26-8 [Formatted:Underline =:J-------- (Formatted:Underline J ~tted:~o underlin~ E. 26.06 A. B. 26.07 Attachment 4 to Ordinance 519 Prior to commencement of recycled water service, an inspection of the on-site facilities will be conducted to verify that the facilities have been maintained and are in compliance with the recycled water permit and current requirements for service. Upon verification of compliance,the applicant shall be notified of the corrective actions necessary and shall have at least thirty (30)days to take such actions prior to initiation of enforcement proceedings. Recycled Water Rate.The rate charged for recycled water shall be established by Ordinance of the Board of Directors. REGULATION OF WASTE DISCHARGE TO SEWERAGE SYSTEMS Intent.The District recognizes that to maintain adequate wastewater quality for water reclamation treatment processes,and to protect public and private property,restrictions may be required on certain industrial,commercial and residential waste discharges to a sewerage system that is located within a designated tributary area of an existing or planned reclamation facility. Adopted Tributary Protection Measures.Waste dis- charges to the sewerage system from any indus- trial,commercial or residential source may be restricted or prohibited upon a finding,following a noticed public hearing,that the type or class of discharge involved is capable of causing or may cause substantial damage or harm to any sewage treatment or reclamation facility or to any sig- nificant user or users or potential user or users of recycled water within an area which has been planned for recycled water service.Prohibitions for certain discharges and guidelines for accept- ability of wastes are set forth in District Code of Ordinances Sections 52.04,PROHIBITIONS AGAINST DISCHARGE OF OBJECTIONABLE WASTES,which prohibits discharge of certain items into the District sewer system,including,but not limited to,brine dis- charge from on-site self-regenerating water sof- tener units;52.05,GUIDELINES TO DETERMINE ACCEPTABILITY OF WASTES;and 52.06,DISCHARGE OF INDUSTRIAL WASTE. SANCTIONS.In addition to the remedies established under Division IV of this Code,the following sanctions and remedies apply to vioJations of the provisions of this Section. 26-9 Attachment 4 to Ordinance 519 A.Public Nuisance.Discharge of wastes or the use of recycled water in any manner in violation of this ordinance or of any permit issued hereunder is hereby declared a public nuisance and shall be corrected or abated as directed by the General Manager.Any person creating such a public nui- sance is guilty of a misdemeanor. B.Injunction.Whenever a discharge of wastes or use of recycled water is in violation of this ordi- nance or otherwise causes or threatens to cause a public nuisance,the District may seek injunctive relief as may be appropriate to enjoin such discharge or use. C. D. E. 26.08 Permit Susnension or Revocation.In addition to any other provision of this Code or state statute or rule authorizing termination of water service, the General Manager may puspend or revoke a permit issued hereunder if a violation of any provision of this ordinance or the Rules and Regulations for Recycled Water Use is found to exist or if a discharge of wastes or use of recycled water causes or threateRstbreatens to cause a nuisance. If a permit is revoked,the General Manager may, at its discretion,issue the recycled water user a temporary recycled water permit for up to 120 days to allow service to continue while corrective measures are completed. Penalty.Any owner and/or operator who violates this ordinance shall,for each day of violation, or portion thereof,be subject to aan admini strative fine Rot ocoeediRg $1,000,or other higher affiouRt authorized by applicable law. Other Reffiedies.IR additioR to any fiRe, revoeatioR,suspeRsioR or peRalty imposed uRder this as described in Section 26 iR cORRectioR with aRY violatioR of this SectioR,the District may talco aRY or all the followiRg actioRs.(i) suspeRd or termiRate ·,Jater aRd or sewer service to the property,the mroer aRd/or the operator,(ii) require payreeRt by the Ovffler for any damage to the District facilities,reitRburseffieRt to District of costs and eRpenses,or fines iffiposed on the District iR cORRectioR with such violatioR,or (iii)prosecute the responsible party uRder aRY applicable provision of this Code,the Water Code or the PeRal Code.72 05. VALIDITY 26-10 ~---"""--JFormatted:Underline --------~~-- Attachment 4 to Ordinance 519 If any provision of this Section 26 or the application thereof to any person or circumstance is held invalid,the remainder of Section 26 and the application of such provi- sions to other persons or circumstances shall not be affected thereby. 26-11 ATTACHMENT 5 TO ORDINANCE 519 Attachment 5 to Ordinance 519 Formatted:Differentfirst page SECTION 33 GENERAL REGULATIONS FOR USE OF WATER METERS 33.01 FURNISHED AND INSTALLED ONLY BY DISTRICT Water meters used for service from a District water distri- bution system shall be furnished and installed by the District. Meters will be furnished only for use for a specific parcel of land.Master meters and meters for irrigation purposes may be furnished for more than one specific parcel of land upon the ap- proval by the District.Refer to Section 28tbe Djstrjct's sched tile of this Code for fees and charges,set forth in Appendix A hereto. At the request of the customer,a water meter may be turned off and locked without charge;provided,however,the system charge shall continue to apply. With prior District approval,water meters may be moved at the request of the owner from one location to another location on the same parcel or within the same tract owned by the customer upon payment of an amount determined by the District. The District shall retain title to all meters installed within the District.Payment by a customer of installation fees, capacity fees,meter charges,connection charges or any other fees or charges shall not transfer ownership of a meter from the District to the customer. RELOCATION OF METERS METER TURN-OFF REOUESTED BY CUSTOMER OWNERSHIP OF METERS 33.04 33.03 33.02 33.05 REMOVAL OF METERS A.Abandonment of Service.The District may remove any water meter where the customer has abandoned water service through that meter. B.Permanent Removal of Meters for Agricultural or Irriga- tion Service.When service is no longer required,meters for ag- ricultural and irrigation service may be removed upon the request of a lessee who paid the fees and charges (or upon request of the owner if the lease has expired),or upon the request of the owner if the fees were paid by the owner. C.Request for Removal of a Water Meter After Installa- tion.If,after installation of a water meter,a request is made by a customer for the removal of that water meter from service, the customer shall be credited with the number of Equivalent Dwelling Units (nEDun)for that meter size.If thereafter a re- quest is made for the installation of the same size water meter at the same location,no capacity fee shall be due.If the cus- tomer's request is for a larger meter,all capacity fees and charges per 28.01 and 28.02 shall be due and payable for all EDUs,less the EDU credit for the meter previously removed.No refund shall be due or payable for any portion of a capacity fee previously paid.The customer shall pay any expenses incurred by the District for removing and replacing the meters. D.Removal of Meters for Delinquent Payment of Water Sys- tem Charges.If an owner/customer remains delinquent in the pay- ment of water charges or system charges after written notice of delinquency from the District,the DistrictDistrict may remove the owner/customer's water meter.If after removal of thc meter, ,vater service is subsequently requested for the same address or location,service ,viII bc resumed only upon payment of the fol lO,ving:Rcfer to Section 72 of this Code for addjtional informa tion regarding the procedure for removal of the meters and to the Djstrict's schedllle of fees and charges.set forth in Appendix A hereto.for informatjon concerning costs. 1.all charges that were delinquent at the time of removal of the metcr and Formatted:Indent:Left: 0",Hanging:lS',Tabs: OS',Left +1",Left 2.the District's thcn current charges for meter in stallation of the size to be installed for the re sumption of service. If the request for such service is made more than six months after removal of the meter,the request shall be PTe- cessedprocessed as a new order for service and all applicable fees and charges for a new service (except for capacity fees) shall be due and payable. 33.06 READING OF METERS Meters shall be read once each calendar month. Meters are read each time a meter is "turned-on"or "turned- off"and when water service is established as a new account. 33.07 ADJUSTMENT FOR METER INACCURACIES A.Customer Request for Meter Test.A customer may re- quest that the meter for the customer's service be tested for ac- curacy upon making a deposit with the District in accordance with the followingDistrict's schedule7 Heter Size Deposit $50.00 $125.003"and larger 5/8"x 3/4",3/4"of fees and -±1:-'"'---------~$.z2c':5,...,.;-10:T0\7~cJ;h~aUr:dg£e~sd=, as set forth at Appendix A hereto. 1 1/2"and 2" 33-2-1- ~.Tampering Punishable as Piisdemeanor.California Penal C.Failure of Meter to Register During Service.Should any meter in service fail to register during a billing period,a bill will be issued by the District for the estimated amount of water used during the period of the meter failure,based on prior use under that account. Code Section 499 providcs as follo',m."Every person 'v?ho,with intcnt to injurc or defraud,connccts or eauses to bc connected, any pipe,tube or other instrumcnt,'vJith any main,service pipe, or conduit or flume,for the purpose of taking 'Jater from sueh main,service pipe,cond~:lit or flume,without the JmoHledge of the mmer thereof,and with intent to evade payment therefor,and every person ',mo,',?ith intent to injure or defraud,injures or alters any water meter,water meter seal,service valve,or other serviee connection,is guilty of misdemeanor." DN'H'rGHifG OR 'J?NI1PERHifG \'H'J?II HE'J'ERS33.08 B.Results of Meter Test.If upon testing,the meter does not register more than five percent (5%)in excess of the rated calibration for such meter size,the deposit shall be retained by the District.If the meter so tested registers more than five percent (5%)in excess of the rated calibration for such meter size,the meter will be replaced by the District and the deposit shall be returned to the customer.No adjustment in billing shall be made for excess registration during any period prior to 120 days before the request for the test. B.Locking or Removing Damaged or 'J?ampered Heters.When ever the General Hanager has determined that a water meter has been damaged or tampered 'vJith,in such a manner that the mcter does not properly register the consumption of water,the meter shall be locked or removed.The meter shall not bc opened or re installed for service until all of the following charges have becn paid. 1.Outstanding water bills for the property being served by that meter; 2.A charge for servicing or repairing the meter in accordance with the following schedule. a)For 3/4"and 1"meters,the charge shall be as follmm: Broken LoeJc/LocJcing Dcvicc Cap Lock (Welded) To Pull and Reset Heter Broken Curbstop or Tabs If Customer Uses Jumper $56.00 158.00 170.00 192.00 149.00 33-3-l- bl For 1 1/2"and 2"meters,the charges listed in al above shall be the same with the fol lowing e}cception: Broken ']Jabs $265.00 cl For 3",4"and 6"meters,the charges listed in a)above shall apply IIvith the follOllving exceptions: ']Jo Pull and Reset Heter 3.A meter installation fee in accordance with Sec tion 28,and A charge for estimated quantity of ~vater consumed Formatted:Li~e SpaCing:] Exactly 12 pt----- 4-54-.00 600.00 600.00 454.00 $351.00 6" 4" 8" 3 " 10" but not paid for since the last regular correct reading,~fhich shall be determined on the basis of prior use under the customer's account for the damaged or tampered meter. 4. (RESERVED) 33-4-1- ATTACHMENT 6 TO ORDINANCE 519 Attachment 6 to Ordinance 519 SECTION 35 D.~WrGE TO DISTRICT PROPERTY (RESERVED) 35.01 DhH:Z'rGE CAUSED BY CUSTOHER Each customer shall be responsible for any damage to District property caused by an intentional act,careless ness or ncglect of the customer or agcnts of the customer. Bills issued by the Distriet for damage shall bc due and payable on the date of mailing or presentation.Service may be discontinued if bills for damage are not paid within five (5)days after the date of mailing or presentation of a notice of delinquency for the damage.all damage must be paid for before water service lidll be restored. Formatted:Different first page 35.02 PE~V'rLTIES FOR DAHZ'rGE TO DISTRICT PROPERTY Any violation of District ordinances,rules and regu lations causing damage to the Distriet may be eause for the Board of Direetors to assess such penalties as may be l~,J ful,or to talce other action deemed appropriate,including termination of water service. ATTACHMENT 7 TO ORDINANCE 519 Attachment 7 to Ordinance 519 SECTI ON 51---I2DJ.Il;iS1:TRRI.IC~TLS~EE:WI!iEJ;:;.R~S~Y~S;;LT.!jEE;MM Formatted:Different first page Formatted:Tabs:0.5", Left +1",Left +18',Left 51.01 CONTROL AND OPERATION OF SYSTEM The District sewer system and appurtenances thereto shall be under the management and control of the General Manager.No person,other than an employee or agent of the District,shall have any right to operate any part of a District sewer system.Afiy-As provided in Division 1\1,any person who tampers or interferes with any partthe Districts systems or cOffiponent of said systeffifacilities,or causes or permits any such act of taffipering or interference with the systeffi,shall be liableresponsible for any injury or damage caused thereby or resulting therefrom.In addition,the General Hanager is authorized to iffipose a charge of $5,000 per occurrence on any person or cOffipany ~;ho operates any part of the District sewer systeffi ~,Tithout proper authorization. 51.02 CONNECTIONS AND DISCONNECTIONS TO SEWER SYSTEM Connection to and disconnection from a District sewer main shall be made only by District employees.Connection to and disconnection from a District sewer lateral shall be made by the customer subject to inspection and approval of the District. 51.03 INSPECTION OF CUSTOMER PREMISES Authorized District personnel shall have unrestricted access at reasonable hours to all premises served by District sewers for inspection and testing purposes,and to determine whether the customer is complying with the rules, regulations and ordinances of the District concerning sewer services. 51.04 UHAUTHORI2iED CONNECTION TO DISTRICT SE~vER SYSTEH(RESERVED) Charges for Unlawful Conncctions.In addition to all other civil and criffiinal rCffiedies provided by law,any person ffiaJcing a connection to a District sewer systeffi ;;ithout prior District approval shall be assessed a fine equal to the annexation fee per Section 9,plus pay the annexation fee per Section 9 for each unauthorized sewcr connection.A custoffier who is already annexed into a sewer iffiprovcffient district shall only pay the fine.Failure to pay the fine and annexation fee ffiay result in disconnection per Section 53. 51.05 DISCmfNECTION FOR VIOLATION OF CODE PERMIT REVOCATED OR SUSPENDED. NOTICE.51.05 The General Manager shallwilJ give not less thanat least five-(5)days notice of intention to disconneet a premise or to suspendprior to suspending or revoke a permit, stating the reasons therefore,and may grantreason for the proposed action and,jf determined to be reasonable by the General Manager,providing a reasonable time for elimination of the to correct the violation;provided,however,that if the General Banager determines that the danger is iffiffiinent, and such action is necessary for the immediate protection of the health,safety or ~Jelfare of persons or property,or for the protection of the sewer system,any premise may be disconnected and service terminated concurrently ~iith the giving of such notice.Notice shall be given to the occupant of the premise,if any,and to the recorded owner of the property as shown upon the last equalized assessment roll of the County of San Diego by United States mail, registered or certified,return receipt requested,postage prepaid,or by posting such notice on the premise.Notice shall be given to the hoJder of the permjt,at the address for such person on file with the District. When a premise has been disconnected,it shall not be reconnected until all fines,delinquent fees,charges,and code violations have been corrected or paid together with reasonable charge for disconnection and reeonneetion as established by the General ~~anager,plus the penalties provided herein. (Formatted:Font:8 pt :-:J 51 1 ND-4839 4192 2051 v ~ ATTACHMENT 8 TO ORDINANCE 519 r,i I), ~ I I~ r II II~. lt! OTAY WATER DISTRICT CODE OF ORDINANCES TABLE OF CONTENTS ~IVISI~~ARTICLE I DISTRICT ADMINISTRATION CHAPTER 1 GENERAL PROVISIONS SECTION 0 Definitions and Miscellaneous Provisions 0.01 0.02 0.03 0.04 0.05 0.06 Title -Reference to Code Definitions Effect of Heading Notices Validity of Code Time Limit for Seeking Review of Administrative Decisions CHAPTER 2 ADMINISTRATION OF DISTRICT SECTION 1 1.01 1.02 1.03 1.04 1.05 1.06 1.07 1.08 1.09 1.10 1.11 SECTION 2 2.01 2.02 Board of Directors and Officers Governing Body Officers Election of Board Officers Board Vacancies Duties of President Duties of Vice President Duties of Secretary Meetings of the Board Public Hearings Robert's Rules of Order Seal of the District Management of the District Authority of the General Manager Order of Succession CHAPTER 3 DISTRICT FINANCIAL MATTERS SECTION 3 3.01 3.02 3.03 3.04 3.05 3.06 3.07 3.08 District Banking and Other Financial Matters Designation of Depository Deposit of Cash Types of Accounts and Investment Accounts Classes of Bank Accounts Transfer of Funds From One Account to Another Withdrawal of Funds Directions Pertaining to Demand Deposits Fiscal Year &e¥dRS 8/13/2008;/ / 3 09 3.10 Closing of Books of Account Appointment of an Auditor for Annual Audit of Books of Account CHAPTER 4 PURCHASING SECTION 4 Purchases and Payments 4.01 4.02 4.03 4-04 4.05 Purchases of Property or Services Payment of Invoices Petty Cash Purchases Construction Contracts Disposal of Surplus Property CHAPTER 5 PERSONNEL PRACTICES Employer-Employee RelationsSECTION5 5 01 5.02 5.03 5.04 5.05 5.06 5.07 5.08 5~09 5.10 5.11 5 12 5.13 5.14 5.15 SECTION 6 6.01 6 02 6.03 6.04 6.05 6.06 6.07 6.08 6 09 6.10 6.11 6 12 6.13 Purpose Definitions District Authority Employee Rights Establishment of Representation Units Certification of Employer Organizations Employee Organizations'Rights Impasse Procedures Decertification Procedure Individual Representation Employer-Employee Communications Information Requests Interpretation Amendments Severability Conflict of Interest Code Definitions Designated Employees Disclosure Categories Statements of Economic Interests:Place of Filing Statements of Economic Interests:Time of Filing Statements for Persons Who Resign Prior to Assuming Office Contents Of and Period Covered by Statements of Economic Interests Manner of Reporting Prohibition on Receipt of Honoraria Prohibition on Receipt of Gifts in Excess of $320 Loans to Public Officials Loan Terms Personal Loans ii RtwdRS 8/13/2008 ;I I 6.14 6.15 6.16 6.17 6.18 6.19 6 20 6.21 Disqualification Legally Required Participation Disqualification of State Officers and Employees Disclosure of Disqualifying Interest Assistance of the Commission and Counsel Violations Prohibited Transactions Incompatible Activities SECTIONS 7 AND 8 (RESERVED) CHAPTER 6 MISCELLANEOUS ADMINISTRATION PROCEDURES SECTION 9 Annexations and Detachments 9.01 9.02 9.03 9.04 9.05 SECTION 10 Requirement of Annexation for Service Annexations to or Detachments from Improvement Districts Annexations to or Detachments from the District through LAFCO Fees and Charges for Annexations or Detachments Taxation of Property after Annexation to Improvement District Application for Waiver or Modification of Ordinance Requirements 10.01 10.02 Filing of Petition Review by Board of Directors SECTIONS 11 THROUGH 20 (RESERVED) CHAPTER 1 WATER SERVICE SECTION 21 Rules and Regulations for Water Service SECTION 22 District Water Systems 22.01 22.02 22.03 22.04 Control and Operation of Systems Installation or Removal of Meters Turn-on or Turn-off of Water Service Inspection of Customer Premises SECTION 23 Non-Responsibility of District 23.01 23.02 23.03 23.04 23.05 Interruptions of Water Service Privately-Owned Water Lines Water Pressure Regulation Cross-Connections and Backflow Devices Water Service for Steam Boilers iii ~S;8/13/2008;/ / 23.06 Electrical Ground Connections SECTION 24 Prohibited PracticesCertain Service Limitations 24.01 24.02 24.03 24.04 Non-Service Areas Leaks or Waste of WaterReserved Resale of WaterReserved Fire Hydrants erand Certain Other District Facilities SECTION 25 Rates and Conditions for Water Service 25.01 25.02 25.03 25.04 25.05 Service Area Definition of "H.C.F."and "Unit of Water" Water Rates,Charges and Fees Deposit by Lessees or Non-Owners of Property Service to Subsequent Customers SECTION 26 Water Reclamation Plan and Implementing Procedures 26.01 26.02 26.03 26.04 26.05 26.06 26.07 26.08 Findings Use of Reclaimed Water Definitions Water Reclamation Master Plan Procedures Regulation of Waste Discharge to Sewerage Systems Sanctions Validity SECTION 27 Requirements and Limitations for Obtaining Water Service 27.01 27.02 27.03 27.04 Requirement for Water/Sewer Permit and Payment of Fees,Charges,and Deposits Size of Water Meter Manufacturers Recommended Maximum Flow Rate for District Meters Use of Submeters for Resale or Distribution of Water SECTION 28 Fees and Charges for Potable or Reclaimed Water Service 28.01 28.02 28.03 28.04 28.05 Collection of Fees and Charges Installation Charges for Water Meter and Water Service Laterals Interim Water Service ln Improvement District 7 Meter Fee Refund Fees for Construction of Water Facilities for Rancho Jamul Pressure Zone 1655 iv Re-vdRS 8113/2008;/ / SECTION 29 (RESERVED) SECTION 30 Non-Permanent Irrigation Water Service 30.01 Definition of Non-Permanent Irrigation Water Service 30.02 Conditions for Non-Permanent Irrigation Water Service SECTION 31 Temporary Water Service 31.01 31.02 31.03 31.04 Definition of Temporary Service Requirement of Temporary Meter for Service Fees and Charges for Temporary Meters Payment of Capacity and Annexation Fees for Temporary Meters SECTION 32 DELETED SECTION 33 General Regulations for Use of Water Meters 33.01 33.02 33.03 33.04 33.05 33.06 33.07 33.08 Furnished and Installed Only by District Ownership of Meters Relocation of Meters Meter Turn-Off Requested by Customer Removal of Meters Reading of Meters Adjustment for Meter Inaccuracies Damaging or Tampering ',.'ith HetersReserved SECTION 34 Issuance and Payment of Water Bills 34.01 Issuance,Due Date and Final Payment Date of Statement of Charges for Service 34.02 Delinquent Accounts SECTION 35 Damage to Distriet PropertyReserved 35.01 35.02 Damage Caused by Customer Penalties for Damage to Distriet Property SECTION 36 Location of Water Lines and Easements 36.01 36.02 36.03 36.04 Location of Water Lines District Water Line Easements Encroachment in District Easements Concurrent Use of District Easements SECTION 37 Fire Hydrants 37.01 37.02 Charges for Installation Use of District Fire Hydrants v RtwaRS 811312008;/ / SECTION 38 Service for Fire Protection Systems 38.01 38.02 Service for Commercial or Industrial Purposes Rules and Regulations for Fire Hydrant and/or Fire Sprinkler Service for Commercial or Industrial Purposes on Private Property SECTION 39 DroughtWater Shortage Response Conservation Program 39.01 39.02 39.03 39.04 39.05 39.06 39.07 39.08 39.09 Declaration of Necessity and Intent Definitions Applicable to the Program Application DroughtWater Shortage Response Level 1 - Drought Watch Condition DroughtWater Shortage Response Level 2 - Drought Alert Condition DroughtWater Shortage Response Level 3 - Drought Critical Condition DroughtWater Shortage Response Level 4 - Drought Emergency Condition Correlation Between DroughtWater Shortage Management Plan (DMP)and DroughtWater Shortage Response Levels Procedures for Determination and Notification of DroughtWater Shortage Response Level SECTIONS 41 THROUGH 49 (RESERVED) CHAPTER 2 SEWER SERVICE SECTION 50 Rules and Regulations for Sewer Service SECTION 51 District Sewer System 51.01 51.02 51.03 51.04 51.05 Control and Operation of System Connections and Disconnections to Sewer System Inspection of Customer Premises Unauthorized Connection to District Sewer SystemReserved Disconnection for Violation of Code -Notice SECTION 52 Waste Disposal 52.01 52.02 52.03 52.04 Definitions of "Sewer System,""Sewage"and "Industrial Wastes" Federal and State Statutes and Regulations Applicable to District Sewer Service Enforcement of District Rules and Regulations Prohibitions Against Discharge of Objectionable Wastes vi RtwaRS 8/13/2008;/ / 52.05 Guidelines to Determine Acceptability of Wastes 52.06 Discharge of Industrial Waste SECTION 53 Fees,Rates,Charges and Conditions for Sewer Service 53.01 53.02 53 03 53.04 53.05 53.06 53 07 53.08 53 09 53.10 53 11 53.12 Conditions for Acquisition of Sewer Service Capacity Service Areas Acquisition of Sewer Connections for Service in 10 14,10 18 and AD 4 Acquisition and Purchase of Sewer Capacity for Service in the Russell Square Sewer Service Area Charges for Installation of Sewer Laterals Payment of Fees Sewer Service Use Changes Resulting in Increased System Utilization Wastewater Discharge Permit Issuance and Limitation Basis for Determination of EDUs Transfer,Assignment or Resale of Sewer Connection Rights Sewer Service Rates and Charges Reduced Sewer charges for Low-Income Customers SECTION 54 Deposit by Lessees or Non-Owners of Property 54.01 54.02 54 03 Amount of Deposit Refund of Deposit Letter of Credit SECTION 55 Issuance and Payment of Sewer Bills 55 01 Issuance,Due Date and Final Payment of Statement of Charges for Service SECTION 56 Location of Sewer Lines and Easements 56.01 56.02 56 03 56.04 Location of Sewer Lines District Sewer Line Easements Encroachment in District Easements Concurrent Use of District Easements SECTIONS 57 THROUGH 59 (RESERVED) DIVISIONARTICLE III SUBDIVISION AND PARCEL MAP DEVELOPMENTS CHAPTER 1 WATER AND SEWER SYSTEMS FOR SUBDIVISIONS AND PARCEL MAPS SECTION 60 Utility Facilities for Subdivisions and Parcel vii ReWRS 8/13/2008;/ / Map Developments 60.01 60.02 60.03 60.04 60.05 60.06 60.07 60.08 60.09 60.10 60.11 60.12 SECTION 61 SECTION 62 62.01 62.02 Installation by District Installation by Developers Issuance of Availability Letters for Water and/or Sewer Service Requirement for a Subarea Master Plan (SAMP) Requirement for a Tentative Map Requirement of Easement or Right-of-Way for Utility Facilities Requirement for Annexation Requirement for Approved Plans and Construction Agreement Requirement for District Inspection Requirements for Use of Utilities for Occupancy Prior to District Acceptance Requirement for Final Acceptance by the General Manager Requirement for One Year Warranty Period (RESERVED) Extent of Systems for Subdivisions and Parcel Maps Location and Scope of System Request for Variance ARTICLE IV PROHIBITED ACTIVITIES;REMEDIES AND ENFORCEMENT CHAPTER 1 GENERAL PROVISIONS SECTION 70 Definitions 70.01 70.02 Reference to Article Definitions SECTION 71 Violations;Prohibited Activities CHAPTER 2 DISTRICT REMEDIES SECTION 72 Damages,Penalties and Administrative Fines 72.01 72.02 72.03 72.04 72.05 General Certain Specific Operational Violations Violation of Conservation or Other Water Use Restriction Provisions Violations Involving District Real Property Administrative Fines SECTION 73 Additional District Remedies 73.01 73 02 Other Remedies of District Notice to District Concerning Violations viii RevaRS 8/13/2008;I I 73.03 Severability IX ReveRS 8/13/2008;/ / AGENDA ITEM 8b STAFF REPORT TYPE MEETING:Regular Board MEETING DATE:February 3,2010 AllDIV.NO.W.O.lG.F.NO:Elaine Henderson, Customer s~anager Joseph B~~Chief Financial Officer Germa~ez,Assistant General Manager,Administration and Finance APPROVED BY: (Chief) APPROVED BY: (Ass!.GM): SUBMITTED BY: SUBJECT:Adopt Ordinance No.523 Removing Fees and Charges from Sections 9,10,23,25,28,31,33,34,53,60 and from Policy 5 of the District's Code of Ordinances and Incorporating Them in a Newly Created Appendix A; Deleting Policy 17 and Incorporating it into Section 31;and Amending Section 53 -Fees,Rates,Charges and Conditions for Sewer Service GENERAL MANAGER'S RECOMMENDATION: That the Board adopt Ordinance No.523 removing fees and charges from Sections 9,10,23,25,28,31,33,34,53,60 and from Policy 5 of the District's Code of Ordinances and incorporating them in a newly created Appendix A;deleting Policy 17 and incorporating it into Section 31;and amending Section 53 Fees,Rates,Charges and Conditions for Sewer Service. COMMITTEE ACTION: See Attachment A. PURPOSE: To add a consolidated schedule of all the District's fees and charges in a newly created Appendix A,within the Code of Ordinances,which will add clarity and consistency to code sections. ANALYSIS: There are numerous fees and charges administered by departments in the District.Most are spread throughout the District's Code of Ordinances and Policies.Others are found in various state, government,and administrative codes. The current organization of fees and charges in the District's Code of Ordinances can cause confusion and inefficiency when doing research,evaluations,and periodic updates.The new Appendix A provides a consolidated look at all fees and charges and will be easy to view and update.It will be posted on the District's website and other shared locations for easy accessibility by customers,Board members,and staff. The summary of fees and charges in Appendix A are the same fees and charges that currently exist in the Code of Ordinances as of the 4th quarter of calendar year 2009 with the exception of the fees,rates,and charges in Section 53 which became effective January 1,2010.The fees and charges will continue to be updated per Board authorization or as indicated in the Code of Ordinances. FISCAL IMPACT:~/. None. STRATEGIC GOAL~ Ensure financial health through formalized policies,prudent investing,and efficient operations. LEGAL IMPACT: None. Attachments: A)Committee Action Form B)Ordinance No.523 and Strike-through copies C)Appendix A D)Proposed Sections and Policy 5 E)Deleted Policy 17 (incorporated into Section 31) ATTACHMENT A Adopt Ordinance No.523 Removing Fees and Charges from Sections 9,10,23,25,26,28,31,33,34,53,60 and from Policy 5 of the District's Code of Ordinances and Incorporating Them in a Newly Created Appendix A;Deleting Policy 17 and Incorporating it into Section 31;and Amending Section 53 - SUBJECVPROJECT:Fees,Rates,Charges and Conditions for Sewer Service COMMITTEE ACTION: The Finance/Administration and Communications Committee reviewed this item at a meeting held on January 19,2010 and the following comments were made: •Staff indicated that District fees and charges are currently noted in different sections throughout the District's Code of Ordinances.Staff is proposing that all such fees and charges be centralized into a newly created Appendix A. •This change will create efficiency and will eliminate confusion when researching or updating information in the Code.Appendix A will also provide a complete view of all District fees and charges. •Staff noted that the fees and charges reflected in the proposed Appendix A are the same fees and charges that currently exist in the Code of Ordinances as of the 4th quarter of calendar year 2009 with the exception of fees, rates,and charges in Section 53 (sewer rates)which were updated with the new rates effective January 1,2010. •Staff is recommending that Ordinance No.523 be adopted removing fees and charges from Sections 9,10,23,25, 26,28,31,33,34,53,60 and from Policy 5 of the District's Code of Ordinances and incorporating them in a newly created Appendix A;deleting Policy 17 and incorporating it into Section 31;and amending Section 53 -Fees,Rates,Charges and Conditions for Sewer Service Following the discussion,the Committee supported staffs' recommendation and presentation to the full Board on the consent calendar. Y:\Board\CurBdPkg\FINANCE\Appendix A Ol-06-10\CommMtgAppendixA010610.doc Attachment B ORDINANCE NO.523 AN ORDINANCE OF THE BOARD OF DIRECTORS OF THE OTAY WATER DISTRICT REMOVING FEES AND CHARGES FROM SECTIONS 9,10,23,25,28,31,33,34,53,60 AND FROM POLICY 5 OF THE DISTRICT'S CODE OF ORDINANCES AND INCORPORATING THEM IN A NEWLY CREATED APPENDIX A;DELETING POLICY 17 AND INCORPORATING IT INTO SECTION 31;AND AMENDING SECTION 53 -FEES,RATES,CHARGES AND CONDITIONS FOR SEWER SERVICE WHEREAS,it would be more efficient for updating purposes to consolidate all the District's fees and charges into a central location within the District's Code of Ordinances;and WHEREAS,staff has integrated all the District's fees and charges into a newly created Appendix A of the District's Code of Ordinances;and WHEREAS,this information will be posted to the District's website and other shared locations for easy accessibility by customers,Board members and staff. NOW,THEREFORE,BE IT RESOLVED by the Board of Directors of the Otay Water District as follows: This Ordinance and the amendments to Sections 9,10,23, 25, 28,31,33, 34,53,60 and Policy 5 of the District's Code of Ordinances (strike-through copies attached)shall become effective upon adoption of this Ordinance. 1 The deletion of Policy 17 and its incorporation into Section 3P:(strike-through copy attached)shall alsb become effective upon adoption of this Ordinance. The amendments concerning sewer rates,charges and fees, and periodic pass-through increases of the Code of Ordinances being incorporated into Section 53 became effective on January 1,2010 as adopted by the Board on August 24,2009. PASSED";APPROVED AND ADOPTED by the Board of Diiectors of the Otay Water District at a regular meeting duly held this 3rd day of February,2010,by the following roll call vote: AYES: NOES: ABSENT: ABSTAIN: President ATTEST: Secretary 2 Attachment B includes the following strike-through copies ofthe Code of Ordinances Sections 9,10,23,25,28,31,33,34,53 &60 and Policy 5 CHAPTER 6 SECTION 9 MISCELLANEOUS ADMINISTRATION PROCEDURES ANNEXATIONS AND DETACHMENTS 9.01 REQUIREMENT OF ANNEXATION FOR SERVICE Except as provided elsewhere in this Code,whenever utility service is requested for land outside the bounda- ries of an improvement district,the land to be serviced must first be annexed to an improvement district(s).If the land is located outside the boundaries of the District, the land must also be annexed to the District. 9.02 ANNEXATIONS TO OR DETACHMENTS FROM IMPROVEMENTS DISTRICTS An owner or owners of land within the District desir- ing to annex to or detach land from an improvement district within the District must file a petition for such proceed- ing with the District.Annexation proceedings shall be conducted pursuant to Chapter I (commencing with Section 72670)of Part 11,Division 20 of the California Water Code.Detachment or exclusion proceedings shall be conducted pursuant to Part 8.5 (commencing with Section 72080)of Division 20 of the California Water Code. 9.03 ANNEXATIONS TO OR DETACHMENTS FROM THE DISTRICT THROUGH LAFCO An owner or owners desiring to annex land to or to detach land from the District may either (i)file a peti- tion directly with the Local Agency Formation Commission (LAFCO)for the annexation or detachment or (ii)request the District to file the petition with LAFCO for such annexation or detachment.Any such proceeding for annexa- tion or detachment,which is deemed a change of organiza- tion or reorganization pursuant to the Cortese-Knox Local Government Reorganization Act of 1985,shall be initiated, conducted and completed pursuant to Title 6,Division 1 (commencing with Section 56000)of the California Govern- ment Code. 9.04 FEES AND CHARGES FOR ANNEXATIONS OR DETACHMENTS A petitioner requesting an annexation to or detachment from the District or an improvement district within the District shall pay the following applicable fees and charges: 9-1 A 1. Administrative Processing Fees District Processing Fee.A District processing fee J~ee Appendix A,9.04 A.l.for fee)_s_h_~l.l._1:2~_p~~~L -Deleted:of to the District for each annexation or detachment ->--=====------====--~~Deleted:$500proceeding,regardless of the number of parcels involved,provided all parcels are included in one proceeding.T~.J:~~_~0~-!-L~9!l§~J~_uJ_e__t}!.~_'~1:2~~~_.__--{Deleted:era~e"on March 3,1997.The b,:se r,:te shall be ---i:=D=e=le=t=ed=:=$=S=o=o=========< adJusted annually for fluctuatlons In the Consumer ~--------------------~ Price Index (Urban Wage Earners and Clerical Workers -Los Angeles)and subsequent cost-of- living adjustment (COLA). Additional Processing Fees or Charges''I't:!~_p~t~:_---{Deleted:3tionershallpayallprocessingfeesandchargesL-~ due LAFCO,the State Board of Equalization and any other applicable government agency. J~-Concurrent Annexations to or Detachments from the _---lLD_e_'e_t_e_d_:4 ~ District and an Existing Improvement District. No additional processing costs or fees will be charged to a petitioner for an annexation to or detachment from an existing improvement district when the proceeding is part of an annexation to or detachment from the District . .1~__Payment of Fees and Charges-=TJ!.e__QiJ~_tJ;:tc;L --{Deleted:s~~<:)~~§_?.i!lg...J.e-e_s-_~~c!_c;0~~9~§_§9-.?JJ_.b_e__R.~i_c!_tc:>t0~_-_--l~D~e~,e=t=ed=.=p============< District at the time the petition for such -,~====.============~ proceeding is filed Where a petition is filed i_D_e_le_t_ed_:_F ~ with LAFCO,the District shall notify LAFCO that payment of all required fees and charges to the District shall be a condition for District approval of the annexation or detachment. B.Annexation Fees for Annexations to Water Improve- ment Districts.The annexation fee J..see Appendix __--loeleted:sl,411 A,9.04 B.)shall constitute the "base rate"on '-----...:------------' March 13,2006 (effective July 1,2006).The base rate shall be adjusted quarterly for fluctuations in construction costs,as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region.The ENR Construction Cost Index of 8552 3 (as of March 13,2006)shall be deemed the "base index."The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from March 13,2006 to the date of payment 1.No water annexation fee shall be required for existing and future agricultural water service 9-2 furnished by the District under the COMMERCIAL AGRICULTURAL category of Section 25 of the Code. 2.Non-permanent irrigation water service furnished by the District under Section 30 of the Code shall be available without payment of a water annexation fee. 3.Open Space to be Annexed.Open space lands shall not be excluded from annexations of land to a water improvement district. 4.Water Meter Type Exclusions.Annexation fees shall be collected on all water meters sold except for temporary water meters,water tank truck meters,nonpermanent irrigation water meters and outside user meters,all as defined elsewhere in this Code. 5.Effective Date.Annexation fees shall be col- lected on all lands annexing to a water improve- ment district on or after March 5,1997 6.Basis for Determination.For annexations of land to a water improvement district within the Dis- trict,the petitioner shall pay an annexation fee. The fee shall be paid at the time of water meter purchase. Deleted:of Deleted:$1,411 Deleted:(s Deleted:) \ Deleted:per EDU. Annexation Fees for Annexations to Sewer Improve- ment Districts For permanent water meters,except for commercial agricultural meters,the annexation fee shall be determined on the basis of the demand to be placed on the District-wide water system.The fee will be determined on the basis of the size of the water meter required,as set forth in Section 27 of the Code.The fee shall be determined by multiplying the demand factor for the meter size,as set forth in Section 28 of the Code,by the annexation fee per EDU.8,ee Appendix A,9.04 B.for fees,..J ~:::_- "-\\' \\' \\ \\ \', Improvement District Annexation.All annexation for sewer service shall be into Improvement District No.18 on or after December 16,1998 1. C. 2.Open Space to be Annexed.Open space lands shall not be excluded from annexations of land to a sewer improvement district. 3.Effective Date.Annexation fees shall be collected on all lands annexing to a sewer 9-3 improvement district on or after December 16, 1998. Deleted:9 Deleted:( Deleted:s, Deleted:.) I ,Deleted:per EDU. Deleted:e, Deleted:of $3,819 4.Basis for Determination~For annexations of land to a sewer improvement district within the Dis- trict,the petitioner shall pay an annexation fee.The fee shall be determined on the basis of the demand to be placed on the District sewer system.The fee shall be paid at the time of sewer service connection request or General Manager's approval of plans,whichever occurs earlier.The extent of the demand will be determined on the basis of each equivalent dwelling unit (EDU)of service which is to be connected to the District sewer system.The number of EDUs prescribed in Section 53 of the Code shall be the basis for computation of the amount of the annexation fee.The fee will be determined by multiplying the number of EDUs by the annexation fee per EDU.Aee Appendix A,9.04 ~::_--(Deleted:$3,81C 4 for fees .•J ~;- ,I' • III ,T~9!1.!1~_x_a_t_i_~I!_:(~~_;?'Q~!!_g9~§!=J-_t_u_t_e t)l~"b~~~__\':'\ rate"on December 16,1998 The base rate shall \,' be adjusted quarterly for fluctuations in ~\ construction costs as measured by the Engineering ~' News Record Construction Cost Index for the Los ~ Angeles Region.The ENR Construction Cost Index of $6,859 45 (as of November 9,1998)shall be deemed the "base index."The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from November 9,1998 to the date of payment. D.Detachment Fees For each detachment of land from an improvement district,the petitioner shall pay such fees as the General Manager determines are appropriate for the detachment.Determinations shall be made by the General Manager on a case-by-case basis. I ,9.._Q5.TAXATION OF PROPERTY AFTER ANNEXATION TO IMPROVEMENT DISTRICT Where property is annexed by a petitioner,other than a tax-exempt agency,the property in the annexed area shall be subject to taxation after the annexation thereof for the purposes of the improvement district,including the payment of principal and interest on bonds and other obligations of the improvement district authorized and outstanding at the time of the annexation.The Board of Directors shall -~_-Deleted: Formatted:Indent:Left:0", Hanging:0.5" 9-4 provide as a condition of the annexation that the annexed area shall be subject to taxation as if the property had always been a part of the improvement district ..------------------------------------------------------------------i ~eleted:1 '---------------' 9-5 SECTION 10 APPLICATION FOR WAIVER OR MODIFICATION OF ORDINANCE REQUIREMENTS 10.01 FILING OF PETITION Any person may present a petition to the Board of Directors requesting that the Board consider a waiver or modification of requirements of a section of an ordinance set forth in this Code.The petition for waiver or modifi- cation shall be in writing on forms furnished by the Dis- trict.A fee.as set forth in Aeeendix A,10.01_~~~~~_!?~__---[oeleted:ofs50 paid at the time of submission of the petition requesting ~------------------~ the waiver or modification. 10 02 REVIEW BY BOARD OF DIRECTORS The grant or denial of such waiver or modification shall be determined solely by the Board of Directors.Any such waiver or modification shall be effective only upon such Board approval which shall set forth the terms and conditions thereof.Each waiver or modification shall be limited to the person and property involved in the applica- tion. 10-1 SECTION 23 NON-RESPONSIBILITY OF DISTRICT 23.01 INTERRUPTIONS OF WATER SERVICE District does not guarantee continuous delivery of water on demand.From time to time it may be necessary for the District to shut off the flow of water in any of its water systems.Except in emergencies,such stoppages will not be made without prior notice to the customers involved.District shall not assume any responsibility for loss or damages which may occur due to interruption of water service. 23.02 PRIVATELY-OWNED WATER LINES The District assumes no responsibility for the delivery of water through privately-owned pipelines or systems,nor shall it assume any responsibility for damages resulting from the operation of any such system even though water may be received from a district water distribution system. 23.03 WATER PRESSURE REGULATION Formatted:Indent:Left:OS' Deleted: Formatted:Indent:Left:1" A·Customer Responsibility~_'1'95"_PJ.._stFJ..c_t __s_~aJJ_- - - - - - - -~t--{Deleted:~~~~~~_QQ_~~~PQQ?~9~~tty_t9~_~9~5"~_PF~??~~~: " regulation within a customer's service area.The ,- customer shall be responsible for providing adequate " safeguard measures for the customer's water system wherever pressure regulation is necessary. ~.Requirement for Installation in New Construction.~l-->=D=e=l_et_e_d~:~~_~~_~~ Customers making application for water service for 'Formatted:Indent:Left:0.5", new construction for residential,commercial or Hanging:0.5" industrial use shall be required to install an appropriate pressure regulation device for such service. 23.04 CROSS-CONNECTIONS AND BACKFLOW DEVICES "state Regulations for Cross-Connections._- - - - - - - - - - - - - - - - - - - - - --1--{Deleted: The California Department of Public Health has issued +--{'F-o-rm--att-e-d-:-l-nd-e-nt-:-Fi-rs-t-Iin-e-:-o-,s-"~ Regulations Relating to Cross-Connections (Calif.Adm.Code, Title 17 -Public Health)for the purpose of safeguarding drinking water supplies by preventing backflow into public water systems.The term "cross connection"means any unprotected connection between any part of a District water system and any other source or system containing water or substance that is not or cannot be approved as safe, wholesome,and potable for human consumption.The District has adopted RulesL ~~gll~~t~QQ?L....9.nq Fees ~5"g9_r.s:iJ!lg_s:;r_o_s_s_-1--{Deleted:and Connections as uncodified Ordinance No.386 which is available ~--------------------~ in the Operations and Engineering Departments.The backflow 1 fees are as set forth in_~dix A,23.04 .•-{Deleted:~ ~--------------------~ 23-1 ;_~~~~WATER SERVICE FOR STEAM BOILERS _ Customers using District water to supply steam boilers are required to provide adequate storage of water for boiler use for a minimum period of 12 hours -Deleted:~ ~~_Sectlon Break(Next Page)_.................... ~ ~ 23.06 ELECTRICAL GROUND CONNECTIONS The connection of electrical ground wire to water pipes is prohibited.The District shall assume no responsibility for any loss or damage resulting from such a connection. 23-2 ISECTION 25 25.01 SERVICE AREA ~ONDITIONS FOR WATER SERVICE _1Deleted:RATES AND Water service shall be furnished by the District only to property within (annexed to)a water improvement district within the District's service area.Water service to property located outside an improvement district may be furnished only upon prior approval of the Board of Directors Temporary water service to property located outside an improvement district may be furnished,in accordance with Section 25.03 E 10.,upon the approval of the General Manager.- 25.02 DEFINITION OF "H.C.F."AND "UNIT OF WATER" As used in the Code the terms "H.C.F."and "unit of water"are interchangeable and each shall mean 100 cubic feet or 748 gallons of water. 25.03 DEFINITIONS OF WATER SERVICE CATAGORIES,WATER RATES,CHARGES AND FEES .,--Formatted:Indent:Left:0.38", Hanging:0.63" Water service furnished by the District shall be under the categories of services and at the rates,charges and fees as set (Deleted:: forth in Appendix A,Section 25·~--------------------------------':-1~D-e-le-t-ed~:~b~e~lo=w=:------====~ '---------~Five-year Rate Increase Schedule -All District water rates, charges and fees are subject to a five-year schedule of rate increases beginning September 1,2009 and periodically thereafter through June 30,2014.The increases under this schedule shall be the amount sufficient to cover cost increases related to operation~and maintenance,but not to exceed 10%per year. Five-year Periodic Pass-through Rate Increases or Decreases from District Wholesalers -All District water rates,charges and fees are subject to periodic rate changes from the District's public agency wholesalers for a five-year period beginning September 1,2009 through June 30,2014. A.Set-up Fees for Accounts.A set-up fee .:'>.l:!~J"J")~e__cAaSg.est -i Deleted:of $10.00 for each account transferred to another customer.See Appendix A,25.03 A.for charges..~_g~fl<2~t.t_',,!Al):._b_e --~eted:set-uP fee required of all cus~omers who do not own th~property to be /Deleted:Section served.See AppendlX A,.2.?_.9j~_fQ~_<:!~12<2~J,.t_a.mo_u_nJ_s_.,- B Monthly Fixed MWD &yCWA Charges.,..g:~<;:0 _r:><2t~b.l.e._wa_t_e_r.._ service customer shall pay a monthly MWD and CWA fixed charge,as set forth in Appendix A,25.03 C.y_Xr..o_c_e_eAs_9J _ the charge will be used to pay for operating and - maintenance costs,including the following:MWD Readiness- to-Serve Charge and Capacity Reservation Charge;CWA Infrastructure Access Charge,Customer Service Charge,and -Deleted:L Deleted:& ..Deleted:below. 25-1 Revised 08/24/09Effective09/01/09 Emergency Storage Charge.The MWD &CWA charge is based on the size of the water meter(s)in service.The MWD &CWA charge shall start upon installation of the meter. ------1 Deleted:Met"r'[~Water -Conservat{on -6rought-pricing·To -promote - - -...- -~s_1_z_e .Lcmi",...~lu conservation,base tiered water rates for all water services are sUbject to percentage increases during drought J -1 Delet~:above Stage 1, stages,.-=i!~_~~c!'~I}.An..t.h_e.J~bl.s'!.9~;L()~~...__. __ _ . _ Monthly Fixed System Charges.-Each water service customer shall pay a monthly fixed system charge,as set forth in Appendix A,25.03,C.•_._p_r9S;.s'!.s'!99_():J:_tllE;.C::~i!.r:g~."!All._b_e.~.S5!9 " -·1 Deleted:. to pay.for water system replacement,ma7ntenance,and.-'i~D-e-le-t=~=:=b=e=lO=W=.~~~====~ operat1on expenses.The system charge 1S based on the Slze ~--------------------~ of the water meter(s)in service The system charge shall start upon installation of the meter C. f'_ D. Drought Stage Pricing Stage 2 Stage 3 Stage 4 Tier 1*0%0%0% Tier 2 Up to 5%Up to 10%Up to 15% Tier 3 Up to 30%Up to 60%Up to 90% Delet~: Deleted:the Fee Appendix Deleted:Section Deleted:\ Deleted:, Deleted:identified below Delet~:belo",! Delet~:below Delet~:Rates and Charges for\ Deleted: furnished under this category shall be s~t forth in .Appendix A,25.03 E.l..(b).._nn_._ (b) (a)Defined as:Water service for single residential and individually metered attached households as well as other domestic uses (other than that provided for in Paragraph 2 below) Base Rate:The tiered base rates of water 1.DOMESTIC RESIDENTIAL WATER *Domestic residential water service has four tiered base rates as outlined .i_n.Appendix A,.?~-,-Q~E;~~._.t~t ..Xi.e.r.J.9J --{Deleted:be1oW the above table applies to the first two tiered base rates.._,'"\-, Tier 2 of the above table applies to the third tiered base ':" rate.-,-_.'!'-!E;.r:..~_C!.Z _t.h.e..ap9.Y5!.j:?!?J-~_9-PPHE;~_t~the..(o.u.r.t.h.__.._~,-'tiered base rate.~...._;,' ''.£:ategories of ,water Service.__')'b~_definitions and r.aJ.e.s_~P.9._ " charges for water service furnished by the District shall ~"'. be as follows:", \, \, \ E. The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. 25-2 Revised 08/24/09 Effective 09/01/09 Deleted:~ The four tiered base rates for water furnished under each block of service under this category shall be as follows:1 'I H.C.F.CT2f\ Deleted:I Deleted:m Deleted: Deleted:follo"s Deleted:: Deleted:!I.C.I'per Dwelling I unit em I Formatted:Indent:Hanging:2"I I Formatted:Indent:Hanging:2""I Formatted:Indent:Hanging:2"""Formatted:Indent:Hanging:2"\' "Formatted:Indent:Hanging:2",\I II Formatted:Indent:Hanging:2"II "Formatted:Indent:Hanging:2",,, II Formatted:Indent:Hanging:2"II I Deleted:~, Formatted:Indent:Hanging:2"I,Deleted:, I Deleted:follo,,"I,Deleted::I Deleted:!I.C.F.(meter size: 1ess than 10")r14f ,, """" Base Rate:The tiered base rate for water furnished under this category shall be determined by meter size and usage block as set forth in Appendix A,25.03 E.3 .•(b)"__ Defined as:Potable water service for commercial,industrial and publicly-owned establishments. Defined as_:_t¥-st-.S!~-l!\E?.t:E?~~g._~C!t~r:_s.~r:v..ic_e._(oF..__ multiple residential households,for example, duplexes,townhomes,apartments and mobile homes. (b) (a) (b) (a) IRRIGATION AND COMMERCIAL AGRICULTURAL USING POTABLE WATER BUSINESS AND PUBLICLY-OWNED WATER 4. 3 L .._ 2.MULTIPLE RESIDENTIAL WATER (a)Irrigation is potable water service provided solely for irrigation of landscape or landscaping,as defined in Section 0.02. (b)Commercial agricultural engaged in the growing or raising of live stock,in conformity with recognized practices of husbandry,for the purpose of commerce,trade or industry,or for the use by public educational or correctional institutions or agricultural horticultural or floricultural products and produced, (i)for human consumption or for the market, or --, --------------------------------------------------,~The tiered base rates for this category of ,~ service are subject to the increased drought ~, pricing outlined in Section 25.03 D.\~ "I' Base Rate:The tiered base rates of water furnished for each dwelling unit under each block of service in this category shall be as set forth in Appendix A,25 _03 E.2 _.(b).•"'<_,_-,,-'---_-Tli~=~i:e::r:e::ci.~?:S_e_l:~!:~§=t~~_t~~~_c:i!t~qO:r.i =0_(===~,t,'' service are subject to the increased drought \~, pricing outlined in Section 25.03 D.~~.,"", \tI\\\\\ \t\I\\\\ \\i\\\\\ \1i\11\ \1\\\\\ 1\\\\\ ,Inl .\\11 pll pI ~II ,iI II II ~ I ,-- 1'-_ (ii)for the feeding of fowl or livestock produced for human consumption or for the market,or •.t~H2 _:f()~_fE::E::c!:hIlq _(Qv'{l__o_r_JJy.S!§t-9.9k :f()~_tDE::___ _- -1.....D_e_le_t_e_d:__ purpose of obtaining their products for human consumption or for the market,such 25-3 Revised 08/24/09 Effective 09/01/09 products to be grown or raised on a parcel of land having an area of not less than one acre utilized exclusively therefore. Deleted: Deleted:follows Deleted:: Deleted:H.c.]j'.'[ (Meter Size:1"and 1aCf5f Deleted:~, Deleted: Defined as:Non-potable and recycled water service provided for irrigation of landscaping,as defined in Section 0.02 A.of the Code,and certain non- irrigation purposes,other than domestic use,in compliance with federal,state and local laws and regulations regarding use of recycled water. The provisions of this Code,relating to use of recycled water,set forth in Section 26 of the Code, including but not limited to cross-connections and backflow protective devices,shall be strictly enforced in connection with the use of recycled water. (b) (a) RECYCLED WATER (c)Base Rate:The tiered base rate for water furnished under this category shall be determined by meter size and usage block as set forth in Appendix A,25.03 E.4.,(c).,-(:_ -------,trl~=ti:e:r:e=d~=b~=s=e=:r~}:~~-tQ~=t~~~_~a.te:q~ri =~~(==__===='service are subject to the increased drought ~ pricing outlined in Section 25.03 D.':,,',5. t,._ ---------fhe tierecfb-a-se rates-for-this categci-ry-o-[ service are sUbject to the increased drought pricing outlined in Section 25.03 D "-..----------- (c)Base Rate:The tiered base rate for water furnished under this category shall be determined by meter size and usage block as set forth in Appendix A,25.03 E.5.(c).,_______Deleted:follows Deleted:: Deleted:H.C.]j'.'I (Meter Size:1"and l~ 6.TEMPORARY AND CONSTRUCTION WATER SERVICE --------~~- Deleted:. Deleted:shall be as follows Deleted:: Deleted:MQter Size r:::17f Deleted:shall be t ...l0 times I the tiered base ratesIchargedtoirrigation and commercial agriculture as Deleted:outlined Deleted:the Deleted:Section Deleted:4 Deleted: Deleted:c , /, Defined as:Water service provided by the District on a temporary basis,pursuant to Section 31 of this Code. If the customer has paid capacity and annexation fees,the base rate for water furnished under If capacity fees have not been paid by the customer,the rates for water furnished under '" this category .is set forth .tIl ,Appendix A,._2_5_.0)J:-'-~ E .~.•__ __ _ ___ __ _ _ Monthly system charge:The monthly system charge for recycled water service is set forth in Appendix A,25 _03,C.,__________ (c) (b) (a) (d) "- --- 25-4 Revised 08/24/09 Effective 09/01/09 this category shall be the base rate charged customers in the same category of service on a permanent meter basis. (d)The tiered base ra~es for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. (e)The applicable monthly system and MWD_~_..c_WA__h ---IDeleted:/charge shall be the same rates charged to L-~ customers in the same category of service on a ,1 Deleted: permanent meter basis.,per Appendix A,25.03,C.,-li-D-e-Ie-t-ed-:~.=--=~-~=< 7.WATER SERVICE UNDER SPECIAL AGREEMENTS L-~ (a)Defined as:Water service provided under express agreements approved by the Board of Directors for service to golf courses and other entities,which service may be curtailed or interrupted by the District under conditions provided in such agreements. (b)For water service under this category the base rate shall be determined on a case-by-case basis. Unless otherwise specified in the particular agreement,the tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. 8.TANK TRUCKS (a)Defined as:Water service provided for the filling of tanks on motor vehicles transporting water used for other than earth grading purposes, which service shall be made only through a portable meter issued by the District to a customer specifically for use in accordance with the provisions herein for such service. (b)The rate for metered water furnished under this category is reflected in Appendix A,25.03 E.8 ~,_.Rl.-~s__a....!U9_n.!:l1.J.Y_i3Yi3t~J.!l_<;:l}~~q~_~t.._tAe__r_a~_e_§~.t _'_... forth in Appendix A,.??-:Q~h_h __h_h ~ '" Deleted: Deleted:shall be the rate charged for temporary and construction water service, as described in Section 25.03 E:.6. Deleted:Section\ Deleted:I Deleted:E:.4.d. Deleted:shall Deleted:The customer shall deposit the following amount with the District for use of the meter: ",,'",", "I \ /, (1)To receive such service,the customer must make a deposit for the ,u~~_i!_~~t_e_r__m_e_t_e_r_ furnished by the District.The fee is set forth in Appendix A,31.03 A.l .•_ The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. (c)Requirements for Use of Water Meter 25-5 Revised 08/24/09 E:ffective 09/01/09 · ...__.__.--1 Deleted:Meter Size (2)Upon termination of the service,the Dis- trict will refund the amount of deposit remaining after making the following deductions: (i)Cost of repairing or replacing the meter,fire hydrant and/or any fittings damaged or lost while in use;and (ii)Unpaid charges for water or other applicable charges. (3)Prior to the end of each six month period following issuance of a meter under this section,or at the request of the District, whichever is earlier,the customer shall return the meter to the District for inspection,repair,or calibration as deemed necessary by the District. (4)Payment for water service under this cate- gory shall be made as follows: (i)The bill shall be based on the amount of water actually used,which shall be determined by the District's reading of the meter or by a report made by the customer to the District in the manner prescribed by the District. (ii)Where the actual amount of water used cannot be determined as provided in (i),the District will issue a bill based on a District estimate of the amount of water used,as determined by the District.Such estimates shall be reconciled with actual amounts used when the customer returns the meter to the District as provided in paragraph 3 above. (iii)Payments shall be made as specified on the bill. 9.WATER SERVICE OUTSIDE DISTRICT (a)Defined as:Water service for real property outside the service area of the District. (b)This service will be provided only upon prior approval of the General Manager when there is a surplus of water over and above the existing needs for service in the District.This service is temporary and may be terminated upon written notice from the District.Customers for this 25-6 Revised 08/24/09 Effective 09/01/09 service are sometimes referred to as "outside users." WATER SERVICE OUTSIDE AN IMPROVEMENT DISTRICT (a)Defined as:Water service for property located within the boundaries of the District,but not within a water improvement district.Customers for this service are sometimes referred to as "outside users_" Deleted:I Deleted:District Deleted:the Deleted: Deleted:category of water service being furnished. Deleted: Deleted:of $500 Deleted:charged temporary and construction water as Deleted:Section Deleted:6 Deleted:\ Deleted:.b" Deleted:Eor temporary and construction water service \\' \\\ \ \ \ ---------------------~ The rate for metered water furnished under this category shall be charged the rate as p~~~~jp~9 -- in Appendix A,,25_.9;3_~~9 .•(d)y,_121.U;~A_mO}1"t_hJy ~ system charge at the rate set forth in Appendix ~~- A,25 03 C;·_uu u __u __u uu u~\~ Customers applying for this category of service shall pay an application fee as set forth in Appendix A,25.03 E.9 .•(c)•._ (d) (c) The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. (e)Customers requesting only fire service or a fire hydrant under this category shall be charged a capacity fee based on one (1)EDU for a permanent meter in the "mp~9Y~~~Dt_pistrict ~~~~_~~~~h_tp~-- fire service derives its flow,plus a monthly --- system charge at the rate set forth in /ppendix _ A,25 .03 E.11.,(c)'L u __. _u u u u ___u _U _ U _... 10. Deleted:oE $275 Deleted: Deleted:shall be the same (rate charged temporary water service outlined Deleted:Section Deleted:6 --- Deleted:" Deleted:b Deleted:, Deleted:" Deleted:at the rate set forth for temporary v.later service ( ( The tiered base rates for this category of service are SUbject to the increased drought pricing outlined in Section 25.03 D. ,, I / The rate for metered water furnished under this ,'/ category.is as set forth if!Appendix A")_5_._0)u __u<', E.10y•(c,)"FJ_U_s_.?_!.U9P~tJ.J.Y_~y~t~~_co1"!~:r:.lleas set ----of>:.forth in Appendix A,25.03.C;,.~;, "',,, Customers applying for this service shall pay an application fee as set forth in Appendix A,25.03 E.10 'y(b)"u _TAe_Dj.5l~.!'~~L ~.qb _~~,!::i,~\'{._t)le._."" application to determine whether the land to be - served should be annexed to an improvement district If it is determined that annexation is not practical,the Board of Directors may authorize service as an outside user.This service will be reviewed periodically until it is determined that the property must be annexed to an improvement district or that service must be terminated. (c) (b) 25-7 Revised 08/24/09 Effective 09/01/09 (d)Upon approval of the Board of Directors,a cus- tomer,who has paid all construction costs for facilities necessary to serve the customer's property in lieu of annexation to a water improvement district,shall be exempt from the provision for this category of service. 11 SERVICE FOR FIRE PROTECTION (a)Defined as:Water service provided by the Dis- trict solely to feed fire hydrants or fire sprinkler systems from lines or laterals con- nected to District water mains. (b)The District will not make a charge for the quantity of water used for fire protection purposes. -1 Formatted:Space After:Opt,Line spacing:single Deleted: Deleted:shall be $30.11 per month (c)The monthly system charge for this category _____of service is set forth in Appendix A,25.03 E.l1 ..(cl.for each connection to a District water _ main made--{o-r--flre-protectIon -service-.-- - - - - - - - - ---- 12.WATER SERVICE TO PROPERTY NOT SUBJECT TO DISTRICT TAXES (a)Pursuant to Section 71613 of the California Water Code,the District may furnish water to property, not subject to District taxes,at special rates, terms and conditions as are determined by the Board of Directors for such service.Such rates, terms and conditions shall be uniformly applied to like classes and conditions of service in the same improvement district or geographical area. (b)Customers in this category,such as publicly- owned establishments,shall pay an additional fee as outlined in Appendix A,25.03 E.12 .•(b)~'n __~_<::->=D=e=le=t~ed~:~~~_~====< 13 INTERIM WATER SERVICE IN IMPROVEMENT DISTRICT 7 Deleted:$.29 per H.C.E' Rates for Interim Service Customers applying for interim service in ID 7 shall not be required (a) (b) (c) Definition of Interim Service.This is water Service furnished to a customer in Improvement District 7 (ID 7)for temporary use.,I, I, I,, /I , to pay the ID 7 water capacity fee and San Diego "'I.c:~lII!tY._~a_t_e_r_JI...u...tll.9fl-ty _:f~~L _~~_:r:~q~~r_e_d__u_nAe_r.:',',' Section 2801 of this Code.The water rate is set ,", forth in Appendix A,25.03s E.13 .•(b).n J',;'/ y ---------~-----------------------------pConversiontoPermanentService.At such time as use expires,the customer shall be required to Deleted: Formatted:Indent:Left:2.5" Deleted: Deleted:~ Deleted:1 .Section 28.01 of this Code The ~vater rate .1 shall'll be the same as temporary and construction water.lI 25-8 Revised 08/24/09 Effective 09/01/09 pay all fees in effect at the time the permanent use is implemented. Deleted:of $0.08 per H.C.F. for water furnished by the District;provided,however, the additional charge shall not apply to the first 5 H.C.F.furnished during the billing cycle for the customer's account under Section 25.03 E.1 DOMESTIC RESIDENTIAL WATER. Deleted: Deleted:of $0.038 per 100 cubic feet of water for each 100 feet of lift or fraction thereof above the base elevation of 450 feet 2.All proceeds from charges collected pursuant to this Section 25.03 G.shall be set aside by the District in a separate account and shall be used solely for payment of costs and borrowings for construction, installation and maintenance of water storage reservoirs,pump stations and water lines to provide service in the North District. 1.In addition to other applicable water rates and charges provided for in this Section 25.03,each customer receiving water service in the North District shall pay a charge as set forth in Appendix A,25 03 ~__'r:ll~J!o_zt_h_PJ_st_rj..s:.L §'~~<:i_b~_ci~~i)~~C!_l"T!,_S_e_c_tJ9.P:.-"- " 0.02 of this Code G. F.Energy Charges for Pumping Water In addition to water rates and other charges provided for in this Section 25.03,customers shall be charged an energy pumping charge based on the quantity of water used and the elevation to which the water has been lifted to provide service.The energy pumping charge shall be made at the rate set forth in Appendix A,25.03,F.,__ Additional Water Charge for Service in the North District H.Additional Water Charges and Monthly System Charges ,for - Service in the ID 9 Water Service Zone Deleted:and Monthly System Charges 2.In addition to the monthly system charges provided for,effective May 1,1986,each customer receiving water service in the ID 9 Water Service Zone shall pay a monthly meter system charge eS outlined in Appendix __ A,25.03 H 2 ...,{o_r_~.a.s:p._!fi~!:~~J.D-~~r:,,-t.<:<~.~-- 1.In addition to other applicable water rates and charges provided for in this Section 25.03,effective May 1,1986,each customer receiving water service in the ID 9 Water Service Zone shall pay a charge set forth in Appendix Ai....25.03 H.l..__1'tl~_:I;.Q_~_w.a_t_e_r~_ Service Zone area is defined in Section 0.02 of this Code. 3.All proceeds from charges collected pursuant to this Section 25.03 H shall be set aside by the District in a separate account and shall be used solely for pay- ment of costs and borrowing for construction, installation and maintenance of water storage reser- voirs,pump stations and water lines to provide ser- vice in the 10 9 Water Service Zone. ,, Deleted:of $0.27 per H.C.F. of ';later furnished by the District;provided,however, the additional charge shall not apply to the first 5 H.C.F.furnished during the billing cycle for a customer's account under Section 25.03 E.l DOMESTIC RESIDENTIAL WATER. Deleted:of Deleted:. Deleted:$2.00 25-9 Revised 08/24/09 Effective 09/01/09 Formatted 25.04 PEPOSITS BY LESSEES OR NON-OWNERS OF PROPERTY _ Deleted:DEPOSIT Formatted r:::r2'41 Formatted r:::f25f Formatted r:::r26f Formatted r.::rm Formatted r:::r28f Formatted t.::"1'29f Formatted CITiil Formatted cr3if Formatted r.::rm Formatted CT33f Formatted r:::TI41 Formatted Cllif Formatted r::TJ6f Formatted Cllil Formatted r:::r3af Formatted Cillf Formatted r:::r4of Formatted C'f4tf Formatted I.:l'4if Formatted Cf43f Formatted r:::r44l Deleted:T Deleted: Deleted:'I Deleted:'I ,,,,, In addition to other applicable water rates and charges provided for in this Section 25.03,effective May 17,1993,each customer receiving water service in ID 3,ID 10 and La Presa Water Service Zones is assessed an additional charge per H.C.F.of water furnished by the District Said surcharge is assessed as set forth in Appendix A,25.03 1.l..(a),.(b),and ~ AMOUNT OF DEPOSIT I I JI JI '/j IJI When an application for water service is made by a cu~ who does not own the land to be served,the customer ~' be required to make a cash deposit to assure payment~~~,,,~---==-----~~~~ account.In lieu of a deposit,the customer may have!"" payment of water service bills guaranteed in writing:~ •~11J1..owner of the property.The amount of deposlt,deteDm~ by the size of meter is outlined in Appendix A,25.d;~:{· «IIi'l tJ/J11 1tJfll/ '/111 ,.11 .-~.::' l.."--l.b.~_r:;1!~t:()J:!l~~~s._c!':.~o_s_i_t_,sh_all_!?e applied to reduce or ."~~~~', satisfy any delinquent payment-or'other 'amo~nCdu'e''th'e-- - - - -":,'~~~,\ District at the time of termination of water service to ..,_.~'~,'~:,\ the customer.Any portion of the deposit remaining!...after "':,':,\ satisfaction of the amount due_,shall be refunded to the ",\\,"customer that made the deposit ""y-- -- - - - - - - - - - - - - - - - - - - - - - - -~\II\ \\\\ \\\' \\\,',',, 1. Additional Water Charges for Services in the ID 3,ID 10 and La Presa Water Service Zones. The deposits listed above may be waived for a new resi- dential applicant where the applicant demonstrates credit worthiness based upon prior utility payments or a non- .~~~~~g1!~~t:_I':'~t:.e.~_a_c,c,oy.n.t-__f?r 0!1~_Y~Cl~_or C?t:.~e.~,s.i_~i_l_a.r.__ evidence of credit. ,>-~~~__~__:=d..o;,;,,~ ,Deleted:according to t,,>=-~~-';;""=....b,;.:.:..1.=-< , ,Deleted: "II)-_-~=-----~-(,"Deleted:( I 't,>-_~=~~====< + ,II Formatted/,:,,~=~=..l.,;.:.:..1.~ ",,',Deleted:1 ,'r:',f.Formattedjll/~ ':''"'\Formatted ...'.IJI I ;=;=~;;;;;,;;;;;;=~===.!:;,;,;,,!;~I,/'11 •Deleted:1 T_lf It~J,'}-=~~~=---~~--{ ,'I,J I Formatted ~ - - -_....J~J1/~I Deleted:b.10 101 ~1 ...11611111;'+,.'Deleted:2.The additio"-----=-...1'-'-,.----------,-coiiected-p~rsuantt'o"t'ills --~~_'1.../171~;,- -~~~tI~~~i~~d'/i~-m-sh~lf9b~set'aside 'by'the'O'i'str'ic'i:'ln"-'\'Formatted Cfi8f , 'Formatted CTi9faseparateaccountandshallbeusedsolelyfor\\ payment of costs and borrowings for.construction,.,.__ 'Formatted r:::r201 installation and maintenance of wat~r storage,'~.:-Formatted r:::12if reservoirs,pump stations and water lines to provide ,Formatted r:::rili'.~service in the ID 3,ID 10 and La Presa Water Service Deleted:construction'I ...I231 Zones,respectively. A. 1. 25-10 Revised 08/24/09 Effective 09/01/09 ~~REFUND OF DEPOSIT --i_D_e_1e_te_d_:1 ~ Where funds have been on deposit for twelve months in a domestic service account and there has been no more than one delinquent payment on tha~account during that period, the District will apply a credit to the water account in the amount of the deposit. C.LETTER OF CREDIT A letter of credit,in a form approved by the General Manager or Department Head of Finance,may be submitted to the District to satisfy the deposit requirements. 25.05 SERVICE TO SUBSEQUENT CUSTOMERS After a water meter has been installed for a customer and all fees and charges have been paid,water service may be furnished to a subsequent customer through the water meter installed without payment of further charges,except for the set-up fee for transferred accounts,payment of delinquent charges for the applicant's service or other deposits that may be required by this Code. 25-11 Revised 08/24/09 Effective 09/01/09 Page 25·2:[1]Deleted SusanA Meter 11/6/200911:25:00 AM System MWD &CWA Total F: Pa.ge 25-;3:[2]Deleted Size 3/4" 1" 1-1/2" 2" 3" 4" 8" 10" _______susana Charge 14.58 18.52 28 37 40.18 71 68 107.13 205 59 323.73 461 57 Fixed Charge 9.77 16.28 32.61 52.15 104.30 162.98 325.92 521.51 749.61 11/9/200910:15:00 AM Charg 24.3! 34.8( 60.9~ 92.3: 175.9: 270.1 531.5 845.2· 1211.1 The four tiered base rates for water furnished under each block of service under this category shall be as follows: Rate per H.C.F.H.C.F. 1-5 $1.35 6-10 $2.10 11-22 $2.73 23 and over $4.21 Customers who use more than 10 units per month shall not receive the benefit of the lower rate for units 1 through 5.These customers will pay Tier 2 rates, $2.10,for units 1 through 10. Page 25-3:[3]Deleted SusanA 11/6/2009 11:25:00 AM H.C F per Rate per Dwelling unit H.C.F. 1-4 $2.08 5-8 9 and over $2.70 $4.15 Page 25-3:[4]Deleted SusanA H.C.F.(meter size:less than 10") 1 -173 174 -831 832 and over 11/6/200911:25:00 AM H.C.F.(meter size: 10"and greater 1 -7,426 7,427 -14,616 14,617 and over Rate] H.C.] $2.2 $2.2 $2.3 Page 25-4:[~]Deleted H.C.F. SusanA H.C.F. 11/6/2009 11:25:00AM H.C.F (Meter Size:1" and less) 1-49 50-132 133 and over (Meter Size:1.5 through 2") 1-144 145-355 356 and over (Meter Size:3" and Larger) 1-1,044 1,045-8,067 8,068 and over H.C F. ----::-::--:-::-------------------------------::---Page 25-4:[6]Deleted SusanA 11/6/200911:25:00 AM H.C.F.H.C F.H.C.F (Meter Size: 1"and less) 1-42 43-97 98 and over (Meter Size: 1 5 through 2") 1-168 169-402 403 and over (Meter Size:3 through 4") 1-403 404-820 821 and over (Meter Size:6" and larger) 1-7,916 7,917-16,357 16,358 and over Page 25-4:[7]Deleted SusanA Meter System Size Charge 11/~/200911:25:00 AM 3/4" I" 1-1/2" 14.58 18.52 28.37 Page 25-6:[8]Deleted 2"40.18 3"71 68 4"107.13 6"205.59 8"323.73 10"461.57 SusanA 11/6/2009 11:26:00 AM Meter Deposit Size 4"$850 Page 25-10:[9]Formatted susana Indent:Hanging:0.5",Space After:0 pt,Line spacing:single 11/9/2009 10:26:00AM Page 25-10:[10]Deleted susana 11/5/2009 2:52:00 PM according to the following schedules: Page 25-10:[11]Formatted susana Indent:Hanging:0.5",Space After:0 pt,Line spacing:single ___11/9/2009 10:26:00 AM Page 25-10:[12]Deleted susana _______1=1"'/"=9,/2009 10:26:00 AM a.IO 3 Calendar Year 2009 2010 2011 2012 2013 Page 25-10:[13]For atted susana Indent:Hanging:0.5",Space After:0 pt,Line spacing:single Page 5-10:[14]Formatted susana Indent:Hanging:0.5",Space After:0 pt,Line spacing:single Amount per H.C.F. .17 .18 .19 .20 .21 11/9/2009 0:26:QO AM 11/9/2009 10:26:00 AM Page 25-1Q;j15]formatted susana Indent:Hanging:0.5",Space After:a pt,Line spacing:single __-:11/9/2009 10:26:Q M Page 25-10:[16 Delet(!d b. c. susana 10 10 Calendar Year 2009 2010 2011-18 La Presa Calendar Year 2008-10 2011-13 11/5/2009 2:51:00 PM Amount per H C.F- .25 .26 .27 Amount per H.C.F .07 .08 Page 25-10:[17]Deleted 2 . 3 SusanA 11/6/2009 10:51:00 AM The additional charge shall not apply to the first 5 H C.F,furnished during the billing cycle for a customer's account under Section 25.03 E.1. DOMESTIC RESIDENTIAL WATER. Page 25-10:[18]Fonnatted susana Indent:Hanging:0.5",Space After:a pt,Line spacing:single Page 25-10:19]Form tted susana Indent:Hanging:0.5",Space After:a pt,Line spacing:single Page 25-10:[20]Formatt;~d susana Indent:Hanging:0.5",Space After:a pt,Line spacing:single 11/9/2009 10:26:00 AM 11/9/200910:26:00 AM ___11/9/2009 10:26:00 AM Page 25-~0:[21]0 atted susa a Indent:Hanging:0.5",Space After:a pt,Line spacing:single 11 Page 25-10:[22]Formatted Not Highlight SusanA 11/6/2009 10:58:00 AM Page 25-10:[23]Deleted SusanA construction, inst 11/6/2009 10:57:00 AM Page 25-10:[26]Formatted sana Space After:0 pt,Line spacing:single Page 25-10:[27]Formatted Space After:0 pt,Line spacing:single Page 25·10:[2m Formatted Space After:0 pt,Line spacing:single Page 25-10:[29]Formatted Space After:0 pt,Line spacing:single I Page 25-10:[30]Formatted Space After:0 pt,Line spacing:single Page 25-10:[31]Formatted Space After:0 pt,Line spacing:single Pa e 25-10:[3~2]Formatted Space After:0 pt,Line spacing:single Page 25-10:[133]Formatt;ed Space After:0 pt,Line spacing:single susana susana susana susana susana usana susana 11/?/2009 10:27:00 AM _~11/9/2009 lQ:27:00AM 11/9/200910:27:00 AM __~---,,-11/9/2009 10:27:00 AM ~11/9/2009 10:27:00 AM 11/9/200910:27:00 AM 11/9/2009 10:27:00 AM single single susana susana 1~/9/2009 10:27:00 AM _~ilJ9/2009 10:27:0Q AM Page 25-10:[36]tted Space After:0 pt,Line spacing:single s s a __~-,1=lo./_=9,/2009 10:2 :00 AM Page 25-10:[:37]Formatted Space After:0 pt,Line spacing:single susana::.-~_tll9/2009 10:27:00 AM i single susana 11/9/2009 10:27:00 AM Page 25-10:[39]FQrmatted Space After:0 pt,Line spacing:single susana ______11/9/2009 10:27:00 AM single susa a 11/9/2009 10:27:00 AM Page 25-10:[41]Formatted Space After:0 pt,Line spacing:single P..age 25-10:[42]Formatted Space After:0 pt,Line spacing:single susana susana 11/9/2009 10:27:00 AM 11/9/2009 10:27:00AM=:] Page 25-10:[43]Formatted susa Space After:0 pt,Line spacing:single Page 25-10:[44]Formatted Space After:0 pt,Line spacing:single susana 11/9/2009 !QiZl:00 AM SECTION 28 CONNECTION FEES AND CHARGES FOR POTABLE OR RECLAIMED WATER SERVICE 28.01 COLLECTION OF FEES AND CHARGES A.Fees and Charges to be paid by the Customer. The following fees and charges shall be paid by the ..- - --(Formatted:Indent:First line:0.5" customer to connect to a District water system for potable water or reclaimed water service;these are in addition to the fees and charges in Section 9 and 25.Fees and charges shall include,but not be limited to,District fees,San Diego County Water Authority fees,applicable zone charge and charges for work performed by District personnel on behalf of the customer.These charges may include the installation by District personnel of a water service lateral,and inspections required due to the requirement of a back flow device.These charges may also include a meter fee,installation fee (where lateral exists),lateral fee, meter box fee,and excavation permit fee. B.Basis for Determination of Connection Fees and Charges. The fees and charges shall be determined as follows: 1.For permanent water meters,including potable or recycled irrigation service,the total water connection fee shall be determined on the basis of the demand to be placed on the District water system.The extent of demand will be determined on the basis of the size of the water meter,as set forth in Section 27 of the Code.The water connection fee will be determined by multiplying the demand factor,as set forth below,for the meter size by the total of the District-wide capacity fee and applicable zone charge. -(Formatted:Indent:First line:0" Meter Size 3/4" 1 1-1/2" 2" 3" 4" 6" 8" 10" 28-1 Demand Factor 1 2-1/2 5 8 16 25 50 80 115 Deleted:District-'ll wide'il Improvement Capacity Zone Total l'later'll District.Fee Charge.Capacity Fee1: ~ La Presa.$4,120.00 $4,120.00~ 2 4,120.00 4,120.001 3 4,120.00 4,120 001 .5 4,120.00 4,120.001 7 4,120.00 4,120.00~ 9 4,120.00 4,120.00~ ID 9 Zone 1655 4,120.00 $19,430.00.23,550.00~ 10 4,120.00..4,120.001 19 4,120.00 4,120.00~ 20 4,120.00 4,120.00~ 22 .4,120.00.4,120.00~ 25.4,120.00 I 4,120.00~ I I 22/27 4,120.00 4,120.00\i,(excluding Triad)~ i,Triad 3,102.00 3,102.001,~ I,Formatted:Indent:Left:2",Tabs: "2",Left " \Formatted:Indent:First line:0.5" Deleted:Water meter sizes of 3/4-inch through 2-inch,shall have the following I fees and charges for,installation of a ~·later,meter:. Deleted:- - - - - -Page Break-- - --- 1 Meter Meter Meter~ Size Fee I Box+_Installation.Totan \-1- 1 3/4"$59.00 $47.00 $60.00 $1 "66.001 ""1".117.00.47.00 60.00.224.001I~' \1\\1- \1\\1/2"250.00 61.00 103.er::l'iT,~ "Deleted:1•,Deleted:,,Formatted:Indent:Left:1"1 \Deleted:, Deleted:4 - -...., \ be The District-wide capacity fee and the applicable zone ~,'L ~~ charge shall constitute the "base rate."For fees or , charges after January 1,2003,the base rate shall be : adjusted quarterly for fluctuations in construction ~ costs,as measured by the Engineering News Record ~ Construction Cost Index for the Los Angeles Region.' The ENR Construction Cost Index of 7,402.75 (as of : January 1,2003)shall be deemed the "base index.": The adjustment shall be in an amount equal to the : percentage change in the ENR Construction Cost Index from the base index for the period from April 2,2003 to the date of payment. If the customer wants to change the meter/service size, they will be credited with the number of equivalent dwelling units they have previously purchased and will refunded any balance per Section 28.0~_~L_"_~<2.~~.__J_Z_ additional equivalent dwelling units are required,the customer will be charged based on 28.01 and 28.02 If a water meter/service has been paid for but not installed,a customer may receive a refund of the District's capacity fee and charges.If San Diego County Water Authority capacity fees have been paid to San Diego County Water Authority,the customer shall request a refund from San Diego County Water Authority B. A. METER FEE REFUND INSTALLATION CHARGES FOR WATER METER AND WATER SERVICE LATERALS 28.03 28.02 , \, ,,, I I, size ;~:lfe~:r~~~:~i~~o~ft~~ei~~~~~a~~~~rp~~v~~~~i~~~~~eral '.\ ~~:~~~1~t~~nd~~:;~:~;~e S:~~i~~r~~~~~g;e~~f~·A,T~~.02 'J ...:---------\l.J ,\1 ~--1-t~f~_~_\i~t.~J;:J(.!e_~e_r_)_a_rg_e.F_!-P9~_~:~I!<;:J:.!_<2J;:_"__Il~~_w_a_t_e_r ~1'\'. lateral is required,a customized,written estimate of the ~, District's costs will be prepared.~\\ ~\ 1 \--,,:r\:l~_g1}~t:<2I1)~J;:_~~,,_l)_AeEo_sJ.!:_!-.!J.~_~~t:~I1)~t:~<;!_C::<2.~t.~_wAt.h__t.h!'~\"" District prior to commencement of the work.If actual costs ~:"'.' incurred by the District are less than the amount deposited,the ,~\, District shall refund the excess to the customer.If the actual ~~" costs incurred exceed the amount deposited,the customer shall '~I reimburse the District for the additional costs.~I\,I, 111 1,I'", II' "",."",",,",;'do., "", •, 28-2 28.04 FEES FOR CONSTRUCTION OF WATER FACILITIES FOR RANCHO JAMUL PRESSURE ZONE 1655 There is hereby established a fee for construction of water facilities that are required to provide water service in Pressure Zone 1655 within Improvement District 9.The pressure zone area is as shown on the map on file in the office of the District Secretary.See Appendix A,28.01 B.1.for list of fees per meter size. 28-3 -(Formatted:Indent:First line:0.5" susa~n~__ ......------------------·Page Break------------~~~~~~••------------------. Meter Meter Meter Size Fee Box*Installation Total 3/4"$59.00 $47.00 $60.00 $166.00 1"117.00 47.00 60.00 224.00 1-1/2"250.00 61 00 103.00 414.00 2"475.00 61.00 240.00 776.00 *Charge applies only when installation of a meter box is required. +-- --{Formatted:Left:0.5",Right:0.5") SECTION 31 TEMPORARY WATER SERVICE 31.01 DEFINITION OF TEMPORARY SERVICE +-- -i Formatted:Indent:Left:0.38" Temporary water service is water service provided for a Formatted:Indent:Left:1",First limited period of time not to exceed 365 days,and used for ~1~in=e~·.=0.=5_"~ temporary purposes such as construction,hydrotesting water systems,vegetation of slopes,and other uses noted in this section.Temporary water service shall not be provided to residential dwellings or commercial business enterprises. 31.02 REQUIREMENT OF TEMPORARY METER FOR SERVICE +-- --{Formatted:Tabs:0.38",Left Formatted:Indent:Left:1" Formatted:No underline Formatted:Indent:Left:0.5" Formatted:Indent:Left:-0.5" Formatted:Indent:Left:1.5" 1.The size and location of temporary meters will be ., determined solely by the District. Temporary service may be provided after installation of a Formatted:Indent:Left:1",First temporary meter pursuant to a customer's written application for L-lin_e_:_0_.5_"~ such service.Temporary service by means of a "jumper"or other unauthorized connection to the District water system is prohibited. A 2~~~_~I}~_J;>~c.i!~~~f!..~'-'-- Deleted:B. Formatted:Indent:Left:111 1 Hanging:0.5" Deleted:Temporary service to corrununity service organizations shall be provide under the conditions I set forth in Policy 17I Deleted:~ I CI I Formatted:Indent:Left:1"\ Formatted:Indent:Left:1.5" Filling of water trucks and drop tanks. General construction requirements,such as backfill and compaction,guniting and stuccoing,and block wall building. 2. 1. 3.Flushing of storm drains and sewer lines. 2.For temporary service from a fire hydrant,a meter of +-- -i Formatted:Indent:Left:1.5" at least 4"in size will be required.Only one 2~" fire hydrant port per fire hydrant shall be occupied by a temporary meter at one time. b ==='~~iitpQi~iy =~~te:r =s=~r=v={c=e=}~9in= ~=n~~_6y~~~rit =ilia))=}>=e========~':<limited to the following applications:\ ",' ."'...\\\ II, II , "II "II, I 4 Filling,hydrotesting,chlorination,and flushing of newly constructed potable and reclaimed water lines. 5.Filling,flushing,hydrotesting,and the initial operational coverage testing of reclaimed water irrigation systems.Temporary service provided for this application shall be limited to a maximum of 60 days 6.Operation of landscape irrigation for the establishment of vegetation on slopes or other planted 31-1 areas.Temporary service provided for this application shall be limited to a maximum of 180 days. Item 5 and 6 above shall require the installation by +-- -{FOrmatted:Indent:Left:2" the customer of a District approved and tested reduced pressure backflow device prior to the temporary service being established.The backflow device shall be installed in plain view and within 3 feet of the temporary hydrant meter. & __T£?rnPC?~~~Y_s.e_r::~Ace__t_o__c.oJl_st~9.s:.t~()Il_t~~g~r::s._~r::_o_t_h_e_r___~_'-,- temporary construction buildings shall be provided as follows: 1.Through a temporary meter connected to the 1 or 2 inch service lateral for the lot the trailer is placed on. Deleted:D Formatted:Indent:Left:1", Hanging:0.5" Formatted:Indent:Left:1.5" Formatted:Indent:Left:1.5" 2.Where Item 1 above is not possible,through a temporary meter connected to appurtenances other than a fire hydrant,such as a blow off. 3.Where either Item 1 or 2 above is not possible,from a temporary 4 inch meter connected to a fire hydrant. Service to construction trailers or other temporary construction buildings shall require the installation by the customer of a District approved and tested reduced pressure backflow device prior to the temporary service being established.The backflow device shall be installed in accordance with District requirements. D.Temporary service to community service organizations shall be provided under the conditions set forth below: 1.The community service organization shall make a +--- minimum payment for the temporary connection.~ee Appendix A,31.02 D•.1.for charges 'L _ ____ __, 2.If the cost of the water used exceeds $25.DO"the .__:-' community service organization shall pay the excess ':' cost.See Temporary Water Service Rates in Appendix A,' 25.03 E.G (b)for rates per meter. Formatted:Indent:Left:1.5" Formatted:Indent:Left:1.5" Formatted:Indent:Left:1.5" Formatted:Bullets and Numbering Deleted:of ( Deleted:B Deleted:payment)for the temporary connection. Formatted:Bullets and Numbering Deleted:(See Appendix A, 31.02 B.2.for amount) 3. 4. 5. The temporary service shall be limited to 48 hours within anyone month period. The meter shall be installed by District staff. The rate for water service shall be two times the normal domestic rate. 31-2 +-- -i Formatted:Bullets and Numbering 1 +-- -i Formatted:Bullets and Numbering +-- -i Formatted:Bullets and Numbering ~.g _~~¥_t!~~u,tl~~:r:.i_z_e_d__C_O??~s::'!=j.?!1~_?~~~c:>~~~c:ti,.~n _o_r__r_eJ_os::~~j.?!1_~>'"-)=D=e=l~et~ed~:~E;~~~~~ of a temporary meter,or other connection device is made by 'Formatted:Indent:Left:1", other than District employees,District may discontinue ~Ha_n~g_in~g_:_0_.5_"J further water service to the -entire project. L ~}{t:.~~~~c:>~~_t~_t:.~e__t_i_~e__l_iE£lj.~:>_~~!~~~~c::~<:!_i,.~_t:.~i_s__s_e_c_t_i~!l ~_~- may be made by the General Manager.Requests for time ' extensions shall be made by the customer in writing. Formatted:Indent:Left:OS' Deleted:F Formatted:Indent:Left:1", Hanging:0.5" 31.03 FEES AND CHARGES FOR TEMPORARY METERS l\-'Temporary Service.,__},e.!ll.P9~9-~Y _~~t~l:,~E;)I''!~~e._~~a_lA .b_e ~-'~--{Deleted: furnished to the property ow~er or the owners aut~orized ')=F=o=r~m~a~tt=e=d=:=In=d=en~t~:~~=ft=:~l="='~~ agent only and shall be provlded under the followlng Hanging:0.5"conditions :~-=---=--------------------' Formatted:Indent:Left:OS' Deleted: Formatted:Indent:Left:1.5"'~ Hanging:0.5",Line spacing:single, Tabs:Not at OS'+1" Deleted:belo>J for the meter size indicated.~ 1 Meter Size Deposit1 1 3/4"$150~ 1"1801 1-1/2"330~ 2"445~ 3"B50~,4"8501 \6"2,075,I I Formatted:Indent:Left:asII I Deleted: I' •Formatted:Indent:Left:1.511,,Hanging:0.56",I I Formatted:UnderlineI Deleted:~ \ \ \Formatted:Indent:Left:·0.5"\ Formatted:Indent:Hanging:2.5"I Deleted: \ \Deleted: Formatted:Indent:Left:·0.5"I Deleted: \ Formatted:Underline Formatted:Underline Deleted:,including backflow certification, Formatted:Indent:Left:OS' cost of installing,moving and removing the up and remove a temporary meter are set forth in Appendix A,31.03 A.4. ~emporary Meter Set-up &Removal.The charges to set-4. __c) a) meter; ., Requirement of Deposit.At the time application is ,_- made for temporary service~-the"customers'ha'ii d'eposit'--, with the District the amount set forth in Appendix A, 31 .03 A.1.•__________ __'_ from one location to anothe~see Appendix A.,31.03 A.5. 5.~emporary Meter Move Fee.If a meter needs to be moved 2:~,Delinquency.__tl9,t~Ill2<2I':~I':Y_llle.t_e_r_s..s.h_a}}_.b~_f~Lr;!l:i,sl]E;)~_.'".'\ to any person with a delinquent account with the " District.~\\' ";}~Refund of Deposit or Additional Payment..Yp9!l \\\ cancellation or termination of the temporary service,I ',,, the District will refund the amount of deposit "\\~,' remaining after making the following deductions:,,\~ \ \\,,.." I "I • \ I , I ..I.' I " \ I I \ I I I-\\ ....~\\unpaid charges for water used or other applicable ';,I -'-...J 1li!:r~ge.s_._, _ ________________ , ,'~\ _____b)cost of repairing or replacing the meter,fire i -...,.-"""..J,hyqJ;'.ant,..Cin.d/o.r .apY.:f:itq f!.g 5;(;la.Illa..g.ed.ox .l.ost while --I--------------------------------r=.Tl._qs.e.;..and, . 31-3 .Deleted: •Formatted:Indent:Left:1", Hanging:0.5" -Deleted: Deleted:( Deleted:.D.5 -TEMPORARY \;ATER SERVICE.I Formatted:Indent:Left:OS' Formatted:Indent:Left:1", Hanging:OS',Numbered +Level:1 +Numbering Style:A,B,C,..+ Start at:1+Alignment:Left + Aligned at:OS'+Tab after:0"+ I Indentat:0.75" Deleted:\ \Deleted:instead\ \Deleted:of,,Formatted:Indent:Left:1"\ Formatted:Indent:Left:1", Hanging:OS',Numbered +Level:1 +Numbering Style:A,B,C,...+ Startat:1+Alignment:Left + \Aligned at:OS'+Tab after:0"+,Indentat:0.7S"",Formatted:Indent:Left:1", Formatted:Indent:Left:1", Hanging:0.5",Numbered +Level:1 +Numbering Style:A,B,C,.+ I Start at:1+Alignment:Left +,I Aligned at:0.5"+Tab after:0"+ ,'."Indentat:0.75" "Deleted:.0.5.I' "Formatted:Indent:Left:1" Formatted:Indent:Left:1", Hanging:OS',Numbered +Level:1 +Numbering Style:A,B,C,...+ Start at:1 +Alignment:Left + Aligned at:OS'+Tab after:0"+ Indentat:0.75" -~""-.... .,,,,, - -~~\,-- \:~, \ \ I in---"\, II .\\\\ III +\\\\,I'\\-\\\ ....\l" \\il ' .,\\\\ 1\"\\\\ \\\"\-".,1 \ \ II II ~\\II III II 1\\\\ HI It 11\\~ 1\\, 11\\ \II 11\ \II n' annexed into an pay the capacity and <:!~e()si_t._Cl:-n~oy_n_t_shown ", II' \II \1\ \I Customers electing this type of temporary service shall be credited the number of equivalent dwelling units they have previously purchased when the meter(s)is returned to the District.The credit shall be applicable to permanent meters purchased within the same subdivision or development where the temporary meter was used. Payment for this type of temporary service shall be in accordance with the rates and charges set forth in Section 25.03 E.4(c).,_____ Capacity and annexation fees for this type of temporary service shall be calculated in accordance with Section 28. Customers,whose property has been Improvement District,may elect to annexation fees,.in addition to .the Section 31.03 A.l. D. C. B. A. PAYMENT OF CAPACITY AND ANNEXATION FEES FOR TEMPORARY METERS J3~Rates for Temporary Service.__1?il.YI!l~I}t::t::~r:..te_m.Eo_r_a_ry_.w?!:.ef' service shall be in accordance with rates and charges set forth in ile.~tAo_n _2_5_.9)E.6 .,(b)"_ 31.04 31-4 SECTION 33 GENERAL REGULATIONS FOR US~OF WATER METERS 33.01 FURNISHED AND INSTALLED ONLY BY DISTRICT Water meters used for service from a District water distri- bution system shall be furnished and installed by the District. Meters will be furnished only for use for a specific parcel of land.Master meters and meters for irrigation purposes may be furnished for more than one specific parcel of land upon the ap- proval by the District.The Fees and charges are set forth in Appendix A,28.02.,___ _ ....---, The District shall retain title to all meters installed within the District Payment by a customer of installation fees, capacity fees,meter charges,connection charges or any other fees or charges shall not transfer ownership of a meter from the District to the customer. ,,,33.02 33.03 OWNERSHIP OF METERS RELOCATION OF METERS -Deleted:Refer to Deleted:Section 28 of this Code Deleted:for fees and charges. With prior District approval,water meters may be moved at the request of the owner from one location to another location on the same parcel or within the same tract owned by the customer upon payment of an amount determined by the District. 33.04 METER TURN-OFF REQUESTED BY CUSTOMER At the request of the customer,a water meter may be turned off and locked without charge;provided,however,the system charge shall continue to apply. 33.05 REMOVAL OF METERS b.!Abandonment of Service.'I'.1l~-'~~~tJ;::i.:.c;tJ~I<?Y_f~J!lQY~_?J?Y ~~--Deleted: water meter where the customer has abandoned water ser-'>-Fo=r=m~att~ed~:-I-nd-e-nt-:~Le~~~:~0=.5="='--~ vice through that meter.Hanging:OS' ...._...._-Deleted: Formatted:Indent:Le~:OS', Hanging:0.5" ~.!Permanent Removal of Meters for Agricultural or Irriga-~~_­ tion Service.When service is no longer required,me-' ters for agricultural and irrigation service may be re- moved upon the request of a lessee who paid the fees and charges (or upon request of the owner if the lease has expired),or upon the request of the owner if the fees were paid by the owner. ~.!Request for Removal of a Water Meter After Installa- tion.If,after installation of a water meter,a re- quest is made by a customer for the removal of that wa- ter meter from service,the customer shall be credited with the number of Equivalent Dwelling Units ("EDU") 33-1 Deleted: Formatted:Indent:Le~:0.5", Hanging:0.5" for that meter size.If thereafter a request is made for the installation of the same size water meter at the same location,no capacity fee shall be due.If the customer's request is for a larger meter,.?1L.<:::?=_---1Formatted:Not Highlight pacity fees and charges per 28.01 and 28.02 shall be due and payable for all EDUs,less the EDU credit for the meter previously removed No refund shall be due or payable for any portion of a capacity fee previously paid.The customer shall pay any expenses incurred by the District for removing and replacing the meters Deleted: Formatted:Indent:Left:OS' Deleted: Formatted:No underline Formatted:Indent:Left:-0.5", Deleted:s Deleted:If after removal of the meter,water service is subsequently requested for the same address or loca- tion,service will be re- sumed only upon payment of the following:,,- Deleted:~ 1 1-all charges that were delinquent at the time of removal of the meter and~ 'I 2.the District's then current charges for meter installation of the size to,be installed for the resump-,tion of serviceI Formatted:Indent:Left:1" Deleted:, Formatted:Indent:Left:OS' Deleted: Formatted:Indent:Left:OS', Hanging:OS' Deleted:in accordance with the Deleted:following, Deleted:schedule, Deleted::, Deleted:Meter Size De- posit1 1 .5/8 "x 3/4",3/4"and 1"$25.00'1 I 1-112"and 2"$50.001 "3"and larger $125.00,I,Deleted:, Formatted:Indent:Left:0.511, Hanging:OS' ADJUSTMENT FOR METER INACCURACIES R~ADING OF METERS ,, If the request for such service is made more than six ..,'. months after removal of the meter,the request shall be,' processed as a new order for service and all applicable \ ' fees and charges for a new service (except for capacity \ fees)shall be due and payable.\,, \,, I I Meters shall be read once each calendar month. ~-- "-- - -\,, ~-------------------------------------------~-----------,\J3.Results of Meter Test.If lpon testing,the meter does·"'. -----not register more than-five percent-(5%)-in-ex~ess-;f---\~'.' the rated calibration for such meter size,the deposit \'. shall be retained by the District.If the meter so \ tested registers more than five percent (5%)in excess ~ of the rated calibration for such meter size,the meter ~ will be replaced by the District and the deposit shall ~ be returned to the customer.No adjustment in billing \ shall be made for excess registration during any period prior to 120 days before the request for the test. b~Customer Request for Meter Test~__~_~~~tC2~~~_~?y_~~=_~~~­ quest that the meter for the customer's service be tested for accuracy upon making a deposit with the Dis- trict,The d~posit is set forth in Appendix A,33.07 A. per meter size '. .tJE?tE?!-'§_9!-'~__r~.?-9-__e_a_c_h__t)}lle__a_}lle_t_~:t;:,_.i"~_'~t.l!r:~~c!:C2Tl ~_()~"turned-.. off"and when water service is established as a new ~~~;~~E:-~~ ",' 33.07 33.06 I .P,---Removal of Meters for Delinquent Payment of Water ~.< "------~--_---=-S-L.y§.temCharges '__)X _a_~_o.V{,~~r:l~l!~t.<21'!!~r:_r:~1'!!~~Tl~_g.~HI}=_~'--I quent in the payment of water charges or system charges '\,- after written notice of delinquency from the District,',: the District may remove the owner/customer's water me-\' ter.Refer to Section 72 for additional information ' re ardin the rocedure fur removal of the ~ters.The fees and charges are set (orth in Appendix A,72.0~ ~~------------------------------------------------~ 33-2 f~Failure of Meter to Register During Service.__§~9y!g ~~_ any meter in service fail to register during a billing period,a bill will be issued by the District for the estimated amount of water used during the period of the meter failure,based on prior use under that account. I L _ 33-3 Deteted: Formatted:Indent:Left:0.5", Hanging:0.5" Deleted:33.08 AMAGI.NG OR TAMPERING WITH MET~ ~ Formatted:Indent:Left:0",First line:0",Tabs:Not at 0.5"+1" Deleted: Deleted:A.Tampering Punish- able as Mlsdemeanor.Cali- fornia Penal Code Section 499 provides as follows: "Every person \>lho,with in tent to injure or defraud, connects or causes to be connected,any pipe,tube or other instrument,"lith any main,service-pipe or con duit or flume,for the pur- pose of taking water from such main,service-pipe, conduit or flume,without the knowledge of the owner thereof,and with intent to evade payment therefor,and every person who,Vlith in- tent to injure or defraud,,injures or alters any water I meterI water meter seal, " service valve,or other ser- "vice connection,is guilty " of misdemeanor."1:'~ " "Deleted:,',Deleted:B .Lock-ing or Remov- "ing Damaged or Tampered Me""ters.1ilhenever the General "Manager has determined that "a water meter has been dam-I"aged or tampered with,~I, "such a manner that the ...1'I,'i,Deleted:,the charge shallII,be as follOvls:~II em,',1,'I Deleted:See Appendix A,II hIll 33 .08 B.2.(a)for charges.'II 1 c--m-'II1111 Deleted:followingIll' 'II Deleted:exception in Appen-'fll 1111 dix A,33.08 B 2 (bl'b;-'I ~'I,'I,Deleted:Broken Tabs'i $265.00~'I "Deleted:'II'II .c).For 3",4"and 6II,meters,the charges li~,Deleted::I I,Deleted:~ 'II installatCf6]3._A meter Formatted:Not Highlight Page 3:[1]Deleted s4sana 11/23/20093:06:00 PM B Locking or Removing Damaged or Tampered Meters When- ever the General Manager has determined that a water meter has been damaged or tampered with,in such a manner that the meter does not properly register the consumption of water, the meter shall be locked or removed.The meter shall not be opened or reinstalled for service until all of the fol- lowing charges have been paid: 1.Outstanding water bills for the property be- ing served by that meter; 2.A charge for servicing or repairing the meter in accordance with the following schedule: a)For 3/4"and 1"meters Page 3:[2]Deleted susana ,the charge shall be as follows: 11/23/20093:06:00 PM Broken Lock/Locking Device $56.00 Cap Lock (Welded) 158.00 To Pull and Reset Meter 170.00 Broken Curbstop or Tabs 192.00 If Customer Uses Jumper 149.00 Page 3:[3]Deleted susana See Appendix A,33.08 B.2.(a) 11/23/20093:06:00 PM for charges. b)For 1-1/2"and 2"meters,the charges listed in a)above shall be the same with the Pi!ge 3:[4]Deleted susana exception in Appendix A,33.08 B.2.(b). 11/17/200911:59:00 AM Page 3:[5]Deleted susana 11/17/2009 11:46:00AM c)For 3",4"and 6"meters,the charges listed in a)above shall apply with the following exceptions listed in Appendix A,33.08 B.2.(c) I Page 3:[6]Delete~sl,!sana 11/23/20093:06:00 PM ] 3.A meter installation fee in accordance with Section 28;and 4.A charge for estimated quantity of water con- sumed but not paid for since the last regular correct read- ing,which shall be determined on the basis of prior use un- der the customer's account for the damaged or tampered me- ter. SECTION 34 ISSUANCE AND PAYMENT OF WATER BILLS 34.01 ISSUANCE,DUE DATE AND FINAL PAYMENT DATE OF STATEMENT OF CHARGES FOR SERVICE A·_.._Issuance of Statements~_Statements for water _- service or other charges win~be rna11e·cfo·i i>r·e-s-e-ntecl ~ as soon as practicable after the water meter has been read and the applicable charges have been determined. Deleted:. Formatted:Indent:Left:0.5", Hanging:0.5" J3!..Due Date ~__~i:J.<;tl_?t?t~~~IYL j.5'5'Y~9~py_.~Ae_pi_s_t_rJ.c_t"_(o_:L..-->-">=De_l_et_e_d_:_.~~~_~~~-< such charges shall be due and payable on the date of 'Formatted:Indent:Left:0.5", mailing or other presentation to the customer.Hanging:0.5" '-'--""-~---------' .C.Final Payment Date.__All charges in each statement "must be paid on or~before"·the final"i;a-yrrle-rit"~cfa-t-e " - shown on the statement,which shall be at least 20 calendar days following the date of mailing or presentation of the statement. ~x;.--(Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" D.Payment of Charges. 1.Place of Payment.Payments shall not be .-...-{Formatted:Indent:Hanging:0.5"1 credited to a customer's account until either cash, an acceptable check or money order has been received by the District at the District business office during regular office hours.Deposit of payment in the mail or at a location other than the District business office shall not be credited to a customer's account until received at the business office. 2.Returned Check Charges.A returned payment Formatted:Indent:Hanging:0.5" charge tisee Appendix A,34.01 0.2.for charge)_sJ~_~l_l__.~.Deleted:$25.00 be added to a customer's account in each instance ~--------------------~ where payment has been made to the District with funds that have been returned to the District by the bank upon which it is drawn. 34.02 A·_ J3!.._ DELINQUENT ACCOUNTS .For Non-Payment of Charges..If f!l))..pa.ym~enJ ..oK ~a..__ statement for a water service account is not received at the District business office on or before the final payment date,the account shall become delinquent. Late Payment Charge.f.:!-9.!:~_P9Y!Il~[1):_~h.a_rg~e~~s~:-_,.- Appendix A,34.02 B.for charge)of the total amount ," delinquent shall be added to each delinquent account " at the time any amount becomes delinquent,provided ' that the charge shall not be made on any account Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" Deleted: Formatted:Indent:Left:OS', Hanging:OS' Deleted:5 percent 34-1 Effective 09/01/09 which at that time has no delinquencies of record When a late payment charge is made,such shall be added to the delinquent account as of the date the account becomes delinquent and such charges shall become an inseparable part of the amount due as of that time . •~.__.Notice of Delinquency.__?>_<:i~1-j.!1~Lu~PS:Y __n_oJJ_c_e__sAaJ_l ~r-Deleted: be mailed to each customer whose account is "?F=o=rm--att-e-d-:~I=nd=e=nt~:-Le-ft-:-0=.5="'--~ delinquent,notifying the customer that service will Hanging:OS' be turned off unless payment is made.The notice shall indicate the amount due,including late payment charges,and that the total amount must be paid within fifteen (15)calendar days from the date of mailing or presentation of the notice to the customer,or service will be discontinued. Record of Delinquent Accounts...The District +-A- maintains records of delinquent acc-o·un-t-s·.···Ea-d;-year- one delinquency shall be removed from the record of each account that has one or more delinquencies Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" ~'--Partial Payment on Delinquent Account._~_PAF~j3J_ payment on a delinquent account may be accepted and credited to a customer's account;however,the partial payment shall not cause removal of the account from a delinquent status and furthermore, the partial payment shall not preclude the meter from being turned off for delinquency. +-A-,-(Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" F.Financial Arrangements for Delinquent Accounts. 1.Continuation of Service.The General Manager,..- ---{Formatted:Indent:Hanging:0.5") Controller,or any person delegated by the General Manager,may authorize continuation of service to a delinquent account if financial arrangements, satisfactory to the District,have been established. 2 .Requirement of Depos i t Due to Repeated ..---{Formatted:Indent:Hanging:0.5") Delinquencies.If payments on a customer account have become delinquent five or more times,or if a meter has been turned off three or more times for non-payment of charges,the General Manager, Controller,or any person delegated by the General Manager,shall be authorized to require the customer to make a cash deposit with the District in an amount equal to two times the amount of the average monthly bill for the three month period preceding the discontinuance of service before further water service will be provided under the customer's account. 34-2 Effective 09/01/09 G.Termination and Reinstatement of Water Service Under Delinquent Accounts 1 ..Delinquency Tag~__:r!:l~_~.?!:~!_!fI~.!=~_r__o_r_!C!.e_t_eJ_s ~ under delinquent accounts may be turned off and locked if payment has not been made in accordance with the Notice of Delinquency. (a)Where an owner or manager is listed by the Dis- trict as the customer of record of the service, the District shall make every good faith effort to inform the actual users of the services when the account is in arrears by means of a notice that service will be terminated in ten days. The notice shall further inform the actual users that they have the right to become cus- tomers of the District without being required to pay the amount due on the delinquent account, (b)Residential water service shall not be termi- nated for non-payment in any of the following situations: (1)During an investigation by the District of a customer dispute or complaint.Any residential customer who has initiated a complaint or requested an investigation within five days of receiving the disputed bill,or who has,within 13 days of the mailing of the notice that the customer's service will be terminated for non- payment,or made a request for extension of the payment period of a bill asserted to be beyond the means of the customer to pay in full during the normal period for payment,shall be given an opportunity for a review.The review shall include consideration of whether the customer shall be permitted to amortize the unpaid balance of the account over a reasonable period of time not to exceed 12 months. No termination of service shall be effected for any customer complying with an amortization agreement,if the customer also keeps the account current as charges accrue in each subsequent billing period. Any customer,whose complaint or request for an investigation has resulted in an adverse determination by the District,may appeal the determination to the Board. Formatted:Indent:Hanging:0.5" Deleted:Termination of Service 34-3 Effective 09/01/09 (2)When a customer has been granted an exten- sion of the period for payment of a bill. (3)On the certification of a licensed physi- cian and surgeon that to do so will be life threatening to the customer and the customer is financially unable to pay for service within the normal payment period and is willing to enter into an amortiza- tion agreement to pay the unpaid balance of any bill asserted to be beyond the means of the customer over a period not to exceed 12 months. (c)The ten-day notice of proposed termination may not be sent to the customer until at least 19 days from the date of mailing of the bill for services.The ten-day period shall not com- mence until five days after the mailing of the notice. (d)The District shall make a reasonable,good faith effort to contact an adult person resid- ing at the premises of the customer by tele- phone or in person,at least 48 hours prior to any termination of service.A charge ~--Deleted:of Appendix A,34:02 G.l.(d)for charge),shall be '-,-'~>==e=le=t=ed=:=$=l=O.=O=o~---==< added to the blll for a contact made In person.i Deleted:s'--1 (e)Every notice of termination of service pursuant to subdivisions (a)and (c)shall include all of the following information: (1)The name and address of the customer whose account is delinquent (2)The amount of the delinquency. (3)The date by which payment or arrangements for payment is required in order to avoid termination. (4)The procedure by which the customer may initiate a complaint or request an inves- tigation concerning service or charges, except that if the bill for service con- tains a description of that procedure, then the notice is not required to contain that information. (5)The procedure by which the customer may request amortization of the unpaid charges. 34-4 Effective 09/01/09 (6)The procedure for the customer to obtain information on the availability of finan- cial assistance including private,local, state or federal sources,if applicable. (7)The telephone number of a representative of the District who can provide additional information or institute arrangements for payment. (f)If a residential customer fails to comply with an amortization agreement,the District shall not terminate service without giving notice to the customer at least 48 hours prior to termi- nation of the conditions the customer is required to meet to avoid termination,but the notice does not entitle the customer to further investigation by the District. (g)Termination of service shall not occur on any Friday,Saturday,Sunday,legal holiday or at any time during which the business offices of the District are not open to the public (h)No termination of service may be effected with- out compliance with this section and any ser- vice wrongfully terminated shall be restored, without charge,for the restoration of service (See California Government Code Section 60373.) 2.Reinstatement of Service.Water service +---{Formatted:Indent:Hanging:OS' terminated for delinquency may not be reinstated until all amounts due and payable,including late payment charges and meter "turn-on"charges,have been paid at the District business office,or unless credit arrangements satisfactory to the District have been made. 3.Meter "Turn-On"Charge A "turn-on"charge +---{Formatted:Indent:Hanging:OS') shall be made for turning on any meter which has previously been turned off for a delinquent account. The charges for turn-on shall be as follows:{Deleted:shall be I(a)For any account turned on during the District's " regular business hours the turn-on charge is ,::~ set forth in ,Appendix A,34.02 G.3.(a),'-/..'-- (b)For any account turned on after the District's " regular business hours,the turn-on charge is ,: set forth in bppendix A,34.02 G.3.(b).,__~__~"- Deleted:$35.00 Deleted:(See Deleted:for charge) Deleted:shall be Deleted:$65.00 Deleted:{See Deleted:for charge. 34-5 Effective 09/01/09 SECTION 53 FEES,RATES,CHARGES AND CONDITIONS FOR S~WER SERVICE 53.01 CONDITIONS FOR ACQUISITION OF SEWER SERVICE CAPACITY Sewer service capacity may be acquired only for service to a specific address,parcel of land,or a land development project covered by an approved map.An approved map shall mean a recorded final map,a recorded parcel map or a tentative subdivision map that has been approved by the County or by a City,as applicable. 53.02 SERVICE AREAS Deleted:.A..Service Areas.__e~':"~~_§~~yj.~~_.995'11-1-_.9_e_J~l_r_nJ_sAe_d._by__~'>­ the District only to property located in Improvement '~F-o-rm~att~e~d-:-In-d=en~t.~'L~e-ft:--o.=5'="~~ District No.14 ("I.D.14"),Improvement District Hanging:0.5" No.18 ("I.D.18"),and Assessment District No.4 ("A.D.4"),and the Russell Square Sewer Service Area.Sewer service to property located outside such areas may be furnished only upon annexation to ID 18 and payment of all applicable annexation fees. 53.03 A. 53.04 A.,_ ACQUISITION OF SEWER CONNECTIONS FOR SERVICE IN I.D. 14,I.D.18 AND A.D.4 There shall be no connection capacity fee for sewer service to parcels already annexed into Improvement District No.14,Improvement District No.18 and Assessment District No.4 on or after December 16, 1998. ACQUISITION AND PURCHASE OF SEWER CAPACITY FOR SERVICE IN THE RUSSELL SQUAR~SEWER SERVICE AREA District Acceptance of Sewer Facilities for Russell Square Area.Under an Agreement with Cal Dorado Development,Inc.,dated June 28,1981,the District accepted title to a sewer pump station,force main and appurtenances for a sewage system to provide sewer service to the residential dwelling units to be constructed within the parcels of land in San Diego County Tentative Parcel Map 17150. Under an Agreement with Cal Dorado Development, Inc.,dated June 18,1981,the District agreed to provide service to such parcels on the terms and conditions contained therein.On October 1,1984, pursuant to Resolution No.2139,the District Board of Directors accepted title to the facilities. Formatted:Indent:Left:0", Hanging:1" ....._...._ -Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" .---i Formatted:Indent:Left:1" 53-1 Revised 12/15/08 Effective 01/01/09 /3:.'_Designation of Russell Square Sewer Area,T_h_e__g_e_o_-__~_,_- graphical area described on the District Map , entitled "Russell Square Sewer Service Area,"dated October 11,1988,on file with the District Secretary,constitutes the Russell Square Sewer Service Area. Deleted: Formatted:Indent:Left:OS', lianglng:0.5" ~~__Connection Fees for Connections for Sewer Service through the Russell Square Sewer Pump Station. 1.Sewer Connection Fee -~_,-Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" A connection fee .(s,ee Appendix A,53.04 C.l._u_---Deleted:of for fee)for each EDU of sewer service provided ~;>D~e=l=et=e~d~:$~7~,~50-0----~~~~ through Russell Square Pump Station shall be , collected.The connection fee is due at the i Deleted:s time an application for sewer service is submitted The number of EDUs for the con- nection shall be as set forth in Section 53.09 of the Code.Since the Russell Square Pump Station and force main were constructed by the developer or his assignee,at their expense, for the purpose of providing service to the parcels within Tentative Parcel Map 17150,the connection fee shall not apply to connections for sewer service to the parcels within said map.Such exempt parcels are currently identified as Assessor Parcel Nos.497-011-41, 497-011-42,497-011-44,497-011-46 and 497-011- 47 2 .Sewer Service Char e~c=.::.:..:=--,'------'=--=--,-,--"=--,,,--=--=-...:....:::~,,--.::.:..:-=-=,-,,-::e-_ _ __ _ _ _ _ _ _ _ _ _ _ _ _ _ - {Formatted:Underline _________________A monthly sewer service charge .(~ee Appendix A, 53.04 C.2.for charge)to cover normal .~~ operational costs of the Russell Square Pump Station and force mains shall be collected. This charge shall be reviewed by the Board of Directors from time to time to assure that such charges cover the costs for operation of the sewer facilities. 3.The proceeds of the fees and charges received by the District under 1 and 2 above shall be used by the District solely for maintenance, replacement or repair under C.1.above and for the operation of the facilities under C.2. above. 4.In addition,the customer for such service shall pay the monthly service charge for sewer service set forth in Section 53.11. -Deleted:of Deleted:$200 .Deleted:s 53-2 Revised 12/15/08 Effective 01/01/09 1 53 . 05 CHARGES FOR INSTALLATION OF SEWER LATERALS Upon application for construction of one or more .-- -i Formatted:Indent:Left:1" sewer laterals,the customer shall deposit with the District the estimated costs to be incurred by the District in connection with the installation of the facilities required,as determined by the District. Upon completion of the work,the District shall calculate the actual costs incurred by the District in performing the work.If actual costs are less than the amount deposited,the District shall refund the balance of the deposit to the customer.If actual costs exceed the amount deposited,the customer shall reimburse the District for the additional costs. 53.06 PAYMENT OF FEES .---i Formatted:Indent:Left:1" All fees prescribed in the Code shall become owing, due and payable at the time application is made to connect a premise to the sewer system of the Dis- trict.The fees shall be paid to the District prior to the issuance of any permit authorizing the connection of such premise to the District sewer system.If the proposed connection cannot be made, the fee may be refunded when approved by the General Manager. __________53.07 SEWER SERVICE USE CHANGES RESULTING IN INCREASED SYST~M UTILIZATION ___________The use of a sewer connection shall be limited to the type and number of EDUs authorized by the original wastewater discharge permit.Before adding any additional equivalent dwelling units,buildings, modifying existing buildings,or change of occupancy type,the property owner shall make a supplementary wastewater permit application to the District for such change in use and pay additional sewer annexation fees per EDU,if necessary,as may be applicable.Periodic inspection of the premises may be made by the District and if actual use is greater than estimated use,an assessment for additional annexation fees shall be assessed in accordance with the fee schedule in the then current Code of Ordinances. Formatted:Indent:Left:0", Hanging:1" 53.08 1, WASTEWATER DISCHARGE PERMIT ISSUANCE AND LIMITATION A wastewater discharge permit shall be required for any property for which a request is made to dis- charge into the District sewage system. 53-3 Revised 12/15/08 Effective 01/01/09 2. 3. 53.09 1. Every wastewater discharge permit shall expire by limitations and shall become null and void,if the construction or work authorized by such permit is not commenced within 120 days from date of issuance of such wastewater discharge permit or if the con- struction or work authorized by such wastewater dis- charge permit is suspended or abandoned for a period of 120 days at any time after the work is commenced. Before such work can be recommenced,a new waste- water discharge permit application must be filed with the District.The District may reactivate the previous wastewater discharge permit provided that wastewater quantity and type is the same as the wastewater discharge allowed under the original per- mit,and provided further that such suspension and abandonment has not exceeded one year.Fees paid for the previous wastewater discharge permit may be credited toward the total permit fees required on the new permit application.Reactivation of the previous wastewater discharge permit shall be sub- ject to District sewer capacity being available at the time of new application and subject to any additional costs or charges imposed during the period of such suspension or abandonment. BASIS FOR DETERMINATION OF EDUS The number of EDUs for sewer service shall be deter- mined on the following basis: a)Residential Facilities EDUs 1)Single-Family Residence 1.0 (Includes manufactured homes,and mobile homes which are on private lots A secondary structure with a kitchen is considered an additional EDU 2 ) 3) 4 ) Apartments and Multiple Family Housing Each individual living unit Residential condominiums Each individual living unit Mobile Home and Trailer Parks Per each individual space 1.0 1.0 1.0 b)Commercial/Industrial Facilities 53-4 Revised 12/15/08 Effective 01/01/09 1)Food Service Establishments a)Take-out restaurants with dis- posable utensils,no dishwasher and no public restrooms 3.0 b)Miscellaneous food establishments - ice cream/yogurt shops,bakeries (sales on premise only)3.0 c)1)Take-out/eat-in restaurants with disposable utensils,but with seating and public restrooms 3.0 2)Restaurants with reusable utensils,seating and public restrooms (0-18 seats) 3.0 Each additional 6 seat unit, or portion thereof 1.0 2)Hotels and Motels a) b) Per living unit without kitchen Per living unit with kitchen 0.38 0.60 3)Commercial,Professional,Industrial Buildings,Establishments not specifi- cally listed herein a)Any office,store or industrial condominium or establishments. first 1,000 sq.ft.1.2 Each additional 1,000 sq.ft.or portion thereof 0.7 b)Where occupancy type or usage is unknown at the time of application for service,the following EDUs shall apply.This shall include, but not be limited to,shopping centers,industrial parks and profes- sional office buildings. 53-5 Revised 12/15/08 Effective 01/01/09 First 1,000 sq.ft.of gross build- ing floor area 1.2 Each additional 1,000 square feet of gross building floor area Por- tions less than 1,000 sq.ft.will be prorated.0.7 4 )pelf-service laundry per washer _________}_,_O --(Formatted:Underline 5),Churches,theaters and auditoriums p_e_r ----(Formatted:underline each 150 person seating capacity,or any fraction thereof.(Does not include office spaces,schoolrooms,day-care facilities,food preparation areas,etc. Additional EDUs will be assigned for these supplementary uses.)1.5 6)Schools a. b. c. Elementary Schools -For each 50 pupils or fraction thereof Junior High Schools -For each 40 pupils or fraction thereof High Schools,Colleges and Universities -For each 24 pupils or fraction thereof 1.0 1.0 1.0 Additional EDUs will be prorated based on above values. The number of pupils shall be based on the average daily attendance of pupils at the school during the preceding fiscal year,computed in accordance with the education code of the State of California. However,where the school has had no attendance during the preceding fiscal year,the General Manager shall estimate the average daily attendance for the fiscal year for which the fee is to be paid and compute the fee based on such estimate. 53-6 Revised 12/15/08 Effective 01/01/09 53.10 7)Convalescent Homes a)Skilled nursing care facilities, psychological hospitals,con- valescent hospitals;licensed by the Department of Health.0.7/bed b)Community Care Facilities with 16 or more beds licensed by the State Department of Health.0.5/bed c)Small Community Care Facilities with 7 to 15 beds licensed by the County Department of Social Services 0.5/bed d)Community Care Homes with six or fewer total residents,including resident staff and housekeepers (to be the same EDU as a single- family residence).1.0 8)Other In the case of commercial,industrial and other business establishments such as bot- tling works,supermarkets,markets, deli/markets,convenience stores,hospi- tals,laundries (other than self-service laundries),automobile service stations, mortuaries,day-care centers,bars,pool halls,and other establishments not included in items 1)through 7)inclusive, or when the EDUs specified in items 1) through 7)are not representative of actual flow due to the number of employees or type of operation,the number of equivalent dwelling units shall be deter- mined in each case by the General Manager and shall be based upon the estimated vol- ume and type of wastewater discharge into the sewer. TRANSFER,ASSIGNMENT,OR RESALE OF SEWER CONNECTION RIGHTS 53-7 Revised 12/15/08 Effective 01/01/09 EDU sewer connection rights obtained by a customer may not be sold,transferred,or assigned separately from ownership of the real property for which they were obtained,unless otherwise stated in an agreement with the District. 53.11 SEWER SERVICE RATES AND CHARGES A.Set-up Fees for Accounts.A set-up fee ~-;,D=e=l=et~e~d:~o=f=========< Appendix A,53.11 A.for fee)shall be charged for ~::-Deleted:$10.00 each account transferred to another customer.,Deleted:S B.,Residential Sewer Charges..----(Formatted:underline (1 )Winter Average Determination.Sewer service usage fee shall be based on the "Winter Average"water consumption,measured in units of hundred cubic feet (HCF).For Otay water customers,the winter period is December through March,and for Helix water customers, the winter period is January through April. The winter average for Otay is calculated by adding the four months of the preceeding winter together and dividing by four.The winter average for Helix is calculated by adding the two billing periods of the four months together and dividing by four.For both Otay and Helix water customers,this average is then reduced by a 15%usage discount,recognizing that not all water used flows into the sewer system,to determine the "Winter Average"for billing purposes. Deleted:$1.47 'Deleted:S Deleted:( \ Deleted:) Deleted:is i Deleted:$10.20 / Deleted:(See Deleted:( Deleted:)for fee)for a 5/8 or 3/4 inch water meter and ,Deleted:$14.90, [........,,"0.,,,,eo,"'. 53.11 B.(3)for fees)for a 1 inch or greater water meter. \, ",Monthly Residential Sewer Rate Without Consumption History.The average residential sewer charge shall be calculated by calculating the total usage fee for all residential i I, I,i,' Base Fee.The monthly base fee per meter size ~" is ~~LQ..J:'_~~_AppendixA,53.11 B..3 ~1 __•__../!:'__ Usage Fee.The usage fee rate ...Ls,ee Appendix A,--{Deleted:of 53.11 B.,2 .•for rate)is multiplied by the ~> "Winter Average"calculation'for -each--c·ti·s't-ome'r'--\, (after the above noted 15%discount)and the "~, \'resulting amount is added to the Fixed Service \ Charge applicable to the size of meter.The resulting fixed fee shall be charged on a monthly basis for an entire calendar year, until a new "Winter Average"is determined for the following year. (4 ) (3) (2) 53-8 Revised 12/15/08 Effective 01/01/09 Single Residential Winter Averaging (3)The maximum "Winter Average"for individually metered residential customers is (after the 15% discount)as follows: Deleted:Effective January 1, 20 Deleted:09 -Deleted:10,the average residential sewer charge is, Deleted:$34.79 \ \Deleted:(See \ \Deleted:( \ \Deleted:) \ Deleted:per ASU The monthly sewer bill is calculated by adding the base fee plus the usage fee as described in 5 .11 .8.(1),(2),& (3 )above. Defined as:Sewer service for individually metered residential households. customers and dividing by the number of residential customers.Then the monthly base fee for 3/4 inch meter is added to this average fee and this shall be used to determine the rate per ASU to be used for commercial customers The month~y residential sewer rate without consumption histor is as set forth in Appendix A~-53.11 8.,4.,for charge),._ (1 ) (2 ) C. i.January through December 2008 18 units ii.January through December 2009 22 units iii.After December 31,2009 -30 units (4)New Customers.New gJ..!3J:9!ll_e!_S_J_h_aJ__d_o_J!.qt__l!.~'{~-{Deleted:c a prior winter consumption history to determine ~--------------------~ their monthly usage fee shall be assigned a "Winter Average"J9~_.!3ipgJ_e_j._n_dJy_i_d_u_a))'y ---Deleted:of 19.68 -15% metered households See Appendix At 53.11 C.4 .discount =16 73 units for Winter Averaging fees. D.Multi-Residential Rate Charges (3)New complexes that do not have a prior winter consumption history to determine their monthly usage fee shall be assigned a "Winter Average".(o_r__eAc_h --- multiple-residential unit in a master metered Deleted:described I Deleted:in I Deleted: Deleted:( ·Deleted:) Deleted:described Deleted:B Deleted:(1)& ·Deleted:( ·Deleted:) Deleted:of 8 units less a lS~discount to equal 6.8 units I I I II, I 1(2)The monthly sewer bill for the complex is 1/1 calculated by adding a 3/4 inch base fee (as ~// forth in Appendix A,,,51..:11-..:l3~~J _J:i!ll.e_sutp_e__nulll.b_eJ__o_t ....';- units in the complex plus the usage fee (as ~-- forth in Appendix A,53.11..)t9J"utP..eueflJJ_r_e ~__ complex.(Note:There is no cap on consumption for '~:­ the multi-residential customers.) (1)Defined as:Sewer service for master metered water service for multiple-residential households including for example;duplex,townhomes, apartments,and mobile homes. 53-9 Revised 12/15/08 Effective 01/01/09 residential complex.See Appendix A,53.11 C.4.for Winter Averaging fees. E..Conunercial Sewer Charges -{Formatted:Underline (1)ASU Determination:The charges for conunercia1 sewer service shall be based on the rate of discharge and the strength of sewage.The Board of Directors may adjust the charges in proportion to the amount of water not entering the sewer which is substantiated by the property owner or discharger. (2)The strength of sewage is based on its biochemical oxygen demand (BOD)and the cost of removing suspended solids (SS). (3)The formula is derived by taking the total cost of providing sewer service and charging each user for a pro-rata share. (4)The State Revenue Program Guidelines require use of an "Assigned Service Unit Assignment Formula" which converts higher strength uses into a service unit value which is comparable to the use impact of a single-family residential user or equivalent dwelling unit.The formula for determining an Assigned Service Unit (ASU)for a single-family dwelling is set forth in the annual budget,which is incorporated herein by reference. (5)The formula is based on an estimated daily flow of 250 gallons per day plus 280 milligrams per liter of BOD and 234 milligrams per liter of SS for a residential equivalent dwelling unit. (6)For conunercial users the flow is based on 85%of their prior 12-month water consumption to reflect the amount of water that returns to the system. The strength of discharge for conunercial user is based on whether it is classified as a low- strength,medium-strength or high-strength user. User Classification Low-Strength Conunercial 1.000 Strength Factor Car wash General office and buildings Barber and beauty shops Department,retail stores and general conunercial 53 -10 Revised 12/15/08 Effective 01/01/09 Hospitals and convalescent homes Laundromat,laundry and dry cleaners Professional office or office building Warehouse Other uses having a similar strength as determined by the District Medium-Strength Commercial =1.238 Strength Factor Bars without dining facilities Bowling alley Hotels without dining facilities or cooking facilities Auto repair/sales shop and service station Shopping centers Other uses having a similar strength as determined by the District High-Strength Commercial =2.203 Strength Factor Bakery or bakery with deli Hotel with dining facilities Restaurants and bars with food Supermarkets Other uses having a similar strength as determined by the District Institutional =1.000 Strength Factor ~hurches:T~~~t~~_t~~_??~~_9§_~9~~?~~~P9~h Commercial. ______--(Formatted:Underline ghoo_ls :__f<?~_Pll]:)H~_?<:;~99.:J-§_t.:J-9!"_J_s__b_a_s_e_ci _o_n - --(Formatted:Underline average daily attendance ("ADA")for the prior school year,including summer school,as reported by schools to meet state requirements. Private schools will be required to file a report verifying their attendance.For elementary schools 50 students shall equal 1 ASU.For junior high schools 40 students shall equal 1 ASU and for high schools 24 students equals 1 ASU.The formula for schools shall be the same as applies to single-family residential.For charges see Appendix A,53.11 E.6. ,Colleges:f'.?!?_c;'.?~~~ges!_%J-9~_j.~_?.9_sed__o_n__t_h_e --(Formatted:Underline number of Certificated and Classified Staff, and students enrolled in each school session (Spring,Summer,and Fall): 53-11 Revised 12/15/08 Effective 01/01/09 Gallons per day (GPD)no.of students and staff x no.of weeks Spring session) +(no.of students and staff x no.of weeks Summer session) +(no of students and staff x no.of weeks Fall session) +(no.of staff x no.of non- session weeks) x 23 -;-52 ASU Daily Flow x Strength Factor [(GPD x 85%)-;-250]x 1.000 The minimum charge for commercial shall be no lower than 1 ASU at low strength.Charges are determined each fiscal year.The formula is set forth in the annual budget,which is incorporated herein by reference F.Charges to Cover the State Loan Program for the Treatment Facility.A J.~e_~~ndix__l.':L~1~i.Q~--{Deleted:$54 fee)~ee per ASU shall be attached to the property --'(~_D=e=le~te~d~:~s==============~ tax bliis to cover the annual payment on the L-_ $5,000,000 state loan until such loan is paid in full. G.Monthly Service Charges for Commercial Sewer Service.The Monthly Sewer Service charges for service furnished by the District,shall be: 2.Industrial and Other U9 rs Charges determined by the Board of Directors on a case-by-case basis 1.Commercial and Institutional (per ASU): Commercial users shall be charged based upon the ASUs derived in Section 53.ll_E.(4)~.For --- charges see Appendix A,53.ll.G.l. Deleted:mUltiplied by the single-family average residential rate Section 53.11 8.(4). Monthly sewer service charges shall commence upon +-- --(Formatted:Indent:left:1" installation of the water meter to serve the premises receiving the sewer service,upon connection to the District sewer system,upon start of occupancy of the premises to be served,or one year after the date the application for sewer service is filed,whichever is earlier.If a sewer service connection has been obtained and if sewer service will not be used until some time after 53-12 Revised 12/15/08 Effective 01/01/09 installation of the water meter,commencement of the sewer service charge may be deferred until the later date only upon prior approval of the General Manager. 53-13 Revised 12/15/08 Effective 01/01/09 SECTION 60 UTILITY FACILITIES FOR SUBDIVISIONS AND PARCEL MAP DEVELOPMENTS 60.01 INSTALLATION BY THE DISTRICT The District will not construct facilities to provide utility service to land being divided for a subdivision or parcel map development,except where facilities are con- structed as part of the Capital Improvement Program for the utility system of an improvement district. 60.02 INSTALLATION BY DEVELOPERS Developers of land shall provide,at their own expense, all facilities required for utility service within the area to be developed.In order to obtain required services it may be necessary for a Developer,in some instances,to also provide certain off-site facilities or to provide for oversizing of the facilities which are to become part of the District sys- tem.In such event,the Developer may be entitled to reim- bursement of certain costs for such off-site or oversizing facilities as provided in Policy 26 of this Code. 60.03 ISSUANCE OF AVAILABILITY LETTERS FOR WATER AND/OR SEWER SERVICE -Deleted:0 f Deleted:$7 5 Deleted:s Deleted:for charge REQUIREMENT FOR A SUBAREA MASTER PLAN (SAMP)60.04 Upon request,the General Manager will provide a written statement (sometimes referred to as "availability"or "will- serve"letters)advising whether water and/or sewer service is available and,if not,whether such service could be made available,for a proposed development project within the Dis- trict.A charge .i~_e_l\.I22.~_fl_~ix A,-.J;_~~l:"i].]._!:>.e..!U_a_d_e..Ko_r__e_a_c,l'!._ statement furnished by the District.~: \' \', \ In some instances,a Subarea Master Plan (SAMP)may be necessary to establish the water,recycled water and sewer system facilities for adequate District service within and to a proposed subdivision project.A SAMP shall be required when any of the following situations have occurred: A.No previous SAMP was prepared and the complexity of the proposed subdivision requires integration into the District Water Resources Master Plan. Formatted:Indent:Left:0.5", Hanging:0.5" B.The Developer is seeking to modify the requirements of the District's Water Resources Master Plan. Formatted:Indent:Left:0.5", Hanging:0.5" C.The previously submitted SAMP for the proposed sub- division is no longer representative of the current development proposal. Formatted:Indent:Left:0.5", Hanging:0.5" 60-1 D.The previously submitted Developer SAMP for the pro-·---Formatted:Indent:Left:0.5", posed subdivision project is over two years old.Hanging:0.5"'---=--=-----------' E.The General Manager has determined a SAMP is Formatted:Indent:Left:0.5", required.'-..H_a_n=-gi--cng::...:_0_.5_n -J The Developer may elect to have the SAMP performed by a +-- -i Formatted:Indent:First line:0.5") private Engineering firm and submitted to the District for approval by the General Manager.The Developer may request the District to prepare the SAMP and deposit with the District the estimated cost of the SAMP.Prior to implementation,the SAMP shall be reviewed and approved by the General Manager. Approval of the SAMP shall occur prior to approval of any Con- struction Agreement for a Developer's improvement plans by the General Manager. 60.05 REQUIREMENT FOR A TENTATIVE MAP ~.'I~~)~~'!EO:],C2I:JEO~_~b9~~_<::i~p<?~H ~Hp-_tP-5'_PJ_sJ_rJ_c_t__a__s_u..~_~.>- determined by the General Manager to cover the ' estimated cost of plan checking and engineering services. ~.'I~~_(j~l}EOJ;:~:],J'j~J.].9g~~_~HL ~~y;L~~_tP-5'_J_eIlJ_aJJy_e__Il!aE ~> and return it to the Developer indicating thereon ' the water and/or sewer system that will be required for the development. Deleted:. Formatted:Indent:Left:0.5", Hanging:0.5" {Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" 60.06 REQUIREMENT OF EASEMENT OR RIGHT-OF-WAY FOR UTILITY FACILITIES Whenever the plans,as approved,provide for any portion of the utility facilities to be constructed in other than a dedicated public street or road,the Developer shall grant or cause to be granted an easement or right-of-way to the Dis- trict in the form specified by the General Manager.Whenever facilities are terminated at a point short of the boundary of the parcel owned by the Developer,a permanent easement,in accordance with Section 36 02,shall be granted to District in order to provide for future extension of the facility to adjoining parcels of land.This requirement shall also apply to those cases where the County or a city requires the Devel- oper to provide a one foot buffer between the subdivision or lot-split boundary and the adjoining property. 60.07 A. REQUIREMENT FOR ANNEXATION The Developer desiring service to properties which lie outside the District or outside an Improvement 60-2 Formatted:Indent:Left:0.5", Hanging:0.5" 60.08 District shall request annexation.The Developer shall request such annexation in writing to the General Manager. B.The Engineering Department shall provide an annexa-Formatted:Indent:Left:OS', tion packet outlining the required information and ~H_a_n~gi~ng~:_0_._5"~ charges as detailed in Chapter 6,Section 9 of this Code, C.Annexation shall occur prior to approval of any Con-"---Formatted:Indent:Left:0.5", struction Agreement for the Developer's improvement ~H_a_ng~i~ng~:_0_.5_"-J plans by the General Manager. REQUIREMENT FOR APPROVED PLANS AND CONSTRUCTION AGREEt'1E ..., A..J2~,!~J,.CJI2~~_~Q~~L p:r~P?:r~_g.~!:9-H~g._~!lgJ.!1~~_rJ_ng__d_r_a_w_-":'~--{~D=e=le~t~e~d:=========< ings for construction of the proposed system shown "'F tt d'I d t·L ft·0.5",...orma e .n en.e .on the tentatlve map and submlt such drawlngs to the Hanging:0.5" District for review and approval.Each system shall ~~~----------------~ provide for water service and/or sewer service, where applicable,to each lot in a subdivision and to each parcel in a parcel map development.The utility system proposed shall not be detrimental in any way to operation of the District utility system and shall conform to the requirements of the approved SAMP. ~.1l':!~_C;~I}~~~~J':I~I}?g~:r _~I:J.?~L f'S'Y j.~~_:tP~_~.9p._s_t_r_u_c_tJ_o_n _ drawings and either accept,reject,or revise them for compliance with District standards and specifications.Upon approval of the drawings,the General Manager shall return them to the Developer with the following:(i)District estimates for construction costs and the amount of additional Dis- trict deposit;(ii)the required standard District agreement for installation of water or sewer facilities;and (iii)the amount of security required to guarantee performance of the agreement. ":'~-:.- {Deleted: Formatted:Indent:Left: Hanging:OS' OS', Formatted:Indent:Left:0.5", Hanging:0.5" r...J2~,!~J,.CJ2~~_~Q?~L :r~t\l:r!!-_!:9 _:tflS'_pj.§:t~j~J__t_h_e__r_eyJ_s_eA __":,~--'~D=e=l~et~e~d:=========< drawings,if required,the executed subdivision ' , construction agreement,together with the required deposits and security,either cash,surety bond,or letter of credit,acceptable to the General Manager, and the grant of easements or rights-of-way that may be required.If such are complete,and the proposed subdivision has been annexed into an Improvement District,the Construction Agreement for the project will be authorized by the General Manager. p.J22CJr:!_~22~CJ'!?L gLtb.~_C;:9!1§!:f'~s:::tj.9!l_.?-g~_e_eIll_e_n_t__by_.t_h_e ~<- General Manager,the Developer shall submit the 60-3 Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" mylar construction plans for signature by the General Manager. 60.09 REQUIREMENT FOR DISTRICT INSPECTION A·lJ.2()f!_r::~c::~~2Ll::>Y _tb-~_<:?~I).~f9-L t'l9-.J:l9g~J'_9J_.!:Ae__app_r_oy_e_<:!._~.>- plans,and prior to beginning construction of the - facilities,the Developer shall schedule a pre- construction meeting with the General Manager. Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" IL ---~~~2i~p()~~~~Hii-~g~~~c~f~~~~ii~~~1~~9~-l-~-~~J_n_g-,-_t_he_~<->=D=e=l=et=e=d:====~_~==< Formatted:Indent:Left:0.5",facilities and complete the same in accordance with Hanging:0.5",Right:-0,19" the standard construction agreement,the approved plans,and the District's Standard Specifications for Water,Sewer,and Reclaimed Water Facilities and the instructions given at the pre-construction meeting. 60.10 REQUIREMENTS FOR USE OF UTILITIES FOR OCCUPANCY PRIOR TO DISTRICT ACCEPTANCE The Developer may purchase and obtain permanent water meters and sewer services for occupancy in the project prior to acceptance of the project by the General Manager,subject to the conditions stated below: A.Water Meter a.There shall be sufficient funds in the _________________Developer's District account to cover District expenses. • - - --{Formatted:Indent:Left:0.5" Deleted: Formatted:Indent:Left:0.5" Deleted: Deleted: Formatted:Indent:Left:1", Hanging:0.5"a.The water system shall be hydrostatically tested,disinfected,pass a District bac- teriological examination,be connected to the District's existing system with a per- manent connection(s),and be installed in accordance with the District specifica- b.Per Section 60.06 above,tpe P~Y~)~F~_~--- ________________--'~b_~~L b-9-Y~_~I)._~H~~!:9_Y9J-J.S:t s::_o_n_s_t_r_u_c_tJ_o_n__:-- - agreement with the District. ..z ~__)~~r::~()r::_tQ _tD~t?H9-!-~9I)._9%_9.J:lY~~~_t!=FJ_sJ __tAe.~.>- Developer shall meet the following conditions:- 60-4 tions and requirements prior to the use of the system. b.The meter box(es)shall be set to final grade and the installation shall be com- plete per the District's standard specifi- cations . •~.~J:ler_Connectio!,!_____ ________________________________ --{Deleted:------Page Break------) Formatted:Indent:Left:OS', Hanging:1" Formatted:Indent:Left:0", Hanging:1" a.There shall be sufficient funds in the Developer's District account to cover District expenses. 1.For acquisition of each sewer service connec ___________tion,the Developer shall meet the following conditions: b.Pay all fees and charges for each connection requested,and identify the parcel for which the sewer service is being provided. ~.E':r:~C?:r:_t()_<;()I}I}~<;t:~9~J~L9t_9P.y_~.S"y.S"_r__s_e_ry_i_c_e_s_,,--Deleted:. the sewer system shall be constructed and complete in accordance with District ~~;~:e~~5~ndent:Left:1", specifications and requirements. C.Prior to the installation of the last purchased meter or connection of the last sewer service,the project shall be referred to the General Manager for acceptance.In order to be accepted,all aspects of a project shall be complete per Section 60.11 below. Formatted:Indent:Left:0", Hanging:1" 60.11 REQUIREMENT FOR FINAL ACCEPTANCE BY THE GENERAL MANAGER /':..QI2C?!'!_C::Cl~I2~EOt~()l}_gt _t:J:I~_t ~~Hgj.~~.!_YJ_t)1_.9_n)y_..fll-i_n_o_r ~'>- outstanding construction items remaining,a -. preliminary walk-through inspection and punch list of any outstanding items will be prepared.It shall be the responsibility of the Developer to assure any outstanding items are completed in a timely manner. Deleted: Formatted:Indent:Left:OS', Hanging:OS' OS', I _ ~.QI2ClI!_C::ClI!\I2~EOU()l}_gL~911~t:f\}~:t~9P._9%_.tp_e_.(a_c))AtJ_e_s_)Jl.-_,--1,-D=e=le=t=ed=:=========<accordance with District specifications and "F tt dId t L ft.....orma e : n en:e :requlrements,a flnal lnspectlon,completlon of all Hanging:OS' outstanding punch list items,submittal and '--~~----------------~ acceptance of the mylar record drawings,submittal and acceptance of the soils compaction report,and when all Developer accounts with the District have been made current,the facilities shall be referred to the General Manager for acceptance./{Deleted:~ ~---------------------' 60-5 60.12 REQUIREMENT FOR ONE YEAR WARRANTY PERIOD A..Q2<?t:J:_~<;:<;:~121:::~I!C:~)2Y_1:::DE?_§iE?!1E?~?;L.~?!l?9~T(_J.h...e__DJ_s_t_rJ_c_t_~~- shall own and operate the facilities." ~'.__T.h~_[)~V.~J,()12~~_~t~;L L g1,l?~?!1.t=S'S'_.t11~_t ?~J).j...tj.._e_s._ag_aiJ~st_~~,__ defects in materials or workmanship for a minimum ' period of one (1)year from the date of acceptance by the Board of Directors.The method of guarantee shall be a warranty bond,or other means acceptable to the General Manager,in the amount of twenty-five (25)per cent of the District's estimated value of the project. Deleted: Formatted:Indent:Left:0.5", Hanging:0.5" Deleted: Formatted:Indent:Left:0.511, Hanging:0.5" r·_--~~~~f~~-~~e~~H~t~i~~~r~~~~~?g~N~c/~b·~l-?-~-:d _d_u_r --~.~-~D~F:=:=:=:=:=ed~:=I=nd=e-n-t:-L-eft-:-o-.-5"~'==< repaired by the Developer and at the sole expense of Hanging:0.5" the Developer.Any collateral damage caused by a defect in materials or workmanship during the warranty period,including District expenses,shall be borne solely by the Developer.This section does not limit the developer's liability for latent or patent defects. 60-6 OTAYWATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised FURNISHING COPIES OF DOCUMENTS AND 05 10/15/84 4/3/96 PREPARATION OF OTHER INFORMATION Purpose tDeleted:4 Formatted:Indent:Left:0",,Hanging:0.5",Tabs:Not at 0.5"+,1"+1.5"+2"+2.5"+3" Deleted:c,,Deleted:shall be as follows:,~,1..For copies of,,identifiable public records the charge shall be 50.10 ~lJ[ 1 2.For the Service of Providing Agendas and Minutes of Meetings of the Board of Directors:~ ~ .Agendas and/or Minutes shall be furnished upon Vlritten request.Charges for such copies shall be made as folloVls:~ ~ .Agendas $20.00 per year~ ($.50 per rneeting)~ 1 .Agendas and r1inutes .5100.00 per year for the first copy and 5200.00 per year for each copy chereafter Deleted:3 Deleted:R Deleted:N \ Formatted:No underline \ \Formatted:No underline\ \Deleted:D ",Deleted:I " "Formatted:No underline ""Formatted:No underline", "Formatted:No underline\1\ "Deleted:R", ,1\Deleted:$ 1111 ",Formatted:No underline", "Deleted:R ",Formatted:No underline, \Formatted:No underline, Requests for information,the production of which would involve substantial costs in time and/or material to the District,shall be presented to the Board of Directors for review. Individuals or entities making such a request shall reimburse the District for the costs incurred by the District in providing the information requested. (c) (b) (a) /,,, /J/ "",'I'",I,,'I,II ,JJ J",I,,I, In such cases the District should be reimbursed for costs incurred ~: in complying with such requests.~: .",I, "1,"I,~~Ig~o:>_:t"<2I _:t"~:r::~:i,~~:i,~g _C.O.12.i-~s__q.(Ao_c_u_m.e_nJ_s_such as ~, identifiable public records,agendas,ratified minutes,or the : preparation of other information is set forth in Appendix A,•Policy 5.,.j l~.__C;:l].~:r::g~o:>_:t"<2:r::_c:()I2:i,~~J(!i!Y _~~_'iai.~eA .(o_r__t_h_e_p_ep_eJJ-.t_9J_.tp.~_ District.\ \ \ \ \ \, The District frequently receives requests for copies of documents prepared by the District or on file in District records Occasionally the District receives requests for information not readily available from District records,but which could be made available after research and study performed by the District staff. To establish charges for making copies of documents and for gathering other information. Policy Background Page 1 of 1 I I ATTACHMENT C Otay Water District Appendix A Section #Code #Fee Description Meter Size Charges 9 9.04 A.1.District Processinq Fee $692.00 Annexation Fees for Annexations to District-wide 9.04 B.Water Improvement Districts Meter Size Annexation Fee -I.D.'s 1,2,3,5,7,10,19,20,22,22/27 3/4"$1,601.00 (excluding Triad),and 25 (only I.D.'s 1"$4,003.00 5,7,10,19,22,and 22/27 require 1 1/2"$8,005.00 reclaimed irrigation meters).(For 2"$12,808.00 Iproperties annexed after 3/5/97.)3"$25,616.00 4 $40,025.00 6"$80,050.00 8"$128,080.00 10"$184,115.00 -109 3/4"$1,601.00 1"$4,003.00 1 1/2"$8,005.00 2"$12,808.00 3"$25,616.00 4 $40,025.00 6"$80,050.00 8"$128,080.00 10"$184,115.00 -22/27 TRIAD 3/4"$1,601.00 1"$4,003.00 1 1/2"$8,005.00 2"$12,808.00 3"$25,616.00 4 $40,025.00 6"$80,050.00 8"$128,080.00 Appendix A 1 of 12 10"$184,115.00 Annexation Fees for Annexations to 9.04 CA.Sewer Improvement Districts $5,442.00 10 10.01 Filing of Petitiion $50.00 23 23.04 Backflow Certification -Second Notification $10.00 -Third Notification $25.00 -Reconnection (service resumed)$50.00 -Initial Filing Fee (New applicants for addition to the list of approved backflow prevention device testers)$25.00 -Renewal Filing Fee (to remain on list of approved backflow prevention device testers)Annually $10.00 25 25.03 A.Set-up Fees for Accounts $10.00 Total Monthly Fixed System Charges,MWD MWD&CWA Fixed 25 25.03 C.&CWA Charges Meter Size System Charge Fixed Charge Charge 3/4"$14.58 $9.77 $24.35 1"$18.52 $16.28 $34.80 1-1/2"$28.37 $32.61 $60.98 2"$40.18 $52.15 $92.33 3"$71.68 $104.30 $175.98 4"$107.13 $162.98 $270.11 6"$205.59 $325.92 $531.51 8"$323.73 $521.51 $845.24 10"$461.57 $749.61 $1,211.18 25 25.03 E.1.(b)Domestic Residential Water Rates Unit Charge 1 - 5 $1.35 6-10 $2.10 11-22 $2.73 23 &over $4.21 Appendix A 2 of 12 Multiple Residential Water Rates -Per 25 25.03 E.2.(b)Dwelling Unit '1-4 $2.08 5-8 $2.70 9 &over $4.15 Business and Publicly-Owned Water 25 25.03 E.3.(b)Rates under 10"1-173 $2.22 174-831 $2.27 832 &over $2.31 10"&larqer 1-7426 $2.22 7427-14616 $2.27 14617 &over $2.31 Irrigation and Commercial Agricultural 25 25.03 E.4.(c)Using Potable Water Rates 1"&smaller 1-49 $3.02 50-132 $3.08 133 &over $3.14 1.5 &2"1-144 $3.02 145-355 $3.08 356 &over $3.14 3"&larger 1-1044 $3.02 1045-8067 $3.08 8068 &over $3.14 25 25.03 E.5.(c)Recycled Water Rates 1"&smaller 1-42 $2.58 43-97 $2.62 98 &over $2.67 1.5 &2"1-168 $2.58 169-402 $2.62 403 &over $2.67 3 &4"1-403 $2.58 404-820 $2.62 821 &over $2.67 Appendix A 3 of 12 6"&larger 1-7916 $2.58 7917-16357 $2.62 16358 &over $2.67 Temporary and Construction Water 25 25.03 E.6.(b)Service Rates 1"&smaller 1-49 $6.04 50-132 $6.16 133 &over $6.28 1.5 &2"1-144 $6.04 145-355 $6.16 356 &over $6.28 3"&larger 1-1044 $6.04 1045-8067 $6.16 8068 &over $6.28 25 25.03 E.8.(b)Tank Trucks Water Rates 1"&smaller 1-49 $6.04 50-132 $6.16 133 &over $6.28 1.5 &2"1-144 $6.04 145-355 $6.16 356 &over $6.28 3"&larger 1-1044 $6.04 1045-8067 $6.16 8068 &over $6.28 Application Fee for Water Service 25 25.03 E.9.(c)Outside District Boundaries $500.00 Water Rate for Service Outside District 25 25.03 E.9.(d)Boundaries 1"&smaller 1-49 $6.04 50-132 $6.16 133 &over $6.28 1.5 &2"1-144 $6.04 145-355 $6.16 356 &over $6.28 Appendix A 4 of 12 3"&larqer 1-1044 $6.04 1045-8067 $6.16 8068 &over $6.28 Application Fee for Water Service 25 25.03 E.10.(b)Outside an Improvement District $275.00 Water Rate for Service Outside 25 25.03 E.1 O.(c)Improvement District 1"&smaller 1-49 $6.04 50-132 $6.16 133 &over $6.28 1.5 &2"1-144 $6.04 145-355 $6.16 356 &over $6.28 3"&larger 1-1044 $6.04 1045-8067 $6.16 8068 &over $6.28 25 25.03 E.11.(c)Fire Service Monthly Charge $30.11 Additional Water Service for Property 25 25.03 E.12.(b)Not Subject to District Taxes per unit $0.29 Interim Service Water Rate in 25 25.03 E.13.(b)Improvement District 7 1"&smaller 1-49 $6.04 50-132 $6.16 133 &over $6.28 1.5 &2"1-144 $6.04 145-355 $6.16 356 &over $6.28 3"&lamer 1-1044 $6.04 1045-8067 $6.16 8068 &over $6.28 Appendix A 5 of 12 Per 100 ft of list over 450 ft per 25 25.03 F.Energy Charges for Pumping Water unit $0.038 Per unit charge except for the Additional Water Charge for Service in first 5 units of 25 25.03 G.1.the North District residential $0.08 Per unit charge Additional Water Charges for Service in except for the the Improvement District 9 Water first 5 units of 25 25.03 H.1.Service Zone residential $0.27 Additional Monthly System Fee for 25 25.03 H.2.Improvement District 9 $2.00 Per unit charge except for the Additional Water Charges for Services first 5 units of 25 25.03 1.1.(a)in Improvement District 3 residential $0.17 Per unit charge except for the Additional Water Chargges for Services first 5 units of 25 25.03 1.1.(b)in Improvement District 10 residential $0.25 Per unit charge except for the Additional Water Charges for Services first 5 units of 25 25.03 1.1.(c)in La Presa residential $0.07 25 25.04 A.Deposits for Non-Property Owners 3/4"$75.00 1"$150.00 1-1/2"$200.00 2"$360.00 3"$800.00 4"$1,350.00 Appendix A 6 of 12 6"$3,300.00 8"$4,400.00 10"$5,500.00 District-wide Rancho Jamul 28 28.01 8.1.Capacity Fees and Zone CharQe Meter Size Capacity Fee Zone 1655 Fee -I.D.'s 1,2,3,5,7,10,19,20,22,22/27 3/4"$5,434.00 (excluding Triad),and 25 (only I.D.'s 1"$13,585.00 5,7,10,19,22,and 22/27 require 1 1/2"$27,170.00 reclaimed irriQation meters).2"$43,472.00 3"$86,944.00 4 $135,850.00 6"$271,700.00 8"$434,720.00 10"$624,910.00 -ID 9 3/4"$5,434.00 $25,628.00 1"$13,585.00 $64,070.00 1 1/2"$27,170.00 $128,140.00 2"$43,472.00 $205,024.00 3"$86,944.00 $410,048.00 4 $135,850.00 $640,700.00 6"$271,700.00 $1,281,400.00 8"$434,720.00 $2,050,240.00 10"$624,910.00 $2,947,220.00 -22/27 TRIAD 3/4"$4,091.00 1"$102,228.00 1 1/2"$20,455.00 2"$32,728.00 3"$65,456.00 4 $102,275.00 6"$204,550.00 8"$327,280.00 10"$470,465.00 Installation Charges for Water Meter 28 28.02 and Water Service Laterals Meter Size Meter Fee Meter Box Installation Total Fee 3/4"$59.00 $47.00 $60.00 $166.00 Appendix A 7 of 12 1"$117.00 $47.00 $60.00 $224.00 1 1/2"$250.00 $61.00 $103.00 $414.00 2"$475.00 $61.00 $240.00 $776.00 3"and larger $653.00 n/a $300.00 $953.00 Requirement of Temporary Meter for minimum/per 31 31.02 D.1.Service day $25.00 31 31.03 A.1.Requirement of Deposit -Temporary Meters 3/4"$150.00 1"$180.00 1-1/2"$330.00 2"$445.00 3"$850.00 4"$850.00 6"$2,075.00 31 31.03 A.4.Temporary Meter Install &Removal $128.00 Temporary Meter Move Fee (includes 31 31.03 A.5.backflow certification)3/4"-2"$64.00 3"and larger No backflow test $64.00 Customer Request for Meter Test 33 33.07 A.(Deposit)5/8,3/4 &1"$25.00 1 1/2 & 2 "$50.00 3"&Larger $125.00 34 34.01 D.2.Returned Check Charqes $25.00 5%of Delinquent 34 34.02 B.Late Payment Charqe Balance 34 34.02 G.1.(d)Delinquency Taq $10.00 During regular 34 34.02 G.3.(a)Meter "Turn-On"Charqe business hours $35.00 Appendix A 8 of 12 After regular 34 34.02 G.3.(b)Meter "Turn-On"Charge business hours $65.00 53 53.04 C.1.Sewer Connection Fee -Russell Square $7,500.00 53 53.04 C.2.Monthly Sewer Service Charge -Russell Square $200.00 53 53.11 A.Set-up Fees for Accounts $10.00 Rate multipled by winter 53 53.11 B.2.Residential Sewer Charges average units)$1.56 53 53.11 B.3.Residential Sewer Charges Base Fee 5/8"&3/4"$10.80 1"&larger $15.75 Monthly Residential Sewer Rate 53 53.11 BA.Without Consumption History 5/8"&3/4"$36.88 1"&larger $41.83 53 53.11.CA.Winter Averaging -Sewer 19.68 -15% discount =16.73 -Single Residential units 8 units -15% discount =6.8 -Multi-Residential units Rate multipled by winter 53 53.11 D.2.Multi-Residential Rate Charges -Sewer average units $1.56 Per ASU (Based on Student 53 53.11 E.6.Public Schools Sewer Rate Count)$36.88 Per ASUs & Charged on 53 53.11 F.Sewer State Loan Annual Charge annual tax bills $54.00 Appendix A 9 of 12 Monthly Service Charge for 53 53.11 G.1.Commercial and Institutional Sewer Per ASU $36.88 Issuance of Availability Letters for 60 60.03 Water and/or Sewer Service $75.00 Locking or Removing Damaged or 72 72.04 A.1.Tampered Meters -To Pull and Reset Meter 3/4"-1"$170.00 -Broken Curbstop or Tabs 3/4"-1"$192.00 -If Customer uses Jumper 3/4"-1"$149.00 -Broken Lock/Locking Device 3/4"-1"$56.00 -Cap Lock (Welded)3/4"-1"$158.00 -Broken Curbstop or Tabs 1.5"-2"$265.00 -To Pull and Reset Meter 3"$351.00 -To Pull and Reset Meter 4"$454.00 -To Pull and Reset Meter 6"$454.00 -To Pull and Reset Meter 8"$600.00 -To Pull and Reset Meter 10"$600.00 72 72.05 D.A.Type I Fine -First Violation $100.00 -Second Violations $200.00 -Third or each additional violation of that same ordinance or requirement within a twelve-month period $500.00 Will not exceed per each day the violation is identified or Type II Fine continues.$5,000.00 I Fine up to amount specified per each day the violation is identified or Type III Fine continues.$500.00 Appendix A 10 of 12 I Fine up to amount specified per each day the violation is identified or Type IV Fine continues.$500.00 State Water #71630 &Annual Board Water Availability/Standby Annual Less Than One Code Resolution #4142 Special Assessment Charge Acre all 1.0.s &$10.00 Per Acre in 1.0. 1,5,&Outside an 1.0.$10.00 Per Acre in 1.0. 2,3,7,9,10,19,20, 22,25,&27 $30.00 Less Than One one acre Outside 1.0.and greater than one mile from District facilities.$3.00 Per Acre for Outside 1.0.& greater than one mile from District facilities.$3.00 Less Than One State Water #71630 &Annual Board Sewer Availability/Standby Annual Acre 1.0.4,14, Code Resolution #4142 Special Assessment Charge &18 $10.00 Appendix A 11 of 12 ,........•,-.'.-,......,_......:':'''_$~.'.:..)"'".Ir~ Per Acre I.D.4, 14,&18 $30.00 Annual Per $1000 of Board General Obligation Bond Annual Tax assessed value Resolution Assessment for I.D.27 $0.005 Policies 5 Copies of Identifiable Public Records $0.10/page Cassette Tape Duplication $2.00/tape Yearly Subscription Service for Agendas $20.00/year or and Ratified Minutes $0.50/meeting $1 OO.OO/year for first copy and $200.00/year for Yearly Subscription Service for Board each copy Packet and Ratified Minutes thereafter Appendix A 12 of 12 Attachment D includes the following proposed copies of the Code of Ordinances Sections 9,10,23,25,28,31,33,34,53 &60 and Policy 5 CHAPTER 6 SECTION 9 MISCELLANEOUS ADMINISTRATION PROCEDURES ANNEXATIONS AND DETACHMENTS I~i) 9.01 REQUIREMENT OF ANNEXATION FOR SERVICE Except as provided elsewhere in this Code,whenever utility service is requested for land outside the bounda- ries of an improvement district,the land to be serviced must first be annexed to an improvement district(s).If the land is located outside the boundaries of the District, the land must also be annexed to the District. 9.02 ANNEXATIONS TO OR DETACHMENTS FROM IMPROVEMENTS DISTRICTS An owner or owners of land within the District desir- ing to annex to or detach land from an improvement district within the District must file a petition for such proceed- ing with the District.Annexation proceedings shall be conducted pursuant to Chapter I (commencing with Section 72670)of Part 11,Division 20 of the California Water Code.Detachment or exclusion proceedings shall be conducted pursuant to Part 8.5 (commencing with Section 72080)of Division 20 of the California Water Code. 9.03 ANNEXATIONS TO OR DETACHMENTS FROM THE DISTRICT THROUGH LAFCO An owner or owners desiring to annex land to or to detach land from the District may either (i)file a peti- tion directly with the Loca'l Agency Formation Commission (LAFCO)for the annexation or detachment or (ii)request the District to file the petition with LAFCO for such annexation or detachment.Any such proceeding for annexa- tion or detachment,which is deemed a change of organiza- tion or reorganization pursuant to the Cortese-Knox Local Government Reorganization Act of 1985,shall be initiated, conducted and completed pursuant to Title 6,Division 1 (commencing with Section 56000)of the California Govern- ment Code. 9.04 FEES AND CHARGES FOR ANNEXATIONS OR DETACHMENTS A petitioner requesting an annexation to or detachment from the District or an improvement district within the District shall pay the following applicable fees and charges: 9-1 A.Administrative Processing Fees 1.District Process~ng Fee.A District processing fee (see Appendix A,9.04 A.l.for fee)shall be paid to the District for each annexation or detachment proceeding,regardless of the number of parcels involved,provided all parcels are included in one proceeding.This fee shall constitute the "base rate"on March 3,1997.The base rate shall be adjusted annually for fluctuations in the Consumer Price Index (Urban Wage Earners and Clerical Workers -Los Angeles)and subsequent cost-of- living adjustment (COLA). 2.Additional Processing Fees or Charges.The peti- tioner shall pay all processing fees and charges due LAFCO,the State Board of Equalization and any other applicable government agency. 3.Concurrent Annexations to or Detachments from the District and an Existing Improvement District. No additional processing costs or fees will be charged to a petitioner for an annexation to or detachment from an existing improvement district when the proceeding is part of an annexation to or detachment from the District. 4.Payment of Fees and Charges.The District processing fees and charges shall be paid to the District at the time the petition for such proceeding is filed.Where a petition is filed with LAFCO,the District shall notify LAFCO that payment of all required fees and charges to the District shall be a condition for District approval of the annexation or detachment. B.Annexation Fees for Annexations to Water Improve- ment Districts.The annexation fee (see Appendix A,9.04 B.)shall constitute the "base rate"on March 13,2006 (effective July 1,2006).The base rate shall be adjusted quarterly for fluctuations in construction costs,as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region.The ENR Construction Cost Index of 8552.3 (as of March 13,2006)shall be deemed the "base index."The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from March 13,2006 to the date of payment. 1.No water annexation fee shall be required for existing and future agricultural water service 9-2 furnished by the District under the COMMERCIAL AGRICULTURAL category of Section 25 of the Code. 2.Non-permanent irrigation water service furnished by the District under Section 30 of the Code shall be available without payment of a water annexation fee. 3.Open Space to be Annexed.Open space lands shall not be excluded from annexations of land to a water improvement district. 4.Water Meter Type Exclusions.Annexation fees shall be collected on all water meters sold except for temporary water meters,water tank truck meters,nonpermanent irrigation water meters and outside user meters,all as defined elsewhere in this Code. 5.Effective Date.Annexation fees shall be col- lected on all lands annexing to a water improve- ment district on or after March 5,1997. 6.Basis for Determination.For annexations of land to a water improvement district within the Dis- trict,the petitioner shall pay an annexation fee. The fee shall be paid at the time of water meter purchase. For permanent water meters,except for commercial agricultural meters,the annexation fee shall be determined on the basis of the demand to be placed on the District-wide water system.The fee will be determined on the basis of the size of the water meter required,as set forth in Section 27 of the Code.The fee shall be determined by multiplying the demand factor for the meter size,as set forth in Section 28 of the Code,by the annexation fee per EDU.See Appendix A,9.04 B.for fees. C.Annexation Fees for Annexations to Sewer Improve- ment Districts 1.Improvement District Annexation.All annexation for sewer service shall be into Improvement District No.18 on or after December 16,1998. 2.Open Space to be Annexed.Open space lands shall not be excluded from annexations of land to a sewer improvement district. 3.Effective Date.Annexation fees shall be collected on all lands annexing to a sewer 9-3 improvement district on or after December 16, 1998. 4.Basis for Determination.For annexations of land to a sewer improvement district within the Dis- trict,the petitioner shall pay an annexation fee.The fee shall be determined on the basis of the demand to be placed on the District sewer system.The fee shall be paid at the time of sewer service connection request or General Manager's approval of plans,whichever occurs earlier.The extent of the demand will be determined on the basis of each equivalent dwelling unit (EDO)of service which is to be connected to the District sewer system.The number of EDOs prescribed in Section 53 of the Code shall be the basis for computation of the amount of the annexation fee.The fee will be determined by multiplying the number of EDOs by the annexation fee per EDO.See Appendix A,9.04 C.4 for fees. This annexation fee shall constitute the "base rate"on December 16,1998.The base rate shall be adjusted quarterly for fluctuations in construction costs as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region.The ENR Construction Cost Index of $6,859.45 (as of November 9,1998)shall be deemed the "base index."The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from November 9,1998 to the date of payment. D.Detachment Fees For each detachment of land from an improvement district,the petitioner shall pay such fees as the General Manager determines are appropriate for the detachment.Determinations shall be made by the General Manager on a case-by-case basis. 9.05 TAXATION OF PROPERTY AFTER ANNEXATION TO IMPROVEMENT DISTRICT Where property is annexed by a petitioner,other than a tax-exempt agency,the property in the annexed area shall be subject to taxation after the annexation thereof for the purposes of the improvement district,including the payment of principal and interest on bonds and other obligations of the improvement district authorized and outstanding at the time of the annexation.The Board of Directors shall 9-4 provide as a condition of the annexation that the annexed area shall be subject to taxation as if the property had always been a part of the improvement district. 9-5 The grant or denial of such waiver or modification shall be determined solely by the Board of Directors.Any such waiver or modification shall be effective only upon such Board approval which shall set forth the terms and conditions thereof.Each waiver or modification shall be limited to the person and property involved in the applica- tion. Any person may present a petition to the Board of Directors requesting that the Board consider a waiver or modification of requirements of a section of an ordinance set forth in this Code.The petition for waiver or modifi- cation shall be in writing on forms furnished by the Dis- trict.A fee as set forth in Appendix A,10.01 shall be paid at the time of submission of the petition requesting the waiver or modification. SECTION 10 10.01 10.02 APPLICATION FOR WAIVER OR MODIFICATION OF ORDINANCE REQUIREMENTS FILING OF PETITION REVIEW BY BOARD OF DIRECTORS 10-1 SECTION 23 NON-RESPONSIBILITY OF DISTRICT 23.01 INTERRUPTIONS OF WATER SERVICE The District assumes no responsibility for the delivery of water through privately-owned pipelines or systems t nor shall it assume any responsibility for damages resulting from the operation of any such system even though water may be received from a district water distribution system. District does not guarantee continuous delivery of water on demand.From time to time it may be necessary for the District to shut off the flow of water in any of its water systems.Except in emergencies,such stoppages will not be made without prior notice to the customers involved.District shall not assume any responsibility for loss or damages which may occur due to interruption of water service. 23.02 PRIVATELY-OWNED WATER LINES 23.03 WATER PRESSURE REGULATION A.Customer Responsibility.The District shall /assume no responsibility for water pressure regulation within a customer's service area.The customer shall be responsible for providing adequate safeguard measures for the customer's water system wherever pressure regulation is necessary. B.Requirement for Installation in New Construction. Customers making application for water service for new construction for residential t commercial or industrial use shall be required to install an appropriate pressure regulation device for such service. 23.04 CROSS-CONNECTIONS AND BACKFLOW DEVICES State Regulations for Cross-Connections. The California Department of Public Health has issued Regulations Relating to Cross-Connections (Calif.Adm.Code t Title 17 -Public Health)for the purpose of safeguarding drinking water supplies by preventing backflow into public water systems.The term "cross connection"means any unprotected connection between any part of a District water system and any other source or system containing water or substance that is not or cannot be approved as safe t wholesome t and potable for human consumption.The District has adopted Rules t Regulations t and Fees Regarding Cross- Connections as uncodified Ordinance No.386 which is available in the Operations and Engineering Departments.The backflow fees are as set forth in Appendix At 23.04. 23-1 23.05 WATER SERVICE FOR STEAM BOILERS Customers using District water to supply steam boilers are required to provide adequate storage of water for boiler use for a minimum period of 12 hours. 23.06 ELECTRICAL GROUND CONNECTIONS The connection of electrical ground wire to water pipes is prohibited.The District shall assume no responsibility for any loss or damage resulting from such a connection. 23-2 SECTION 25 25.01 SERVICE AREA CONDITIONS FOR WATER SERVICE Water service shall be furnished by the District only to property within (annexed to)a water improvement district within the District's service area.Water service to property located outside an improvement district may be furnished only upon prior approval of the Board of Directors.Temporary water service to property located outside an improvement district may be furnished,in accordance with Section 25.03 E.10.,upon the approval of the General Manager. 25.02 DEFINITION OF "H.C.F."AND "UNIT OF WATER" As used in the Code the terms "H.C.F."and "unit of water"are interchangeable and each shall mean 100 cubic feet or 748 gallons of water. 25.03 DEFINITIONS OF WATER SERVICE CATAGORIES,WATER RATES,CHARGES AND FEES Water service furnished by the District shall be under the categories of services and at the rates,charges and fees as set forth in Appendix A,Section 25. Five-year Rate Increase Schedule -All District water rates, charges and fees are subject to a five-year schedule of rate increases beginning September 1,2009 and periodically thereafter through June 30,2014.The increases under this schedule shall be the amount sufficient to cover cost increases related to operations and maintenance,but not to exceed 10%per year. Five-year Periodic Pass-through Rate Increases or Decreases from District Wholesalers -All District water rates,charges and fees are subject to periodic rate changes from the District's public agency wholesalers for a five-year period beginning September 1,2009 through June 30,2014. A.Set-up Fees for Accounts.A set-up fee shall be charged for each account transferred to another customer.See Appendix A,25.03 A.for charges.A deposit will be required of all customers who do not own the property to be served.See Appendix A,25.04 A.for deposit amounts. B.Monthly Fixed MWD &CWA Charges.Each potable water service customer shall pay a monthly MWD and CWA fixed charge,as set forth in Appendix A,25.03 C.Proceeds of the charge will be used to pay for operating and maintenance costs,including the following:MWD Readiness- to-Serve Charge and Capacity Reservation Charge;CWA Infrastructure Access Charge,Customer Service Charge,and 25-1 Revised 08/24/09 Effective 09/01/09 Emergency Storage Charge.The MWD &CWA charge is based on the size of the water meter(s)in service.The MWD &CWA charge shall start upon installation of the meter. C.Monthly Fixed System Charges.Each water service customer shall pay a monthly fixed system charge,as set forth in Appendix A,25.03 C.Proceeds of the charge will be used to pay for water system replacement,maintenance,and operation expenses.The system charge is based on the size of the water meter(s)in service.The system charge shall start upon installation of the meter D.Water Conservation Drought Pricing.To promote conservation,base tiered water rates for all water services are subject to percentage increases during drought stages,as shown in the table below: Drought Stage Pricing Stage 2 Stage 3 Stage 4 Tier 1*0%0%0% Tier 2 Up to 5%Up to 10%Up to 15% Tier 3 Up to 30%Up to 60%Up to 90% *Domestic residential water service has four tiered base rates as outlined in Appendix A,25.03 E.1.(b).Tier 1 of the above table applies to the first two tiered base rates. Tier 2 of the above table applies to the third tiered base rate.Tier 3 of the above table applies to the fourth tiered base rate. E.Categories of Water Service.The definitions and rates and charges for water service furnished by the District shall be as follows: 1.DOMESTIC RESIDENTIAL WATER (a)Defined as:Water service for single residential and individually metered attached households as well as other domestic uses (other than that provided for in Paragraph 2 below). (b)Base Rate:The tiered base rates of water furnished under this category shall be set forth in Appendix A,25.03 E.1.(b). The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. 25-2 Revised 08/24/09 Effective 09/01/09 2 .MULTIPLE RESIDENTIAL WATER (a)Defined as:Master metered water service for multiple residential households,for example, duplexes,townhomes,apartments and mobile homes. (b)Base Rate:The tiered base rates of water furnished for each dwelling unit under each block of service in this category shall be as set forth in Appendix A,25.03 E.2.(b). The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. 3.BUSINESS AND PUBLICLY-OWNED WATER (a)Defined as:Potable water service for commercial,industrial and publicly-owned establishments. (b)Base Rate:The tiered base rate for water furnished under this category shall be determined by meter size and usage block as set forth in Appendix A,25.03 E.3.(b). The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. 4.IRRIGATION AND COMMERCIAL AGRICULTURAL USING POTABLE WATER (a)Irrigation is potable water service provided solely for irrigation of landscape or landscaping,as defined in Section 0.02. (b)Commercial agricultural engaged in the growing or raising of live stock,in conformity with recognized practices of husbandry,for the purpose of commerce,trade or industry,or for the use by public educational or correctional institutions or agricultural horticultural or floricultural products and produced, (i)for human consumption or for the market, or (ii)for the feeding of fowl or livestock produced for human consumption or for the market,or (iii)for feeding fowl or livestock for the purpose of obtaining their products for human consumption or for the market,such 25-3 Revised 08/24/09 Effective 09/01/09 products to be grown or raised on a parcel of land having an area of not less than one acre utilized exclusively therefore. (c)Base Rate:The tiered base rate for water furnished under this category shall be determined by meter size and usage block as set forth in Appendix A,25.03 E.4.(c). The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. 5.RECYCLED WATER (a)Defined as:Non-potable and recycled water service provided for irrigation of landscaping,as defined in Section 0.02 A.of the Code,and certain non- irrigation purposes,other than domestic use,in compliance with federal,state and local laws and regulations regarding use of recycled water. (b)The provisions of this Code,relating to use of recycled water,set forth in Section 26 of the Code, including but not limited to cross-connections and backflow protective devices,shall be strictly enforced in connection with the use of recycled water. (c)Base Rate:The tiered base rate for water furnished under this category shall be determined by meter size and usage block as set forth in Appendix A,25.03 E.5.(c). The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. (d)Monthly system charge:The monthly system charge for recycled water service is set forth in Appendix A,25.03 C. 6.TEMPORARY AND CONSTRUCTION WATER SERVICE (a)Defined as:Water service provided by the District on a temporary basis,pursuant to Section 31 of this Code. (b)If capacity fees have not been paid by the customer,the rates for water furnished under this category is set forth in Appendix A,25.03 E.6.(b). (c)If the customer has paid capacity and annexation fees,the base rate for water furnished under [ 111I: 25-4 Revised 08/24/09 Effective 09/01/09 this category shall be the base rate charged customers in the same category of service on a permanent meter basis. (d)The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. (e)The applicable monthly system and MWD &CWA charge shall be the same rates charged to customers in the same category of service on a permanent meter basis per Appendix A,25.03 C. 7.WATER SERVICE UNDER SPECIAL AGREEMENTS (a)Defined as:Water service provided under express agreements approved by the Board of Directors for service to golf courses and other entities,which service may be curtailed or interrupted by the District under conditions provided in such agreements. (b)For water service under this category the base rate shall be determined on a case-by-case basis. Unless otherwise specified in the particular agreement,the tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. 8.TANK TRUCKS (a)Defined as:Water service provided for the filling of tanks on motor vehicles transporting water used for other than earth grading purposes, which service shall be made only through a portable meter issued by the District to a customer specifically for use in accordance with the provisions herein for such service. (b)The rate for metered water furnished under this category is reflected in Appendix A,25.03 E.8. (b),plus a monthly system charge at the rate set forth in Appendix A,25.03 C. The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. (c)Requirements for Use of Water Meter (1)To receive such service,the customer must make a deposit for the use a water meter furnished by the District.The fee is set forth in Appendix A,31.03 A.l. 25-5 Revised 08/24/09 Effective 09/01/09 (2)Upon termination of the service,the Dis- trict will refund the amount of deposit remaining after making the following deductions: (i)Cost of repairing or replacing the meter,fire hydrant and/or any fittings damaged or lost while in use;and (ii)Unpaid charges for water or other applicable charges. (3)Prior to the end of each six month period following issuance of a meter under this section,or at the request of the District, whichever is earlier,the customer shall return the meter to the District for inspection,repair,or calibration as deemed necessary by the District. (4)Payment for water service under this cate- gory shall be made as follows: (i)The bill shall be based on the amount of water actually used,which shall be determined by the District's reading of the meter or by a report made by the customer to the District in the manner prescribed by the District. (ii)Where the actual amount of water used cannot be determined as provided in (i),the District will issue a bill based on a District estimate of the amount of water used,as determined by the District.Such estimates shall be reconciled with actual amounts used when the customer returns the meter to the District as provided in paragraph 3 above. (iii)Payments shall be made as specified on the bill. 9.WATER SERVICE OUTSIDE DISTRICT (a)Defined as:Water service for real property outside the service area of the District. (b)This service will be provided only upon prior approval of the General Manager when there is a surplus of water over and above the existing needs for service in the District.This service is temporary and may be terminated upon written notice from the District.Customers for this 25-6 Revised 08/24/09 Effective 09/01/09 service are sometimes referred to as "outside users." (c)Customers applying for this category of service shall pay an application fee as set forth in Appendix A,25.03 E.9.(c). (d)The rate for metered water furnished under this category shall be charged the rate as described in Appendix A,25.03 E.9.(d),plus a monthly system charge at the rate set forth in Appendix A,25.03 C. The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. (e)Customers requesting only fire service or a fire hydrant under this category shall be charged a capacity fee based on one (1)EDU for a permanent meter in the improvement district from which the fire service derives its flow,plus a monthly system charge at the rate set forth in Appendix A,25.03 E.11.(c). 10.WATER SERVICE OUTSIDE AN IMPROVEMENT DISTRICT (a)Defined as:Water service for property located within the boundaries of the District,but not within a water improvement district.Customers for this service are sometimes referred to as "outside users." (b)Customers applying for this service shall pay an application fee as set forth in Appendix A,25.03 E.10.(b).The District will review the application to determine whether the land to be served should be annexed to an improvement district.If it is determined that annexation is not practical,the Board of Directors may authorize service as an outside user.This service will be reviewed periodically until it is determined that the property must be annexed to an improvement district or that service must be terminated. (c)The rate for metered water furnished under this category is as set forth in Appendix A,25.03 E.10.(c),plus a monthly system charge as set forth in Appendix A,25.03.C. The tiered base rates for this category of service are subject to the increased drought pricing outlined in Section 25.03 D. 25-7 Revised 08/24/09 Effective 09/01/09 (d)Upon approval of the Board of Directors,a cus- tomer,who has paid all construction costs for facilities necessary to serve the customer's property in lieu of annexation to a water improvement district,shall be exempt from the provision for this category of service. 11.SERVICE FOR FIRE PROTECTION (a)Defined as:Water service provided by the Dis- trict solely to feed fire hydrants or fire sprinkler systems from lines or laterals con- nected to District water mains. (b)The District will not make a charge for the quantity of water used for fire protection purposes. (c)The monthly system charge for this category of service is set forth in Appendix A,25.03 E.11.(c)for each connection to a District water main made for fire protection service. 12.WATER SERVICE TO PROPERTY NOT SUBJECT TO DISTRICT TAXES (a)Pursuant to Section 71613 of the California Water Code,the District may furnish water to property, not subject to District taxes,at special rates, terms and conditions as are determined by the Board of Directors for such service.Such rates, terms and conditions shall be uniformly applied to like classes and conditions of service in the same improvement district or geographical area. (b)Customers in this category,such as publicly- owned establishments,shall pay an additional fee as outlined in Appendix A,25.03 E.12.(b). 13.INTERIM WATER SERVICE IN IMPROVEMENT DISTRICT 7 (a)Definition of Interim Service.This is water Service furnished to a customer in Improvement District 7 (10 7)for temporary use. (b)Rates for Interim Service.Customers applying for interim service in 10 7 shall not be required to pay the 10 7 water capacity fee and San Diego County Water Authority fee,as required under Section 2801 of this Code.The water rate is set forth in Appendix A,25.03 E.13.(b). (c)Conversion to Permanent Service.At such time as use expires,the customer shall be required to 25-8 Revised 08/24/09 Effective 09/01/09 pay all fees in effect at the time the permanent use is implemented. F.Energy Charges for Pumping Water In addition to water rates and other charges provided for in this Section 25.03,customers shall be charged an energy pumping charge based on the quantity of water used and the elevation to which the water has been lifted to provide service.The energy pumping charge shall be made at the rate set forth in Appendix A,25.03 F. G.Additional Water Charge for Service in the North District 1.In addition to other applicable water rates and charges provided for in this Section 25.03,each customer receiving water service in the North District shall pay a charge as set forth in Appendix A,25.03 G.l.The North District area is defined in Section 0.02 of this Code. 2.All proceeds from charges collected pursuant to this Section 25.03 G.shall be set aside by the District in a separate account and shall be used solely for payment of costs and borrowings for construction, installation and maintenance of water storage reservoirs,pump stations and water lines to provide service in the North District. H.Additional Water Charges and Monthly System Charges for Service in the ID 9 Water Service Zone 1.In addition to other applicable water rates and charges provided for in this Section 25.03,effective May 1,1986,each customer receiving water service in the ID 9 Water Service Zone shall pay a charge set forth in Appendix A,25.03 H.l.The ID 9 Water Service Zone area is defined in Section 0.02 of this Code. 2.In addition to the monthly system charges provided for,effective May 1,1986,each customer receiving water service in the ID 9 Water Service Zone shall pay a monthly meter system charge as outlined in Appendix A,25.03 H.2.for each meter in service. 3.All proceeds from charges collected pursuant to this Section 25.03 H.shall be set aside by the District in a separate account and shall be used solely for pay- ment of costs and borrowing for construction, installation and maintenance of water storage reser- voirs,pump stations and water lines to provide ser- vice in the ID 9 Water Service Zone. 25-9 Revised 08/24/09 Effective 09/01/09 I.Additional Water Charges for Services in the 10 3,10 10 and La Presa Water Service Zones. 1.In addition to other applicable water rates and charges provided for in this Section 25.03,effective May 17,1993,each customer receiving water service in 10 3,10 10 and La Presa Water Service Zones is assessed an additional charge per H.C.F.of water furnished by the District.Said surcharge is assessed as set forth in Appendix A,25.03 1.1.(a),(b),and (c)• 2.All proceeds from charges collected pursuant to this Section 25.03 I.shall be set aside by the District in a separate account and shall be used solely for payment of costs and borrowings for construction, installation and maintenance of water storage, reservoirs,pump stations and water lines to provide service in the 10 3,10 10 and La Presa Water Service Zones,respectively. 25.04 DEPOSITS BY LESSEES OR NON-OWNERS OF PROPERTY When an application for water service is made by a customer who does not own the land to be served,the customer shall be required to make a cash deposit to assure payment of the account.In lieu of a deposit,the customer may have payment of water service bills guaranteed in writing by the owner of the property.The amount of deposit,determined by the size of meter is outlined in Appendix A,25.04 A. A.AMOUNT OF DEPOSIT The customer's deposit shall be applied to reduce or satisfy any delinquent payment or other amount due the District at the time of termination of water service to the customer.Any portion of the deposit remaining,after satisfaction of the amount due,shall be refunded to the customer that made the deposit. The deposits listed above may be waived for a new resi- dential applicant where the applicant demonstrates credit worthiness based upon prior utility payments or a non- delinquent water account for one year or other similar evidence of credit. 25-10 Revised 08/24/09 Effective 09/01/09 B.REFUND OF DEPOSIT Where funds have been on deposit for twelve months in a domestic service account and there has been no more than one delinquent payment on that account during that period, the District will apply a credit to the water account in the amount of the deposit. C.LETTER OF CREDIT A letter of credit,in a form approved by the General Manager or Department Head of Finance,may be submitted to the District to satisfy the deposit requirements. 25.05 SERVICE TO SUBSEQUENT CUSTOMERS After a water meter has been installed for a customer and all fees and charges have been paid,water service may be furnished to a subsequent customer through the water meter installed without payment of further charges,except for the set-up fee for transferred accounts,payment of delinquent charges for the applicant's service or other deposits that may be required by this Code. 25-11 Revised 08/24/09 Effective 09/01/09 SECTION 28 CONNECTION FEES AND CHARGES FOR POTABLE OR RECLAIMED WATER SERVICE 28.01 COLLECTION OF FEES AND CHARGES A.Fees and Charges to be paid by the Customer. The following fees and charges shall be paid by the customer to connect to a District water system for potable water or reclaimed water service;these are in addition to the fees and charges in Section 9 and 25.Fees and charges shall include,but not be limited to,District fees,San Diego County Water Authority fees,applicable zone charge and charges for work performed by District personnel on behalf of the customer.These charges may include the installation by District personnel of a water service lateral,and inspections required due to the requirement of a back flow device.These charges may also include a meter fee,installation fee (where lateral exists),lateral fee, meter box fee,and excavation permit fee. B.Basis for Determination of Connection Fees and Charges. The fees and charges shall be determined as follows: 1.For permanent water meters,including potable or recycled irrigation service,the total water connection fee shall be determined on the basis of the demand to be placed on the District water system.The extent of demand will be determined on the basis of the size of the water meter,as set forth in Section 27 of the Code.The water connection fee will be determined by multiplying the demand factor,as set forth below,for the meter size by the total of the District-wide capacity fee and applicable zone charge. Meter Size 3/4" 1 1-1/2" 2" 3" 4" 6" 8" 10" 28-1 Demand Factor 1 2-1/2 5 8 16 25 50 80 115 28.02 28.03 The District-wide capacity fee and the applicable zone charge shall constitute the "base rate."For fees or charges after January 1,2003,the base rate shall be adjusted quarterly for fluctuations in construction costs,as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region. The ENR Construction Cost Index of 7,402.75 (as of January 1,2003)shall be deemed the "base index." The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from April 2,2003 to the date of payment. INSTALLATION CHARGES FOR WATER METER AND WATER SERVICE LATERALS The determination of the water meter or service lateral size shall be based upon the information provided by the customer as detailed in Section 27 of the Code.The installation charges are set forth in Appendix A,28.02. Where a water meter larger than 2-inch or a new water lateral is required,a customized,written estimate of the District's costs will be prepared. The customer shall deposit the estimated costs with the District prior to commencement of the work.If actual costs incurred by the District are less than the amount deposited,the District shall refund the excess to the customer.If the actual costs incurred exceed the amount deposited,the customer shall reimburse the District for the additional costs. METER FEE REFUND A.If a water meter/service has been paid for but not installed,a customer may receive a refund of the District's capacity fee and charges.If San Diego County Water Authority capacity fees have been paid to San Diego County Water Authority,the customer shall request a refund from San Diego County Water Authority. B.If the customer wants to change the meter/service size, they will be credited with the number of equivalent dwelling units they have previously purchased and will be refunded any balance per Section 28.03 A;above.If additional equivalent dwelling units are required,the customer will be charged based on 28.01 and 28.02. 28-2 28.04 FEES FOR CONSTRUCTION OF WATER FACILITIES FOR RANCHO JAMUL PRESSURE ZONE 1655 There is hereby established a fee for construction of water facilities that are required to provide water service in Pressure Zone 1655 within Improvement District 9.The pressure zone area is as shown on the map on file in the office of the District Secretary.See Appendix A,28.01 B.1.for list of fees per meter size. 28-3 SECTION 31 TEMPORARY WATER SERVICE 31.01 DEFINITION OF TEMPORARY SERVICE Temporary water service is water service provided for a limited period of time not to exceed 365 days,and used for temporary purposes such as construction,hydrotesting water systems,vegetation of slopes,and other uses noted in this section.Temporary water service shall not be provided to residential dwellings or commercial business enterprises. 31.02 REQUIREMENT OF TEMPORARY METER FOR SERVICE Temporary service may be provided after installation of a temporary meter pursuant to a customer's written application for such service.Temporary service by means of a "jumper"or other unauthorized connection to the District water system is prohibited. A.Size and Location. 1.The size and location of temporary meters will be determined solely by the District. 2.For temporary service from a fire hydrant,a meter of at least 4"in size will be required.Only one 2~" fire hydrant port per fire hydrant shall be occupied by a temporary meter at one time. B.Temporary water service from a fire hydrant shall be limited to the following applications: 1.Filling of water trucks and drop tanks. 2.General construction requirements,such as backfill and compaction,guniting and stuccoing,and block wall building. 3.Flushing of storm drains and sewer lines. 4.Filling,hydrotesting,chlorination,and flushing of newly constructed potable and reclaimed water lines. 5.Filling,flushing,hydrotesting,and the initial operational coverage testing of reclaimed water irrigation systems.Temporary service provided for this application shall be limited to a maximum of 60 days. 6.Operation of landscape irrigation for the establishment of vegetation on slopes or other planted 31-1 areas.Temporary service provided for this application shall be limited to a maximum of 180 days. Item 5 and 6 above shall require the installation by the customer of a District approved and tested reduced pressure backflow device prior to the temporary service being established.The backflow device shall be installed in plain view and within 3 feet of the temporary hydrant meter. C.Temporary service to construction trailers or other temporary construction buildings shall be provided as follows: 1.Through a temporary meter connected to the 1 or 2 inch service lateral for the lot the trailer is placed on. 2.Where Item 1 above is not possible,through a temporary meter connected to appurtenances other than a fire hydrant,such as a blow off. 3.Where either Item 1 or 2 above is not possible,from a temporary 4 inch meter connected to a fire hydrant. Service to construction trailers or other temporary construction buildings shall require the installation by the customer of a District approved and tested reduced pressure backflow device prior to the temporary service being established.The backflow device shall be installed in accordance with District requirements. D.Temporary service to community service organizations shall be provided under the conditions set forth below: 1.The community service organization shall make a minimum payment for the temporary connection.See Appendix A,31.02 0.1.for charges. 2.If the cost of the water used exceeds $25.00,the community service organization shall pay the excess cost.See Temporary Water Service Rates in Appendix A, 25.03 E.6.(b)for rates per meter. 3.The temporary service shall be limited to 48 hours within anyone month period. 4.The meter shall be installed by District staff. 5.The rate for water service shall be two times the normal domestic rate. 31-2 31.03 E.If any unauthorized connection,disconnection or relocation of a temporary meter,or other connection device is made by other than District employees,District may discontinue further water service to the entire project. F.Extensions to the time limits referenced in this section may be made by the General Manager.Requests for time extensions shall be made by the customer in writing. FEES AND CHARGES FOR TEMPORARY METERS A.Temporary Service.Temporary water service shall be furnished to the property owner or the owners authorized agent only and shall be provided under the following conditions: 1.Requirement of Deposit.At the time application is made for temporary service,the customer shall deposit with the District the amount set forth in Appendix A, 31.03 A.l. 2.Delinquency.No temporary meters shall be furnished to any person with a delinquent account with the District. 3.Refund of Deposit or Additional Payment.Upon cancellation or termination of the temporary service, the District will refund the amount of deposit remaining after making the following deductions: a)cost of installing,moving and removing the meter; b)cost of repairing or replacing the meter,fire hydrant,and/or any fittings damaged or lost while in use;and c)unpaid charges for water used or other applicable charges. 4.Temporary Meter Set-up &Removal.The charges to set- up and remove a temporary meter are set forth in Appendix A,31.03 A.4. 5.Temporary Meter Move Fee.If a meter needs to be moved from one location to another see Appendix A.,31.03 A.5. B.Rates for Temporary Service.Payment for temporary water service shall be in accordance with rates and charges set forth in Section 25.03 E.6.(b). 31-3 31.04 PAYMENT OF CAPACITY AND ANNEXATION FEES FOR TEMPORARY METERS A.Customers,whose property has been annexed into an Improvement District,may elect to pay the capacity and annexation fees in addition to the deposit amount shown in Section 31.03.A.1. B.Capacity and annexation fees for this type of temporary service shall be calculated in accordance with Section 28. C.Payment for this type of temporary service shall be in accordance with the rates and charges set forth in Section 25.03 E.4.(c). D.Customers electing this type of temporary service shall be credited the number of equivalent dwelling units they have previously purchased when the meter(s)is returned to the District.The credit shall be applicable to permanent meters purchased within the same subdivision or development where the temporary meter was used. 31-4 SECTION 33 GENERAL REGULATIONS FOR USE OF WATER METERS 33.01 FURNISHED AND INSTALLED ONLY BY DISTRICT Water meters used for service from a District water distri- bution system shall be furnished and installed by the District. Meters will be furnished only for use for a specific parcel of land.Master meters and meters for irrigation purposes may be furnished for more than one specific parcel of land upon the ap- proval by the District.The Fees and charges are set forth in Appendix AI 28.02. 33.02 OWNERSHIP OF METERS The District shall retain title to all meters'installed within the District.Payment by a customer of installation fees l capacity fees l meter charges I connection charges or any other fees or charges shall not transfer ownership of a meter from the District to the customer. 33.03 RELOCATION OF METERS with prior District approval I water meters may be moved at the request of the owner from one location to another location on the same parcel or within the same tract owned by the customer upon payment of an amount determined by the District. 33.04 METER TURN-OFF REQUESTED BY CUSTOMER At the request of the customer l a water meter may be turned off and locked without chargej providedl however I the system charge shall continue to apply. 33.05 A. B. C. REMOVAL OF METERS Abandonment of Service.The District may remove any water meter where the customer has abandoned water ser- vice through that meter. Permanent Removal of Meters for Agricultural or Irriga- tion Service.When service is no longerrequiredl me- ters for agricultural and irrigation service may be re- moved upon the request of a lessee who paid the fees and charges (or upon request of the owner if the lease has expired)I or upon the request of the owner if the fees were paid by the owner. Request for Removal of a Water Meter After Installa- tion.If l after installation of a water meter l a re- quest is made by a customer for the removal of that wa- ter meter from service l the customer shall be credited with the number of Equivalent Dwelling Units ("EDU") 33 - 1 for that meter size.If thereafter a request is made for the installation of the same size water meter at the same location,no capacity fee shall,he,due.If the customer's request is for a larger meter,all ca- pacity fees and charges per 28.01 and 28.02 shall be due and payable for all EDUs t less the EDU credit for the meter previously removed.No refund shall be due or payable for any portion of a capacity fee previously paid.The customer shall pay any expenses incurred by the District for removing and replacing the meters. D.Removal of Meters for Delinquent Payment of Water System Charges.If an owner/customer remains delin- quent in the payment of water charges or system charges after written notice of delinquency from the District t the District may remove the owner/customex':swater me- 'ter.Refer to Section 72 for additional''information regarding the procedure for removal of the meters.The fees and charges are set forth in Appendix At 72.04 A.l. If the request for such service is made more than six months after removal of the metert the request shall be processed as a new order for service and all applicable fees and charges for a new service (except for capacity fees)shall be due and payable.' 33.06 READING OF METERS Meters shall be read once each calendar month. Meters are read each time a meter is "turned-on"or "turned- off"and when water service is established as a new account. 33.07 A. B. ADJUSTMENT FOR METER INACCURACIES Customer Request for Meter Test.A customer may re- quest that the meter for the customer's service be tested for accuracy upon making a deposit with the Dis- trict.The deposit is set forth in Appendix At 33.07 A. per meter size. Results of Meter Test.If upon testing t the meter does not register more than five percent (5%)in excess of the rated calibration for such meter size t the deposit shall be retained by the District.If the meter so tested registers more than five percent (5%)in excess of the rated calibration for such meter size t the meter will be replaced by the District and the deposit shall be returned to the customer.No adjustment in billing shall be made for excess registration during any period prior to 120 days before the request for the test. 33 - 2 c.Failure of Meter to Register During Service.Should any meter in service fail to register during a billing period,a bill will be issued by the District for the estimated amount of water used during the period of the meter failure,based on prior use under that account. 33 - 3 SECTION 34 ISSUANCE AND PAYMENT OF WATER BILLS 34.01 ISSUANCE,DUE DATE AND FINAL PAYMENT DATE OF STATEMENT OF CHARGES FOR SERVICE A.Issuance of Statements.Statements for water service or other charges will be mailed or presented as soon as practicable after the water meter has been read and the applicable charges have been determined. B.Due Date.Each statement issued by the District for such charges shall be due and payable on the date of mailing or other presentation to the customer. C.Final Payment Date.All charges in each statement must be paid on or before the final payment date shown on the statement,which shall be at least 20 calendar days following the date of mailing or presentation of the statement. D.Payment of Charges. 1.Place of Payment.Payments shall not be credited to a customer's account until either cash, an acceptable check or money order has been received by the District at the District business office during regular office hours.Deposit of payment in the mail or at a location other than the District business office shall not be credited to a customer's account until received at the business office. 2.Returned Check Charges.A returned payment charge (see Appendix A,34.01 D.2.for charge)shall be added to a customer's account in each instance where payment has been made to the District with funds that have been returned to the District by the bank upon which it is drawn. 34.02 A. B. DELINQUENT ACCOUNTS For Non-Payment of Charges.If full payment of a statement for a water service account is not received at the District business office on or before the final payment date,the account shall become delinquent. Late Payment Charge.A late payment charge (see Appendix A,34.02 B.for charge)of the total amount delinquent shall be added to each delinquent account at the time any amount becomes delinquent,provided that the charge shall not be made on any account 34-1 Effective 09/01/09 which at that time has no delinquencies of record. When a late payment charge is made,such shall be added to the delinquent account as of the date the account becomes delinquent and such charges shall become an inseparable part of the amount due as of that time. C.Notice of Delinquency.A delinquency notice shall be mailed to each customer whose account is delinquent,notifying the customer that service will be turned off unless payment is made.The notice shall indicate the amount due,including late payment charges,and that the total amount must be paid within fifteen (15)calendar days from the date of mailing or presentation of the notice to the customer,or service will be discontinued. D.Record of Delinquent Accounts.The District maintains records of delinquent accounts.Each year one delinquency shall be removed from the record of each account that has one or more delinquencies. E.Partial Payment on Delinquent Account.A partial payment on a delinquent account may be accepted and credited to a customer's account;however,the partial payment shall not cause removal of the account from a delinquent status and furthermore, the partial payment shall not preclude the meter from being turned off for delinquency. F.Financial Arrangements for Delinquent Accounts. 1.Continuation of Service.The General Manager, Controller,or any person delegated by the General Manager,may authorize continuation of service to a delinquent account if financial arrangements, satisfactory to the District,have been established. 2.Requirement of Deposit Due to Repeated Delinquencies.If payments on a customer account have become delinquent five or more times,or if a meter has been turned off three or more times for non-payment of charges,the General Manager, Controller,or any person delegated by the General Manager,shall be authorized to require the customer to make a cash deposit with the District in an amount equal to two times the amount of the average monthly bill for the three month period preceding the discontinuance of service before further water service will be provided under the customer's account. 34-2 Effective 09/01/09 G.Termination and Reinstatement of Water Service Under Delinquent Accounts 1.Delinquency Tag.The water meter or meters under delinquent accounts may be turned off and locked if payment has not been made in accordance with the Notice of Delinquency. (a)Where an owner or manager is listed by the Dis- trict as the customer of record of the service, the District shall make every good faith effort to inform the actual users of the services when the account is in arrears by means of a notice that service will be terminated in ten days. The notice shall further inform the actual users that they have the right to become cus- tomers of the District without being required to pay the amount due on the delinquent account. (b)Residential water service shall not be termi- nated for non-payment in any of the following situations: (1)During an investigation by the District of a customer dispute or complaint.Any residential customer who has initiated a complaint or requested an investigation within five days of receiving the disputed bill,or who has,within 13 days of the mailing of the notice that the customer's service will be terminated for non- payment,or made a request for extension of the payment period of a bill asserted to be beyond the means of the customer to pay in full during the normal period for payment,shall be given an opportunity for a review.The review shall include consideration of whether the customer shall be permitted to amortize the unpaid balance of the account over a reasonable period of time not to exceed 12 months. No termination of service shall be effected for any customer complying with an amortization agreement,if the customer also keeps the account current as charges accrue in each subsequent billing period. Any customer,whose complaint or request for an investigation has resulted in an adverse determination by the District,may appeal the determination to the Board. 34-3 Effective 09/01/09 (2)When a customer has been granted an exten- sion of the period for payment of a bill. (3)On the certification of a licensed physi- cian and surgeon that to do so will be life threatening to the customer and the customer is financially unable to pay for service within the normal payment period and is willing to enter into an amortiza- tion agreement to pay the unpaid balance of any bill asserted to be beyond the means of the customer over a period not to exceed 12 months. (c)The ten-day notice of proposed termination may not be sent to the customer until at least 19 days from the date of mailing of the bill for services.The ten-day period shall not com- mence until five days after the mailing of the notice. (d)The District shall make a reasonable,good faith effort to contact an adult person resid- ing at the premises of the customer by tele- phone or in person,at least 48 hours prior to any termination of service.A charge (see Appendix A,34.02 G.1.(d)for charge)shall be added to the bill for a contact made in person. (e)Every notice of termination of service pursuant to subdivisions (a)and (c)shall include all of the following information: (1)The name and address of the customer whose account is delinquent. (2)The amount of the delinquency. (3)The date by which payment or arrangements for payment is required in order to avoid termination. (4)The procedure by which the customer may initiate a complaint or request an inves- tigation concerning service or charges, except that if the bill for service con- tains a description of that procedure, then the notice is not required to contain that information. (5)The procedure by which the customer may request amortization of the unpaid charges. 34-4 Effective 09/01/09 (6)The procedure for the customer to obtain information on the availability of finan- cial assistance including private,local, state or federal sources,if applicable. (7)The telephone number of a representative of the District who can provide additional information or institute arrangements for payment. (f)If a residential customer fails to comply with an amortization agreement,the District shall not terminate service without giving notice to the customer at least 48 hours prior to termi- nation of the conditions the customer is required to meet to avoid termination,but the notice does not entitle the customer to further investigation by the District. (g)Termination of service shall not occur on any Friday,Saturday,Sunday,legal holiday or at any time during which the business offices of the District are not open to the public. (h)No termination of service may be effected with- out compliance with this section and any ser- vice wrongfully terminated shall be restored, without charge,for the restoration of service. (See California Government Code Section 60373.) 2.Reinstatement of Service.Water service terminated for delinquency may not be reinstated until all amounts due and payable,including late payment charges and meter "turn-on"charges,have been paid at the District business office,or unless credit arrangements satisfactory to the District have been made. 3.Meter "Turn-On"Charge.A "turn-on"charge shall be made for turning on any meter which has previously been turned off for a delinquent account. The charges for turn-on shall be as follows: (a)For any account turned on during the District's regular business hours the turn-on charge is set forth in Appendix A,34.02 G.3.(a). (b)For any account turned on after the District's regular business hours,the turn-on charge is set forth in Appendix A,34.02 G.3.(b). 34-5 Effective 09/01/09 SECTION 53 FEES,RATES,CHARGES AND CONDITIONS FOR SEWER SERVICE 53.01 CONDITIONS FOR ACQUISITION OF SEWER SERVICE CAPACITY Sewer service capacity may be acquired only for service to a specific address,parcel of land,or a land development project covered by an approved map.An approved map shall mean.a recorded final map,a recorded parcel map or a tentative subdivision map that has been approved by the County or by a City,as applicable. 53.02 A. SERVICE AREAS Service Areas.Sewer service shall be furnished by the District only to property located in Improvement District No.14 ("1.0.14"),Improvement District No.18 ("1.0.18"),and Assessment District No.4 ("A.D.4"),and the Russell Square Sewer Service Area.Sewer service to property located outside such areas may be furnished only upon annexation to 10 18 and payment of all applicable annexation fees. 53.03 53.04 A. A. ACQUISITION OF SEWER CONNECTIONS FOR SERVICE IN 1.0. 14,1.0.18 AND A.D.4 There shall be no connection capacity fee for sewer service to parcels already annexed into Improvement District No.14,Improvement District No.18 and Assessment District No.4 on or after December 16, 1998. ACQUISITION AND PURCHASE OF SEWER CAPACITY FOR SERVICE IN THE RUSSELL SQUARE SEWER SERVICE AREA District Acceptance of Sewer Facilities for Russell Square Area.Under an Agreement with Cal Dorado Development,Inc.,dated June 28,1981,the District accepted title to a sewer pump station,force main and appurtenances for a sewage system to provide sewer service to the residential dwelling units to be constructed within the parcels of land in San Diego County Tentative Parcel Map 17150. Under an Agreement with Cal Dorado Development, Inc.,dated June 18,1981,the District agreed to provide service to such parcels on the terms and conditions contained therein.On October 1,1984, pursuant to Resolution No.2139,the District Board of Directors accepted title to the facilities. 53-1 Effective 01/01/10 B.Designation of Russell Square Sewer Area.The geo- graphical area described on the District Map entitled "Russell Square Sewer Service Area,"dated October 11,1988,on file with the District Secretary,constitutes the Russell Square Sewer Service Area. C.Connection Fees for Connections for Sewer Service through the Russell Square Sewer Pump Station. 1.Sewer Connection Fee A connection fee (see Appendix A,53.04 C.1. for fee)for each EDU of sewer service provided' through Russell Square Pump Station shall be collected.The connection fee is due at the time an application for sewer service is submitted.The number of EDUs for the con- nection shall be as set forth in Section 53.09 of the Code.Since the Russell Square Pump Station and force main were constructed by the developer or his assignee,at their expense, for the purpose of providing service to the parcels within Tentative Parcel Map 17150,the connection fee shall not apply to connections for sewer service to the parcels within said map.Such exempt parcels are currently identified as Assessor Parcel Nos.497-011-41, 497-011-42,497-011-44,497-011-46 and 497-011- 47. 2.Monthly Sewer Service Charge A monthly sewer service charge (see Appendix A, 53.04 C.2.for charge)to cover normal operational costs of the Russell Square Pump Station and force mains shall be collected. This charge shall be reviewed by the Board of Directors from time to time to assure that such charges cover the costs for operation of the sewer facilities. 3.The proceeds of the fees and charges received by the District under 1 and 2 above shall be used by the District solely for maintenance, replacement or repair under C.1.above and for the operation of the facilities under C.2. above. 4.In addition,the customer for such service shall pay the monthly service charge for sewer service set forth in Section 53.11. 53-2 Effective 01/01/10 53.05 53.06 53.07 53.08 1 . CHARGES FOR INSTALLATION OF SEWER LATERALS Upon application for construction of one or more sewer laterals,the customer shall deposit with the District the estimated costs to be incurred by the District in connection with the installation of the facilities required,as determined by the District. Upon completion of the work,the District shall calculate the actual costs incurred by the District in performing the work.If actual costs are less than the amount deposited,the District shall refund the balance of the deposit to the customer.If actual costs exceed the amount deposited,the customer shall reimburse the District for the additional costs. PAYMENT OF FEES All fees prescribed in the Code shall become owing, due and payable at the time application is made to connect a premise to the sewer system of the Dis- trict.The fees shall be paid to the District prior to the issuance of any permit authorizing the connection of such premise to the District sewer system.If the proposed connection cannot be made, the fee may be refunded when approved by the General Manager. SEWER SERVICE USE CHANGES RESULTING IN INCREASED SYSTEM UTILIZATION The use of a sewer connection shall be limited to the type and number of EDUs authorized by the original wastewater discharge permit.Before adding any additional equivalent dwelling units,buildings, modifying existing buildings,or change of occupancy type,the property owner shall make a supplementary wastewater permit application to the District for such change in use and pay additional sewer annexation fees per EDU,if necessary,as may be applicable.Periodic inspection of the premises may be made by the District and if actual use is greater than estimated use,an assessment for additional annexation fees shall be assessed in accordance with the fee schedule in the then current Code of Ordinances. WASTEWATER DISCHARGE PERMIT ISSUANCE AND LIMITATION A wastewater discharge permit shall be required for any property for which a request is made to dis- charge into the District sewage system. 53-3 Effective 01/01/10 2 . 3 . 53.09 1. Every wastewater discharge permit shall expire by limitations and shall become null and void,if the construction or work authorized by such permit is not commenced within 120 days from date of issuance of such wastewater discharge permit or if the con- struction or work authorized by such wastewater dis- charge permit is suspended or abandoned for a period of 120 days at any time after the work is commenced. Before such work can be recommenced,a new waste- water discharge permit application must be filed with the District.The District may reactivate the previous wastewater discharge permit provided that wastewater quantity and type is the same as the wastewater discharge allowed under the original per- mit,and provided further that such suspension and abandonment has not exceeded one year.Fees paid for the previous wastewater discharge permit may be credited toward the total permit fees required on the new permit application.Reactivation of the previous wastewater discharge permit shall be sub- ject to District sewer capacity being available at the time of new application and subject to any additional costs or charges imposed during the period of such suspension or abandonment. BASIS FOR DETERMINATION OF EDUS The number of EDUs for sewer service shall be deter- mined on the following basis: a)Residential Facilities EDUs 1)Single-Family Residence 1.0 (Includes manufactured homes,and mobile homes which are on private lots A secondary structure with a kitchen is considered an additional EDU 2) 3) 4) Apartments and Multiple Family Housing Each individual living unit Residential condominiums Each individual living unit Mobile Home and Trailer Parks Per each individual space 1.0 1.0 1.0 b)Commercial/Industrial Facilities 53-4 Effective 01/01/10 1)Food Service Establishments a)Take-out restaurants with dis- posable utensils,no dishwasher and no public restrooms b)Miscellaneous food establishments - ice cream/yogurt shops,bakeries (sales on premise only) 3.0 3.0 I'\,!.~~ ~, 1,1,'f [' \: !'~. iI' Ik t 3.0 c)1)Take-out/eat-in restaurants with disposable utensils,but with seating and public restrooms 3.0 2)Restaurants with reusable utensils,seating and public restrooms (0-18 seats) Each additional 6 seat unit, or portion thereof 1.0 2)Hotels and Motels a) b) Per living unit without kitchen Per living unit with kitchen 0.38 0.60 3)Commercial,Professional,Industrial Buildings,Establishments not specifi- cally listed herein a)Any office,store or industrial condominium or establishments. first 1,000 sq.ft.1.2 Each additional 1,000 sq.ft.or portion thereof 0.7 b)Where occupancy type or usage is unknown at the time of application for service,the following EDUs shall apply.This shall include, but not be limited to,shopping centers,industrial parks and profes- sional office buildings. 53-5 Effective 01/01/10 First 1,000 sq.ft.of gross build- ing floor area 1.2 Each additional 1,000 square feet of gross building floor area.Por- tions less than 1,000 sq.ft.will be prorated.0.7 4)Self-service laundry per washer 1.0 5)Churches,theaters and auditoriums per each 150 person seating capacity,or any fraction thereof.(Does not include office spaces,schoolrooms,day-care facilities,food preparation areas,etc. Additional EDUs will be assigned for these supplementary uses.)1.5 6)Schools a. b. c. Elementary Schools -For each 50 pupils or fraction thereof Junior High Schools -For each 40 pupils or fraction thereof High Schools,Colleges and Universities -For each 24 pupils or fraction thereof 1.0 1.0 1.0 Additional EDUs will be prorated based on above values. The number of pupils shall be based on the average daily attendance of pupils at the school during the preceding fiscal year,computed in accordance with the education code of the State of California. However,where the school has had no attendance during the preceding fiscal year,the General Manager shall estimate the average daily attendance for the fiscal year for which the fee is to be paid and compute the fee based on such estimate. 53-6 Effective 01/01/10 7)Convalescent Homes a) b) Skilled nursing care facilities, psychological hospitals,con- valescent hospitals;licensed by the Department of Health.0.7/bed Community Care Facilities with 16 or more beds licensed by the State Department of Health.0.5/bed 53.10 c)Small Community Care Facilities with 7 to 15 beds licensed by the County Department of Social Services 0.5/bed d)Community Care Homes with six or fewer total residents,including resident staff and housekeepers (to be the same EDU as a single- family residence).1.0 8)Other In the case of commercial,industrial and other business establishments such as bot- tling works,supermarkets,markets, deli/markets,convenience stores,hospi- tals,laundries (other than self-service laundries),automobile service stations, mortuaries,day-care centers,bars,pool halls,and other establishments not included in items 1)through 7)inclusive, or when the EDUs specified in items 1) through 7)are not representative of actual flow due to the number of employees or type of operation,the number of equivalent dwelling units shall be deter- mined in each case by the General Manager and shall be based upon the estimated vol- ume and type of wastewater discharge into the sewer. TRANSFER,ASSIGNMENT,OR RESALE OF SEWER CONNECTION RIGHTS 53-7 Effective 01/01/10 53.11 A. B. EDU sewer connection rights obtained by a customer may not be sold,transferred,or assigned separately from ownership of the real property for which they were obtained,unless otherwise stated in an agreement with the District. SEWER SERVICE RATES AND CHARGES Set-up Fees for Accounts.A set-up fee (see Appendix A,53.11 A.for fee)shall be charged for each account transferred to another customer. Residential Sewer Charges. (1)Winter Average Determination.Sewer service usage fee shall be based on the "Winter Average"water consumption,measured in units of hundred cubic feet (HCF).For Otay water customers,the winter period is December through March,and for Helix water customers, the winter period is January through April. The winter average for Otay is calculated by adding the four months of the preceeding winter together and dividing by four.The winter average for Helix is calculated by adding the two billing periods of the four months together and dividing by four.For both Otay and Helix water customers,this average is then reduced by a 15%usage discount,recognizing that not all water used flows into the sewer system,to determine the "Winter Average"for billing purposes. (2) (3) (4 ) Usage Fee.The usage fee rate (see Appendix A, 53.11 B.2.for rate)is multiplied by the "Winter Average"calculation for each customer (after the above noted 15%discount)and the resulting amount is added to the Fixed Service Charge applicable to the size of meter.The resulting fixed fee shall be charged on a monthly basis for an entire calendar year, until a new "Winter Average"is determined for the following year. Base Fee.The monthly base fee per meter size is set forth in Appendix A,53.11 B.3. Monthly Residential Sewer Rate Without Consumption History.The average residential sewer charge shall be calculated by calculating the total usage fee for all residential 53-8 Effective 01/01/10 customers and dividing by the number of residential customers.Then the monthly base fee for 3/4 inch meter is added to this average fee and this shall be used to determine the rate per ASU to be used for commercial customers.The monthly residential sewer rate without consumption history is as set forth in Appendix A,53.11 B.4.for charge). C.Single Residential Winter Averaging (1)Defined as:Sewer service for individually metered residential households. (2)The monthly sewer bill is calculated by adding the base fee plus the usage fee as described in 5 .11 .B.(1),(2),& (3)above. (3)The maximum "Winter Average"for individually metered residential customers is (after the 15% discount)as follows: i.January through December 2008 - 18 units ii.January through December 2009 - 22 units iii.After December 31,2009 -30 units (4)New Customers.New customers that do not have a prior winter consumption history to determine their monthly usage fee shall be assigned a "Winter Average"for single individually metered households.See Appendix A,53.11 C.4. for Winter Averaging fees. D.Multi-Residential Rate Charges (1)Defined as:Sewer service for master metered water service for multiple-residential households including for example;duplex,townhomes, apartments,and mobile homes. (2)The monthly sewer bill for the complex is calculated by adding a 3/4 inch base fee (as set forth in Appendix A,53.11.B.3.)times the number of units in the complex plus the usage fee (as set forth in Appendix A,53.11.0.2.)for the entire complex.(Note:There is no cap on consumption for the multi-residential customers.) (3)New complexes that do not have a prior winter consumption history to determine their monthly usage fee shall be assigned a "Winter Average"for each multiple-residential unit in a master metered 53-9 Effective 01/01/10 residential complex.See Appendix A,53.11 C.4.for Winter Averaging fees. E.Commercial Sewer Charges (1)ASU Determination:The charges for commercial sewer service shall be based on the rate of discharge and the strength of sewage.The Board of Directors may adjust the charges in proportion to the amount of water not entering the sewer which is substantiated by the property owner or discharger. (2)The strength of sewage is based on its biochemical oxygen demand (BOD)and the cost of removing suspended solids (SS). (3)The formula is derived by taking the total cost of providing sewer service and charging each user for a pro-rata share. (4)The State Revenue Program Guidelines require use of an "Assigned Service Unit Assignment Formula" which converts higher strength uses into a service unit value which is comparable to the use impact of a single-family residential user or equivalent dwelling unit.The formula for determining an Assigned Service Unit (ASU)for a single-family dwelling is set forth in the annual budget,which is incorporated herein by reference. (5)The formula is based on an estimated daily flow of 250 gallons per day plus 280 milligrams per liter of BOD and 234 milligrams per liter of SS for a residential equivalent dwelling unit. (6)For commercial users the flow is based on 85%of their prior 12-month water consumption to reflect the amount of water that returns to the system. The strength of discharge for commercial user is based on whether it is classified as a low- strength,medium-strength or high-strength user. User Classification Low-Strength Commercial 1.000 Strength Factor Car wash General office and buildings Barber and beauty shops Department,retail stores and general commercial 53-10 Effective 01/01/10 Hospitals and convalescent homes Laundromat~laundry and dry cleaners Professional office or office building Warehouse Other uses having a similar strength as determined by the District Medium-Strength Commercial =1.238 Strength Factor Bars without dining facilities Bowling alley Hotels without dining facilities or cooking facilities Auto repair/sales shop and service station Shopping centers Other uses having a similar strength as determined by the District High-Strength Commercial =2.203 Strength Factor Bakery or bakery with deli Hotel with dining facilities Restaurants and bars with food Supermarkets Other uses having a similar strength as determined by the District Institutional =1.000 Strength Factor Churches:Treated the same as Low-Strength Commercial. Schools:For public schools flow is based on average daily attendance ("ADA")for the prior school year,including summer school,as reported by schools to meet state requirements. Private schools will be required to file a report verifying their attendance.For elementary schools 50 students shall equal 1 ASU.For junior high schools 40 students shall equal 1 ASU and for high schools 24 students equals 1 ASU.The formula for schools shall be the same as applies to single-family residential.For charges see Appendix A,53.11 E.6. Colleges:For colleges,flow is based on the number of Certificated and Classified Staff, and students enrolled in each school session (qpring,Summer,and Fall): t' 53-11 Effective 01/01/10 + + + no.of students and staff x no.of weeks Spring session) (no.of students and staff x no.of weeks Summer session) (no.of students and staff x no.of weeks Fall session) (no.of staff x no.of non- session weeks) x 23 7 52 ASU Daily Flow x Strength Factor [(GPO x 85%)7 250]x 1.000 The minimum charge for commercial shall be no lower than 1 ASU at low strength.Charges are determined each fiscal year.The formula is set forth in the annual budget,which is incorporated herein by reference. Gallons per day (GPO) F.Charges to Cover the State Loan Program for the Treatment Facility.A (see Appendix A,53.11 F.for fee)fee per ASU shall be attached to the property tax bills to cover the annual payment on the $5,000,000 state loan until such loan is paid in full. G.Monthly Service Charges for Commercial Sewer Service.The Monthly Sewer Service charges for service furnished by the District,shall be: 1.Commercial and Institutional (per ASU): Commercial users shall be charged based upon the ASUs derived in Section 53.11 E.(4)For charges see Appendix A,53.11.G.l. 2.Industrial and Other Users Charges determined by the Board of Directors on a case-by-case basis. Monthly sewer service charges shall commence upon installation of the water meter to serve the premises receiving the sewer service,upon connection to the District sewer system,upon start of occupancy of the premises to be served,or one year after the date the application for sewer service is filed,whichever is earlier.If a sewer service connection has been obtained and if sewer service will not be used until some time after 53-12 Effective 01/01/10 installation of the water meter,commencement of the sewer service charge may be deferred until the later date only upon prior approval of the General Manager. 53-13 Effective 01/01/10 SECTION 60 UTILITY FACILITIES FOR SUBDIVISIONS AND PARCEL MAP DEVELOPMENTS 60.01 INSTALLATION BY THE DISTRICT The District will not construct facilities to provide utility service to land being divided for a subdivision or parcel map development,except where facilities are con- structed as part of the Capital Improvement Program for the utility system of an improvement district. 60.02 INSTALLATION BY DEVELOPERS Developers of land shall provide,at their own expense, all facilities required for utility service within the area to be developed.In order to obtain required services it may be necessary for a Developer,in some instances,to also provide certain off-site facilities or to provide for oversizing of the facilities which are to become part of the District sys- tem.In such event,the Developer may be entitled to reim- bursement of certain costs for such off-site or oversizing facilities as provided in Policy 26 of this Code. 60.03 ISSUANCE OF AVAILABILITY LETTERS FOR WATER AND/OR SEWER SERVICE Upon request,the General Manager will provide a written statement (sometimes referred to as "availability"or "will- serve"letters)advising whether water and/or sewer service is available and,if not,whether such service could be made available,for a proposed development project within the Dis- trict.A charge (see Appendix A,60.03)will be made for each statement furnished by the District. 60.04 REQUIREMENT FOR A SUBAREA MASTER PLAN (SAMP) In some instances,a Subarea Master Plan (SAMP)may be necessary to establish the water,recycled water and sewer system facilities for adequate District service within and to a proposed subdivision project.A SAMP shall be required when any of the following situations have occurred: A.No previous SAMP was prepared and the complexity of the proposed subdivision requires integration into the District Water Resources Master Plan. B.The Developer is seeking to modify the requirements of the District's Water Resources Master Plan. C.The previously submitted SAMP for the proposed sub- division is no longer representative of the current development proposal. 60-1 D.The previously submitted Developer SAMP for the pro- posed subdivision project is over two years old. E.The General Manager has determined a SAMP is required. The Developer may elect to have the SAMP performed by a private Engineering firm and submitted to the District for approval by the General Manager.The Developer may request the District to prepare the SAMP and deposit with the District the estimated cost of the SAMP.Prior to implementation,the SAMP shall be reviewed and approved by the General Manager. Approval of the SAMPshall occur prior to approval of any Con- struction Agreement for a Developer's improvement plans by the General Manager. 60.05 A. REQUIREMENT FOR A TENTATIVE MAP The Developer shall file with the District a tenta- tive map of the proposed subdivision or parcel map project. B.The Developer shall deposit with the District a sum determined by the General Manager to cover the estimated cost of plan checking and engineering services. C.The General Manager will review the tentative map and return it to the Developer indicating thereon the water and/or sewer system that will be required for the development. 60.06 REQUIREMENT OF EASEMENT OR RIGHT-OF-WAY FOR UTILITY FACILITIES Whenever the plans,as approved,provide for any portion of the utility facilities to be constructed in other than a dedicated public street or road,the Developer shall grant or cause to be granted an easement or right-of-way to the Dis- trict in the form specified by the General Manager.Whenever facilities are terminated at a point short of the boundary of the parcel owned by the Developer,a permanent easement,in accordance with Section 36.02,shall be granted to District in order to provide for future extension of the facility to adjoining parcels of land.This requirement shall also apply to those cases where the County or a city requires the Devel- oper to provide a one foot buffer between the subdivision or lot-split boundary and the adjoining property. 60.07 A. REQUIREMENT FOR ANNEXATION The Developer desiring service to properties which lie outside the District or outside an Improvement 60-2 B. C. 60.08 A. B. C. D. District shall request annexation.The Developer shall request such annexation in writing to the General Manager. The Engineering Department shall provide an annexa- tion packet outlining the required information and charges as detailed in Chapter 6,Section 9 of this Code. Annexation shall occur prior to approval of any Con- struction Agreement for the Developer's improvement plans by the General Manager. REQUIREMENT FOR APPROVED PLANS AND CONSTRUCTION AGREEMENT Developer shall prepare detailed engineering draw- ings for construction of the proposed system shown on the tentative map and submit such drawings to the District for review and approval.Each system shall provide for water service and/or sewer service, where applicable,to each lot in a subdivision and to each parcel in a parcel map development.The utility system proposed shall not be detrimental in any way to operation of the District utility system and shall conform to the requirements of the approved SAMP. The General Manager shall review the construction drawings and either accept,reject,or revise them for compliance with District standards and specifications.Upon approval of the drawings,the General Manager shall return them to the Developer with the following:(i)District estimates for construction costs and the amount of additional Dis- trict deposit;(ii)the required standard District agreement for installation of water or sewer facilities;and (iii)the amount of security required to guarantee performance of the agreement. Developer shall return to the District the revised drawings,if required,the executed subdivision construction agreement,together with the required deposits and security,either cash,surety bond,or letter of credit,acceptable to the General Manager, and the grant of easements or rights-of-way that may be required.If such are complete,and the proposed subdivision has been annexed into an Improvement District,the Construction Agreement for the project will be authorized by the General Manager. Upon approval of the construction agreement by the General Manager,the Developer shall submit the 60-3 ,I 'I~'III[1d Li !1Ii I I 60.09 A. B. C. 60.10 mylar construction plans for signature by the General Manager. REQUIREMENT FOR DISTRICT INSPECTION Upon receipt by the General Manager of the approved plans,and prior to beginning construction of the facilities,the Developer shall schedule a pre- construction meeting with the General Manager. Upon completion of the pre-construction meeting,the Developer shall commence construction of the facilities and complete the same in accordance with the standard construction agreement,the approved plans,and the District's Standard Specifications for Water,Sewer,and Reclaimed Water Facilities and the instructions given at the pre-construction meeting. During the construction of the facilities,they shall be subject,at all times,to inspection by the District's Quality Control Division. REQUIREMENTS FOR USE OF UTILITIES FOR OCCUPANCY PRIOR TO DISTRICT ACCEPTANCE The Developer may purchase and obtain permanent water meters and sewer services for occupancy in the project prior to acceptance of the project by the General Manager,subject to the conditions stated below: A.Water Meter 1.The purchase of permanent meter(s)shall be in accordance with Sections 27 and 28 of this Code,and: a.There shall be sufficient funds in the Developer's District account to cover District expenses. b.Per Section 60.06 above,the Developer shall have in effect a valid construction agreement with the District. 2.Prior to installation of any meter(s)the Developer shall meet the following conditions: a.The water system shall be hydrostatically tested,disinfected,pass a District bac- teriological examination,be connected to the District's existing system with a per- manent connection(s),and be installed in accordance with the District specifica- 60-4 tions and requirements prior to the use of the system. b.The meter box(es)shall be set to final grade and the installation shall be com- plete per the District's standard specifi- cations. B.Sewer Connection 1.For acquisition of each sewer service connec tion,the Developer shall meet the following conditions: a.There shall be sufficient funds ln the Developer's District account to cover District expenses. b.Pay all fees and charges for each connection requested,and identify the parcel for which the sewer service is being provided. 2.Prior to connection(s)of any sewer services, the sewer system shall be constructed and complete in accordance with District specifications and requirements. C. 60.11 A. B. Prior to the installation of the last purchased meter or connection of the last sewer service,the project shall be referred to the General Manager for acceptance.In order to be accepted,all aspects of a project shall be complete per Section 60.11 below. REQUIREMENT FOR FINAL ACCEPTANCE BY THE GENERAL MANAGER Upon completion of the facilities,with only minor outstanding construction items remaining,a preliminary walk-through inspection and punch list of any outstanding items will be prepared.It shall be the responsibility of the Developer to assure any outstanding items are completed in a timely manner. Upon completion of construction of the facilities in accordance with District specifications and requirements,a final inspection,completion of all outstanding punch list items,submittal and acceptance of the mylar record drawings,submittal and acceptance of the soils compaction report,and when all Developer accounts with the District have been made current,the facilities shall be referred to the General Manager for acceptance. 60-5 60.12 A. B. c. REQUIREMENT FOR ONE YEAR WARRANTY PERIOD Upon acceptance by the General Manager,the District shall own and operate the facilities. The Developer shall guarantee the facilities against defects in materials or workmanship for a minimum period of one (1)year from the date of acceptance by the Board of Directors.The method of guarantee shall be a warranty bond,or other means acceptable to the General Manager,in the amount of twenty-five (25)per cent of the District's estimated value of the project. Defects in materials or workmanship discovered dur- ing the one (1)year warranty period shall be repaired by the Developer and at the sole expense of the Developer.Any collateral damage caused by a defect in materials or workmanship during the warranty period,including District expenses,shall be borne solely by the Developer.This section does not limit the developer's liability for latent or patent defects. 60-6 OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised FURNISHING COPIES OF DOCUMENTS AND 05 10/15/84 4/3/96 PREPARATION OF OTHER INFORMATION Purpose To establish charges for making copies of documents and for gathering other information. Background The District frequently receives requests for copies of documents prepared by the District or on file in District records. Occasionally the District receives requests for information not readily available from District records,but which could be made available after research and study performed by the District staff. In such cases the District should be reimbursed for costs incurred in complying with such requests. Policy The charges for furnishing copies of documents such as identifiable public records,agendas,ratified minutes,or the preparation of other information is set forth in Appendix A, Policy 5. 1.For requests for non-identifiable documents or information that requires staff research. (a)Requests for such information shall be made in writing on a District Information Request Form. (b)Individuals or entities making such a request shall reimburse the District for the costs incurred by the District in providing the information requested. (c)Requests for information,the production of which would involve substantial costs in time and/or material to the District,shall be presented to the Board of Directors for review. 2.Charges for copies may be waived for the benefit of the District. Page 1 of 1 Attachment E OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised TEMPORARY WATER SERVICE FOR COMMUNITY 17 05/31/95 06/07/95 SERVICE ORGANIZATIONS I ~_ Page 1 of 1 Deleted:PURPOSE~~--- To establish a policy with regard to providing temporary water service to community service organizations.1 1 BACKGROUND1 ~ From time to time,the District receives requests from community service organizations for temporary water service.Requiring the community service organization to pay capacity fees or the normal deposit could be prohibitive. Nonetheless,the District needs to insure that any connections to its system be metered.1: 1 POLICY1-~-- .The General Manager is authorized to provide temporary water service to community service organizations under the following conditions:~ ~ 1 The community service organization shall make a $25 per day minimum payment for the temporary connection.'I ~ .2 If the cost of the water used exceeds $25,the community service organization shall pay the excess cost.Cj ~3..The temporary service shall be limited to 48 hours within anyone month period. ~ 4 The meter shall be installed by District staff. ~ 5.The rate for water service shall be two times the normal domestic rate.i AGENDA ITEM Be STAFF REPORT TYPE MEETING:Regular Board SUBMITTED BY:Mark Watton,General Manager MEETING DATE: W.O.lG.F.NO: February 3,2010 DIV.NO. SUBJECT:Adopt Resolution No.4151 to Repeal and Replace Policy No.05 -Furnishing Copies of Documents and Preparation of Other Information and Adopt Policy No.05-A -Records Policies and Procedures -Records Retention and Destruction,and Policy No.05-B -Records Policies and Procedures -Accessibility GENERAL MANAGER'S RECOMMENDATION: That the Board of Directors adopt Resolution No.4151 to Repeal and Replace Policy No.05 Furnishing Copies of Documents and Preparation of Other Information and Adopt Policy No.05-A -Records Policies and Procedures Records Retention and Destruction,and Policy No.05-B -Records Policies and Procedures -Accessibility COMMITTEE ACTION: See Attachment A" PURPOSE: To request that the Board repeal and with two Board policies regarding accessibility of District records. ANALYSIS: replace current Policy No.05 retention,destruction and Current Policy No.05 is limited to establishing charges for copies of public records.District staff has determined that Policy No.05 is outdated and recommends repealing the policy and implementing in its place two policies that will provide comprehensive guidance to District staff and the public with respect to the retention, destruction and accessibility of District records. Proposed Policy No.05-A will clarify the District's goals and procedures related to maintaining and disposing of District records, including electronic documents.With the advancement in technology, the District has moved and continues to move toward storing more of its records in electronic format.As a result,the District's Information Technology staff is often involved in the handling, management and destruction of District records.Accordingly, District staff believes that the District's Chief Information Officer would be the logical choice to serve as the administrator of the policy.Ultimate record keeping responsibility will remain in the purview of the District Secretary.The District's existing Records Retention Schedule has been revised to ensure legal compliance and is incorporated into Policy No.05-A. Proposed Policy No.05-B will clarify the District's goals and procedures related to the handling of requests,responses and records under the California Public Records Act.Currently,the District Secretary is tasked with receiving and responding to public records requests and with coordinating with District staff to compile and prepare requested documents.Policy No.05-B will set forth in writing the District's procedures with respect to the California Public Records Act,thereby facilitating efficiency and consistency in responding to records requests. FISCAL IMPACT: None. LEGAL IMPACT: None. Attachment A:Committee Report Attachment B:Resolution No.4151 to Repeal Policy No.05 - Furnishing Copies of Documents and Preparation of Other Information and Adopt Policy No.05-A -Records Policies and Procedures -Records Retention and Destruction,and Policy No.05-B -Records Policies and Procedures -Accessibility Attachment B-1:Current Board Policy No.05 -Furnishing Copies of Documents and Preparation of Other Information Attachment B-II.a:Proposed Policy No.05-A -Records Policies and Procedures -Records Retention and Destruction, together with Appendix 1 thereto Attachment B-II.b:Proposed Policy No.05-B -Records Policies and Procedures -Accessibility ATTACHMENT A Adopt Resolution No.4151 to Repeal Policy No.05 - Furnishing Copies of Documents and Preparation of Other Information and Adopt Policy No.05-A -Records Policies and Procedures -Records Retention and Destruction,and Policy No.05-B -Records Policies and Procedures - SUBJECTIPROJECT:Accessibility COMMITTEE ACTION: The Finance/Administration and Communications Committee reviewed this item at a meeting held on January 19,2010 and the following comments were made: •Staff is recommending that the board repeal Policy No.5 as it is outdated and that the board adopt and implement two policies in its place.Policies 5A and 5B will provide guidance to District staff and the public concerning the retention,destruction and accessibility of District records. •Policy 5-A will indicate procedures related to maintaining and disposing of District records,including electronic documents.Staff has updated the District's current Records Retention Schedule (adopted in 1999) which will be incorporated into Policy 5-A. •The Records Retention Schedule specifies,in compliance with legal requirements,when the various District records will be destroyed.An electronic report showing records scheduled for destruction will be generated by the records system for staffs'review prior to the destruction of records.It was noted that District records will be converted to "pdf"files. •Policy 5-B will clarify the District's procedures related to the handling of requests for District records under the California Public Records Act.Such requests are handled through the District Secretary. Following the discussion,the committee supported staffs' recommendation and presentation on the consent calendar. ATTACHMENT B RESOLUTION NO.4151 OF THE BOARD OF DIRECTORS OF THE OTAY WATER DISTRICT REPEALING AND REPLACING POLICY NO.05 - FURNISHING COPIES OF DOCUMENTS AND PREPARATION OF OTHER INFORMATION AND ADOPTING POLICY NO.05 A -RECORDS POLICY AND PROCEDURES -RETENTION AND DESTRUCTION -AND POLICY 05 B -RECORDS POLICY AND PROCEDURES - ACCESSIBILITY WHEREAS,the District staff and the General Counsel routinely evaluate Board policies and make recommendations to update,revise and replace the policies to promote best management practices, and WHEREAS,the District staff and the General Counsel have determined that the existing Policy 05 -RECORDS POLICY AND PROCEDURES (Attachment I)- concerning District records is outdated and there is a need to repeal it and replace it with Policy 05-A ;-RECORDS POLICY AND PROCEDURES -Retention and Destruction (Attachment ILa)-and Policy 05-B -RECORDS POLICY AND PROCEDURES - Accessibility (Attachment n.b),to clarify the District's goals and procedures with respect to records retention and destruction and the District's goals and procedures with respect to the production and accessibility ofDistrict records. NOW,THEREFORE,BE IT RESOLVED by the Board of Directors of the Otay Water District as follows: Section 1.Existing Policy 05 -RECORDS POLICY AND PROCEDURES (Attachment I)-is hereby repealed. Secti~n 2.Policy 05-A -RECORDS POLICY AND PROCEDURES -Retention and Destruction (Attachment ILa)-is hereby adopted. Section 3.Policy 05-B -RECORDS POLICY AND PROCEDURES - Accessibility (Attachment n.b)-is hereby adopted. Section 4.The General Manager or its designated representative is hereby authorized and directed to cause to be implemented the purpose of this Resolution to the fullest extent,including the preparation of written procedures to the extent deemed necessary and desirable to enforce,clarify or explain the provisions of this Resolution. The District Secretary is hereby ordered to take any actions within her purview to carry out the provisions of this resolution,including,to the extent practicable and necessary, revising the Index of the Otay Water District Board Policies,inserting,replacing or substituting all policies herein adopted,amended,replaced or repealed and recalling and replacing any and all hard-copies of the Code previously provided to District staff,other public agencies or any other persons. PASSED, APPROVED AND ADOPTED by the Board of Directors of the Otay Water District at a regular meeting held this 3rd day of February,2010. President ATTEST: Secretary STATE OF CALIFORNIA COUNTY OF SAN DIEGO ss OTAY WATER DISTRICT I,Susan Cruz,District Secretary to the Otay Water District,do hereby certify that the foregoing Resolution was introduced and passed at a regular meeting of the Board of Directors of the Otay Water District held on the ~day of February,2010,by the following vote to wit: AYES: NOES: ABSENT: ABSTAIN: DISTRICT SECRETARY ATTACHMENT 8-1 OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY . Subject Policy Date Date Number Adopted Revised I FURNISHING COPIES OF DOCUMENTS AND ~10/15/84 4/3/96 PRE-PARAT-±-ON OF OTHER INFORMATION Purpose To establish charges for making copies of documents and for gathering other information. Background The District frequently receives requests for copies of documents prepared by the District or on file in District records.Occasionally ~he District receives requests for information not readily available from District records,but which could be made available after research and study performed by the District staff. In such cases the District should be reimbursed for costs -i+lGu.rred in complying with such requests. Policy Charges for furnishing copies of documents or the preparation of other information shall be as follows: 1.For copies of identifiable public records the charge shall be $0.10 per copy 2.For the Service of Providing Agendas and Minutes of Meetings of the Board of Directors: Agendas and/or Minutes shall be furnished upon written request.Charges for such copies shall be made as follows: Agendas $20.00 per year ($.50 per meeting) Agendas and Minutes $100.00 per year for the first copy and $200.00 per year for each copy thereafter. 3.For Requests for Non identifiable Documents or Information that ~ires Staff Research (a)Requests for such information shall be made in writing Gn a District Information Request Form. (b)Individuals or entities making such a request sha-l-l--- reimburse the District for the costs incurred by the District in providing the information requested. Page 1 of 2 OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised I F-1JRW-I--£#±NG COPIES OF DOC1JMEN-T---£--ANIl-~10/15/84 4/3/96 ±'-RE-PARATION OF OTHER INFORMATION (c)Requests for information,the production of which would -i-n¥01ve substantial costs in time and/or material to the District, shall be presented to the Board of Directors for review. 4.Charges for copies may be waived for the benefit of the D-i-strict. Page 2 of 2 ATTACHMENT B-ll.a OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised RECORDS POLICY AND PROCEDURES -RECORDS 05-A 2/3/10 RETENTION AND DESTRUCTION I.PURPOSE To ensure that necessary records and documents of the Otay Water District are adequately protected and maintained and to ensure that records that are no longer needed or are of no value are discarded at the proper time.This Policy is also for the purpose of aiding District employees in understanding their obligations ln retaining electronic documents,including e-mail,Web files,text files,sound and movie files,PDF documents,and all Microsoft Office or other formatted files. II.SCOPE This policy is applicable to all District departments and offices directly responsible to the General Manager. III.POLICY This Policy represents the District's policy regarding the retention and disposal of records,including electronic documents. Attached as Appendix 1 is a Record Retention Schedule that is approved as the District's maintenance,retention and disposal schedule for physical records and the retention and disposal of electronic documents. IV.ADMINISTRATION A.General 1.The District's Chief Information Officer (the "Administrator")is the officer in charge of the administration of this Policy and the implementation of processes and procedures to ensure that the Record Retention Schedule is followed. 2.The Administrator is also authorized to,in consultation with the General Manager:make modifications to the Record Retention Schedule from time to time to ensure that it is in compliance with local,state and federal laws and includes the appropriate document and record categories for the District;work wi th the District's General Counsel to monitor local,state and Page 1 of 2 OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised RECORDS POLICY AND PROCEDURES -RECORDS 05-A 2/3/10 RETENTION AND DESTRUCTION federal laws affecting record record retention and disposal with this Policy. retention;annually program;and monitor review the compliance B.Suspension of Record Disposal due to Litigation or Claims In the event the District is served with any subpoena or request for documents or any employee becomes aware of a governmental investigation or audit or the commencement of any litigation against or concerning the District,such employee shall inform the Administrator and any further disposal of documents shall be suspended until such time as the Administrator,with the advice of counsel, determines otherwise.The Administrator shall take steps to promptly inform all staff of any suspension in the further disposal of documents. C.Records Retention Schedule Organization The Record Retention Schedule is organized by type of records and reflects each department's responsibility. D.Records Management,Filing and Destruction If deemed necessary by the Administrator and the General Manager, a person,firm or service may be retained to assist the District with the management,filing,retention and destruction of records.If the aggregate payments under the contract do not exceed the General Manager's contracting authority,the General Manager is authorized to determine the terms and conditions of such contract in consultation with the General Counsel. Page 2 of 2 Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal IOWD 1 Accident Reports Records relating to accidents,including vehicle and property.29CFR 1904.2,29 CFR C+7 C+7 1904.6 2 Accounting Records relating to depreciation,IAWP credits and State Controller's Report filed annually,WC §50942;GC §6020l;GC A+417*A+417* Reports Monthly Finance detailed reports,Interim Agricultural Water Program reports.§12236 3 Accounts Payable Records relating to payment offinancial obligations.Includes vendor invoices,bills,WC §50942;GC §60201;GC A+417*A+417* statements,check requests,receiving documents and blue copy ofchecks.§12236 4 Agency Filings All departments Agency Filings that include reports,forms,and/or documentation relating WC §50942;GC §60201;GC P p but not limited to Conflict ofInterest,Election card filing,EEOC,EDD,DOL,CDPH,§12236;WC §60201(d)(lO) RWQCB,APCD,DEH,Potable,Reclaimed,Sewer,Reclamation plant,Seismic Study,Risk Management Plan,Process Safety Management Program,Cal Arp Program Ammonia,BMP Reporting,Urban Water Management Plan,County ofSan Diego,Public Health,Regional Water Control Board. 5 Annexation Records relating to annexation or de-annexation by APN number and/or address,maps,WC §50942;GC §60201;GC P p forms,packages.§12236;WC §60201(d)(lO) 6 Appraisals Records relating to the appraisal ofproperty,including working papers.WC §50942;GC §60201;GC C+2 C+2 §12236 7 Audits Records relating to audits.Records include reports,notes and backup information.WC §50942;GC §60201;GC A+417*CY+lO §12236 8 Availability Listing ofAvailability Charges.WC §50942;GC §60201;GC A+3 A+3 §12236 9 Backup Tapes Backup ofall electronic data,including e-mails.WC §50942;GC §60201 SU+2 SU+2 10 Bankruptcies Court documents reflecting Otay Water as a creditor in customer's bankruptcy.WC §50942;GC §60201 A+2 A+2 11 Bank Statements Records relating to banking activities.Includes statements reflecting deposits,withdrawals,GC §34090;26 CFR 1.6001-A+5 A+5 and Reconciliation reconciliations,check registers and canceled checks for operating and payroll bank accounts.1 12 Benefit Documentation related to medical benefits including but not limited to SDRMA,Plan GC §6250 et seq.;R+7 R+7 Administration Handlers,and executive physicals,Medical/Prescription Drugs,Dental.Life Insurance,OMB A-129; Deferred Comp,Flexible Spending Accounts,Disability Insurance,Cobra Administration!29 CFR 1602.30,1602.32 Retiree Billing,Benefits Consultant,CalPERS Retirement.Employee Assistance Program, Pre-paid Legal Plan. 13 Board Resolutions adopted by the Board and index ofResolutions,Ordinances,Staffreports.WC §50942;GC §60201;GC P P §12236;WC §60201(d)(2)&(3) 14 Board Committee Records including Agenda and Minutes ofBoard standing and ad hoc committee meetings.WC §50942;GC §60201;GC P P Meeting Minutes §12236;WC §60201(d)(3) Event Codes: A=Audit ACT=Active B&P=Business &Profes Code C/CL=Closed CCP=Code ofCiv.Proc. CCR=Code ofCal.Reg. CEQA=Cal Env QualityAct CFR=Code Fed Regulations CY=CalendarYear GC=Cal Goc Code GlCO=Gen Ind Safety Orders H&S=Health &Safety Code lND=lndefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt &Budget OPS=OpinionAttorney General OSHA=Occup.Safety &HealthAct P=Permanent PC=Penal Code R=Revised,Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United States Code Page 1 ..=""............"". Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal IOWD 15 Board Meeting Records including Agenda and meeting Minutes ofthe Board ofDirectors.WC §50942;GC §60201;GC P P Minutes §12236;WC §60201(d)(3) 16 Bonds Developer Bonds.WC §50942;GC §60201;GC C+lO C+lO §12236;CCP §337.5 17 Budget -Records relating to internal planning and financial management.Records include reports,WC §50942;GC §60201;GC A+2 A+5 Supporting budget vs.cost reports,monthly activity reports,requests,summaries and worksheets.§12236 Documents 18 Budget -Adopted Published Budget as adopted by the Board ofDirectors.WC §50942;GC §60201;GC P P Budgets §12236 19 Capacity Fees Calculation of capacity fees for developers filed quarterly by fiscal year.WC §50942;GC P P §60201(d)(10);GC §12236 20 Cash Records relating to receipts,disbursements,investments,bankreconciliations,cash recerves,WC §50942;GC §60201;GC A+5 A+5 wire transfers.§12236;WC §60201(d)(10); 26 CFR 1.6001-1 21 Collections Monthly collections and monthly collection/write-offs reports (This is currently being WC §50942;GC §60201;GC A+2 A+2 automated in Eden.)§12236 22 Complaints Complaints related to water quality.Records maintained in IMS.Includes Water Quality,PC §832.5;GC §12946;PC C+5 C+5 Water Pressure,Water Services,Cut-backs.801.5;PC §803(c) 23 Computer Tracking Records regarding the tracking ofID /password requests and computer installations.Kept in WC §50942;GC §60201;GC R+3 R+3 Records electronic format in Active Directory.§12236 24 Confined Space Records relating to confined space checklists,test data and tracking ofregulatory WC §50942;GC §60201;GC CY+2 CY+2 Tests requirements for the permitting,inspection and entrance ofconfined space.(Each Supervisor §12236; is responsible for maintaining their own division records within their office files.) 25 Consultant Records Records relating to Consultants used by OWD.Records may include work projects,WC §50942;GC §60201;GC T+5 T+5 compensation studies,surveys,training,copies ofcontracts,status reports,invoices,§12236;CCP §337.2;CCP spreadsheets,project management timelines,and correspondence.§343;B&P §7042.5 26 Contracts and Records relating to obligations under contracts and/or agreements between OWD and outside WC §50942;GC §60201;GC T+5 T+5 Agreements parties.Includes contracts for services,purchases,sales,transportation,leases,exchange of §12236;CCP §337.2;CCP non property,Agency MOUs',Licensing,Warranties,Utility Files,Benefits and CIP Projects.§343;B&P §7042.5;GC capital Summary Plan Descriptions and related amendments for life,health,deferred comp,§4004;H&S §19850 disability,flex spending,Cobra administration.Conservation Garden JPA MOD. 27 Correspondence Records relating to internal and external communications,including but not limited to WC §50942;GC §60201;GC 3 3 memos,reports,faxes and letters.Correspondence of a general nature,not related to any §12236 specific project. Event Codes: A=Audit ACT=Active B&P=Business &Profes Code CjCL=C!osed CCP=Code ofCiv.Proc. CCR=Code ofCal.Reg. CEQA=Cal Env QualityAct CFR=Code Fed Regulations CY=Calendar Year GC=Cal Goc Code GICO=Gen lnd Safety Orders H&S=Health &Safety Code IND=Indefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt &Budget OPS=OpinionAttorney General OSHA=Occup.Safety&Health Act P=Permanent PC=PenalCode R=Revised,Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United States Code Page 2 Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal I own 28 Corrosion Control Records relating to corrosion control tests,methods,procedures,test data,reports and WC §50942;GC §6020l;GC CY+12 CY+12 Records cathodic protection.§12236;40 CFR 141.91 29 Customer Survey Customer awareness and satisfaction surveys for general or call center customers prepared WC §50942;GC §60201;GC CY+2 CY+2 annually.§12236 30 Database Records regarding the size and statistical information ofthe computer databases.Kept WC §50942;GC §60201;GC SU+2 SU+3 Management Files electronically in Microsoft SQL.§12236 31 Debt Records relating to bond issues.Records include maturity date,coupon amounts,payments,WC §50942;GC §60201;GC C+lO P reports,and trustee statements,Official Statements,RFP's,Investments Advisors,Bonds,§12236;CCP §337.5 Bond counsel,Legal Counsel,Triad (ID27 General Obligation Debt),State Sewer Loan. 32 Deeds,Title Records and drawings regarding deeds,grant deeds,quitclaims.WC §50942;GC §60201;GC P P Transfer,§12236;24 CFR Beneficiary 570.502(b)(3) 33 District Policies Current enforced adopted Ordinances and Policies.History ofadopted changes to all sections WC §50942;GC §60201;GC SU+2 SU+10 and policies within the Code ofOrdinances.Human Resources Policies (maintained in §12236 Sharepoint).Injury Illness Prevention Program (lIPP)and emergency procedures/plans (SEMS &NIMS).Other required programs by CalOSHA. 34 DMV Driving records including DMV Pull notice..WC §50942;GC §60201;GC CY+7 CY+7 §12236;CVC 1808.45/ .46/.47;GC §12946;8 USC 1324(a) 35 Drawing Indexes Records which index microfilmed or digitized drawings.WC §50942;GC §60201;GC P p** §12236;H&S §19850 36 Drawings Records ofdrawings offacilities,pipelines,structures,equipment.WC §50942;GC §60201;GC P p** §12236;H&S §19850 37 Drug &Alcohol Confidential records relating to drug and alcohol testing (random and suspicious,excluding WC §50942;GC §60201;GC CY+7 CY+7 Tests pre-employment and previous employer).§12236;USDOT title 49 38 Easements Recordation,APN #,address,ID #,leases,correspondence,grant deed,quitclaims.WC §50942;GC §60201;GC P P §12236;24 CFR 570.502(b)(3) 39 Emergency Records providing instructions in the event ofa disaster-EOC and SEMS Manual.Special WC §50942;GC §60201;GC SU+2 R+6 Response skills ofpersonnel,Fire Department emergency plans,evacuation plans,emergency response §l2236 inspection requirements and first response training records. Event Codes: A=Audit ACT=Active B&P=Business &Profes Code CjCL=Closed CCP=Code of Civ.Proc. CCR=Code ofCal.Reg. CEQA=Cal EnvQuality Act CFR=Code Fed Regulations CY=Calendar Year GC=Cal Goc Code GICO=Gen Ind SafetyOrders H&S=Health &SafetyCode IND=lndefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt &Budget OPS=Opinion Attorney General OSHA=Occup.Safety &HealthAct P=Permanent PC=PenalCode R=Revised,Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United States Code Page 3 Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal IOWD 40 Employee Benefit Records relating to individual employee benefits.Files may include but are not limited to WC §50942;GC T+7 T+7 Files enrollment forms and change requests for health,life,dental,vision,deferred comp and long §6020l(l2);GC §12236; term disability insurance.WC §6020l(d)(lO);GC 6250 et seq.;OMB A-129;29 CFR 1602.30;29 CFR 1602.32 41 Employee Records relating to individual employees.Include employment applications;employment WC §50942;GC §6020l;GC T+7 T+7 Personnel Files actions (e.g.promotions,reclassifications,transfers,and salary information);performance §12236 evaluations;educational documents;and separation documents.Upon employee separation, additional information such as reference checks,ethnicity disclosures. 42 Employee Records including negotiations,reported grievances and actions taken.Includes employee WC §50942;GC §6020l;GC C+2 SU+10 Relations MOU,Documentation related to employee association negotiations,Current enforced MOU §12236;GC §12946;29 and history,Records relating to Association correspondence and representatives,Reported USC 211;29 CFR 1602 grievances and actions taken,Documents related to employee investigations. 43 Employee Surveys Records may include but are not limited to forms completed by OWD employees in response WC §50942;GC §6020l;GC CY+2 CY+2 to questions regarding OWD administrative policy,departmental policy or amenities.§12236;GC §12946;29 USC 516.6(2);29 CFR 1602.14 44 Employment Records relating to immigration documentation,eligibility to work in the U.S.(e.g.Form 1-9)WC §50942;GC §6020l;GC 3Yor ACT+3, Eligibility (Maintained in the HR department.)§12236;T+l orT+l -longest 45 Environmental Records and reports relating to workplace environmental health issues.WC §50942;GC §6020l;GC P P Workplace Safety §12236 46 Equal Employment Records relating to employee complaints and discrimination claims.WC §50942;GC §6020l;GC P P Opportunities ~§12236;GC §12946;29 Commission CFR 1602.14 47 Equipment Records including daily maintenance reports,service checklists,preventative and corrective WC §50942;GC §60201;GC ACT+2 ACT+2 Maintenance maintenance,schedules,service logs,task records,calibration of equipment,correspondence,§12236 Records drawings,operating instructions,maintenance procedures,purchase orders,reports,tests, logs,instructions,replacement parts lists regarding emergency generators.service request forms,notifications,testing and maintenance ofbackflow presenters,use ofheavy equipment,hourly rates and work order numbers.(Maintained in IMS since 2006.) 48 Financial Reports Records including financial,fiscal and monthly reports.Published audit as adopted by the WC §50942;GC §60201;GC ACT+4/P and Statements Board ofDirectors.Records relating to audits performed by outside,contracted auditors.§12236 7* 49 Fixed Assets Purchase ofcapital assets,equipment and facilities over $10,000.WC §50942;GC §60201;GC P P §12236 Event Codes: A=Audit ACT=Active B&P=Business &Profes Code C/CL=Closed CCP=Code ofCiv.Proc. CCR=Code of Cal.Reg. CEQA=Cal Env QualityAct CFR=Code Fed Regulations CY=CalendarYear GC=Cal Goc Code GICO=Gen Ind Safety Orders H&S=Health &Safety Code IND=Indefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt &Budget OPS=OpinionAttorney General OSHA=Occup.Safety &HealthAct P=Permanent PC=PenalCode R=Revised.Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United States Code Page 4 Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal IOWD 50 Fuel and Oil Usage Records documenting the amount offuel delivered and dispensed.WC §50942;GC §60201;GC A+3 CY+7 Files §12236;CCP §337 51 Fuel Storage Tanks Records relating to leak detection monitoring,cleanup,and condition offuel storage tanks.WC §50942;GC §6020l;GC P P §12236 52 General Ledger Records including General Journals,GL-CR,GL-CD,and AR with backup (Located in WC §50942;GC §6020l;GC P P Finance Dept.filing cabinets).§12236 53 Grants Records relating to City,State,and Federal requests and approvals for new and on-going WC §50942;GC §6020l;GC CL+5 CL+5 District projects whether as an individual agency or in conjunction with member agencies.§12236 54 Hazardous Records related to the use ofhazardous waste,hazardous materials,chemicals leaks and WC §50942;GC §6020l;GC P P spills,chlorine,and asbestos records.Includes asbestos training records,asbestos medical §12236;Cal OSHA;40 CFR records,handling,transportation,use,generation and disposal ofhazardous waste,chemical 122.21 spill cleanup,disposal manifests,removal receipts,sludge reports and fees,pesticides. 55 Help Desk Tickets Records ofHelp Desk requests for computer and other assiatnce.(Records maintained in WC §50942;GC §6020l;GC CY+2 CY+2 Microsoft SQL and SharePoint.)§12236 56 Incorporation State approved formation documents creating the Otay Municipal Water District.WC §50942;GC §6020l(l);P P Records GC §12236 57 Inspection Records relating to ProofLoad tests (every 5 years)and inspection of equipment,vehicles WC §50942;GC §60201;GC CY+2 CY+2 and facilities.(Includes Crane,hydrants,APCD,etc.)§12236;GISO Cal OSHA 5031 58 Insurance Policies Records relating to contracts for liability coverage involving employee on the job injuries,WC §50942;GC §6020l;GC P P OWD property,or third property liability,owner -controlled insurance program,aircraft,§12236 crime,travel accident and contracts for insurance brokers. 59 Interagency Files Records include correspondence and information relating to cities and other agencies.San WC §50942;GC §6020l;GC CY+2 P Diego County Water Authority,Metropolitan Water District,Sister Agencies (Padre,Helix,§12236 Sweetwater,etc.),City ofChula Vista,City ofSan Diego.County ofSan Diego.State of California,Water Conservation Garden JPA. 60 Inventory Records Verification records ofinventory related to fleet and equipment.Verification records of WC §50942;GC §60201;GC P CY+2 inventory includes materials belonging to the operation ofthe EOC,warehouse,fixed assets,§12236 fleet and equipment.Fixed assets under $10,000.(Kept electronically in Microsoft SQL.) 61 Job Descriptions Current and historical job descriptions.(Maintained in Human Resources.)WC §50942;GC §6020l;GC SU+2 SU+lO §12236 Event Codes: A=Audit ACT=Active B&P=Business &Profes Code C/CL=Closed CCP=Code of Civ.Proc. CCR=Code ofCal.Reg. CEQA=Cal EnvQualityAct CFR=Code Fed Regulations CY=Calendar Year GC=Cal Goc Code GlCO=Gen Ind Safety Orders H&S=Health &Safety Code IND=Indefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt &Budget OPS=Opinion AttorneyGeneral OSHA=Occup.Safety&Health Act P=Permanent PC=PenalCode R=Revised,Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United StatesCode Page 5 Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal IOWD 62 Laboratory Records ofall laboratory analyses performed by the District or external laboratories.WC §50942;GC §6020l;GC CY+12 CY+12 Analysis Analyses for potable,reclaimed water systems,and reclamation plant.Receipt ofsamples,§12236 tracking sheets,lists and logs showing locations and dates ofsamples. 63 Leases Records including lease information on OWD property and easements.District facility ID,CCP §337.2;CCP §343;C+5 C+5 vendor,agreement,amendments,correspondence,insurance,permit,drawing/plan,B&P §7042.5 correspondence,and photographs. 64 Legal Records relating to threatened,pending or settled litigation.Includes court cases,water WC §50942;GC §6020l;GC C+3 C+3 hearings and briefing books,Claims against the District,Briefs,appeals,and litigations,§12236;CCP §583.320(a)(3) Records relating to claims and investigations ofpotential and pending litigation. 65 Legal Opinions Records relating to legal opinions on issues,problems and policies impacting OWD.GC §34090;GC §6254 SU+2 SU+2 (Confidential) 66 Legislation Records include District Legislative Program,lobbying files and staff analysis.WC §50942;GC §6020l;GC CY+4 CY+4 §12236;CCP §343;CCP §349 et seq. 67 Liability and OWD Records related to liability claims and OWD property losses,Liability due to vehicle WC §50942;GC §6020l;GC ACT+3 ACT+5 Property Losses accidents,Property damage due to water main breaks,and FEMA Claims.§12236 68 Liens Liens on Properties/Parcels for unpaid water and/or sewer bills.WC §50942;GC §60201;GC A+3 A+3 §12236 69 Maintenance Records include notifications,reports oftesting and maintenance ofbackflow presenters.WC §50942;GC §60201;GC L+4 L+4 Records §12236 70 Material Safety Records relating to the use ofhazardous substances.(Maintained through outside vendor.WC §50942;GC §60201;GC CY+2 CY+2 Data Sheets (Reference safety bulletin boards.)§12236 71 Media Files Press releases and media advisories to newspapers,television,radio or member agencies for WC §50942;GC §60201;GC CY+2 CY+2 publication,publicity clippings and OWD news clippings.Public outreach materials relating §12236 to programs such as water fluoridation,water conservation,air vacs,reclaimed water,CIPs, etc.Includes brochures,fact sheets,maps,images and diagrams. 72 Medical and Dental Records related to medical and dental summary plans.T+5 P SummaryPlans 73 Medical and Medical records including but not limited to examination/exposure records,substance testing,WC §50942;GC §60201;GC T+30 P Exposure Records hearing and respirator.(Maintained in Safety Dept.)§12236;29 CFR 1910.1020 74 Meter Calibration Meter Calibration Records.WC §50942;GC §60201;GC CY+2 CY+2 §12236 Event Codes: A=Audit ACT=Active B&P=Business &Profes Code CjCL=Closed CCP=Code ofCiv.Proc. CCR=Code ofCal.Reg. CEQA=Cal Env QualityAct CFR=Code Fed Regulations CY=Calendar Year GC=Cal Goc Code GlCO=Gen lnd Safety Orders H&S=Health &SafetyCode lND=lndefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt&Budget OPS=Opinion AttorneyGeneral OSHA=Occup.Safety&HealthAct P=Permanent PC=PenalCode Page 6 R=Revised,Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United States Code ------~~._."p.-.. Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal IOWD 75 Meter Readings Records for meter readings for water purchased.Records for water loss based on water sales.WC §50942;GC §60201;GC CY+2 CY+2 (This is an Excel document and would not be filed.)§12236 76 MWD/CWA Records relating to reclaimed credits.WC §50942;GC §60201;GC A+4/7*A+4/7* Reclaimed §12236 77 Notices Notices pertaining to public hearings for availability fees,rate increases,annexations and WC §50942;GC §60201;GC P P detachments,reference "Availability"for a list ofcustomers to whom Availability Notices §12236 have been forwarded. 78 Operating Logs Records pertaining to the daily activities ofpotable facilities.Includes shutdown records,GC §34090 CY+2 CY+2 and Records water delivery records,water production and demand records.or or SU+2 SU+2 79 Operating Manuals Records relating to the operation offacilities and equipment.Records may include vendor WC §50942;GC §60201;GC SU+2 SU+2 instruction and installation manuals.§12236 80 Organizational History ofdepartmental organizational charts.WC §50942;GC §60201;GC CY+2 CY+2 Charts History §12236 81 Payroll Records related to payroll including payroll filings,pension,W2,W4,tax reports,court WC §50942;GC §60201;GC T+7 T+7 orders,tax levies and timesheets.(Maintained in Finance.)Records relating to employee §12236;29 CFR 516.6 deductions,PERS/Pension. 82 Permits,Licenses District-wide permits,licenses and certifications required for business.Records include WC §50942;GC §60201;GC T+4 T+4 and Certifications licenses required to conduct business,collect taxes,etc.Records for storm water discharge,§12236; notice ofintent,notice oftermination,water sewer,reclaimed,and fire service,permits for potable,reclaimed,treatment plant,industrial waste,FCC licenses,vehicles,and radio permits,elevators.Records,reports,and certifications which are required to operate cranes and pressure vessels.Includes annual certifications for Cal-OSHA. 83 Pesticide/Herbicide Records relating to the variety and use ofpesticides and herbicides.(Out-sourced.)WC §50942;GC §60201;GC CY+2 N/A Applications §12236 84 Photographs Photographs,slides and negatives related,but not limited to construction sites,pipeline WC §50942;GC §60201;GC P P breaks,facilities,appurtenances,events and thermographs for repair purposes,Public Affairs,§12236;H&S §19850 CIPs and District events. 85 Power Resources Records including energy products,on/offline times,wattage,correspondence and WC §50942;GC §60201;GC CY+2;CY+2; drawings,and power resources managed or impacted by OWD.Records may include but are §12236;CCP §337.2;CCP T+5 T+5 not limited to contracts,correspondence and reports.§343;B&P §7042.5 Event Codes: A=Audit ACT=Active B&P=Business &Profes Code C/CL=Closed CCP=Code ofCiv.Proc. CCR=Code ofCal.Reg. CEQA=Cal EnvQuality Act CFR=Code Fed Regulations CY=Calendar Year GC=Cal Goc Code GICO=Gen lndSafetyOrders H&S=Health &SafetyCode IND=lndefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt&Budget OPS=Opinion Attorney General OSHA=Occup.Safety &HealthAct P=Permanent PC=PenalCode R=Revised,Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United States Code Page 7 Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal IOWD 86 Procedures &Records providing documentation on the use ofcomputers,systems,equipment and OWD WC §50942;GC §60201;GC SU+2 ACT Guidelines standards,and departmental procedures,as well as guidelines (i.e.,survey,inspection,quality §12236 (while +10 control,WAS,etc.)Purchasing Manual,Standard operating procedures,Current enforced active) adopted Human Resources procedures and guidelines including but not limitedto Employee Handbook and Performance Evaluation Manual. 87 Projects Records relating to the construction ofOWD projects;including but not limited to:GC §34090;CCP §337.15 C+10 C+1O Engineering Test Records,Environmental Reports,Hydraulics,CIP,Non-CIP,Developer and Calendar Logs. 88 Property Tax Monies added to customers property taxes for unpaid water and/or sewer bills.WC §50942;GC §60201;GC A+3 A+3 Rollovers §12236 89 Publications Records including internal newsletters and external customer newsletters and documents WC §50942;GC §60201;GC CY+2 CY+2 produced by OWD about OWD for external and internal use.Includes Otay at a Glance,§12236 Consumer Confidence Report,Customer Pipeline newsletters,Employee Pipeline newsletters. 90 Records Retention Records retention schedule,location ofrecords and destruction ofrecords.Records relating to WC §50942;GC §60201;GC SU+4 SU+4 the listing ofthe period oftime for retaining records.Records from outside vendors certifying §12236;CCP §343 documents have been destroyed in compliance with the records retention schedule.Records relating to the listing ofOWD records,identifying the records title,location,record series. 91 Recruitment j Records relating to the interview and selection process for prospective employees.GC §12946;GC §6250 et.C+3 C+3 Selection Files seq.;29 CFR 1602,et.seq.; 29 CFR 1607,29 CFR 1627.3 92 Reports and Records ofExternal agency reports and studies ofon-going projects or areas that impact the WC §50942;GC §60201;GC C+2 C+2 Studies operations ofOWD.Internal reports and studies ofon-going non-CIP projects or areas that §12236 impact the operations ofOWD. 93 Request for Records including bid packages,deliverables,proposals,request for proposals or quotations,WC §50942;GC §60201;GC C+2 C+2 Proposals (RFP)and rejected bids and proposals.§12236 94 Safety Records relating to Safety Records,Safety Meetings,Police Reports,OSHA Citations and WC §50942;GC §60201;GC C+5;CY+5 OSHA Complaints,Records ofa general nature regarding safety,including safety videos,§12236;29 CFR 1904.4;SU+2 checklists,training,meeting minutes and regulations.OMB 1220-0029 95 Salary Records relating to collected survey data used in determining and monitoring salaries for WC §50942(12);GC C+7 C+7 Administration various OWD classifications.§60201;GC §12236;OMB 1220-0029 Event Codes: A=Audit ACT=Active B&P=Business &Profes Code CjCL=Closed CCP=Code ofCiv.Proc. CCR=Code ofCal.Reg. CEQA=Cal Env QualityAct CFR=Code Fed Regulations CY=Calendar Year GC=Cal Goc Code GICO=Gen Ind Safety Orders H&S=Health &Safety Code IND=Indefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt &Budget OPS=OpinionAttorneyGeneral OSHA=Occup.Safety&Health Act P=Permanent PC=PenalCode R=Revised,Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United States Code Page 8 Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal IOWD 96 Security Records Records relating to the security issues for facilities;includes police incident reports.WC §50942;GC §60201;GC CY+2 CY+2 §12236 97 Service Records relating to all new water and sewer service connections,including but are not limited WC §50942;GC §60201;GC P P Connections to maps,water/sewer orders,work orders,memos,progress renorts,and drawings.§12236 98 Strategic Plan OWD Strategic Plans and performance measure results.WC §50942;GC §60201;GC Cor Cor §12236 SU+2 SU+2 99 Surveys Records relating to information on control and boundary monuments,above and below WC §50942;GC §60201;GC CY+lO P ground structures including,but not limited to survey books,field books,and data.§12236;40 CFR 141.33 100 System and Documentation related to IT Systems and documentation ofbusiness processes and WC §50942;GC §60201 A A Business Process automation. Documentation 101 Taxes Tax revenues collected through the county tax rolls,1%Tax,including Local State and WC §50942;GC §60201;GC A+3 A+3 combines assessed valuation reports (County ofSD),County Tax Records,and records §12236 relating to Tax Apportionment. 102 Technology Project Records relating to the automation ofmanual processes.WC §50942;GC §60201;GC CY+2 C+2 Files §12236 103 Test Records Records for soil testing,pressure testing,bacteriological testing and any other testing not WC §50942;GC §60201;GC P P listed,including but are not limited to,data on construction materials,oxygen levels,cross §12236 connections,and equipment. 104 Timesheets Records including timesheets,requests for leave forms (leave slips).WC §50942;GC §60201;GC T+7 T+7 §12236;29 CFR 516.6 105 Underground Records regarding notices for the location ofunderground utilities for purpose ofdigging.WC §50942;GC §60201;GC P P Utilities §12236;GC §4003,GC § 4004;H&S §19850 106 Vehicle Operating Records relating to OWD vehicle registration,costs and vehicle maintenance records,and WC §50942;GC §60201;GC SU+2 SU+2 Records mileage.§12236 107 Vendor Files Records which are provided by OWD vendors.Records may include brochures,instruction WC §50942;GC §60201;GC CY+2 CY+2 manuals,drawings,catalogs and technical data sheets.Records are maintained in Eden.§12236 108 Visitor Logs Records relating to visitors at various OWD sites.WC §50942;GC §60201;GC CY+2 CY+2 §12236 109 Water Availability Water and Sewer deferral agreements for availability standby charges.WC §50942;GC §60201;GC C+10 C+10 Deferrals/§12236 Terminations Event Codes: A=Audit ACT=Active B&P=Business &Profes Code C/CL=Closed CCP=Code ofCiv.Proc. CCR=Code of Cal.Reg. CEQA=Cal Env QualityAct CFR=Code FedRegulations CY=CalendarYear GC=Cal Goc Code GICO=Gen Ind Safety Orders H&S=Health &Safety Code IND=Indefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt &Budget OPS=OpinionAttorney General OSHA=Occup.Safety &Health Act P=Permanent PC=PenalCode R=Revised,Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United States Code Page 9 -------~~~.~~.--~~~-._------------ Otay Water District -Records Retention Schedule (FY2010) No.Record Series Record Series Description Authority Retention (Yrs) Title Legal IOWD 110 Water Records relating to Water Conservation programs and the Water Conservation Garden JPA.WC §50942;GC §60201;GC CL+2 CL+2 Conservation §12236 111 Work Orders Records relating to the initiation,costs/labor and completion ofwork assignments.Records WC §50942;GC §60201;GC CY+2 CY+2 maintained in IMS.§12236 112 Workers'Records relating to workers'compensation.Records include checks,injuries,litigated and WC §50942;GC §60201;GC P P Compensation non-litigated cases,and ergonomic records ofwork site inspections/recommendations.§12236;8 CCR §15400.2; Files (Maintained in HR.)Includes 300,300A and 301.Cal.Labor Code §110,et seq. *After completion ofAudit;4 years for state funds/7 years for federal funds or until audited whichever is first **CY+2 Ifnot filed with case or project Event Codes: A=Audit ACT=Active B&P=Business &Profes Code C/CL=Closed CCP=Code ofCiv.Proc. CCR=Code of Cal.Reg. CEQA=Cal Env QualityAct CFR=Code FedRegulations CY=CalendarYear GC=Cal Goc Code GICO=Gen lnd Safety Orders H&S=Health &Safety Code IND=lndefinite L=Life ofFacility LC=Labor Code Cal OMB=Office Mgmt &Budget OPS=OpinionAttorneyGeneral OSHA=Occup.Safety&Health Act P=Permanent PC=PenalCode R=Revised,Cancelled,Obsolete S=Sale SU=Supercede T=Termination,Death USC=United States Code Page 10 ATTACHMENT B-ll.b OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised RECORDS POLICY AND PROCEDURES -05-B 2/3/10 ACCESSIBILITY Purpose To set forth the procedures that will facilitate the process for responding to requests under the California Public Records Act ("CPRA") Policy The CPRA permits local agencies to adopt regulations stating the procedures to be followed when making their records available to the public.The Otay Water District's Board of Directors desires to set forth the procedures by which such records will be made available to the public.The Board is mindful of the constitutional right of privacy accorded to individuals and it is the intent of the Board to promulgate a policy that strikes an appropriate balance between the objectives of open government and the individual's right of privacy. Procedures Records Available for Inspection and Copying Except for records exempt from disclosure by express provisions of law,records available for inspection and copying include any writing containing information relating to the conduct of the public's business that is prepared,owned,used,or retained by the District,regardless of the physical form and characteristics.The records do not have to be written but may be in another format that contains information such as computer tape or disc or video or audio recording. "Writing"includes any handwriting,typewriting,printing, photographing,and every other means of recording upon any form of communication or representation such as letters,words, pictures,sounds,or symbols,as well as all papers,maps, magnetic or paper tapes,photographic films and prints,and electronic mail. Making a Request for Records I' t I~.. Ii I r There is Requests person, no specific form that must be used to request records. may be made orally or in writing and may be delivered in through the mail,via e-mail or via facsimile.The Page 1 of6 OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised RECORDS POLICY AND PROCEDURES -05-B 2/3/10 ACCESSIBILITY request must contain a reasonable description of the desired records.When an oral request is received,the District may request that the public records request be confirmed in writing. The District may also follow-up verbally or in writing to clarify or eliminate any confusion concerning a request.Requests must be submitted to the District Secretary. Locating and Identifying Records Public records are open to inspection at all times during regular District business hours.The District Secretary shall be responsible for responding to records requests and coordinating with the various departments within the District to compile documents and information responsive to such requests. If a request for records seeks the production of records or documents that are not in existence at the time the request is made,the District is not obligated to create a document in order to respond to the request. Form of Records Provided Records will be made available in their original form or by a true and correct copy.Audio,photographic and computer data,or any other such records,shall be exact replicas unless the District determines it is impracticable to provide exact replicas.Any reasonably segregable portion of a record shall be provided to the public after deletion of portions that are deemed exempt from disclosure. Common Exemptions Certain categories of documents are generally not subject to disclosure.These include,but are not limited to:(1) preliminary drafts of certain documents that are not retained by the District in the ordinary course of business;(2)records related to pending litigation;(3)attorney-client communications; (4)personnel records,medical information,or other similar records the disclosure of which would constitute an unwarranted invasion of personal privacy;(5)corporate financial and Page 2 of 6 OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised RECORDS POLICY AND PROCEDURES -05-B 2/3/10 ACCESSIBILITY proprietary information,including trade secrets;and (6)records protected by State or Federal law. Time for Response Upon receipt of a request for records,the District shall make the records promptly available to the requestor.When a copy of a record is requested,the District shall determine within ten (10)calendar days whether to comply with the request,and shall promptly inform the requestor of the District's decision and reasons therefor. In unusual circumstances,as defined in the CPRA,the initial ten (10)calendar day period to make a determination may be extended for up to an additional fourteen (14)calendar days.If so,the District will inform the requestor of the extension,in writing, within the initial ten (10)day period,setting forth the reasons for the extension,along with the estimated date of the District's further response. !I' flI'( If a written request for information is denied in part,the denial shall be in writing and shall reasons for denial of access to the subject records. Fees and Charges whole or in contain the The District charges for the direct costs of duplicating records (in paper,CDs,audio cassettes,tape or other appropriate medium)and for the direct cost of postage and other delivery methods as set forth on Appendix A to the District's Code of Ordinance. Requestors of electronic records shall pay for production costs, including the cost to construct the record and the cost of programming and computer services necessary to produce the copy if response to the request requires the immediate production of a record that is otherwise only produced at regularly scheduled intervals,or if data compilation,extraction,or programming is required to produce the requested record.However,the District will not charge for access to electronic data that is accessible in its existing form (including PDF copies of agenda items that Page 3 of 6 available on the staff to locate, to the District. form previously made that does not require or to incur other costs Responding to Requests for Particular Documents are provided in the District's website)and identify or extract data OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised RECORDS POLICY AND PROCEDURES -05-B 2/3/10 ACCESSIBILITY The following procedures shall apply when responding to requests for these particular categories of documents: Disclosure of Litigation Materials 1.When litigation in which the District is adjudicated or otherwise settled,records between the District and the adverse party shall be subj ect to disclosure including the any settlement agreement between the parties. a party is finally of communications in the litigation text and terms of 2.Such disclosure shall not apply to records otherwise privileged under federal or state law, attorney-client communications,or to records sealed by or where disclosure is otherwise limited by the court. that are such as the court Disclosure of Information Relating to Contracts, Proposals Bids and 1.Records of contractors'bids shall be available for inspection immediately following the opening of bids. 2.Responses to Requests for Proposals,Qualifications or Quotations and similar submittals shall be regarded as public records and are available for inspection after District staff's recommendation has been made public,unless there are elements in the proposal which are defined by the proposer as business or trade secrets and plainly marked as "Confidential,"Trade Secret,"or "Proprietary."Although trade secret information may be exempt from disclosure,the District typically is not in a position to establish whether the information that a proposer has submitted is a trade secret.If a request is made for information marked "Confidential,""Trade Secret,"or "Proprietary",the District will provide the proposer who submitted the information Page 4 of 6 GTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised RECORDS POLICY AND PROCEDURES -05-B 2/3/10 ACCESSIBILITY with reasonable from disclosure jurisdiction. notice to allow the proposer to seek protection by a court or government agency of competent 3.When an individual/firm contract /information including submitted to the District during all proposers will be subject exempt. Budgetary Information or organization is awarded a financial information which was the bid or proposal process from to disclosure unless otherwise Budgetary which are budgetary record is information including bills or records of payments / submitted to the District/s Board or other body having authority /shall be subj ect to disclosure unless the confidential or privileged under State or Federal law. Personal Information Requests for records and documents containing personal information such as social security numbers/horne addresses/horne telephone numbers/financial matters/and medical or employment history/should be reviewed on a case by case with the District/s General Counsel.The District may respond to requests for personal information in one or more of the following ways: 1.delete or redact those portions of the records that include personal information and make the remaining portion of the record available for inspection if the remaining portion of the record is not otherwise exempt from disclosurej 2.notify the party whose personal information is being sought and provide the party with the opportunity to initiate legal proceedings or other appropriate process to prevent the release of such informationj 3.seek a judicial determination as to whether or not the requested personal information should be disclosedj or Page 5 of 6 OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised RECORDS POLICY AND PROCEDURES -05-B 2/3/10 ACCESSIBILITY Electronic Mail E-mail shall be treated the same as other written documents.If the e-mail iskeptintheordinarycourseofbusiness.itis a public record unless it falls within some exception to disclosure under the CPRA. Information regarding complaints shall be made available. However,specific information about complainants shall be redacted from any record furnished if necessary in order to protect the privacy rights and safety of individuals making complaints and to protect an individual's right to petition government for redress of grievances. allowed or Complaints and Complaint Information 4.disclose the information where permitted, compelled to do so. Page 6 of6 AGENDA ITEM ad February 3,2010 DIV.NO. TYPE MEETING: SUBMITTED BY: APPROVED BY: (Chief) APPROVED BY: (Ass!.8M): SUBJECT: STAFF REPORT Regular Board l J ,'}MEETING DATE: Kelli Williams0r:VV W.O.lG.F.NO: Human Resources Manager ~ Rom Sarno,Chief,Administrative ~erv~'~~'f"" German ~ez,Assistant General Manage~:Finance andAdmin~on Adopt Resolution #4152 to Revise the American with Disabilities Act and the Fair Employment and Housing Act (ADA/FEHA)Disability Board Policy #48 All GENERAL MANAGER'S RECOMMENDATION: That the Board adopt Resolution #4152 to revise the ADA/FEHA Disability Board Policy #48. COMMITTEE ACTION: See Attachment "AU. PURPOSE: To request the Board approve revisions to a Board Policy. ANALYSIS: From time to time,District Policies and Procedures are reviewed and revised if necessary.After a review of the ADA/FEHA policy, District staff and General Counsel are recommending minor revisions deemed appropriate at this time.This policy was also reviewed with the Employees'Association.The Association has agreed to the policy as presented.Revisions are shown in the attached strikethrough/underlined version of the policy.(Attachment B) The District will receive credits towards the District's Workers'Compensation premium from the Special District's Risk Management Authority (SDRMA)for having an ADA/FEHA Policy and for having reviewed it on a bi-annual basis.The District participates in the SDRMA's Credit Incentive Program (CIP)for both the Workers'Compensation and Property and Liability Insurance Programs- Resolution #4152 (Attachment C) It is requested that the Board of Directors adopt Resolution #4152 in support of the proposed revisions to Board Policy #48 FISCAL IMPACT: None. STRATEGIC GOAL: Optimize the District's Operating Efficiency. LEGAL IMPACT: Attachment A -Committee Action Attachment B -ADA/FEHA Disability Board Policy #48 Attachment C -Resolution #4152 2 ATTACHMENT A Adv~L Resolution #4152 to Revise the American with sabilities Act and the Fair Employment and Housing Act SUBJECTIPROJECT:(ADA/FEHA)Disability Board Policy #48 COMMITTEE ACTION: The Finance/Administration and Communications Committee reviewed this item at a meeting held on January 19,2010 and the following comments were made: •From time to time,District Policies and Procedures are reviewed and,if necessary,revised.Staff reviewed the ADA/FEHA policy and is proposing minor revisions recommended by General Counsel. •The District also receives credits toward its Workers' Compensation premium from the Special District's Risk Management Authority (SDRMA)for having an ADA/FEHA Policy and reviewing it on a bi-annual basis.The District participates in SDRMA's Credit Incentive Program for both Workers'Compensation and Property and Liability Insurance Programs and has received credit to its premiums from SDRMA in previous years. •The proposed changes are not significant and are mainly language clean up. •Human Resources reviewed these policy updates with the Employee Association and they were supportive of the updates. Following the discussion,the committee supported staffs' recommendation and presentation on the consent calendar. ATTACHMENT B OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised ADA/FEHA Disability Policy 48 05/03/06 02/03/10 PURPOSE To provide policies to encourage a bias free environment for disabled employees or for disabled persons who seek employment with the Otay Water District (District) STATEMENT OF POLICY It is the policy of the District not to discriminate on the basis of disability for employment or the provision of services.It is the intent of the District to provide disabled employees a bias free work environment.The District will provide reasonable accommodation in compliance with the Americans with Disabilities Act (ADA)and the Fair Employment and Housing Act (FEHA),including prompt and equitable resolution of complaints alleging discrimination on the basis of a disability. POLICY General Provisions The District has a commitment to ensure equal opportunities for disabled District employees.Every reasonable effort will be made to provide an accessible work environment.The District will not discriminate against disabled employees or applicants in its employment practices (e.g.hiring,training,testing,transfer,promotion, compensation,benefits,termination). Interactive Process The District will engage in the interactive process,as defined by the ADA and the FEHA,to determine whether an applicant or employee is able to perform his/her essential functions..As part of the interactive process,the District may invite the employee or applicant and,if necessary,the employee or applicant's health care provider,to meet. The employee may choose to have a third party present for support as an observer.However,this person may not act as a representative or attempt to negotiate on behalf of the employee.During the interactive process the District will examine possible reasonable accommodations that would allow the employee or applicant to continue to perform the essential functions in his/her position or,if appropriate,be otherwise employed by the District. I I Complaints Any District employee who believes that he/she have been against because of a physical or mental disability discriminated may file a Page 1 of 2 GTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised ADA/FEHA Disability Policy 48 05/03/06 02/03/10 discrimination complaint pursuant to the District's Policy 47,entitled "Policy Against Discrimination and Harassment and Complaint Procedure". Any applicant who believes that he/she have been discriminated against because of a physical or mental disability may file a discrimination complaint by writing a formal letter to the District's Human Resources Manager. Page 2 of 2 aTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised ADA/FEHA Disability Policy 48 05/03/06 02/03/10 PURPOSE To provide policies to encourage a bias free environment for disabled employees or for disabled persons who seek employment with the Otay Water District (the "District~). STATEMENT OF POLICY It is the policy of the District not to discriminate on the basis of disability for employment or the provision of services.It is the intent of the District to provide disabled employees a bias free work environment.The District will provide reasonable accommodation in compliance with the Americans with Disabilities Act (~ADA~)and the Fair Employment and Housing Act (~FEHA~),including prompt and equitable resolution of complaints alleging discrimination on the basis of a disability. POLICY General Provisions The District has a commitment to ensure equal opportunities for disabled District employees.Every reasonable effort will be made to provide an accessible work environment.The District will not discriminate against disabled employees or applicants in its employment practices (e.g.hiring,training,testing,transfer,promotion, compensation,benefits,termination). Interactive Process The District will engage in the interactive process,as defined by the ADA and the FEHA,to determine whether an applicant or employee is able to perform his/her essential functions.If the employee or applicant cannot perform the essential functions of his/her position,the District \>'ill examine possible reasonable accommodations that ',>'ill make it possible for the employee or applicant to so perform.Such interactive process will include a meeting with the employee or applicant,the District,and,if necessary,the employee or applicant's health care provider.As part of the interactive process,the District may invite the employee or applicant and,if necessary,the employee or applicant's health care provider,to meet.The employee may choose to have a third party present for support as an observer.However,this person may not act as a representative or attempt to negotiate on behalf of the employee.During the interactive process the District will examine possible reasonable accommodations that would allow the employee or applicant to continue to perform the essential functions in his/her position or,if appropriate,be otherwise employed by the District Page 1 of 2~ OTAY WATER DISTRICT BOARD OF DIRECTORS POLICY Subject Policy Date Date Number Adopted Revised ADA/FEHA Disability Policy 48 05/03/06 02/03/10 Reasonable accommodation can include,but is not limited to job restructuring,reassignment to a vacant position for which the employee is qualified,and making facilities accessible. Complaints Any District employee who believes that he/she have been disoriminated against because of a physical or mental disability may file a discrimination complaint pursuant to the District's Policy 47,entitled "Policy Against --Discrimination and Harassment and Complaint Procedure". Any applicant who believes that he/she have been discriminated against because of a physical or mental disability may file a discrimination complaint by writing a formal letter to the District's Human Resources Manager Page 2 of 2~ ATTACHMENT C RESOLUTION NO.4152 RESOLUTION OF THE BOARD OF DIRECTORS OF THE OTAY WATER DISTRICT TO REVISE POLICY 48 CONCERNING ADA/FEHA DISABILITY POLICY WHEREAS,the Board of Directors of Otay Water District wishes to clearly communicate the District's position not to discriminate on the basis of disability for employment or the provision of services,as defined by the ADA and FEHA;and WHEREAS,the District desires to provide for a work environment free of bias for disabled employees or for disabled persons who seek employment with the District;and WHEREAS,it is the policy of the District to provide a clear policy on the interactive process,as defined by the ADA and FEHA,to ensure equal opportunities for employees and applicants regarding the District's employment practices;and NOW,THEREFORE,BE IT RESOLVED that the Board of Directors of the Otay Water District revise Policy 48,uADA/FEHA Disability Policy,"in the form presented to the Board at this meeting;and BEING FURTHER RESOLVED that the Board directs the staff of the District to comply with the provisions of revised Policy 48 uADA/FEHA Disability Policy". PASSED,APPROVED AND ADOPTED by the Board of Directors of the Otay Water District at a regular meeting held this 3rd of February,2010. President ATTEST: Secretary I·:,.': Ii I Resolution #4152 (Attachment C) It is requested that the Board of Directors adopt Resolution #4152 in support of the proposed revisions to Board Policy #48 FISCAL IMPACT: None. STRATEGIC GOAL: Optimize the District's Operating Efficiency LEGAL IMPACT: Attachment A -Committee Action Attachment B -ADA/FEHA Disability Board Policy #48 Attachment C -Resolution #4152 2 AGENDA ITEM Be STAFF REPORT AllDIV.NO. February 3,2010MEETINGDATE: W.O.lG.F.NO:Frank Anderson,Utility Services ManagerfA, Pedro Porras,AI Chief,Water Operations ~ Manny Magafia~~ Assistant General M~ger,Engineering &Operations PURCHASE OF HALF-TON PICKUP TRUCKSSUBJECT: APPROVED BY: (Asst.GM): APPROVED BY: (Chief) TYPE MEETING:Regular Board SUBMITTED BY: GENERAL MANAGER'S RECOMMENDATION: That the Board authorize the General Manager to issue a purchase order to Villa Ford,2550 N.Tustin,Orange,CA 92865 in the amount of $62,349.60,for the purchase of three (3)F-150 pickup trucks. COMMITTEE ACTION: Please see Attachment "A" PURPOSE: To provide bid results and obtain authorization to purchase three (3)half-ton two-wheel-drive pickup trucks identified within the FY 2010 Capital Purchase Budget. ANALYSIS: Included in the approved FY 2010 budget are three (3)F-150 pickup trucks There is one (1)replacement for a Water System Operator vehicle that is near 100,000 miles.This replacement is a downsize from the existing F-250 vehicles they currently drive.Due to the District's service area changing from more rural to urbanized, the F-150 pickups will provide the needed vehicle support with reduced fuel consumption. There is one (1)replacement of an F-150 being purchased for the survey staff.This vehicle replaces a larger utility van that is nearing the end of its service life.The pickup replacement for the survey staff will be more efficient with fuel economy while still accommodating the equipment needs of their field tasks. There is one (1)new F-150 pickup that will be added to the fleet that is needed to support water operations activity.This will allow each water system operator to be assigned a specific vehicle for their tasks.The cost for this pickup was offset by the elimination of the purchase of a small vehicle due to the utilization of an existing vehicle that became available by means of contracting out a prior position with a vehicle that was recently vacated. As vehicles are replaced,they are incorporated into the District's five-year,60,000 mile replacement program designed to reduce the fleet fuel,maintenance,and operating costs. In accordance with District policy,bids were solicited for the three (3)half-ton pickup trucks.Of the 33 Southern California dealerships solicited,nine (9)bids were received.Prices received include all applicable fees and taxes. Kearny Pearson Ford,San Diego,CA El Cajon Ford,El Cajon, CA Carmenita Truck Center, Santa Fe Springs,CA Raceway Ford,Riverside, CA Gosh Auto Group,Hemet, CA City Chevrolet,San Diego,CA Mossy Toyota,San Diego, CA Toyota Carlsbad, Carlsbad,CA Ford F-150 Pickup Ford F-150 Pickup Ford F-150 Pickup Ford F-150 Pickup Ford F-150 Pickup Chevy Silverado 1500 Pickup Toyota Tundra Toyota Tundra $21,757.67 ea. $22,278.09 ea. $22,274.06 ea. $22,558.06 ea. $22,489.62 ea. $23,249.00 ea. $22,118.40 ea. $27,322.00 ea. An evaluation for total five-year/60,00a mile cost-of-ownership, including expected return on sale and gas consumption,was conducted and based on Villa Ford's bid price and the average MPG of the vehicle,the F-150 provides the lowest cost of ownership. ~_....;::?"- FISCAL IMPACT.//~ The budgeted amount~e identified vehicles and vehicles purchased prior to this request is $121 /000.Actual cost was $108 /416.20 1 which is a budget savings of $12 1 583.80. Anticipated expenditures will not exceed budgeted vehicle replacement funds. STRATEGIC GOAL: 3.1.1.9:Operate the system to meet demand 24/7. 3.1.1.10:Meet all of the health-related water standards. LEGAL IMPACT: None Attachment UA"I Committee Action ATTACHMENT A SUBJECTIPROJECT:Purchase of FY 10 Vehicles COMMITTEE ACTION: The Finance/Administration and Communications Committee reviewed this item at a meeting held on January 19,2010 and the following comments were made: •Staff is recommending that the board authorize the purchase of three (3)F-150 pickup trucks from Villa Ford (Orange,CAl in the amount of $62,349.60. •The three vehicles will be utilized as follows: Replace an existing Water Systems Operator F-250 pickup truck that is nearing 100,000 miles.Staff is proposing that the truck be downsized to a F-150 as the District's service area has changed from a more rural area to an urbanized area.The F-150 will be sufficient to meet the needs of the District and would provide more fuel efficiency. Replace a utility van used by the survey staff that is nearing the end of its service life.The F-150 pickup will provide fuel efficency and would still accomdate the equipment needs of the survey staff. The third F-150 will be added to the fleet to support water operations activities.With the addition of this vehicle,it will allow each water system staff member to be assigned a vehicle for their work tasks.The cost of the additional F-150 was offset by the elimination of the need to purchase a small vehicle as an existing vehicle became available when a position,recently vacated,was contracted out . •The new vehicles will be integrated into the District's five- year/60,000 mile replacement program designed to reduce the fleet fuel,maintenance and operating costs.District fleet vehicles are evaluated for replacement at the end of their warranty period while their residual value is high.Fleet vehicles are also replaced with smaller,fuel efficient vehicles when possible . •An evaluation for total five-year/60,OOO mile cost-of- ownership,including expected return on sale and gas consumption,was conducted and based on Villa Ford's bid price and the average MPG of the vehicles,the F-150 provides the lowest cost of ownership.The committee inquired if the residual value of the F-150 was looked at with regard to cost of ownership.Staff indicated that the residual value is part of the analysis for cost of ownership and in this particular instance,the F-150 provided the lowest cost of ownership. Following the discussion,the committee supported staffs' recommendation and presentation on the consent calendar. AGENDA ITEM af TYPE MEETING:Regular Board SUBMITTED BY:Mark Watton,General Manager MEETING DATE: W.O.lG.F.NO: February 3,2010 DIV.NO. That the Board waive all deferred availability charges and interest on the Subject Property (defined below)and authorize the release of the Subject Property from the Deferral Agreement (defined below),subject to the condition that the Subject Property be acquired by and transferred to the United States Fish and Wildlife Service (the "USFWS")to be used as a wildlife habitat and for resource protection and recreational purposes. RECOMMENDATION: SUBJECT:Amendment to and Partial Termination of Preventing Water and/or Sewer Use;Waiver Charges and Interest Existing Agreement of Certain Related BACKGROUND: The District collects water and sewer availability charges to defray capital costs and maintenance and operating expenses of the water and/or sewer systems.Under current law,the availabiltiy charges may only be collected from parcels that derive a special benefit from the availability ofthe water and sewer systems.If the parcel is anticipated never to be in a position to use water or sewer services, then it is unlikely that the parcel derives a benefit from having the service available. In August of 2003,the District entered into an Agreement Preventing Water and/or Sewer Use and Providing for Deferral of Certain Water and/or Sewer Availability Standby Charges (the "Deferral Agreement")with The Environmental Tmst (the "Tmst"),in connection with certain property consisting of approximately 310 acres (the "Deferred Charges Property")identified therein. The Deferral Agreement was recorded in the official records of the County of San Diego on August 28, 2003,as Document No.2003-1053825, and for unknown reasons,it was recorded again on December 5,2003,as Document No.2003-1445051.The Deferral Agreement covers a 10-year period and provides that ifit is earlier terminated at the request ofthe property owner,the owner will pay certain specified availability charges and interest. Recently,the Tmst requested that the Deferral Agreement be terminated and that all accumulated charges and interest be waived and forgiven.The District staff investigated the request and determined that the Tmst is in the process of dissolution due to bankruptcy.Further investigation revealed that a portion of the Deferred Charges Property,consisting of approximately 150 acres identified by APNs 580-040-01, 580-040-41,580-040-44 and 580-040-46 (collectively,the "Subject Property")is in the process of being acquired by and transferred to the USFWS to be managed for approved refuge purposes.A copy of the letter from the USFWS confirming the anticipated transfer is included as Attachment B,for reference purposes.The USFWS is also acquiring four other parcels from the Tmst,but those are not covered by the Deferral Agreement. The Tmst represents that USFWS must have clean title to the Subject Property in order to proceed with its plans and that the Subject Property is not expected to ever be in the position to make use or require water or sewer services from the District.The letter from the USFWS confirms that the service does not anticipate developing or selling the land following its designation as a refuge.The accumulated charges due upon early termination are estimated at $82,113.33,consisting of approximately $54,900.30 in deferred availability charges plus $27,213.03 in interest accmed through August 2013.A copy ofthis calculation is included as Attachment C for reference. The Deferral Agreement covers several other parcels not being transferred to the USFWS.As to those parcels,the District staff recommends that the Tmst's request for termination of the Deferral Agreement and waiver of all associated charges and interest be denied.At this time,it has not been determined what will be the disposition of those parcels upon dissolution of the Tmst and,as long as there is a possibility that the parcels will be developed,the District staff believes that it is in the best interest of the District to keep the Deferral Agreement in place as to those parcels. The District staff recommends that the Board authorize the District to amend the Deferral Agreement and execute and deliver any other document,including a Quitclaim Deed,as necessary to release the Subject Property from the encumbrance of the Deferral Agreement and to waive,cancel and forgive any amounts that could have been due in connection therewith. FISCAL IMPACT: None.Although the District is waiving accumulated charges and interest associated with the early termination ofthe Deferral Agreement,the District did not anticipate that the Subject Property would ever be developed. LEGAL IMPACT: None at this time. COMMITTEE ACTION: See Attachment A. GllaJjJtttF Attachment A:Summary ofCommittee's Recommendation Attachment B:Correspondence dated December 4,2009 from the United States Department ofthe Interior,Fish and Wildlife Service Attachment C:Calculation of Amount Accumulated Under Deferral Agreement as to Subject Property 2 ATTACHMENT A Summary of Committee's Recommendation Amendment to and Partial Termination of Existing Agreement Preventing Water and/or Sewer Use;Waiver of Certain Related SUBJECTIPROJECT:Charges and Interest COMMITTEE ACTION: The Finance/Administration and Communications Committee this item at a meeting held on January 19,2010 following comments were made: reviewed and the •Staff is requesting that the board approve The Environmental Trust's request to waive all deferred availability charges and interest for four parcels of land that are subject to a Deferral Agreement they had entered into with the District in August 2003. •The District approves Deferral Agreements for parcels of land that are open space and do not utilize or expect to utilize water or sewer services from the District. •The parcels will be transferred to the United States Fish and Wildlife Services (USFWS)to be used as a wildlife habitat preserve.The USFWS requires that the property be clear of encumberances prior to it receiving title. •As the property will continue to be a wildlife habitat preserve and will be owned by the State,they will not be subject to taxes.Staff recommends that the board approve the Environmental Trust's request. Upon completion of the discussion,the committee supported staffs'recommendation and presentation on the consent calendar. ATTACHMENT B United States Department ofthe Interior FISH AND WILDLIFE SERVICE Nevada Realty Field Office 1000 Auction Road Fallon,Nevada 89406-2613 Telephone:(775)423-5128 Fax:(775)423-0416 IlLS..'IS.".,ILDUI'Il81RR"WF. ~~ December 4,2009 Susan Cruz District Secretary Otay Water District 2554 Sweetwater Springs Blvd. Spring Valley,CA 91978-2004 Re:Assessor's Parcel Nos.580-040-01,580-040-41,580-040-44,580-040-46, 580-020-23,585- 030-07,585-040-12,585-040-14 -The Environmental Trust Dear Ms.Cruz: This letter is to confirm that the U.S.Fish and Wildlife Service is acquiring a 260-acre tract near Mt.Miguel from The Environmental Trust (description attached).This land will become part of San Diego National Wildlife Refuge and will be managed for approved refuge purposes, including the conservation and recovery of endangered and threatened species. Once added to the refuge,it's extremely unlikely this land will ever be available for sale or development.Under the National Wildlife Refuge System Administration Act (16 USC 688dd- 688ee)the disposal ofrefuge lands is strictly regulated and occurrences are infrequent.Current refuge management plans do not anticipate construction ofany structures or iffiprovements that would require water service. Please let me know ifyou need any additional information about the future status gfthis tract. Thank you for working with TET on resolving our title issues. Rihhard Gnbes S*rvisory Realty Specialist Attachment TAKE PR)DE·i'E::=..~ INAMERICA~ 01-0248588 LEGAL DESCRIPTION The land referred to herein is situated in the State of California, County of SAN DIEGO,and is described as follows. PARCEL A: THAT PORTION OF THE NORTHEAST QUARTER OF THE SOUTHEAST QUARTER OF SECTION I,THAT PORTION OF THE SOUTHEAST QUARTER OF THE SOUTHWEST QUARTER OF SECTION I,THOSE PORTIONS OF LOTS I,2 AND 3 AND ALL OF LOT 4 OF SECTION I,THAT PORTION OF FRACTIONAL SECTION 2,THAT PORTION OF FRACTIONAL SECTION II,AND THAT PORTION OF THE NORTHWEST QUARTER OF SECTION 12,ALL LYING IN TOWNSHIP 17 SOUTH,RANGE 1 WEST,SAN BERNARDINO MERIDIAN,IN THE COUNTY OF SAN DIEGO,STATE OF CALIFORNIA,AS SHOWN ON THE RECORD OF SURVEY NO.8521 RECORDED IN THE OFFICE OF THE COUNTY RECORDER OF SAN DIEGO COUNTY BEING MORE PARTICULARLY DESCRIBED AS FOLLOWS: COMMENCING AT CORNER RJ3 OF RANCHO JAMACHA;THENCE SOUTH 66°05'00"WEST ALONG THE SOUTHEASTERLY LINE OF SAID RANCHO JAMACHA,1383.00 FEET TO THE TRUE POINT OF BEGINNING;THENCE SOUTH 1°00'27"WEST,347.10 FEET;THENCE NORTH 66°05'00"EAST, 299.65 FEET TO A POINT IN THE ARC OF A 500.00 FOOT RADIUS CURVE,THE CENTER OF WHICH BEARS SOUTH 56°56'33"WEST FROM SAID POINT;THENCE SOUTHEASTERLY ALONG THE ARC OF SAID CURVE 53.21 FEET THROUGH A CENTRAL ANGLE OF 6°05'52";THENCE TANGENT TO SAID CURVE SOUTH 26°57'35"EAST,220.57 FEET;THENCE LEAVING THE BOUNDARY OF SAID ROS 8521 SOUTH 40°12'40"WEST,1809.38 FEET;THENCE SOUTH 86°08'30"WEST,1989.20 FEET;THENCE SOUTH 0°25'26"EAST,2008.90 FEET;THENCE SOUTH 89°52'25"WEST, 4783.83 FEET TO THE MOST WESTERLY CORNER OF SAID ROS 8521; THENCE NORTH 35°21'05"EAST,1189.50 FEET;THENCE NORTH 66°05'00"EAST.7481.53 FEET TO THE TRUE POINT OF BEGINNING. EXCEPTING FROM SAID LOT 4 ALL COAL AND OTHER MINERALS AS RESERVED BY THE UNITED STATES OF AMERICA IN PATENT RECORDED MAY 24,1939 IN BOOK 987,PAGE 186 OF OFFICIAL RECORDS. PARCEL B: AN EASEMENT FOR ROAD PURPOSES OVER AND ACROSS THAT PORTION OF THAT CERTAIN 60.00 FOOT EASEMENT DESCRIBED IN GRANT OF EASEMENT AND AGREEMENT TO DEDICATE PROPERTY FOR ROAD RIGHT OF WAY, RECORDED APRIL 9,1970,RECORDER'S FILE NO.61520 OF OFFICIAL RECORDS,LYING WITHIN SECTION I,TOWNSHIP 17 SOUTH,RANGE 1 WEST,SAN BERNARDINO MERIDIAN,IN THE COUNTY OF SAN DIEGO, STATE OF CALIFORNIA,ACCORDING TO OFFICIAL PLAT THEREOF,AS SAID 60.00 FOOT EASEMENT IS MORE PARTICULARLY DESCRIBED AS -2- 01-0248588 FOLLOWS: A 60.00 FOOT EASEMENT FOR ROAD PURPOSES OVER AND ACROSS THE EXISTING TRAVELLED ROAD THROUGH THE EAST HALF OF FRACTIONAL SECTION I,TOWNSHIP 17 SOUTH,RANGE 1 WEST,SAN BERNARDINO MERIDIAN,LYING 30.00 FEET ON EACH SIDE OF THE 'FOLLOWING CENTER LINE: BEGINNING AT THE SOUTH QUARTER CORNER OF SAID FRACTIONAL SECTION 1;TOWNSHIP 17 SOUTH,RANGE 1 WEST,SAN BERNARDINO MERIDIAN;THENCE NORTH 82°27'31"EAST 1790.78 FEET ALONG THE SOUTH LINE OF SAID SECTION 1 TO THE TRUE POINT OF BEGINNING, SAID POINT BEING IN THE ARC OF A 150.00 FOOT RADIUS CURVE,THE CENTER OF WHICH BEARS SOUTH 66°08'33"EAST FROM SAID POINT; THENCE NORTHEASTERLY ALONG THE ARC OF SAID CURVE,70.31 FEET THROUGH A CENTRAL ANGLE OF 26°51'18";THENCE TANGENT TO SAID CURVE,NORTH 50°42'45"EAST,67.61 FEET TO A TANGENT 200.00 FOOT RADIUS CURVE,TO THE RIGHT;THENCE NORTHEASTERLY ALONG THE ARC OF SAID CURVE,146.58 FEET THROUGH A CENTRAL ANGLE OF 41°59'30";THENCE TANGENT TO SAID CURVE,SOUTH 87°17'45"EAST, 101.23 FEET TO A TANGENT 100.00 FOOT RADIUS CURVE,TO THE LEFT; THENCE NORTHEASTERLY ALONG THE ARC OF SAID CURVE,161.54 FEET THROUGH A CENTRAL ANGLE OF 92°33'15";THENCE TANGENT TO SAID CURVE,NORTH 00°09'00"EAST,824.56 FEET TO A TANGENT 50.00 FOOT RADIUS CURVE TO THE RIGHT;THENCE NORTHEASTERLY ALONG THE ARC OF SAID CURVE,63.36 FEET THROUGH A CENTRAL ANGLE OF 77°36'33"; THENCE TANGENT TO SAID CURVE NORTH 72°45'33"EAST,624.25 FEET TO A TANGENT 34.57 FOOT RADIUS CURVE TO THE LEFT;THENCE NORTHEASTERLY ALONG THE ARC OF SAID CURVE,57.82 FEET THROUGH A CENTRAL ANGLE OF 95°50'18"TO A TANGENT 200.00 FOOT RADIUS CURVE TO THE RIGHT;THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE,104.92 FEET THROUGH A CENTRAL ANGLE OF 30°03'30";THENCE TANGENT TO SAID CURVE,NORTH 06°58'45"EAST,73.39 FEET TO A TANGENT 250.00 FOOT RADIUS CURVE,TO THE LEFT;THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE,166:02 FEET THROUGH A CENTRAL ANGLE OF 38°03'00";THENCE TANGENT TO SAID CURVE, NORTH 3I004'15"WEST,186.80 FEET TO A TANGENT 400.00 FOOT RADIUS CURVE TO THE RIGHT;THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE,121.53 FEET THROUGH A CENTRAL ANGLE OF 17°24'30" TO A TANGENT 306.07 FOOT RADIUS CURVE TO THE LEFT;THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE,172.06 FEET THROUGH A CENTRAL ANGLE OF 32°12'35";THENCE TANGENT TO SAID CURVE, NORTH 45°52'20"WEST,108.94 FEET TO A TANGENT 300.00 FOOT RADIUS CURVE TO THE RIGHT;THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE,236.90 FEET THROUGH A CENTRAL ANGLE OF 45°14'40";THENCE TANGENT TO SAID CURVE,NORTH 00°37'40"WEST, 170.66 FEET TO A TANGENT 300.00 FOOT RADIUS CURVE TO THE LEFT; THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE,52.08 FEET THROUGH A CENTRAL ANGLE OF 99°27'45";THENCE TANGENT TO SAID CURVE,SOUTH 79°54'35"WEST,54.18 FEET TO A TANGENT 200.00 -3- 01-0248588 FOOT RADIUS CURVE,TO THE RIGHT;THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE,151.81 FEET THROUGH A CENTRAL ANGLE OF 43°29'25";THENCE TANGENT TO SAID CURVE,NORTH 56°36'00"WEST, 18.38 FEET TO A TANGENT 200.00 FOOT RADIUS CURVE TO THE RIGHT; THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE,103.79 FEET THROUGH A CENTRAL ANGLE OF 29°44'05";THENCE TANGENT TO SAID CURVE,NORTH 26°51'55"WEST,371.25 FEET TO A TANGENT 500.00 FOOT RADIUS CURVE TO THE LEFT;THENCE NORTHWESTERLY ALONG THE ARC OF SAID CURVE,52.39 FEET TO THE NORTHWESTERLY BOUNDARY OF SAID PARCEL MAP NO.6281.SAID 60.00 FOOT STRIP TO TERMINATE IN SAID NORTHWESTERLY BOUNDARY OF SAID PARCEL MAP NO.6281 AND IN THE SOUTHERLY LINE OF SAID SECTION 1. End of Legal Description -4- ENVIRONMENTAL TRUST SUMMARY TERMINATION OF DEFERRAL BY OWNER Deferred charges pius interest,compounded annually. ATTACHMENT C 580-040-01 580-040-46 580-040-41 580-040-44 08/28/2003-08/28/2013 08/28/2003-08/28/2013 08/28/2003-08/28/2013 08/28/2003-08/28/2013 $30,851.56 $4,258.20 $9,793.87 $37,209.70 $82,113.33 Page 1 12/8/2009 ENVIRONMENTAL TRUST Interest -Availability 10 yr agreement PARCEL #580-040-01 Termination by Owner Deferral Date ORIGINAL BALANCE DEFERRAL:ENVIRONMENTAL TRUST INC. PARCEL #580-040-01 52.89 ACRES @ $30 RATE 8/28/2003 $4,760.10 refund availability FYOO-01,01-02,02-03 $1,586.70 $6,346.80 03-04 9/1/2003 $1,586.70 $7,933.50 04-05 9/1/2004 $1,586.70 $9,520.20 05-06 9/1/2005 $1,586.70 $11,106.90 06-07 9/1/2006 $1,586.70 $12,693.60 07-08 9/1/2007 $1,586.70 $14,280.30 08-09 9/1/2008 $1,586.70 $15,867.00 09-10 9/1/2009 $4,760.10 $20,627.10 10-11/12-13 9/1/2010 Fed Funds +5% INTEREST RATES 8/28/2003 6/30/2004 8/11/2004 9/21/2004 11/11/2004 12/14/2004 212/2005 3/22/2005 5/312005 6/30/2005 8/9/2005 9/20/2005 11/1/2005 12/13/2005 1131/2006 3/28/2006 5/10/2006 6/29/2006 9/18/2007 10/31/2007 12/11/2007 1/22/2008 1/30/2008 3/18/2008 4/30/2008 10/8/2008 10/29/2008 12/16/2008 6.00% 6.25% 6.50% 6.75% 7.00% 7.25% 7.50% 7.75% 8.00% 8.25% 8.50% 8.75% 9.00% 9.25% 9.50% 9.75% 10.00% 10.25% 9.75% 9.50% 9.25% 8.50% 8.00% 7.25% 7.00% 6.50% 6.00% 5.25% Page 2 BEGINNING ENDOF OF INTEREST NUMBER INTEREST RATE OF DAYS TOTAL INTEREST FEES BALANCE 8/28/2003 8/31/2003 3 4,760.10 $2.35 $1,586.70 $6,349.15 9/1/2003 6/29/2004 298 6,349.15 $311.02 $6,660.17 6/30/2004 8/10/2004 40 6,660.17 $45.62 $6,705.79 8/11/2004 8/31/2004 20 6,705.79 $23.88 $1,586.70 $8,316.37 9/1/2004 9/20/2004 19 8,316.37 $28.14 $8,344.51 9/21/2004 11/10/2004 49 8,344.51 $75.61 $8,420.12 11/11/2004 12/13/2004 32 8,420.12 $51.67 $8,471.80 12/14/2004 2/1/2005 47 8,471.80 $79.09 $8,550.89 2/2/2005 3/21/2005 49 8,550.89 $86.09 $8,636.98 3/22/2005 5/2/2005 40 8,636.98 $73.36 $8,710.34 5/3/2005 6/29/2005 56 8,710.34 $106.91 $8,817.25 6/30/2005 8/8/2005 38 8,817.25 $75.73 $8,892.98 8/9/2005 8/31/2005 22 8,892.98 $45.56 $1,586.70 $10,525.24 9/1/2005 9/19/2005 18 10,525.24 $44.12 $10,569.36 9/20/2005 10/31/2005 41 10,569.36 $103.88 $10,673.24 11/1/2005 12/12/2005 41 10,673.24 $107.90 $10,781.15 12/13/2005 1/30/2006 47 10,781.15 $128.41 $10,909.56 1/31/2006 3/27/2006 57 10,909.56 $161.85 $11,071.41 3/28/2006 5/9/2006 41 11,071.41 $121.25 $11,192.66 5/10/2006 6/28/2006 48 11,192.66 $147.19 $11,339.86 6/29/2006 8/31/2006 62 11,339.86 $197.44 $1,586.70 $13,123.99 9/1/2006 8/31/2007 360 13,123.99 $1,326.78 $1,586.70 $16,037.48 9/1/2007 9/17/2007 16 16,037.48 $72.06 $16,109.53 9/18/2007 10/30/2007 42 16,109.53 $180.74 $16,290.27 10/31/2007 12/10/2007 40 16,290.27 $169.60 $16,459.87 12/11/2007 112112008 40 16,459.87 $166.85 $16,626.72 1/22/2008 1/29/2008 7 16,626.72 $27.10 $16,653.82 1/30/2008 3/17/2008 47 16,653.82 $171.56 $16,825.38 3/18/2008 4/29/2008 41 16,825.38 $137.02 $16,962.40 4/30/2008 8/31/2008 120 16,962.40 $390.37 $1,586.70 $18,939.47 9/1/2008 1017/2008 36 18,939.47 $130.76 $19,070.23 10/8/2008 10/28/2008 20 19,070.23 $67.92 $19,138.15 10/29/2008 12/15/2008 46 19,138.15 $144.72 $19,282.87 12/16/2008 813112009 255 19,282.87 $707.26 $1,586.70 $21,576.83 9/1/2009 12/8/2009 97 21,576.83 $301.04 $21,877.87 12/9/2009 8128/2013 1339 21,877.87 $4,213.59 $4,760.10 $30,851.56 $10,224.46 Page 3 12/8/2009 ENVIRONMENTAL TRUST Termination by Owner Interest -Availability 10 yr agreement PARCEL #580-040-46 DEFERRAL:ENVIRONMENTAL TRUST INC. PARCEL #580-040-46 7.3 ACRES @$30 RATE Deferral Date ORIGINAL BALANCE 8/28/2003 $ $219.00 $ $219.00 $ $219.00 $ $219.00 $ $219.00 $ $219.00 $ $219.00 $ $657.00 $ 657.00 refund availability FYOO-01,01-02,02-03 876.00 03-04 9/1/2003 1,095.00 04-05 9/1/2004 1,314.00 05-06 9/1/2005 1,533.00 06-07 911/2006 1,752.00 07-08 911/2007 1,971.00 08-09 9/1/2008 2,190.00 09-10 9/1/2009 2,847.00 10-11/12-13 9/1/2010 Fed Funds +5% INTEREST RATES 8/28/2003 6/30/2004 8/11/2004 9/21/2004 11/11/2004 12/14/2004 212/2005 3/22/2005 5/312005 6/3012005 8/912005 9/20/2005 11/1/2005 12/13/2005 113112006 3/28/2006 5/10/2006 6/29/2006 9/18/2007 10131/2007 1211112007 112212008 1/30/2008 3/18/2008 4/30/2008 10/8/2008 10/29/2008 12/16/2008 6.00% 6.25% 6.50% 6.75% 7.00% 7.25% 7.50% 7.75% 8.00% 8.25% 8.50% 8.75% 9.00% 9.25% 9.50% 9.75% 10.00% 10.25% 9.75% 9.50% 9.25% 8.50% 8.00% 7.25% 7.00% 6.50% 6.00% 5.25% Page 4 i I:fji..FJ[j ~j ;:;: BEGINNING ENDOF ;;;., OF INTEREST NUMBER·iiIi INTEREST RATE OF DAYS TOTAL INTEREST FEES BALANCE jl 8/28/2003 8/31/2003 3 657.00 $0.32 $219.00 $876.32 IiIi9/1/2003 6/29/2004 298 876.32 $42.93 $919.25 i 6/30/2004 8/10/2004 40 919.25 $6.30 $925.55 8/11/2004 8/31/2004 20 925.55 $3.30 $219.00 $1,147.84 , I9/1/2004 9/20/2004 19 1,147.84 $3.88 $1,151.73 II 9/21/2004 11/10/2004 49 1,151.73 $10.44 $1,162.16 Ii 11/11/2004 12/13/2004 32 1,162.16 $7.13 $1,169.30 12/14/2004 2/1/2005 47 1,169.30 $10.92 $1,180.21 ii 2/2/2005 3/21/2005 49 1,180.21 $11.88 $1,192.10 ~! !'3/22/2005 5/2/2005 40 1,192.10 $10.12 $1,202.22 f,I5/3/2005 6/29/2005 56 1,202.22 $14.76 $1,216.98 !'6/30/2005 8/8/2005 38 1,216.98 $10.45 $1,227.43 , 8/9/2005 8/31/2005 22 1,227.43 $6.29 $219.00 $1,452.72 l 9/1/2005 9/19/2005 18 1,452.72 $6.09 $1,458.81 ~'9/20/2005 10/31/2005 41 1,458.81 $14.34 $1,473.15 ;! 11/1/2005 12/12/2005 41 1,473.15 $14.89 $1,488.04 , 12/13/2005 1/30/2006 47 1,488.04 $17.72 $1,505.76 I1/31/2006 3/27/2006 57 1,505.76 $22.34 $1,528.10 i3/28/2006 5/9/2006 41 1,528.10 $16.74 $1,544.84 I5/10/2006 6/28/2006 48 1,544.84 $20.32 $1,565.15 6/29/2006 8/31/2006 62 1,565.15 $27.25 $219.00 $1,811.40 9/1/2006 8/31/2007 360 1,811.40 $183.13 $219.00 $2,213.53 I 9/1/2007 9/17/2007 16 2,213.53 $9.95 $2,223.48 I 9/18/2007 10/30/2007 42 2,223.48 $24.95 $2,248.42 \ 10/31/2007 12/10/2007 40 2,248.42 $23.41 $2,271.83 12/11/2007 1/21/2008 40 2,271.83 $23.03 $2,294.86 1/22/2008 1/29/2008 7 2,294.86 $3.74 $2,298.60 1/30/2008 3/17/2008 47 2,298.60 $23.68 $2,322.28 3/18/2008 4/29/2008 41 2,322.28 $18.91 $2,341.19 4/30/2008 8/31/2008 120 2,341.19 $53.88 $219.00 $2,614.07 9/1/2008 10/7/2008 36 2,614.07 $18.05 $2,632.12 10/8/2008 10/28/2008 20 2,632.12 $9.37 $2,641.49 10/29/2008 12/15/2008 46 2,641.49 $19.97 $2,661.47 12/16/2008 8/31/2009 255 2,661.47 $97.62 $219.00 $2,978.08 9/1/2009 12/8/2009 97 2,978.08 $41.55 $3,019.63 12/9/2009 8/28/2013 1339 3,019.63 $581.57 $657.00 $4,258.20 $1,411.20 Page 5 12/8/2009 ENVIRONMENTAL TRUST Interest -Availability 10 yr agreement PARCEL #580-040-41 Termination by Owner Deferral Date DEFERRAL:ENVIRONMENTAL TRUST INC. PARCEL #580-040-41 16.79 ACRES @$30 RATE 8/28/2003 ORIGINAL BALANCE $ $503.70 $ $503.70 $ $503.70 $ $503.70 $ $503.70 $ $503.70 $ $503.70 $ $1,511.10 $ 1,511.10 refund availability FYOO-01,01-02,02-03 2,014.80 03-04 9/1/2003 2,518.50 04-05 9/1/2004 3,022.20 05-06 9/1/2005 3,525.90 06-07 9/1/2006 4,029.60 07-08 9/1/2007 4,533.30 08-09 9/1/2008 5,037.00 09-10 9/1/2009 6,548.10 10-11/12-13 9/1/2010 Fed Funds +5% INTEREST RATES 8/28/2003 6/30/2004 8/11/2004 9/21/2004 11/11/2004 12/14/2004 212/2005 3/22/2005 5/312005 6/30/2005 8/912005 9/20/2005 11/1/2005 12/13/2005 113112006 3/28/2006 5/10/2006 6/29/2006 9/18/2007 10/31/2007 12/11/2007 112212008 1/30/2008 3/18/2008 4/30/2008 10/8/2008 10/29/2008 12/16/2008 6.00% 6.25% 6.50% 6.75% 7.00% 7.25% 7.50% 7.75% 8.00% 8.25% 8.50% 8.75% 9.00% 9.25% 9.50% 9.75% 10.00% 10.25% 9.75% 9.50% 9.25% 8.50% 8.00% 7.25% 7.00% 6.50% 6.00% 5.25% Page 6 BEGINNING END OF OF INTEREST NUMBER INTEREST RATE OF DAYS TOTAL INTEREST FEES BALANCE 8/28/2003 8/31/2003 3 1,511.10 $0.75 $503.70 $2,015.55 9/1/2003 6/29/2004 298 2,015.55 $98.73 $2,114.28 6/30/2004 8/10/2004 40 2,114.28 $14.48 $2,128.76 8/11/2004 8/31/2004 20 2,128.76 $7.58 $503.70 $2,640.04 9/1/2004 9/20/2004 19 2,640.04 $8.93 $2,648.98 9/21/2004 11/10/2004 49 2,648.98 $24.00 $2,672.98 11/11/2004 12/13/2004 32 2,672.98 $16.40 $2,689.38 12/14/2004 2/1/2005 47 2,689.38 $25.11 $2,714.49 2/2/2005 3/21/2005 49 2,714.49 $27.33 $2,741.82 3/22/2005 5/2/2005 40 2,741.82 $23.29 $2,765.11 5/3/2005 6/29/2005 56 2,765.11 $33.94 $2,799.05 6/30/2005 8/8/2005 38 2,799.05 $24.04 $2,823.09 8/9/2005 8/31/2005 22 2,823.09 $14.46 $503.70 $3,341.25 9/1/2005 9/19/2005 18 3,341.25 $14.01 $3,355.26 9/20/2005 10/31/2005 41 3,355.26 $32.98 $3,388.24 11/1/2005 12/12/2005 41 3,388.24 $34.25 $3,422.49 12/13/2005 1/30/2006 47 3,422.49 $40.77 $3,463.25 1/31/2006 3/27/2006 57 3,463.25 $51.38 $3,514.63 3/28/2006 5/9/2006 41 3,514.63 $38.49 $3,553.13 5/10/2006 6/28/2006 48 3,553.13 $46.73 $3,599.85 6/29/2006 8/31/2006 62 3,599.85 $62.68 $503.70 $4,166.23 9/1/2006 8/31/2007 360 4,166.23 $421.19 $503.70 $5,091.12 9/1/2007 9/17/2007 16 5,091.12 $22.88 $5,113.99 9/18/2007 10/30/2007 42 5,113.99 $57.37 $5,171.37 10/31/2007 12/10/2007 40 5,171.37 $53.84 $5,225.21 12/11/2007 1/21/2008 40 5,225.21 $52.97 $5,278.17 1/22/2008 1/29/2008 7 5,278.17 $8.60 $5,286.78 1/30/2008 3/17/2008 47 5,286.78 $54.46 $5,341.24 3/18/2008 4/29/2008 41 5,341.24 $43.50 $5,384.74 4/30/2008 8/31/2008 120 5,384.74 $123.92 $503.70 $6,012.36 9/1/2008 10/7/2008 36 6,012.36 $41.51 $6,053.87 10/8/2008 10/28/2008 20 6,053.87 $21.56 $6,075.43 10/29/2008 12/15/2008 46 6,075.43 $45.94 $6,121.37 12/16/2008 8/31/2009 255 6,121.37 $224.52 $503.70 $6,849.59 9/1/2009 12/8/2009 97 6,849.59 $95.57 $6,945.16 12/9/2009 8/28/2013 1339 6,945.16 $1,337.61 $1,511.10 $9,793.87 $3,245.77 Page 7 12/8/2009 ENVIRONMENTAL TRUST Interest -Availability10yr agreement PARCEL #580-040-44 Termination by Owner Deferral Date ORIGINAL BALANCE DEFERRAL:ENVIRONMENTAL TRUST INC. PARCEL #580-040-44 63.79 ACRES @$30 RATE 8/28/2003 $5,741.10 refund availability FYOO-01,01-02,02-03 $1,913.70 $7,654.80 03-04 9/1/2003 $1,913.70 $9,568.50 04-05 9/1/2004 $1,913.70 $11,482.20 05-06 9/1/2005 $1,913.70 $13,395.90 06-07 9/1/2006 $1,913.70 $15,309.60 07-08 9/1/2007 $1,913.70 $17,223.30 08-09 9/1/2008 $1,913.70 $19,137.00 09-10 9/1/2009 $5,741.10 $24,878.10 10-11/12-13 9/1/2010 Fed Funds +5% INTEREST RATES 8/28/2003 6/30/2004 8/11/2004 9/21/2004 11/11/2004 12/14/2004 212/2005 3/22/2005 5/312005 6/3012005 8/912005 9/2012005 11/1/2005 12/13/2005 1/3112006 3/28/2006 511012006 612912006 911812007 10/31/2007 12111/2007 1/2212008 113012008 311812008 413012008 10/812008 1012912008 12/16/2008 6.00% 6.25% 6.50% 6.75% 7.00% 7.25% 7.50% 7.75% 8.00% 8.25% 8.50% 8.75% 9.00% 9.25% 9.50% 9.75% 10.00% 10.25% 9.75% 9.50% 9.25% 8.50% 8.00% 7.25% 7.00% 6.50% 6.00% 5.25% Page 8 l 11I; j' BEGINNING ENDOF 11 OF INTEREST NUMBER INTEREST RATE OF DAYS TOTAL INTEREST FEES BALANCE 8/28/2003 8/31/2003 3 5,741.10 $2.83 $1,913.70 $7,657.63 9/1/2003 6/29/2004 298 7,657.63 $375.12 $8,032.75 6/30/2004 8/10/2004 40 8,032.75 $55.02 $8,087.77 8/11/2004 8/31/2004 20 8,087.77 $28.81 $1,913.70 $10,030.27 9/1/2004 9/20/2004 19 10,030.27 $33.94 $10,064.21 9/21/2004 11/10/2004 49 10,064.21 $91.20 $10,155.41 11/11/2004 12/13/2004 32 10,155.41 $62.32 $10,217.73 12/14/2004 2/1/2005 47 10,217.73 $95.39 $10,313.12 2/2/2005 3/21/2005 49 10,313.12 $103.84 $10,416.96 3/22/2005 5/212005 40 10,416.96 $88.47 $10,505.43 5/3/2005 6/29/2005 56 10,505.43 $128.94 $10,634.38 6/30/2005 8/812005 38 10,634.38 $91.34 $10,725.72 8/9/2005 8/31/2005 22 10,725.72 $54.95 $1,913.70 $12,694.37 9/1/2005 9/19/2005 18 12,694.37 $53.21 $12,747.58 9/20/2005 10/31/2005 41 12,747.58 $125.29 $12,872.87 11/1/2005 12/12/2005 41 12,872.87 $130.14 $13,003.01 12/13/2005 113012006 47 13,003.01 $154.88 $13,157.89 1/31/2006 3/27/2006 57 13,157.89 $195.21 $13,353.10 3/28/2006 5/912006 41 13,353.10 $146.24 $13,499.34 5/10/2006 6/28/2006 48 13,499.34 $177.53 $13,676.87 6/29/2006 8/31/2006 62 13,676.87 $238.13 $1,913.70 $15,828.69 9/1/2006 8/31/2007 360 15,828.69 $1,600.22 $1,913.70 $19,342.61 9/1/2007 9/17/2007 16 19,342.61 $86.91 $19,429.52 9/18/2007 10/30/2007 42 19,429.52 $217.98 $19,647.50 10/31/2007 12/10/2007 40 19,647.50 $204.55 $19,852.05 12/11/2007 112112008 40 19,852.05 $201.24 $20,053.29 1/22/2008 1/29/2008 7 20,053.29 $32.69 $20,085.98 1/30/2008 3/17/2008 47 20,085.98 $206.91 $20,292.89 3/18/2008 4/29/2008 41 20,292.89 $165.26 $20,458.15 4/30/2008 8/31/2008 120 20,458.15 $470.82 $1,913.70 $22,842.67 9/1/2008 10/7/2008 36 22,842.67 $157.71 $23,000.38 10/8/2008 10/28/2008 20 23,000.38 $81.92 $23,082.30 10/29/2008 12/15/2008 46 23,082.30 $174.54 $23,256.84 12/16/2008 8/3112009 255 23,256.84 $853.02 $1,913.70 $26,023.56 9/1/2009 1218/2009 97 26,023.56 $363.08 $26,386.64 12/9/2009 8128/2013 1339 26,386.64 $5,081.96 $5,741.10 $37,209.70 $12,331.60 Page 9 AGENDA ITEM 89 srAFF REPORT February 3,2010 AllDIV.NO. Regular Board.MEETING DATE: James CUdl~ce Manager W.O.lG.F.NO:Jose~~m,Chief Financial Officer G~rman~ez,Assistant General Manager,Administration and F:Lnance APPROVED BY: (Asst.GM): APPROVED BY: (Chief) TYPE MEETING: SUBMITTED BY: SUBJECT:Banking Services Review GENERAL MANAGER'S RECOMMENDATION: That the Committee approve staff's recommendation to continue the current level of banking services with Union Bank at this time.Staff will initiate a full industry Request For Proposals (RFP)for banking services as a part of their next banking review,in approximately 2 years. COMMITTEE ACTION: See Attachment A. BACKGROUND: On March 5,2008,staff completed a banking services review and presented it to the Board.At that time it was recommended that Union Bank continue to provide banking services for the District based on their competitive pricing,range of banking services, and overall highly satisfactory performance.The Board requested staff to provide a similar review on a recurring basis,considering the changing economy and business competition within the banking and financial industries.This report presents results of that current review of the District's banking services. ANALYSIS: CURRENT FEE COMPARISONS:Union Bank provided a detailed breakdown of the District's services and fees,with a comparison of the pricing for these services from three other municipal agencies that recently completed bidding for banking services: 1)City of Indio;2)Coachella Valley Water District;and 3) City of Elk Grove.Each of these agencies are either similar or larger and more complex than the District in terms of overall size,budget,operations,and range of banking services.Each of the agencies recently completed a full review of their banking services,to include detailed industry pricing proposals,resulting in a full range of comparative pricing for the District's review.The competing banks included Bank of America,US Bank,Wells Fargo,Pacific Western Bank,and FirstBank.An analysis of all services and fees on the District's current monthly billing statement showed that Otay's overall pricing was the most favorable.In addition,staff from each of the three municipal agencies contacted confirmed that their current fees were the lowest offered from all of the competing banks. While Union Bank's overall current pricing was more favorable than each of the competing banks,a few individual service items were identified where lower fees were available due to changes in web (internet)and image technologies.Union Bank has proposed to implement these fees immediately,providing the District with savings of approximately $900/month,or 7.76%. Additionally,Union Bank has made a commitment to maintain this pricing for 5 years,similar to their previous pricing commitment made in 2005. CURRENT STAFF SATISFACTION:Staff who deal with the bank on a repetitive basis were asked if they had any problems or issues with the bank,and if they were satisfied with current banking services.This included Customer Service,Payroll,Accounts Payable,and Investment personnel.Responses were positive. Problems tend to be infrequent,minor in scope,and the bank has been quick to respond to all issues.Staff is very happy with the financial services provided and the personnel contacts involved at Union Bank. NEW OR ADDITIONAL SERVICES AVAILABLE:Finance staff is active in keeping current and knowledgeable of financial industry services.Actions include:1)discussions with the District's outside auditors;2)membership in professional financial organizations (GFOA,CMTA,CSMFO,AICPA);3)attendance at financial seminars;4)discussions with peers in the surrounding water districts,other government agencies,and other business entities;and 5)keeping communications with other banks open and positive.Staff is unaware of any additional financial goods or services that are not already available from Union Bank. ADDITIONAL CONSIDERATIONS:Banking services are interwoven throughout many of the financial processes of the District and require significant effort to change.Any change creates a 2 FISCAL IMPACT: disruption for customers and vendors which should not be initiated without ample justification.It typically takes several months and hundreds of hours of staff time to change all banking services. Conclusions: Staff recommends continuing with Union Bank at this time . .-~-=j"Z:;?7 Projected savings of approximately $900/month,as well as a commitment from Union Bank to maintain the current detailed pricing for 5 years. STRATEGIC OUTLOOK: The District ensures its continued financial health through long-term financial planning and debt planning. LEGAL IMPACT: None. Attachments: A:Committee Action Form B:Inter-Agency Pricing Comparison 3 ATTACHMENT A SUBJECTIPROJECT:Banking Services Review COMMITTEE ACTION: The Finance/Administration and Communications Committee reviewed this item at a meeting held on January 19,2010 and the following comments were made: •In March 2008 staff completed a banking services review and presented findings to the board.At that time it was agreed that staff would complete a similar review on a periodic basis.Staff has completed another review and recommends that the District continue with its current banking vendor,Union Bank. •Staff compared the District's services and fees from Union Bank with three other municipal agencies who recently completed a bidding process for banking services;City of Indio,Coachella Valley Water District and City of Elk Grove.Due to the current emphasis for banks to show a profit because of the many bank failures, the comparison found that banks are not cutting fees. •Union Bank's fees continue to be competitive and the District has been happy with their services.They have also reduced prices on several of their fees which will save the District approximately $10,000 annually. •It was also noted that staff found some bill paying advantages through Union Bank.Customers may also pay their water bill at any Walmart around the country. Upon completion of the discussion,the committee supported staffs'recommendation and presentation to the full board on the consent calendar. Y:\Board\CurBdPkg\FINANCE\CommMtgBankingServRev020310.doc Attachment B Banking Services Review -All Items Otay Coachella Indio Elk Grove Item Volume Price Extended Price Extended Price Extended Price Extended Acount Analysis Acct Maintenance,3 5.00 15.00 5.00 15.00 5.00 15.00 5.00 15.00 Acount Recon Pos Pay 2 75.00 150.00 75.00 150.00 50.00 100.00 75.00 150.00 Check Paid 438 0.06 26.28 0.09 39.42 0.08 35.04 0.06 26.28 Outstanding Only 2 10.00 20.00 10.00 20.00 10.00 20.00 10.00 20.00 Recon Stop 1 8.00 8.00 5.00 5.00 1.00 1.00 8.00 8.00 Image CD 1.00 20.00 20.00 15.00 15.00 20.00 20.00 20.00 20.00 Image Checks 425 0.02 8.50 0.02 8.50 0.02 8.50 0.02 8.50 Express Mail 2 10.00 20.00 10.00 20.00 5.00 10.00 10.00 20.00 Web Pos Pay-E 1 0.20 0.20 0.20 0.20 0.20 0.20 0.20 0.20 Web Pos Pay-I 1 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0·50 Web Pos Pay-II 521 0.18 93.78 0.18 93.78 0.18 93.78 0.18 93.78 Bill Concentration BCS Base 1 75.00 75.00 125.00 125.00 125.00 125.00 75.00 75.00 Transmission 22 4.00 88.00 2.00 44.00 3.00 66.00 5.00 110.00 BCS Item 9,157 0.03 274.71 0.05 457.85 0.05 457.85 0.05 457.85 Armored Car Services 1 542.00 542.00 542.00 542.00 542.00 542.00 542.00 542.00 Business Checking Branch Deposit 17 2.00 34.00 1.00 17.00 2.00 34.00 2.00 34.00 Electronic Credit 100 0.12 12.00 0.12 12.00 0.12 12.00 0.05 5.00 Night Drop 8 2.00 16.00 2.00 16.00 2.00 16.00 2.00 16.00 Electronic Debit 10 0.12 1.20 0.12 1.20 0.12 1.20 0.05 0.50 Bank Stmt Web 2 2.00 4.00 2.00 4.00 2.50 5.00 2.00 4.00 FDIC Insurance 2,217.3 0.1013 224.61 0.1013 224.61 0.1013 224.61 0.1013 224.61 FDIC Insurance 1,661.6 0.015 24.92 0.015 24.92 0.015 24.92 0.015 24.92 Check Processing Uncoded 1 0.95 0.95 1.00 1.00 1.60 1.60 1.60 1.60 UB Checks-B 20 0.0755 1.51 0.0755 1.51 0.080 1.60 0.0755 1.51 Local Clr 93 0.078 7.25 0.078 7.25 0.080 7.44 0.078 7.25 Banking Services Review -All Items Otay Coachella Indio Elk Grove Item Volume Price Extended Price Extended Price Extended Price Extended Local Fed 160 0.087 13.92 0.087 13.92 0.090 14.40 0.087 13.92 Other Fed 22 0.12 2.64 0.12 2.64 0.13 2.86 0.12 2.64 UB Checks-S 2,044 0.02 40.88 0.04 87.89 0.04 87.89 0.02 40.88 Local Clr 5,621 0.03 168.63 0.05 269.81 0.05 269.81 0.04 196.74 Local Fed 10,346 0.03 310.38 0.06 589.72 0.06 620.76 0.04 362.11 Encoding 1,363 0.02 27.26 0.02 27.26 0.02 27.26 0.02 27.26 Other Fed 2,350 0.03 70.50 0.09 211.50 0.10 235.00 0.03 70.50 Canadian 1 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Debit Error 1 3.00 3.00 6.00 6.00 3.00 3.00 7.00 7.00 Credit Error 1 3.00 3.00 6.00 6.00 3.00 3.00 7.00 7.00 Clearpay Monthly Base 2 25.00 50.00 50.00 100.00 50.00 100.00 25.00 50.pO Credit Tra ns-l 100 0.00 0.00 0.04 4.00 0.10 10.00 0.03 3.00 Credit Trans-2 340 0.10 34.00 0.04 13.60 0.10 34.00 0.03 10.20 Debit Trans-l 100 0.00 0.00 0.04 4.00 0.10 10.00 0.03 3.00 Debit Trans-2 4,191 0.10 419.10 0.04 167.64 0.10 419.10 0.03 125.73 Returns 10 3.00 30.00 3.00 30.00 1.00 10.00 5.00 50.00 NOC/FAX 4 2.00 8.00 3.00 12.00 1.00 4.00 3.00 12.00 Batch Release 7 2.00 14.00 2.00 14.00 1.00 7.00 5.00 35.00 ACK Report 7 2.00 14.00 2.00 14.00 2.00 14.00 2.00 14.00 Cash Vault Currency Strap 2 0.95 1.90 1.40 2.80 1.40 2.80 0.95 1.90 Deposit 18 1.00 18.00 1.00 18.00 2.50 45.00 1.00 18.00 Currency Unstrap 58.8 0.90 52.92 1.40 82.32 0.75 44.10 0.90 52.92 Commercial Cust LAIF Redem 2 5.00 10.00 50.00 100.00 0.00 0.00 5.00 10.00 LAIF Invest 5 5.00 25.00 20.00 100.00 0.00 0.00 5.00 25.00 Electronic Tax Instatax 1 15.00 15.00 15.00 15.00 15.00 15.00 15.00 15.00 Info Reporting Web Prior Day 3 20.00 60.00 25.00 75.00 25.00 75.00 25.00 75.00 Banking Services Review -All Items Otay Coachella Indio Elk Grove Item Volume Price Extended Price Extended Price Extended Price Extended Web Bal/Sum 766 0.03 22.98 0.05 38.30 0.05 38.30 0.05 38.30 Web Trans 681 0.03 20.43 0.05 34.05 0.05 34.05 0.05 34.05 Business Int Chk Elec Credit 3 0.15 0.45 0.15 0.45 0.15 0.45 0.15 0.45 Elec Debit 1 0.15 0.15 0.15 0.15 0.15 0.15 0.15 0.15 Bank Stmt Web 1 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 FDIC Insurance 80.6 0.1013 8.16 0.1013 8.16 0.1013 8.16 0.1013 8.16 FDIC Insurance 10 0.015 0.15 0.015 0.15 0.015 0.15 0.015 0.15 Deposit Items Ret Regular 50 1.00 50.00 2.00 100.00 2.50 125.00 2.50 125.00 Chargeback 33 1.50 49.50 4.00 132.00 2.00 66.00 1.50 49.50 Office Cash Currency Furnished 0.467 1.20 0.56 1.20 0.56 1.20 0.56 1.20 0.56 Deposit Currency 100.92 1.40 141.29 1.40 141.29 1.40 141.29 1.40 141.29 Team Stop Pymts Web Stop Pymts 3 3.00 9.00 5.00 15.00 1.00 3.00 3.00 9.00 Wire Transfers Incoming Domest 1 4.00 4.00 5.00 5.00 4.00 4.00 2.00 2.00 Wholesale lockbox Item Processed 961 0.45 432.45 0.45 432.45 0.45 432.45 0.48 461.28 Account Maint 1 15.00 15.00 15.00 15.00 15.00 15.00 15.00 15.00 Data Entry 21,992 0.02 439.84 0.02 439.84 0.02 439.84 0.02 439.84 Stop List 1 150.00 150.00 150.00 150.00 150.00 150.00 150.00 150.00 Stop Item 961 0.05 48.05 0.05 48.05 0.05 48.05 0.05 48.05 Batch Preparation 48 1.25 60.00 1.25 60.00 1.25 60.00 1.25 60.00 Lockbox Deposit 48 1.45 69.60 1.45 69.60 1.45 69.60 1.60 76.80 CD-Rom 1 30.00 30.00 30.00 30.00 30.00 30.00 35.00 35.00 Check Image 961 0.05 48.05 0.05 48.05 0.05 48.05 0.05 48.05 Web Access 2 0.03 0.06 0.03 0.06 0.03 0.06 0.03 0.06 Wholetaillockbox Monthly Base 1 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 Banking Services Review -All Items Otay Coachella Indio Elk Grove Item Volume Price Extended Price Extended Price Extended Price Extended Items Processed 18,032 0.14 2,524.48 0.14 2524.48 0.15 2704.80 0.17 3065.44 OCR Scan 2,907 0.02 58.14 0.02 58.14 0.02 58.14 0.02 58.14 Data Entry 228 0.02 4.56 0.02 4.56 0.01 2.28 0.02 4.56 Non-Matched 2,579 0.35 902.65 0.35 902.65 0.20 515.80 0.35 902.65 Data Trans 1 75.00 75.00 75.00 75.00 100.00 100.00 100.00 100.00 Data Trans/Media 18,032 0.005 90.16 0.005 90.16 0.005 90.16 0.005 90.16 Facsimile 56 5.00 280.00 5.00 280.00 2.00 112.00 7.00 392.00 Stop List-Monthly 1 35.00 35.00 35.00 35.00 150.00 150.00 150.00 150.00 Stop List-per item 18,032 0.005 90.16 0.005 90.16 0.005 90.16 0.005 90.16 PO Box Rental 1 107.00 107.00 107.00 "107.00 107.00 107.00 107.00 107.00 Lockbox Deposit 19 0.95 18.05 0.95 18.05 1.60 30.40 1.00 19.00 Image Delivery 1 75.00 75.00 75.00 75.00 75.00 75.00 100.00 100.<;)0 CD-Rom 1 25.00 25.00 25.00 25.00 10.00 10.00 25.00 25.00 Check Image 18,032 0.04 721.28 0.04 721.28 0.05 901.60 0.03 540.96 CD Doc Image 19,714 0.04 788.56 0.04 788.56 0.05 985.70 0.03 591.42 Web Access 22 0.02 0.44 0.02 0.44 0.03 0.66 0.03 0.66 Elec Wire Tsfr Acct Transfer 3 2.00 6.00 2.00 6.00 2.00 6.00 2.00 6.00 Wire Transfer 1 20.00 20.00 25.00 25.00 25.00 25.00 25.00 25.00 Outgoing Wire 7 6.00 42.00 6.00 42.00 8.50 59.50 4.00 28.00 Internal Transfer 1 6.00 6.00 6.00 6.00 6.00 6.00 6.00 6.00 TOTAL:10,608.75 11,534.50 11,700.59 11,219.15 AGENDA ITEM 8h TYPE MEETING:Regular Board SUBMITTED BY:Mark Watton, General Manager APPROVED BY: EXECUTIVE SUMMARY MEETING DATE: W.O.lG.F.NO: February 3,2010 DIV.NO.N/A SUBJECT:Consideration to Approve the Proposed Bylaws and Articles of Association of the Council of Water Utilities GENERAL MANAGER'S RECOMMENDATION: That the Board approve the proposed Bylaws and Articles of Association of the Council of Water Utilities. COMMITTEE ACTION: Please see Attachment A. PURPOSE: To present the proposed Bylaws and Articles of Association for consideration by the Board of Directors. ANALYSIS: The Council of Water Utilities (COWU)and the Water Agencies Association San Diego Chapter (WAASDC)have been in discussions to merge their two organizations.As the purpose of the two organizations are very similar -to provide a forum for sharing information and promoting the interests of the water agencies or cities that provide water services in San Diego County on water related issues of local,state or national origin -it is felt that it would be beneficial to merge as it would allow collaboration on a larger scale.In addition,members would save the bi-annual membership fee to WAASDC. It has been agreed that the WAASDC would be merged into the COWU and meetings would still continue to be open to all public and private water agencies,cities that provide water services in San Diego County,and adjacent water agencies which would provide and receive benefit from membership in the COWU.The meetings would also continue to be held as a breakfast meeting once a month with one annual dinner. The WAASDC and COWU are requesting that its membership review and approve the attached proposed Bylaws and Articles of Association for the new organization.The newly formed COWU will become a 501(c)(6) entity.The District's legal counsel has reviewed the Bylaws and the Articles of Association and indicates that there are adequate. The COWU will be presenting the Bylaws and Articles of Association at their meeting in February 2010 for formal adoption by its members. FISCAL IMPACT: The District would save the bi-annual membership fee of $100 to the WAASDC. STRATEGIC GOAL: Participating would support the strategic goal of maintaining effective communications with other cities,special districts,State and Federal governments,community organizations and Mexico. LEGAL IMPACT: Attachments: Council of Water Utilities Proposed Bylaws Council of Water Utilities Proposed Articles of Association H:lDistSecIWINWORDISTAFRPTSIACWA-JPIA Concur2000.doc ATTACHMENT A Consideration to Approve the Proposed Bylaws and Articles SUBJECTIPROJECT:of Association of the Council of Water Utilities COMMITTEE ACTION: The Finance/Administration and Communications Committee reviewed this item at a meeting held on January 19,2010 and the following comments were made: •The Council of Water Utilities and the Water Agencies Association are in discussions to merge the two organizations as it is felt that the union of both organizations would better serve their members . •The merged organization will become a 501(c)(6)entity and the Bylaws and Articles of Association are being presented for its members for comment and approval. •The Council of Water Utilities will be presenting the Bylaws and Articles of Association at their meeting in February 2010 for formal adoption by its members. Upon completion of the discussion,the committee supported staffs' recommendation and presentation to the full board on the consent calendar. SB 481924 v4:011069.0001 BYLAWS A California N .nprofit Unincorporate TABLE OF CONTENTS SB481924 v4:011069.0001 BYLAWS OF COUNCIL OF WATER UTILITIES A California Nonprofit Unincorporated Association may at any time establish branch or ssociation is qualified to conduct its "E III LIMITATIONS action of the activities :c---------~ii''-------County, ay change the principal office from one the Principal Office shall transfer to .with each term ofoffice. Association is organized under the California Uni Laws.Thg'purpose of this Association is to engage in any lawful act or acti 'ncorporated association may be organized under such law.The principal purp or which Association is formed is to provide a forum for water agencies to be informed a share iq;,'prmation of importance to the water,recycled water,wastewater and related agencie .,,,"tnally,the Association is intended to provide annual training seminars for water agen ployees in areas of interest such as customer service or first line supervisors.Further,the ~ssociation shall hold at least one annual dinner for its members.This Association is organized exclusively for such purposes within the meaning of Section 501(c)(6) ofthe Internal Revenue Code of 1986,as amended from time to time.Notwithstanding any other provision ofthese Bylaws,this Association shall not,except to an insubstantial degree,carryon or engage in any activities or exercise any powers that are not in furtherance of the purposes of this Association,and the Association shall not carryon any other activities not permitted to be carried on by an organization exempt from Federal income tax under Section 501(c)(6)of the Internal Revenue Code of1986 (as amended). ARTICLE I NAME Section 2.02., subordinate offices activities. Section 2.01.Princi al0ffi and affairs ofthe Association is locate California.The Board of Directors (the' location to another.It is the intent of the ,/1(. the address ofthe agency ofwhomever is the pr The name of this unincorporated association ' "Association"). 1 kthomer draft 11182009 Section 3.02.Limitations. a.Prop~rty.The property,assets,profits and net income are dedicated to the purposes set forth in Section 3.01 above. ion of this Association, ligations and liabilities of distributed pro rata in ent members of the b.DissglUtion.Upon the winding up and after paying or adequately providing for the payment of the the Association,the remaining assets of this Associatio proportion to the money contributed by each member to Association. Section 4.01.ualificationsand Ri a.Classes and ualifications.This Ass .on shall have two classes of members,consisting of persons dedi to the purposes of thi iation,who meet other qualifications for membership,as the B determine shall besT gible for membership on approval of the membership application b and on timel)rpayment of such dues and fees as the Board may fix from time to ti J"ding the foregoing,the Association may refer to persons of certain nonvoting class@:~t er*s or entities associated with it as "members,"even thoug persons or entiti e not votl g members as set forth in Section 4.01.b.of these Byl such reference s,~l constitute anyone a member within the meaning of the Ca,Jj:orated Associaticj'aws unless that person or entity shall have qualified for c a v ership under Sect n 4.01.b.of these Bylaws.Unless the context requires otherwise;,.these Bylaws to "members"shall mean such voting members only.By resolution§sociation may grant some or all the rights of a member t s,as set forth e Bylaws,to any person or entity that does not have the right t uch person 0 .!,Y shall be a "member"within the meaning of the Cali ssociations s. (l)'i<ust Members.Public or Private water,wastewater,and cies,indti'jng cities in San Diego County or adjacent water agencies which ii",'!would provide a eceive '~"lmefit from such membership shall be eligible for Industry Membership,subject'ing other qualifications for membership as determined by the Board. (2)Associate Members.Persons or entities interested in the purposes of this Association but who are not public water,wastewater,or recycled water suppliers shall be eligible for Associate Membership,subject to satisfying other qualifications for membership as determined by the Board. b.Voting MelUbers.Only Industry Members shall be entitled to vote,as set forth in these Bylaws. 2 kthomerdraft 11182009 ise)shall members who have paid ylaws and who are not nders the member ineligible for dues,fees,or assessments as set by the o e due and payable; f the period of memb ard; or suspension f the member pursuant to Section 4.04.b. sionofmbershi .A member (voting or otherwise)may be ith determination by the Board,or a committee authorized by the tion,that the member has failed in a material and serious degree of the Association or has engaged in conduct materially and urposes and interests of the Association.A person whose I not be a "member"during the period ofsuspension. (3)Failure ofthe Board within the period of time set by the Boa ( membership,or failu,lj (2)Expiratio renewed on the renewal terms fixed by (I)Resignation of the member,0 Section 4.04.Termina ion and Sus ofthese Bylaws;or a.Causes.of Termination. terminate on occurrence of any of the following eve Section 4.03.GoodStanding.Those voting and 11 the required dues,fees,and assessments in accordance suspended shall be members in good standing. Section 4.02.Dues)Fees.and Asse§sp:!elJts.Each voting and nonvoting member must pay,within the time and onthe conditions setby the Board,the dues,fees,and assessments in amounts to be fixed from time to time by the Board.The Board may,in its discretion,set different dues,fees,and assessments for each class and within each class.For purposes of incorporation,the initial dues are set in an annual amount of$50 per industry member and $100 per associate member,payable on June 30th ofeach year. Section 4.05..Prohibition on Transfer of Memberships.A membership or any right arising from membership (voting or otherWise)111ay not be .transferred to any other person or entity without the prior approval of the Board.The Board may by resolution impose transfer fees or other conditions on the transferring party as it deems fit,provided those fees and conditions are the same for similarly situated members. 3 kthorner draft 11182009 Section 4.06.MeetingsQf Members._.-_.,,---.'.".-.-._.. a.Place ofMesting.Meetings of the members shall be held generally at a breakfast meeting on the 3rJ Tuesday of the month from 7:15 AM to 8:45 AM in any place designated by the Board.In the absence of any such designation,members'meetings shall be held at the principal office ofthe Association. b.Annual Meeting.An annual meetin bers shall be held at the Annual Dinner,unless the Board fixes another date or time .les members as provided for herein.If the scheduled date falls on a legal holiday,the eting be held the next full business day.At this meeting,Directors shall be elected and an'y other r business may be transacted.Only voting members shall be entitled to on any action pe to be taken by the members. c.SpecialMeetings.A specia he members may e called for any lawful purpose by a majority vote ofthe Board orentor by five percent (5%)or more of the members.A special meeting called by any pe (other than the Board)entitled to call a meeting shall be called by written request,specifyin eneral nature of the business proposed to be transacted,and subtrt':to the Chairman/Pre .r the Secretary of the Association.The officer receiving the shall cause notice t e given promptly to the members entitled to vote,in accordance laws,stating th'iit a meeting will be held at a special time and date fixed by the Boar ,.../0 ever,that the meeting date shall be least thirty-five (35)but no more than ninety (St ipt of the request.If the notice is not given within tw~.20)days after the ~quest is eived,the person requesting the meeting may give th othing in this Sect!n shall be construed as limiting,fixing,or affecting the time ali,..g ofmembers ma IE held when the meeting is called by the Board.No business,b e business the ge ral nature of which was set forth in the notice ofthe meeting,ma at a special meeting. s. General e Re uirements.Whenever members are required .on at a me~ting,a written notice of the meeting shall be given to the meeting.The notice shall specify the place,date,and hour of meeting,the general nature ofthe business to be transacted,and ted,or (ii)for the annual meeting,those matters that the Board, ds to present for action by the members,but any proper matter mg.The notice of any meeting at which Directors are to be elected or written ballots distribu d for the election ofDirectors shall include the names of all persons who are nominees when the notice or the ballot is given. (3)Manner ofGiving No.tice.Notice of any meeting ofmembers shall be in writing or electronic communication and shall be given at least five (5)days but no more than sixty (60)days before the meeting date.The notice shall be given either personally or by first-class,registered,or certified mail,or by other means of written or electronic communication,charges prepaid,and shall be addressed to each member entitled to vote,at the address given by the member to the Association for purposes of notice,provided,however,that 4 kthorner draft 11182009 notice shall not be delivered electronically unless the member has consented to electronic delivery ofthe notice. e.Ouorum.One-third (1/3)ofthe voting members,present in person or by proxy,shall constitute a quorum for the transaction ofbusiness at any meeting ofmembers.The members present at a duly called or held meeting at which a quo is presented may continue to transact business until adjourned,even ifenough members ha 'f~wn to leave less than a quorum,if any action taken (other than adjournment)is app at least a majority of the members required to constitute a quorum.. f.Ad'ournment and Notice of Ad'ourned Meet Any members' meeting,whether or not a quorum is present,may b urned from time to by the vote of the majority of the members represented at the ting,either in person or xy.No meeting may be adjourned for more than sio/))day.When a member..eeting is adjourned to another time or place,notice need not'.e adjourned meetirig ifthe time and place to which the meeting is adjourned are announ eeting at which adjournment is taken.If after adjournment a new record date is fixe tice or voting,a notice of the adjourned meeting shall be given t each member who,on ecord date for notice of the meeting,is entitled to vote at the m At the adjourned .,the Association may transact any business that might have be cted at the original ting. o vote at any meeting of members as o cord date determined pursuant to ice or b ot as determined by the Board of !X,~~to vote shall .entitled to cast one vote on each matter mem:·;'s.Cumulative vo }shall not be permitted.If a quorum is majority of the voting power represented at the meeting, shall be the act of the members,unless the vote of a ,1Jy the California Unincorporated Associations g.Voting.The only peep shall be Industry Members who are in good start a.on of Written Ballots.If the vote of the members is to be conducted by written b ithout a meeting,the notice of the vote shall serve as the ballot. The ballot shall set fort the proposed action,provide an opportunity to specify approval or disapproval of any proposal,provide a reasonable time within which to return the ballot to the Association,and with respect to ballots for election ofDirectors,state the name of each nominee. taken a number of matter so vote b.Revocation.A written ballot may not be revoked. Section 4.08.Record.Date for.Notice,Voting,..Written.Ballots,..and ..Other Actions.For purposes of determining which members are entitled to receive notice of any meeting,to vote,or to give consent to corporate action without a meeting,the "record date"shall 5 kthornerdraft 11182009 be the date of the delivery or mailing of the applicable notice.Only members of record on the record date are entitled to notice,to vote,or to give consents,as the case may be, notwithstanding any transfer of any membership on the books of the Association after the record day,except as otherwise provided in the Articles of Association,by agreement,or in the California Unincorporated Associations Laws. ts t Floor.At any meeting of members to elect e meeting in person or byproxy may place names in hi Records.Subject to the California Unincorporated the Association provides a reasonable alternative as provided may do either or both of the following for a purpose reasonably terest is a member: Associations Laws below,any Industry M related to such member's . Section 4.09.J?roxies.Each member entitled to vo "',have the right to do so either in person or by one or more agents authorized by a writt ,signed by the person and filed with the Secretary of the Association.A proxy shal signed if the member's name is placed on the proxy (whether by manual signature,ty~writin ctronic transmission, or otherwise)by the member or the member's attorne -in-fact.~A valid cuted proxy shall continue in full force and effect until:(a)revoked 4,~member in writi livered to the Association stating that the proxy is revoked,or (oked by a member by a sntproxy executed by that member and presented to the",revoked by a mem"as to any meeting,by that member's personal attendance and eeting;or (d)written notice of death or incapacity of the maker of the proxy is rece ~'Association before the vote under that proxy is counted,provided,however,that no pr all be valid after the expiration of eleven (11)months from the date qf the proxy,unless othe rovided in the proxy,except that the maximum term of a proxy sh'three (3)years from t ~~of execution.A proxy may not be irrevocable. nom a. shall appoint a nom usually consist oft4 make suggestions'for Committee shall report its (1)Inspect and copy the records of members'(voting or otherwise) names,addresses,and voting rights during usual business hours on five (5)days'prior written demand on the Association,which demand must state the purpose for which the inspection rights are requested;or (2)Obtain from the Secretary of the Association,on written demand and tender of a reasonable charge,a list of names,addresses,and voting rights of members who 6 kthorner draft 11182009 are entitled to vote for the election of Directors as of the most recent record date for which that list has been compiled,or as of a date specified by the member,after the date of demand.The demand shall state the purpose for which the list is requested.The Secretary shall make this list available to the member on or before the latter often (10)days after (i)the demand is received or (ii)the date specified in the demand as the date as ofwhich the list is to be compiled. days after receiving a method of reasonable and ut providing access to or . g and must state the mand. e information requested used for erso interest as a mem",,'or if the .II.a.,it may denythe member r'·this section may be made in ction includes the right to copy dMinutes.On writt ....aemand presented to the nd make extrikts ofthe accounting books bers,the Board,and committees of ~lM to the member's interest as a erson or by the member's agent or andJns ection6f Articles and B laws.The Association . . s principal office is not in California,at its principal of its Articles of Association and Bylaws,as to inspe ion by the members (voting or otherwise)at all c.tena shall keep at its principai'wim business office in this state,t amended hich shall be office hours. b.AccountinReco Association,any Industry Member may inS~y and records and the minutes of the proceedii~4~s the Board at any reasonable time for a purpoS~I~,. member.Any such ins .and copying may' attorney. If the Association believes t a purpose other than one reasonably related;}lr';~'~( Association provides a reasonable alternative under access to the membership list.Any inspection and co person or by the member's agent or attorney.The right 0 and make extracts. a.I Cor orate Po ers.Subject to any limitations ofthe Articles of Association and ofthese )Bylaws,the activities and affairs of the Association shall be managed, and all corporate powers shall be exercised,by or under the direction ofthe Board. The Association may,within ten (10) demand under this Section,make a written offer of an alte. timely achievement ofthe proper purpose specified in the de a copy of the membership list.Any rejection of this offer m,be in reasons that the proposed alternative does not meet the.roper purpose of b.Specific Powers.Without prejudice to these general powers,but subject to the same limitations,the Directors shall have the power to: (1)Appoint and remove,at the pleasure of the Board,all officers, agents and employees of the Association;prescribe powers and duties for them that are 7 kthomer draft 11182009 consistent with law,with the Articles of Association and with these Bylaws;and fix their compensation and require from them security for faithful performance oftheir duties. (2)Change the principal office or the principal business office in the State of California from one location to another;and designate any place within or outside the State ofCalifornia for the holding of any meeting,including annual meetings.·~;t~~ (3)Borrow money and incur indebtedness on behalf of the Association and cause to be executed and delivered for the purposes offthe AssQ.ciation,in the corporate name,promissory notes,bonds,debentures,deeds of trust,mQrtgages,ttL dges,hypothecations and other evidences ofdebt and securities., " .;~~'.~ a.Authorized,Number.The autIiorized number of Directors ~hall be four, the determination ofwhich shall bemade by resolution ofthe oarG.Directors must be residents of the State of California and further must be either an elected official,appointed official or general manager ofan Industry Mem~er. b.Election or Directo~s.Directors shall be elect~d at each annual meeting of the members to hold office for a periodof two years;however,i(any annual meeting is not held or the Directors are not elected at any '[t'RUual me,'they may be elected at any special member's meeting held for that purpose.Eac4,~lrector,",'ing a Director elected to fill a vacancy or elected at a speGial member's meetin-g.~,shall hoi;;office until expiration of the term for which elected and u til a SUCGessor has been el~~ted and qualified.At the November meeting, the President shall appoint a nomihating committee ~f three persons.The nominating committee should usually consist of the pre ent Chairperson and the two previous Chairpersons.The nominating Committee shall report its xecornmendations to the membership at the January meeting.Election will be held t the February .eeting.The Directors shall take office at the March meeting. Section 5.o~.Termor ()tflce,,;,of Directors.The Directors newly appointed or selected in accordance wit section 5.oi:;~;I§hall hold office for a term of.o.u.e (1§years. S . 5 04 V .l~~\--cl;tIon . .aC·anCles.?7 ~tJ- .a.Events}1iausi~g V~cancy.A vacancy or vaya~cies on t~e B?ard shall eXIst on the occurrence ofthe f9'llowmg:(1)the death,removal,suspenSIOn or resIgnatIOn of any Director;or (ii)the declaration'by resolution ofthe Board of a vacancy in the office of a Director who has been declared of~sound mind by an order ofcourt or convicted of\a felony or has been found by final order or/Judgment of any court to have breached a duty under California Unincorporated Associations Laws;or if a director of COWU is no longer a director or general manager of the industry member.No reduction of the authorized number ofDirectors shall have the effect ofremoving any Director before the Director's term ofoffice expires. b.Filling Vacancies.Any vacancy on the Board shall be filled by vote a quorum consisting of 1/3 of the industry members at the next monthly meeting following the vacancy. 8 kthornerdraft 11182009 Section 5.05.Place ofMeetings;.Meetin&sbyTelephone.Meetings of the Board "'".--'.."-,-,..","'-,,'-..'-,-.-,.-,',-'....-'',-- -'-...,'.. shall be held at the principal office of the Association or at such other place as has been designated by the Board.In the absence of any such designation,meetings shall be held at the principal office of the Association.Any meeting may be held by conference telephone or similar communication equipment,so long as all Directors participating in the meeting can hear one another,and all such Directors shall be deemed to be present in per at such meeting. meeting immediately gularly scheduled .on,election of another a.Annual Meeting.The Board shall ho _,an a',,-following the annual meeting of the membership,or in conjuncfion with meeting for the month of each year e purpose of orga officers and the transaction ofother business;proy'ever,that the Boar time for the holding ofits annual meeting.Noti is mee 'ng shall not be requi b.Special Meetings.Special meet oard for any purpose may be called at any time by the Chairman of the Board,if any,t ident or any Vice President,or the Secretary or any two Directors....Notice of the time and of special meetings shall be given to each Director by personal deLi:,electronic transmis rst-class mail,postage prepaid or by telephone,either directly irector or to a person e Director's office who would reasonably be expected to comtrl t notice prompt y to the Director,or by electronic means.All such notices shall be 0 the Director's address as shown on the records of the Association.Notices sent 'shall be deposited in the United States mails at least fo~~~~ays before the time(:§,~t for the eting.Notices given by personal delivery,telephone,o,tEr 'transmission sh~l!,be delivered,telephoned,or electronically sent at least forty-e~8)h6 efore the time set\~~?Jt'the meeting.The notice shall state the time of the meeti'ng,the ce if the place isl"'other than the principal office of the Association.It need not sp ose ofthe meeting. Directors representative of the Board sha the extent provided except that no committe mmittees 0 the Board.The Board,by a majority vote of the create one or more committees,each consisting of two or more erve at the pleasure of the Board.Appointments to committees y vote of the Directors then in office.Any such committee,to ution of the Board,shall have all of the authority of the Board, ardless ofBoard resolution,may: a.Fill vacancies on the Board or in any committee which has the authority of the Board; c.Amend or repeal Bylaws or adopt new Bylaws; d.Amend or repeal any resolution ofthe Board which by its express terms is not so amendable or repealable; 9 kthornerdraft 11182009 e. committees;and Appoint any other committees of the Board or the members of these f.Approve any contract or transaction to which the Association is a party and in which one or more ofits Directors has a material financial interest. ~Meetings and action of rdance with the provisions e Board,except that the tings thereof may be ,by resolution of mittee of the s for the or in the ARTICLE VII OFFICERS Section 6.02.Medin s nd Actions of the..Com . committees ofthe Board shall be governed by,held and take of Article V ofthese Bylaws,concerning meetings and othe time for regular meetings ofsuch committees and the calling ,\specia determined either by resolution of the Board or,if there is no B~ard resot+2thecommitteeoftheBoard.Minutes shall be keB~,~p$;~~ch meeting of an Board and shall be filed with the corporate re·:tds.The Board may ado governance of any committee not inconsistent;,;,the pr@.~isions of these Byl absence ofrules adopted by the Board,the committe"uch rules. Section 7.01.Offi "fl officers of the1Association shall include a President,a Vice President,a Secretary,anill,;;J.T No one person shall hold more than one office.Presidents are alternated between SlhV 'unty and between Board/Council Members and Managers March I to Februas: 10 kthorner draft 11182009 mng in any office because of 'e'>manner prescribed in these a.Chairman of thelR:te.sident.If a Chairman of the Board is elected,he or she shall preside at meetings:i:~f th~.;,nd shall exercise and perform such ---,;.,~"'··--·f other powers and duties as the Board may assign Wfom h 'ime.If there is no President the Chairman of the Board~~~,l~;also be the Chief E%~~utive Of cer and shall have the powers and duties of the Preside ·£<OP:ssociation pres2~ped by these Bylaws.The Chairman is responsible for th~ly pr at the breakfa~'1;;P1eetings.Programs generally consist of speakers,well informe t issues of intereStto the water industry and may include reports on pending legisla .iatives and relevant court decisions.The Chairman may call a meeting ofthe Exe en they deem it so necessary. Section 7.04.Vacancies in Office.A death,resignation,removal or other cause,shall be 1 Bylaws for regular appointments to that office. Section 7.03.Removal and.Resi nation.ofOffic .....ti·,t to the rights,if any,of an officer under any contract of employment,any officer rtray be ved,with or without cause,by the Board ofDirectors.Any officer may resign upon v'Vritten n 0 the Association without prejudice to the rights,if any,of the Associ 'f.,ynder any contract bich the officer is a party.·~ Officers of the Board should reflect the membership and for the "Board/Council"may be selected from any public agency Board representatives that are elected or appointed;mayor or council members from cities that provide water,recycled water or wastewater service. "Management"Officers should also reflect the membership and may be selected from General Managers,Water Utility Managers,or executive staffas appropriat es'dents ice Chair.In the absence or disability of the President, the Vice Pr all of the duties ofthe President,and,when so acting,shall have all the powers d be subj t,;to all of the restrictions upon the President.The Vice President shall have such power!;and perform such other duties as from time to time may be prescribed for them ~oard or the Bylaws.The Vice President/Vice Chair shall be responsible for ensurin customer service seminars are conducted each year in a cost effective and efficient mer,maximizing membership attendance and benefit.Expenses for professional presenters and speakers may be paid from the treasury to reduce seminar expenses to the membership. d.Secretary. (1)Book.ofMinutes.The Secretary shall keep or cause to be kept,at the principal office or such other place as the Board may direct,a book of minutes of all 11 kthomerdraft 11182009 meetings and actions of the Board and of committees of the Board.The Secretary shall also keep,or cause to be kept,at the principaL office in the State ofCalifornia,a copy of the Articles of Association and Bylaws,as amended to date.The Secretary shall also maintain a complete and accurate record of the membership of the Association,as well as a record of the proceedings ofall meetings ofthe membership. f the Association shall keep or t books and accounts of the cause to be sent to the Directors se Bylaws to be given.The ble times. etary shall give,or cause e Board required by these ,tion in safe custody and fly be 'bed by the Board or ''% e.Treasurer. (1)BOQks of Account.Tli maintain,or cause to be kept or maintained,adequat properties and transactions ofthe Association,and shall se such financial statements and reports.,,as are required by law books of account shall be open to inspe"9f >by any Director at all (2)De os!t and of Mon~'and Valuables.The Treasurer shall deposit all money and oth&\;\va the name and to the credit of the Association with such depositories as may bea:~Board,shall disburse the funds of the Association as m ordered by the Boa ."j shall ren er to the President or Chairman of the Board,ifany,wh,an account ofalri\~~ansactionsas Treasurer and ofthe financial condition of the A all have other po'';and perform such other duties as may be prescribed by the B()laws. (2)Notices,Seal and Other Duties.T to be given,notice ofall meetingsof the Board and ofcommit Bylaws to be given.The Secretary shall keep the seal of shall have such other powers and perform such other duties as the Bylaws. (3)by the Board,the Treasurer shall give the in the amou with e surety or sureties specified by the Board for the duties 0 Ice and for restoration to the Association of all its oney and ot,p roperty of every kind in the possession or under the death,resignation,retirement or removal from office. ARTICLE VIII NIFICATION AND INSURANCE Section 8.01. a.Righ.tofIndemnity.To the full extent permitted by law,this Association shall indemnify its Directors,officers,employees and other persons acting on behalf ofthe Association,including persons formerly occupying any such position,against all expenses, judgments,fines,settlements and other amounts actually and reasonably incurred in connection with any "proceeding,"as that term is used in such Section and including an action by or in the right ofthe Association,by reason of the fact that such person is or was a person described by such Section."Expenses,"as used in this Bylaw,shall have the same meaning as in Section 7237(a)ofthe California Nonprofit Mutual Benefit Corporations Code. 12 kthomer draft 11182009 ARTICLE X STRUCTION AND DEFINITIONS 11 extent pennitted by law " ,expenses incurred by a ceeding covered by isposition of the ch person that ,ed to be right to purchase and maintain lcers,Directors,employees and ,st or incurred by an officer, , ,Director's,employee's ~I NRIGHTS tenanceof Cor te Records.The Association shall keep rds of account,rnl~~tes in written fonn ofthe proceedings of ard,and if applidl.'6le,a record of its members,giving their mbership held, Direc s.Every Director shall have the absolute right ks,records and documents of every kind and the ssociation.s inspection by a Director may be made in person or the right o/inspection includes the right to copy and make extracts AIttJi!C RECORDS,ANDDIRECto Section 8.02.Insurance.The Association shal', insurance to the full extent pennitted by law on behalf oft other agents of the Association,aga'st any liability asserte Director,employee or agent in such ca:or arising out of the or agent's status as such. c.Ad"ancement ,of Expenses.T . and except as is otherwise detennined by the Board in a spe person seeking indemnification under these Bylaws in defe 'jng a these Bylaws shall be advanced by the Association prior to the fi proceeding upon receipt by the Association ofan un,jng by or on behal the advance will be repaid unless it is ultimately:"nnined that such person indemnified by the Association therefore. b.Approval of IneJemnity.Upon written request to the Board by any person seeking indemnification,the Board shall promptly detennine whether the applicable standard of conduct set forth in the California Unincorporated Associations Laws and other applicable laws has been met and,if so,the Board shall detennine whether indemnification shall be made. Unless the cont t otherwise requires,the general provisions,rules ofconstruction and definitions in the California Unincorporated Associations Laws shall govern the construction of these Bylaws.Without limiting the generality of the above,the masculine gender includes the feminine and neuter,the singular includes the plural and the plural includes the singular and the tenn "person"includes both a legal entity and a natural person. ARTICLE XI AMENDMENTS 13 kthomerdraft 11182009 Section 11.01.AdoQtiongf Awe!!dwent!?yMem~efs.New Bylaws may be adopted or these Bylaws maybe amended or repealed by approval of a majority of all members present at a meeting ofthe membership and entitled to vote. ,ds permit,offer one or more e"goal of the Council to offer at is to be offered,it shall be put roved by a simple majority. .vote of the Executive Section 12.01.Scholarships.The Councl college scholarships each year to deserving students.It least one $1,000 scholarship per year.Ifmore than one scha to a vote ofthe membership present ~!any monthly meeting a The selected of the recipient each ye all be selected by a Committee. Section 11.02.AmendmentbrBqardofpirectors.Subject to the right ofmembers under Section 11.01 hereinabove,Bylaws other than a Bylaw fixi r changing the authorized number of Directors,or the minimum and maximum number of 8,or a Bylaw materially and adversely affecting the rights ofmembers as to voting or ay be adopted,amended, or repealed by a majority vote of the Board ofDirectors. 14 ktllOrner draft 11182009 CERTIFICATE OF SECRETARY ,California.,..---- ~,Secretary Executed on ,2010,at------------~,..------' I,the undersigned,certify that I am the presently elected and acting Secretary of SoCal VOCAL,a California Nonprofit Unincorporated Association,an e above Bylaws,are the Bylaws of this Association as adopted at a meeting of th of Directors held on ,20010.---------- 15 kthomer draft 11182009 ARTICLES OF ASSOCIATION OF COUNCILOF WATER UTILITIES I ganized under the .s association is association II The name ofthis unincorporated association is Council of A.This unincorporated association is a nonprofit"''associatl Unincorporated Associations Laws ofthe State of CCj.rnia.The purpose' to engage in any lawful act or activity,other than cr u 'on business,for whr may be organized under such law. e State ofCalifornia of this association is: IV III 'n the State of California of this association's initial agent for The principal place 0 The nam service ofprocess is: B.The specific purposes of this associatio t~ct,advocate and promote the common business interests ofits members and to protect"prove the business conditions of Southern California's retail water suppliers and the custom .ey serve.This association is organized exclusively for such purpo'within the meaning of . n 501(c)(6)ofthe Internal Revenue Code of 1986,as amended fr to time.Notwithsta .,j;.Xig any other provision of the Bylaws,this association shall not,ex'insubstantial degt~e,carryon or engage in any activities or exercise any powers th'''>.furtherance of the purposes of this association,and the association shall not carr ,<.~!i:~dties not permitted to be carried on by an organization from Federal tax und~,,.'Section 501(c)(6)of the Internal 'J;!(Revenue Code of 1986 ded). IV This association shall be governed by a Board of Directors consisting offour directors. The following persons are hereby elected and named as the initial directors ofthe association: President/Chair:--------Vice President/Vice Chair:-------- KTHORNER ARTICLES OF ASSOCIATIONCOWU Secretary:-------Treasurer:------ V tion shall Kimberly A.Thorner,Organizer gned,who is the organizer of this association, January_,2010. ssociation, after paying assets of the assoc{a shall be distributed pro to COWU 16 each of the then-current y 6~'~~~f above statem~~fS;;;~~purposes and powers,this association stant~~l degree,engage in~any activities or exercise any powers that "oses ofthis association. Notwithstan shall not,except to'- are not in furtherance oft In the event ofdissolution oftIt all debts and liabilities of the associatl rata in direct proportion to the money members ofthe association. VI VII The duration ofthis association shall be be January 1 through December 31 of each year:;> This association shall have one or more classes of members,consisting of persons dedicated to the purposes of this association,who meet other qual'cations for membership,as the Board of Directors may determine shall be eligible for f&pip on approval of the membership application by the Board ofDirectors and on tim ent of such dues and fees as the Board may fix from time to time.The death,removal,tion ofany member ofthe association shall not result in the dissolution ofthe associatio KTHORNER ARTICLES OFASSOCIATIONCOWU SB 481924 v4:011069.0001 BYLAWS A California NQnprofit Unincorporate ~. ! I SB481924 v4:011069.0001 TABLE OF CONTENTS BYLAWS OF COUNCIL OF WATER UTILITIES A California Nonprofit Unincorporated Association I ARTICLE I NAME saction of the activities ,..--'"-County, ay change tht"principal office from one the Principal Office shall transfer to ':'with each term of office. G~E III'ifLIMITATIONS ffices.The BBard may at any time establish branch or or places where tB:~;gA.ssociation is qualified to conduct its y Association is organized under the California Laws.TMtpurpose of this Association is to engage in any lawful or which a "ncorporated association may be organized under such law.The principal purp or which t Association is formed is to provide a forum for water agencies to be informed art share i rmation of importance to the water,recycled water,wastewater and related agencie ;d"onally,the Association is intended to provide annual training seminars for water agen ployees in areas of interest such as customer service or first line supervisors.Further,the ssociation shall hold at least one annual dinner for its members.This Association is organized exclusively for such purposes within the meaning of Section 501(c)(6) ofthe Internal Revenue Code of 1986,as amended from time to time.Notwithstanding any other provision of these Bylaws,this Association shall not,except to an insubstantial degree,carryon or engage in any activities or exercise any powers that are not in furtherance of the purposes of this Association,and the Association shall not carryon any other activities not permitted to be carried on by an organization exempt from Federal income tax under Section 501(c)(6)of the Internal Revenue Code of 1986 (as amended). Section subordinate office activities. Section 2.01.Principal Offi and affairs ofthe Association is locate California.The Board of Directors (the location to another.It is the intent of the A~?c the address ofthe agency ofwhomever is the J¥~" The name ofthis unincorporated association i "Association"). 1 kthornerdraft 11182009 Section 3.02.Limitations. a.Property.The property,assets,profits and net income are dedicated to the purposes set forth in Section 3.01 above. ion of this Association, bligations and liabilities of distributed pro rata in ent members of the b..Dissolution.Upon the winding up and after paying or adequately providing for the payment of the the Association,the remaining assets of this Associatio proportion to the money contributed by each member to Association. Section 4.01. a.Classes .ando,~~lifications.This Ass 'on shall have two classes of members,consisting of persons dedi2~..to the purposes of thl iation,who meet other qualifications for membership,as the B determine shall be ible for membership on approval of the membership application b and on timely payment of such dues and fees as the Board may fix from time to tirrf ding the foregoing,the Association may refer to persons of certain nonvoting class@~taJ'S or entities associated with it as "members,"even though e persons or entiti;~renot votihg members as set forth in Section 4.01.b.of these Byl such reference sB.f):ll constitute anyone a member within the meaning of the Cali orated Associati6~~}:;Laws unless that person or entity shall have qualified for a v ,ership under Secti6n 4.01.b.of these Bylaws.Unless the context requires otherwise;.these Bylaws to "members"shall mean such voting members only.By resolution o:~:,ssociation may grant some or all the rights ofa member s,as set forth e Byl~~s,to any person or entity that does not have the right t uch person shall be a "member"within the meaning of the Calif@ ssociations s. (1 ):t ustr Members.Public or Private water,wastewater,and cies,inc1~~Jng cities in San Diego County or adjacent water agencies which eceive ;~bnefit from such membership shall be eligible for Industry ..;~'ing other qualifications for membership as determined by the recycled wate would provide a Membership,subjec Board. (2)Associate Members.Persons or entities interested in the purposes of this Association but who are not public water,wastewater,or recycled water suppliers shall be eligible for Associate Membership,subject to satisfying other qualifications for membership as determined bythe Board. b.Voting Members.Only Industry Members shall be entitled to vote,as set forth in these Bylaws. 2 kthorner draft 11182009 , i -~It: for ise)shall g members who have paid ylaws and who are not dues,fees,or assessments as set by the e due and payable; ~'?~YXPu!lijion or suspension fif the member pursuant to Section 4.04.b. membership,or taillul7~~$to (3)Failure of the rtr~. Board within the period of time set by the BO[11 Section 4.04.Termination and Sus (1)Resignation ofthe member,0 (2)Expiratiolh f the period of memb renewed on the renewal terms fixed by rd; ofthese Bylaws;or a.Causes ofTeqnination~. terminate on occurrence ofany of the following eve suspended Board to made to observe the ru seriously prejudicia membership is suspende Section 4.03.GQodStandine.Those voting and the required dues,fees,and assessments in accordance \\-t1: suspended shall be members in good standing. Section 4.02.Dues,Ee~sand.Assesslllepts.Each voting and nonvoting member must pay,within the time andon the conditions set by the Board,the dues,fees,and assessments in amounts to be fixed from time to time by the Board.The Board may,in its discretion,set different dues,fees,and assessments for each class and within each class.For purposes of incorporation,the initial dues are set in an annual amount of $50 per industry member and $100 per associate member,payable on June 30th of each year. Section 4.05.Prohibition On Transfer of Memberships.A membership or any right arising from membership (voting or otherwise)may not be transferred to any other person or entity without the prior approval of the Board.The Board may by resolution impose transfer fees or other conditions on the transferring party as it deems fit,provided those fees and conditions are the same for similarly situated members. 3 kthorner draft 11182009 Section 4.06.Meetings gf Members. a..Place J>-f Meeting.Meetings of the members shall be held generally at a breakfast meeting on the 3'"Tuesday of the month from 7:15 AM to 8:45 AM in any place designated by the Board.In the absence of any such designation,members'meetings shall be held at the principal office ofthe Association. 'ifc.Special Meetings.A specia he members mayoe called for any lawful purpose by a majority vote ofthe Board or Bentor by five percent (5%)or more ofthe members.A special meeting called by any pe s)(other than the Board)entitled to call a meeting shall be called by w.ritten request,specifyin eneral nature of the business proposed to be transacted,and subrrt'to the Chairman/Pre r the Secretary of the Association.The officer receiving the shall cause notice given promptly to the members entitled to vote,in accordance.~laws,stating th5:t a meeting will be held at a special time and date fixed by the Boarcl;t'iRro ever,that the meeting date shall be least thirty-five (35)but no more than ninety (9J),eipt of the request.If the notice is not given within twe 20)days after the,..uest is eived,the person requesting the meeting may give th othing in this se2ttgn shall be construed as limiting,fixing,or affecting the time a,~ik a me g ofmembers m held when the meeting is called by the Board.No business,6 tha e business the gerleral nature of which was set forth in the notice ofthe meeting,t a special meeting. b.Annual Meeting.An annual meetin bers shall be held at the Annual Dinner,unless the Board fixes another date or time .es members as provided for herein.If the scheduled date falls on a legal holiday,the be held the next full business day.At this meeting,Directors shall be elected and atiy other r business may be transacted.Only voting members shall be entitled~,~on any action perm to be taken by fuem~crs.~ s. General ' e.•Requirements.Whenever members are required 'on at a meaing,a written notice of the meeting shall be given to the meeting.The notice shall specify the place,date,and hour of meeting,the general nature of the business to be transacted,and ted,or (ii)for the annual meeting,those matters that the Board, nds to present for action by the members,but any proper matter mg.The notice of any meeting at which Directors are to be elected or written ballots distribu'd for the election ofDirectors shall include the names of all persons who are nominees when the notice or the ballot is given. (3)Manner of Giving Notice.Notice ofany meeting ofmembers shall be in writing or electronic communication and shall be given at least five (5)days but no more than sixty (60)days before the meeting date.The notice shall be given either personally or by first-class,registered,or certified mail,or by other means of written or electronic communication,charges prepaid,and shall be addressed to each member entitled to vote,at the address given by the member to the Association for purposes of notice,provided,however,that 4 ktllOmer draft 11182009 notice shall not be delivered electronically unless the member has consented to electronic delivery ofthe notice. e.Quorum.One-third (1/3)ofthe voting members,present in person or by proxy,shall constitute aquorum for the transaction ofbusiness at any meeting ofmembers.The members present at a duly called or held meeting at which a quo is presented may continue to transact business until adjourned,even ifenough members hay;fawn to leave less than a quorum,if any action taken (other than adjournment)is app at least a majority of the members required to constitute a quorum. f.Ad'ournmentand Notice of Ad'ourned Mee Any members' meeting,whether or not a quorum is present,may bie,(lg'~prned from time to by the vote of --·o,~ the majority of the members represented at the'ting:'either in person or xy.No meeting may be adjourned for more than si~.))day.When a member eeting is adjourned to another time or place,notice need not e adjourned meeti g if the time and place to which the meeting is adjourned are anno eeting at which adjournment is taken.If after adjournment a new record date is fixed tice or voting,a notice of the adjourned meeting shall be given tq each member who,on .ecord date for notice of the meeting,is entitled to vote at the me~,'At the adjourned "c '.,the Association may transact any business that might have be cted at the original ting. tion b ,Wri Ballot Without a Meetin .Any action that may be bers may b~taken without a meeting by written ballot in which the exceeds that number required for a quorum,with approval of a rmative majority ofthe votes cast. taken a number 0 v matter so vote a.on of Written Ballots.If the vote of the members is to be conducted by written bd ithout a meeting,the notice of the vote shall serve as the ballot. The ballot shall set fort the proposed action,provide an opportunity to specify approval or disapproval of any proposal,provide a reasonable time within which to return the ballot to the Association,and with respect to ballots for election ofDirectors,state the name of each nominee. g.Voting.The only pef,0 vote at any meeting of members shall be Industry Members who are in good staB'.s 0 ord date determined pursuant to Section 4.08 of these BylfliW§t Voting may be b ice or b~ot as determined by the Board of Directors.Each me;;~f'(;~rt~~t~~?to vote shall ....entitled to cast one vote on each matter submitted to a vot memQ~~s.Cumulative vott~g"shall not be permitted.If a quorum is present,the affirmativ~·.e of~majority of the v6'ting power represented at the meeting, entitled to vote and voting shall be the act of the members, unless the vote of a greater number,or voting by the California Unincorporated Associations Laws or laws. b.Revocation.A written ballot may not be revoked. Section 4.08.~ecord 'Date",fgr"Notice,Voting,,Written Ballots",and "Other Actions.For purposes of determining which members are entitled to receive notice of any meeting,to vote,or to give consent to corporate action without a meeting,the "record date"shall 5 kthomer draft 11182009 be the date of the delivery or mailing of the applicable notice.Only members of record on the record date are entitled to notice,to vote,or to give consents,as the case may be, notwithstanding any transfer ofany membership on the books of the Association after the record day,except as otherwise provided in the Articles of Association,by agreement,or in the California Unincorporated Associations Laws. m tli loor.At any meeting of members to elect ,e meeting in person or by proxy may place names in a.No·uations bMemb¢~~~At they ovember meeting,the President mittee of three~~rsons.The nominating committee should erson and the tWd'0~!;€vious Chairpersons.Any member may directors to the.ihominating committee.The nominating .ons to the membership at the January meeting. hi Records.Subject to the California Unincorporated Associations Laws a the Association provides a reasonable alternative as provided below, any Industry Me may do either or both of the following for a purpose reasonably related to such member's 'terest is a member: Section 4.09.Proxies.Each member entitled to vo ~"have the right to do so either in person or by one or more agents authorized by a writt ,signed by the person and filed with the Secretary of the Association.A proxy shal signed if the member's name is placed on the proxy (whether by manual signature,t ,writin ctronic transmission, or otherwise)by the member or the member's attorne -in-fact.'A valid cuted proxy shall continue in full force and effect until:(a)revoked.h~member in writ!livered to the Association stating that the proxy is revoked,or (ok~d by a member by a su t proxy executed by that member and presented to the.y revoked by a mem,11 'as to any meeting,by that member's personal attendance and e",eeting;or (d)wriften notice of death or incapacity of the maker of the proxy is recei''Association before the vote under that proxy is counted,provided,however,that no pr all be valid after the expiration of eleven (11)months from the date q~the proxy,unless othe rovided in the proxy,except that the maximum term of a proxy shal~rr three (3)years from t of execution.A proxy may not be irrevocable... " noml (1)Inspect and copy the records of members'(voting or otherwise) names,addresses,and voting rights during usual business hours on five (5)days'prior written demand on the Association,which demand must state the purpose for which the inspection rights are requested;or (2)Obtain from the Seq~tary of the Association,on written demand and tender of a reasonable charge,a list of names,addresses,and voting rights of members who 6 kthornerdraft 11182009 are entitled to vote for the election of Directors as of the most recent record date for which that list has been compiled,or as of a date specified by the member,after the date of demand.The demand shall state the purpose for which the list is requested.The Secretary shall make this list available to the member on or before the latter often (10)days after (i)the demand is received or (ii)the date specified in the demand as the date as ofwhich the list is to be compiled. days after receiving a ethod of reasonable and ut providing access to or . g and must state the mand. e information requested used for ersorr'c interest as a mem or if the .II.a.,it may denythe member r,·this section may be made in tion includes the right to copy If the Association believes a purpose other than one reasonably related,;" Association provides a reasonable alternative Ullder access to the membership list.Any inspection and cop person or by the member's agent or attorney.The right 0 and make extracts. The Association may,within ten (10) demand under this Section,make a written offer of an a1te timely achievement ofthe proper purpose specified in the de,,;, a copy ofthe membership list.Any rejection ofthis offer mU§\,be in reasons that the proposed alternative does not meet the roper purpose of b.ACCQuutin .Reco .Minutes.On writf demand presented to the Association,any Industry Member may in~'P~ct;~~~h and make extracts ofthe accounting books and records and the minutes of the proceedii1 bers,the Board,and committees of the Board at any reasonable time for a purpos onafJ~fed to the member's interest as a member.Any such and copying may ...~made in·ferson or by the member's agent or attorney.,);, ':1~\'),,<'rJ and Ins ection.of Articles and B laws.The Association . s principal office is not in California,at its principal .~~of its Articles of Association and Bylaws,as ion by the members (voting or otherwise)at all a.Cor orate Powrs.Subject to any limitations of the Articles of Association and of these .lB"'y1aws,the activities and affairs ofthe Association shall be managed, and all corporate powers shall be exercised,by or under the direction ofthe Board. b.SuecificPQwers.Without prejudice to these general powers,but subject to the same limitations,the Directors shall have the power to: (1)Appoint and remove,at the pleasure of the Board,all officers, agents and employees of the Association;prescribe powers and duties for them that are 7 kthomer draft 11182009 consistent with law,with the Articles of Association and with these Bylaws;and fix their compensation and require from them security for faithful performance oftheir duties. (2)Change the principal office or the principal business office in the State of California from one location to another;and designate any place within or outside the State ofCalifornia for the holding of any meeting,including annual"etings. behalf of the Association iation,in the corporate ges,hypothecations ber of Directors ghall be four, rfi.Directors must be residents official,appointed official or a.Authorized Number.au the determination ofwhich shall be made by resolution of the State of California and further must be either an general manager of an Industry Mem er. Section 5.02.Number and Election ot (3)Borrow money and incur indebte and cause to be executed and delivered for the purposes Q name,promissory notes,bonds,debentures,deeds of trust, and other evidences ofdebt and securities. b.Election ofDirec irectors shall be ele .....at each annual meeting of the members to hold office for a perio"Q s;however,ifany annual meeting is not held or the Directors are not elected at any~u ~~l~9~~:.y may be elected at any special member's meeting held for that purpose.Eac~,ector,;iij~1Ytding a Director elected to fill a vacancy or elected at a ',~1 member's meeti hall ho1d?office until expiration of the term for which elected and.'~~~~ssor has been el~d and qualified.At the November meeting, the President shall ,i:lP't a nOlI},~~ating committee (j ee persons.The nominating committee should usually consist.e pre~ent Chairperson a d the two previous Chairpersons.The nominating Committee sh .ecommendations to the membership at the January meeting.Election will be he ...eeting.The Directors shall take office at the Marchm or sele<;t ausin VaCl:lllc.A vacancy or vacancies on the Board shall exist on the occu llowing:(i)the death,removal,suspension or resignation ofany Director;or (ii)the de by resolution of the Board of a vacancy in the office ofa Director who has been declared o sound mind by an order ofcourt or convicted ofa felony or has been found by final order 0 Judgment of any court to have breached a duty under California Unincorporated Associations Laws;or if a director of COWU is no longer a director or general manager ofthe industry member.No reduction of the authorized number of Directors shall have the effect ofremoving any Director before the Director's term ofoffice expires. b.FUlingYacan£ies.Any vacancy on the Board shall be filled by vote a quorum consisting of 1/3 of the industry members at the next monthly meeting following the vacancy. 8 kthorner draft 11182009 Section 5.05.Place of Meetings;Meetings byJelepbone.Meetings of the Board shall be held at the principal office of,the Association or at such other place as has been designated by the Board.In the absence of any such designation,meetings shall be held at the principal office ofthe Association.Any meeting may be held by conference telephone or similar communication equipment,so long as all Directors participating in the meeting can hear one another,and all such Directors shall be deemed to be present in per at such meeting. a.An.llualMeeting.The Board shall hO,an a meeting immediately following the annual meeting of the membership,or in conjunctIon with gularly scheduled meeting for the month'of each year e purpose of orga .on,election of officers and the transaction of other business;pro\i'i , h ever,that the Boar;'~,;,,~~another time for the holding of its annual meeting.Noti is me ing shall not be requir~~,:i" ]/ b.Special Meetings.Special meet!Board for any purpose may be called at any time by the Chairman of the Board,if any,t ident or any Vice President,or the Secretary or any two Directors.,Notice of the time and'of special meetings shall be given to each Director by personal de y,electronic transmis rst-class mail,postage prepaid or by telephone,either directly 'rector or to a person."e Director's office who would reasonably be expected to comni t notice promptly to the Director,or by electronic means.All such notices shall be ive 0 the Director's address as shown on the records ofthe Association.Notices sent B~"t1tst-cla '!~t'Shall be deposited in the United States mails at least four days before the time ~et for the eeting.Notices given by personal delivery,telephone,Q0t'i;transmission shgl!li',be delivered,telephoned,or electronically sent at least fortY-~~~~.~~8)hd efore the time set'!~9',the meeting.The notice shall state the time of the meeti'fJ.g,'a?the 'ce if the place is/other than the principal office of the Association.It need not sp ofthe meeting. mmittees ofthe Board.The Board,by a majority vote of the Directors t[~~.3n office,ill create one or more committees,each consisting of two or more representative embers,~~~serve at the pleasure of the Board.Appointments to committees of the Board sha by majqpty vote of the Directors then in office.Any such committee,to the extent provided e "lution of the Board,shall have all of the authority of the Board, except that no committe ardless ofBoard resolution,may: a.Fill vacancies on the Board or in any committee which has the authority of the Board; /.Amend or repeal Bylaws or adopt new Bylaws;j,C.rr Amend or repeal any resolution ofthe Board which by its express terms is not so amendab}.e or repealable; 9 kthomerdraft 11182009 Appoint any other committees of the Board or the members of these committees;and e A:Approve any contract or transaction to which the Association is a party and in which one or more ofits Directors has a material financial interest. Section 6.02.Meetings and Actions of the Commiftees.,Meetings and action of committees of the Board shall be governed by,held and takenJh ~eGordancewith the provisions ofArticle V of these Bylaws,concerning meetings and other'action ofthe Board, except that the time for regular meetings of such committees and the calling 0 special meetings thereofmay be determined either by resolution of the Board or,if there is no Board resolution,by resolution of the committee of the Board.Minutes shall be kept of:·.~ach meeting of any cbmmittee of the Board and shall be filed with the corporate rec9rds.'The Board may adopt rules for the governance of any committee not inconsistent-'with the pr~;yisions of these Bylaws or in the absence ofrules adopted by the Board,the committee may adQpt'twSuch rules. J.:.1 ARTICLE VII OFFICERS Section 7.01.Officers.The officers of the Association shall include a President,a Vice President,a Secretary,and 'a Treas9rer.No one person shall hold more than one office.Presidents are alternated between South and orth County and between Board/Council IMembersandManagersfromMarch1toFebruary'28,as follqws: kthomer draft 11182009 Nof/ihfManagement South/Man~gement North/Board/Council SOHfrifBoard/Council 2009-10 2010-11 2011-12-; 10 c9~Mrring in any officb because of.~:/'hc'manner prescribed in these a.Chairman of thel~t,es.ident.If a Chairman of the Board is elected,he or she shall preside at meetings'!}~t th':nd shall exercise and perform such other powers and duties as the Board may ass!"om 1 tme.If there is no President the Chairman of the Board Iso be the Chief E)¢~cutive 0 cer and shall have the powers and duties of the Preside'Association presc""ed by these Bylaws.The Chairman is responsible for the"hly pry",ms at the breakfi eetings.Programs generally consist of speakers,well informe 'Ct"curre*issues of inter to the water industry and may include reports on pending legisla '.iatives and relevant court decisions.The Chairman may call a meeting ofthe Exe nen they deem it so necessary. Section 7.04.Vacancies in Office.A death,resignation,removal or other cause,shall be Bylaws for regular appointments to that office. Section 7.03.Removal and Resi nation of Offic,.'t to the rights,if any,of an officer under any contract of employment,any officer rtI~y be ved,with or without cause,by the Board of Directors.Any officer may resign upon written no 0 the Association without prejudice to the rights,if any,of the Associ9 ;i'l1th'i:ynder any contract ich the officer ,.-,C',,>is a party.'.' Officers of the Board should reflect the membership and for the "Board/Council"may be selected from any public agency Board representatives that are elected or appointed;mayor or council members from cities that provide water,recycled water or wastewater service. "Management"Officers should also reflect the membership and may be selected from General Managers,Water Utility Managers,or executive staff as appropriat esidents/Vice Chair.In the absence or disability of the President, the Vice Pr all of the duties of the President,and,when so acting,shall have all the powers to all of the restrictions upon the President.The Vice President shall have such a and perform such other duties as from time to time may be prescribed for them oard or the Bylaws.The Vice President/Vice Chair shall be responsible for ensurin customer service seminars are conducted each year in a cost effective and efficient mer,maximizing membership attendance and benefit.Expenses for professional presenters and speakers may be paid from the treasury to reduce seminar expenses to the membership. d.Secretary. (1)Book ofMinutes.The Secretary shall keep or cause to be kept,at the principal office or such other place as the Board may direct,a book of minutes of all 11 kthornerdraft 11182009 meetings and actions of the Board and of committees of the Board.The Secretary shall also keep,or cause to be kept,at the principaloffice in the State of California,a copy ofthe Articles of Association and Bylaws,as amended to date.The Secretary shall also maintain a complete and accurate record of the membership ofthe Association,as well as a record ofthe proceedings of all meetings ofthe membership. tary shall give,or cause e Board required by these tion in safe custody and 'bed by the Board or f the Association shall keep or eet books and accounts of the ause to be sent to the Directors se Bylaws to be given.The .p.ble times. (1)Books ofAccount. maintain,or cause to be kept or maintained,adequat properties and transactions of the Association,and shall sen such financial statements and reports.,!1s are required by law books ofaccount shall be open to insp'e'9 .by any Director at al and Valuables.The Treasurer shall the name and to the credit of the Association with such depositories as may bed:~i~£a e ,r,iJePBoard,shall disburse the funds ofthe Association as m ordered by the Boar~shall rend'er to the President or Chairman of the Board,if any,wh an account of all;~transactionsas Treasurer and ofthe financial condition of the A&,s all have other p~~~W~and perform such other duties as may be prescribed by the Bo laws.' e.Treasurer. (2)Notices,SeaLandOtheJ;Duties.T to be given,notice ofall meetings ofthe Board and of commit~,j' Bylaws to be given.The Secretary shall keep the seal oft~f A shall have such other powers and perform such other duties asc~!:lY be the Bylaws." Section 8.01. Associatiofl"yjjf"h( faithfu,l,;:;II,'~U_\..J'HH' boo~§,rr conffol (3)y the Board,the Treasurer shall give the in the amount ,d with e surety or sureties specified by the Board for the duties 0 Ice and for restoration to the Association of all its oney and oth roperty of every kind in the possession or under the death,resignation,retirement or removal from office. ARTICLE VIII NIFICATION AND INSURANCE a.Right of Indemnity.To the full extent permitted by law,this Association shall indemnify its Directors,officers,employees and other persons acting on behalf ofthe Association,including persons formerly occupying any such position,against all expenses, judgments,fines,settlements and other amounts actually and reasonably incurred in connection with any "proceeding,"as that term is used in such Section and including an action by or in the right of the Association,by reason of the fact that such person is or was a person described by such Section."Expenses,"as used in this Bylaw,shall have the same meaning as in Section 7237(a)ofthe California Nonprofit Mutual Benefit Corporations Code. 12 kthorner draft 11182009 1 extent permitted by law ,,expenses incurred by a oceeding covered by isposition of the ch person that ,ed to be 'ght to purchase and maintain fleers,Directors,employees and .st or incurred by an officer, ,'~Director's,employee's I N RIGHTS ARTICLE X STRUCTION AND DEFINITIONS irec 's.Every Director shall have the absolute right s,records and documents of every kind and the ssociation.,.s inspection by a Director may be made in person or the right of1'lnspection includes the right to copy and make extracts Section 8.02.Insurance.The Association shal insurance to the full extent permitted by law on behalf of t other agents of the Association,agait}~t any liability asserted Director,employee or agent in such ca"'"'t or arising out ofthe or agent's status as such. c.Advancement,ofExp!%llses.T and except as is otherwise determined by the Board in a spe \,,', person seeking indemnification under these Bylaws in defe'Rtling a these Bylaws shall be advanced by the Associatiqn prior to the fi proceeding upon receipt by the Association ofan un '8~~ing by or on behal the advance will be repaid unless it is ultimately rmirted that such person 1 indemnified by the Association therefore. Section 9.Ql,~i!J jM~~i~~f.nance ,oJ ,Corpd't~~e Records.The Association shall keep adequate and corre9~;andr~~erds ofaccount,mi~.\il'es in written form ofthe proceedings of the Board and commifte.;g~the~oard,and if applica~le,a record of its members,giving their names and addresses and tlie,~'bership held. b.ApUfovalofbl<Jemnity.Upon written request to the Board by any person seeking indemnification,the Board shall promptly determine whether the applicable standard of conduct set forth in the California Unincorporated Associations Laws and other applicable laws has been met and,ifso,the Board shall determine whether indemnification shall be made. Unless the cont~xt otherwise requires,the general provisions,rules of construction and definitions in the California Unincorporated Associations Laws shall govern the construction of these Bylaws.Without limiting the generality of the above,the masculine gender includes the feminine and neuter,the singular includes the plural and the plural includes the singular and the term "person"includes both a legal entity and a natural person. ARTICLE XI AMENDMENTS 13 kthorner draft 11182009 Section 11.01.AdoRtion..orAmelldmept bvMembers.New Bylaws may be adopted or these Bylaws may be amended or repealed by approval of a majority of all members present at a meeting ofthe membership and entitled to vote. <;-- Section 12.01.Scholarships.The Counc "!i!~1'ds permit,offerrme or more college scholarships each year to deserving students.It ·sli~}~.e"goal ofthe Council to offer at least one $1,000 scholarship per year.Ifmore than one schol ,ip is to be offered,it shall be put to a vote of the membership present (\t any monthly meeting a)J;;ac roved by a simple majority. The selected of the recipient each yeli all be selected by a .vote of the Executive Committee. Section 11.02.Amendm~ntbyBoard oJ Directors.Subject to the right ofmembers under Section 11.01 hereinabove,Bylaws other than a Bylaw fixi r changing the authorized number ofDirectors,or the minimum and maximum number ofs,or a Bylaw materially and adversely affecting the rights ofmembers as to voting or ay be adopted,amended, or repealed by a majority vote ofthe Board ofDirectors. 14 kthorner draft 11182009 CERTIFICATE OF SECRETARY ,California.~-- ~~---.,Secrefary Executed on ,2010,at----------------""'~-----' I,the undersigned,certify that I am the presently elected and acting Secretary of SoCal VOCAL,a California Nonprofit Unincorporated Association,a e above Bylaws,are the Bylaws of this Association as adopted at a meeting of th of Directors held on _________,,20010. 15 kthornerdraft 11182009 ARTICLES OF ASSOCIATION OF COUNCILOF WATER UTILITIES I The name ofthis unincorporated association is Council of II .~~\h\ A.This unincorporated association is a nonprofitassociatl Unincorporated Associations Laws ofthe State of C mia,The purpose'is association is to engage in any lawful act or activity,other than t u 'on business,for whf may be organized under such law. e State ofCalifornia ofthis association is: III IV 'n the State of California of this association's initial agent forThenam service ofprocess is', B.The specific purposes ofthis associatio~ct,advocate and promote the common business interests ofits members and to protect rove the business conditions of Southern California's retail water suppliers and the custom ey serve.This association is organized exclusively for such purpos within the meaning ofi~B~,~01(c)(6)of the Internal Revenue Code of 1986,as amended fr "e to time.Notwithstan~tpg any other provision of the Bylaws,this association shall not,ex insubstantial degtee,carryon or engage in any activities or exercise any powers .'furtherance of the purposes of this association,and the association shall not carrp .ities not pennitted to be carried on by an organization exempt from Federal inc Section 501(c)(6)of the Internal Revenue Code of 1986 ded). IV This association shall be governed by a Board of Directors consisting offour directors. The following persons are hereby elected and named as the initial directors ofthe association: President/Chair:--------Vice President/Vice Chair:-------- KTHORNER ARTICLES OF ASSOCIATIONCOWU Secretary:_ Treasurer:------ V aSS(t~fation shall Kimberly A.Thorner,Organizer ~sociation,after paying<~}\~g~~ping for the payment of e.assets of the associat\~J;Y;t'shall be distributed pro to COWU to/each of the then-current statenleI1ltSjq.W purposes and powers,this association degree,engage i ny activities or exercise any powers that oses ofthis association. has exC:::Ql;l;lfetf1 Notwithstan,~l shall not,except t6'an'i are not in furtherance oft In the event of dissolution of t all debts and liabilities of the associah rata in direct proportion to the money members ofthe association. VI VII The duration ofthis association shall be be January 1 through December 31 of each year. This association shall have one or more classes of members,consisting of persons dedicated to the purposes of this association,who meet other qual"cations for membership,as the Board of Directors may determine shall be eligible for,~pip on approval of the membership application by the Board ofDirectors and on tim ent of such dues and fees as the Board may fix from time to time.The death,removal,tion of any member ofthe association shall not result in the dissolution ofthe associatio KTHORNERARTICLESOFASSOCIATIONCOWU AGENDA ITEM 8i STAFF REPORT TYPE MEETING:Regular Board SUBMITTED BY:Bob Kennedy 'D(- Associate Civil Engineer MEETING DATE:February 3,2010 PROJECTI P2009-001103 DIV.NO.5 SUBPROJECT: APPROVED BY: (Chief) APPROVED BY: (Ass!.GM) SUBJECT: Ron Ripperger ~ Engineering Manager Rod ~osad~~~ Chief,Engineering ,,- Manny Magana~ Assistant General ~nager of Engineering and Operations Authorization to Execute a Memorandum of Understanding between the Helix Water District and the Otay Water District Regarding Reimbursement for Costs Incurred with the Relocation of Certain Helix Water District Facilities GENERAL MANAGER'S RECOMMENDATION: That the Otay Water District (District)Board of Directors (Board) authorizes the General Manager to execute a Me~orandum of Understanding (MOU)between the Helix Water Di~trict and the Otay Water District regarding reimbursement for costs incurred with the relocation of certain Helix Water District facilities in an amount not to exceed $144,700 (see Exhibit A for locations) COMMITTEE ACTION: Please see Attachment A PURPOSE: To obtain Board authorization for the General Manager to execute a MOU (see Attachment B)between the HWD and the District to reimburse HWD for costs incurred to relocate its water facilities in connection with construction of the upgrade of the County Water Authority Flow Control Facility No.14 and construction of the District's Jamacha Road Pipeline project.The MOU provides that the District will reimburse HWD for up to $144,700. ANALYSIS: The HWD has incurred costs to date related to the work by the San Diego County Water Authority (SDCWA)and the District for the upgrade of Flow Control Facility No.14.The HWD will also incur additional costs as part of the construction of the Jamacha Road Pipeline Project.The operation/relocation/and inspection of HWD facilities will be made by/or under the supervision and control/of HWD.The MOU will establish terms/conditions/rights/and responsibilities of the District and HWD in connection with certain costs for theirequired relocation of HWD water facilities within the Helix Water District.The District will reimburse the HWD for reasonable costs estimated as follows: Helix Water District Relocation Cost Estimate Jamacha Road Pipeline ITEM NO.COST Fire Hydrant Relocation at Jamacha and 1 $12/000.00 Grove Fire Hydrant Relocation at Jamacha and 1 $12/000.00 Skyline Fire Hydrant Relocation at 505 Third Street 1 $8/000.00 Fire Hydrant Relocation at Third and 1 $8/000.00 Lexington Water Service cut outs and reconnections necessary for the installation of the Project within Jamacha 67 $62/000.00 Subtotal $102,000.00 15%Contingency $15/300.00 Subtotal Relocation Cost Estimate $117,300.00 Flow Control Facility No.14 Operation,Inspection and Testing of the 1 $27,400.00 Upgraded Flow Control Facility No.14 TOTAL COST ESTIMATE $144,700.00 Neither the HWD nor the District anticipates that the cost will exceed $144/700.The MOU identifies the duties of each party to use their best efforts to ensure that this amount is not exceeded and also includes provisions for each party to negotiate in good faith to determine who is responsible if the total cost should exceed this amount. 2 FISCAL IMPACT: /o;;~-.:;'~,..7:..~_?-/7;////.. Funding for the 36-lnch Pipeline Project will come from ClP project P2009.The total budget for P2009,as approved in the FY 2010 budget,is $22,200,000.Total expenditures plus outstanding commitments and forecast to date,including the expenses noted in this MOU is approximately $21,800,000.See Attachment C for budget detail. The Project Manager has determined,based on the attached financial analysis,that the ClP budget is sufficient to support the project. The Finance Department has determined that funding will be available for ClP P2009.Funding for ClP P2009 will be split between 60% Betterment and 40%Expansion Fund. STRATEGIC GOAL: The Jamacha Road Pipeline and the Upgrade to Flow Control Facility No 14 supports the District's Mission Statement,"To provide the best quality of water and wastewater service to the customers of the Otay Water District in a professional,effective,and efficient manner"and the Otay strategic goal,in planning for infrastructure and supply to meet current and future potable water demands. LEGAL IMPACT: The District's General Counsel and the Helix Water District General Counsel have reviewed and accepted the MOU as to form and legality. General Manager P:\WORKING\ClP P2009 36-inch PL -FCF 14 to Reg Site\Staff Reports\BD 02-03-10,ClP P2009 MOU with Helix (BK-RR).doc BK/RR/RP:jf Attachments: QA/QC Approved: Attachment A Attachment B Attachment C Exhibit A Name:Date:,-'4------"......D=----- ATTACHMENT A COMMITTEE ACTION: The Engineering,Operations,and Water Resources Committee reviewed this item at a meeting held on January 21,2010 and the following comments were made: •Staff is requesting that the Board authorize the General Manager to execute a Memorandum of Understanding (MOU) between the Helix Water District and the Otay Water District for costs incurred for the relocation of certain Helix WD facilities in an amount not to exceed $144,700. Authorization to Execute a Memorandum of Understanding between the Helix Water District and the Otay Water District Regarding Reimbursement for Costs Incurred with the Relocation of Certain Helix Water District Facilities SUBJECT/PROJECT: P2009-001103 •Staff indicated that the Helix WD has incurred costs related to work by CWA and MWD for the the Flow Control Facility No.14 upgrade. •Staff stated that the Helix WD will be the responsible party to supervise and control its operation,relocation, and inspection of their facilities.Staff indicated that Otay WD's staff inspectors will also be involved with the monitoring of this project. •Staff indicated that both Districts (Helix and Otay)have reviewed the MOU and is in agreement with its contents and that neither District anticipates that the cost will exceed $144,700.The MOU identifies each party's responsibility to exercise their best efforts to assure that the costs do not exceed $144,700 and also includes provisions to negotiate in good faith to determine who is responsible if costs should exceed $144,700. •The Project Manager has determined that the CIP budget is sufficient to support the project. •The Committee inquired who would be the responsible party to ensure that the MOU amount ($144,700)is not exceeded. Staff indicated that Otay Water District's staff will monitor and document the expenditures to ensure that the amount billed is accurate and costs do not exceed $144,700. •The Committee inquired who would perform the relocations of hydrants,water service cut outs and reconnections.Staff stated that the Helix WD is responsible for the relocations. Following the discussion,the Committee supported staffs' recommendation and presentation to the full Board as a consent item. 5 ATTACHMENT B MEMORANDUM OF UNDERSTANDING BY AND BETWEEN THE OTAY WATER DISTRICT AND THE HELIX WATER DISTRICT REGARDING THE RELOCATION OF CERTAIN HELIX WATER DISTRICT WATER FACILITIES This Memorandum of Understanding (the "MOU"),is made and entered into by and between the Otay Water District,a municipal water District organized under the Municipal Water Act of 1911 of the State of California ("OWD"),and the Helix Water District,an irrigation district organized under Irrigation District Law,Water Code §20500 et seq ("HWD"),to establish terms,conditions,rights and responsibilities of the OWD and HWD (hereinafter referred to jointly as the "Parties") in connection with certain costs and the required relocation of certain water facilities owned by the HWD due to the construction and installation of the PROJECT (defined below.) A.OWD is currently installing and constructing a 36-inch Potable Water Pipeline from Flow Control Facility No.14 ("FCF 14")to the Regulatory Site ("PROJECT"). 8.The Parties have determined that the PROJECT necessitates the relocation of approximately four (4)fire hydrants and sixty-seven (67)water service cut outs and reconnections,more specifically identified in Attachment 1,attached hereto and incorporated as if fully set forth herein (collectively,the "RELOCATIONS"). C.The Parties have agreed that the RELOCATIONS will be made by,or under the supervision and control of,the HWD.The Parties also agree that OWD will pay reasonable costs for the RELOCATIONS,based on the estimates set forth in paragraph 1.A below. D.The Parties agree that OWD will pay reasonable costs for certain work previously conducted by the HWD relating to the FCF 14 connection,as set forth in paragraph 1.8.below. E.The Parties agree that,except for the specific commitments made by OWD herein,QWD shall have no responsibility for any other HWD work or costs relating any HWD facility or service,or portion thereof;unless otherwise agreed upon by both parties. NOW,THEREFORE,in view of the foregoing,and in consideration of the mutual covenants and agreements contained herein,OWD and the HWD do hereby agree as follows: 1.OWD'S DUTIES AND RESPONSIBILITIES A.OWD will reimburse the HWD for the reasonable costs of the RELOCATIONS,which are currently estimated as follows: ITEM NO.COST Fire Hydrant Relocation at Jamacha and 1 $12,000.00 Grove Fire Hydrant Relocation at Jamacha and 1 $12,000.00 Skyline Fire Hydrant Relocation at 505 Third 1 $8,000.00 Street Fire Hydrant Relocation at Third and 1 $8,000.00 Lexington Water Service cut outs and reconnections necessary for the installation of the Project within Jamacha 67 $62,000.00 Subtotal $102,000.00 15%Contingency $15,300.00 TOTAL COST OF RELOCATIONS:$117,300.00 As reflected above,OWD has budgeted a 15%contingency based on the estimated costs provided by Helix to ensure that sufficient funds are available in the event of changes to the project. Neither HWD nor OWD currently anticipate that the costs of the RELOCATIONS will exceed $102,000.If HWD determines that additional work will be required or if it encounters any unforeseen conditions during the work that could cause the aggregate costs of the RELOCATIONS to exceed $117,300,HWD will immediately notify OWD and the parties will promptly meet to discuss the additional work or unforeseen conditions,their effect on the cost and schedule for the RELOCATIONS,and possible solutions satisfactory to both parties. B.OWD agrees to pay the HWD up to $27,400 for work performed by HWD on FCF 14 as it relates to the PROJECT.Any cost increases due to additional work or unforeseen conditions will be addressed in the same manner as additional work or unforeseen conditions for the RELOCATIONS. C.OWD agrees to pay approved invoices,not exceeding in the aggregate $144,700,within thirty (30)days of OWD approval of invoices submitted by HWD,as set forth on Paragraph 2.A.ii,below.Any amounts in excess of $144,700 will have to be approved in a separate written document signed by both parties. :I~- I I 2.HWD'S DUTIES AND RESPONSBILITIES;REPRESENTATIONS. A.The HWD agrees to perform all RELOCATIONS identified in Attachment 1 in a prompt and reasonable manner and to use best efforts to ensure that the amounts set forth in paragraph I.A are not exceeded. i.If,at any time during the RELOCATIONS,the HWD estimates that actual costs directly related to the RELOCATIONS will exceed the amount stated in paragraph I.A.,the HWD agrees to immediately notify OWD.OWD shall be immediately allowed to inspect the work,and all documentation and information concerning the estimated increases and the Parties agree to negotiate in good faith to determine who shall be responsible. ii.HWD agrees to submit quarterly invoices detailing the work completed,including back-up documentation,to the satisfaction of OWD,evidencing and certifying all costs,excess costs,change orders and expenses. B.The HWD represents that it has performed work relating to FCF 14,as it relates to the PROJECT,and that it has incurred costs relating thereto,as identified in paragraph 1.B.The HWD agrees to submit invoices and evidence of such costs to OWD upon request. 3.TERM;TERMINATION This MOU shall be effective commencing on the date indicated on the signature page hereof and,unless earlier terminated,shall remain in effect until the earlier of (i)thE?date OWD accepts the PROJECT in the manner contemplated under OWD's construction agreement for the PROJECT;or (ii)the date it is terminated by mutual agreement of the Parties following OWD's final payment to HWD for the final portion of the RELOCATIONS. This Agreement may be terminated by HWD for cause prior to the time contemplated in the paragraph above,upon thirty (30)days written notice of termination,if OWD fails to pay any invoice that has been approved by OWD in the manner contemplated in Section 1 and such failure to pay has not been cured by the 30th day following the notice of termination;provided that failure to pay any disapproved amounts shall not constitute a basis for termination. This Agreement may be terminated by OWD for cause prior to the time contemplated above if HWD fails to complete any RELOCATION contemplated herein prior to the time required for the PROJECT to proceed as contemplated under the project schedule.The Parties agree that OWD will keep HWD appraised of the status of the PROJECT. 4.HOLD HARMLESS AND LIABILITY Each,OWD and the HWD,agrees to defend,indemnify,protect,and hold harmless the other party and its board,agents,officers,and employees from and against any and all claims asserted or liability established for damages or injuries to any person or property,including injury to employees,agents or officers,which arise from or are connected with or are caused by the negligent acts or omissions or willful misconduct of the indemnitor's agents,officers or employees,in performing the work or services herein and all expenses of investigation and defending against same;provided,however,that each party's duty to defend,indemnify and hold harmless the other shall not include any claims or liability arising from the negligent acts or omissions or willful misconduct of the other party,its agents,officers or employees.The Parties agree that in the event of any joint or concurrent negligence, they will apportion any established or agreed upon liability proportionate to their respective degree of fault. 5.GOVERNING LAW;DISPUTE RESOLUTION This MOU is deemed a contract under the laws of the State of California.The Parties hereby.consent to the exclusive jurisdiction of the courts of the State of California in Sa'n Diego County.If a dispute arises out of or relates to this MOU,or the breach thereof,the parties agree to engage in good faith negotiations to attempt to resolve the matter.In any action at law or in equity,including an action for declaratory relief,between the parties arising out of or relating to this MOU,the prevailing party in such action will be entitled to recover from the other party a reasonable sum as attorneys'fees and costs. The prevailing party will be determined in accordance with Civil Code Section 1717(b)(1)or any successor statute.The prevailing party will also be entitled to its reasonable attorneys'fees and costs in any post-judgment proceedings to collect or enforce the jUdgment.This provision is separate and several and will survive the merger of this MOU into any judgment on this MOU. 6.INTEGRATION;WAIVER;AMENDMENTS This MOl:)represent the entire understanding by and between the Parties as to those matters contained herein.No prior oral or written understanding will be of any force or effect with respect to the matters covered herein.This MOU may not be modified or altered except in writing signed by both parties hereto.Any waiver by either party of any provision of this MOU must be in writing.Any written waiver will affect only the provision specified and only for the time and in the manner stated in the writing.No waiver by a party of any provision in this MOU will be considered a waiver of any other provision. 7.ASSIGNMENT HWD shall not assign,sublet,or transfer this MOU or any rights,duties or obligations under this MOU without written consent of OWD. 8.SEVERABILITY The partial or total invalidity of one or more parts of this MOU will not affect the intent or validity of the MOU. IN WITNESS HEREOF,the District and the City have executed this Reimbursement Agreement to be effective as of ,2010. Otay Water District Mark Weston General ManagerIts: Date: By: Helix Water District Mark Watton General ManagerIts: Date: By: Approved as to form:Approved as to form: General Counsel General Counsel ATTACHMENT C o..t..UpdQt~:Ooc-..ber '4.2008 a Memorandum District and of Understanding the Otay Water Reimbursement for Costs Incurred with Helix Water District Facilities Otay Water District 36-lnch PipelinefromSDCWAOlayFCFNo.14 to theRegulatorySite Authorization to Execute between the Helix Water District Regarding Jthe Relocation of Certain P2009 SUBJECT/PROJECT: P2009-001103 22.200.000 Oul.IBndlng ConwnIhnBnt0& FO'&C_t Pro/Bct.dFlnslCael -..,../ C""""",,,S 262 SAN DIEGONEIGHBORHOODNEWS 2,249 MAILMANAOEMENTGROUPINC 818 UNIONTRfBUNf!.PlJBUSHING co 28e MCGRAW-HILLCONSTRUCTION 14,000 TCCONSTRUCTION 1.609 FERGUSON WATERWORKS111082 20,000 338,143 119 PETTYCASHCUSTOOlAN 17,922,495 21.804.739 20.000 1,367 172,413 14,471,728 2.2 882 818 288 14,000 1,609 68.878 1,327 83 PETTYCASHCUSTOOlAN 238 238 US POSTMASTt-R 9,400 9,400 SANDIeGO C(:)UNTV WATER 6.758 4,244 10,000 CITYOF E.LCA..lON 185,730". 513.869 578.71'1,092.441 RSFC NSULT.INO 7.287 '.433 8,700 flOU"THEORNCASOIL 19,098 1,902 21,000 MARS-rON &MARSTON INC 57,918 67,918 LeE &RQINC 627,000 527,000 SANDIEGOCOUNTYWATER 11,049 11,649 SOUTHERNCASOII.. 90 00 COUNTY"QP8.fr\N DIEGO 1'3,440 13,440 SWINERTON MANAOEMENT 2ft,884 16,396 42,080 JONES'",t3"TOKE3 057 957 SO D'&"(Y n~""""'SCRIPT 350 350 I-tVANBETHKE 705 70$OLLI BROS 1,927 1,927 COUNTYOFSANDIEGO 7.500 7,500 KEAOY REALESTATE (10,290)(10,290)WOODRUFF.SPRADLIN&.SMART 3,000 3,000 RAYMONDKEITH HANNA 4.923 4.923 GARCIACALDERON&.RUIZLLP 4,744 4,744 WRA&ASSOCIATES INC 229.800 229.000 GROSSMONT-CUV.....MACACOMMUNITY 5,700 5,1'00 BELLATERRAHOA 700 700 SUZETTEC SWANGER 41,513 8,487 48,000 SOUtHERN~Sl);t.. 28,526 28,320 MINH CONaTR ORO INn 4,900 4,900 KeN O~OI~ 87 87 SAN OtEOODAILY TRANSCRIPT 93,000 83,000 SAN OII;GOCOUNNW1l\TE.R 28 28 RANOlEGDCOUNTY 100 100 US ,..ISH'"W'lLDUFE SERVICES 168,480 19B,398 366,B-,e GARCIACALDERON&RUIZLLP 271,784 271,784 093 993 OeDREF'ROORAHICB 110 110 PETTVCABH 3,460,768 48 48 SEDONAS"-"'FFINO 1,745,868 110,812 1,856,480 1,080,288 257,820 1,338,108 INFRASTRUCTURE ENGINEEBfNO 6.749.787 $15.054.952 $ 271,784 . 993 "0 4. 6.59& 368,878 4,923 (10,290) 1,927 >00 1.33B,108 42,080 1.10D 3.8 350 70' 2.025,764 644,03& 69 63 48 2>5 27> 12.830.. • 9 1,0150 1,640 641,812 13,440 4,744 48,000 28.&25 4,900 87 93.000 107,138 28 5,700 700 3,000 229,600 7,500., 244 34. 8.912 .0 46 1;856,480 338,143"..3 23. 9,400 10,000 1.092,441 8,700 21,000 57.918 527,000 11.649 144,700 13,74;).,332 75':;123 (243.847) 1,403,324 1.327 816 266 450 2'2 2.249 14,000 1,609 20,000 17,922,495 $21.804.739 $Grand Total ConstruellonConbucl IrIllnoV.I.... AccptlclOlie-out ConauIlunlContnllc1a Meols &Inckfonlals Pa.toge RaguhlototYAgency F••• OtherLeoalFa_ Labar PrintIng BusIness M_tlnga ConstnJDtlon InHou.o/Labor Mil_go A.elmbunllen1.nt Spoclal proJoc:w TDioIO••lon QAlQC BY:~9S ~#':B~ D N EXHIBIT A u.Uu., ..J a..............~~~~OTAY WATER DISTRICT a.~SDCWA FCF NO.14 AND z~36-INCH JAMACHA PIPELINE ~0ii:....L...;I:;;:;===50=o==::;1;,,~o_o_F_ee_t ~C=IP...:P~2:0:.:0:9J AGENDA ITEM 8j STAFF REPORT TYPE MEETING:Regular Board MEETING DATE:February 3,2010 5DIV.NO.P2490/ P2492- 001103 PROJECTI SUBPROJECT Daniel Kay Ov- Associate Civil Engineer Ron Ripperger ~ Engineering Manager Rod Posada ~o~.. Chief,Engineering Manny Magan~~ Assistant General~nager,Engineering and Operations Award of a Construction Contract for the 1296-1 &1296-2 Reservoir Exterior/Interior Coating and Upgrades Project SUBJECT: APPROVED BY: (Asst.GM): SUBMITIED BY: APPROVED BY: (Chief) GENERAL MANAGER'S RECOMMENDATION: That the Otay Water District (District)Board of Directors (Board) awards a construction contract to West Coast Industrial Coating Inc. (West Coast)for the 1296-1 &1296-2 Reservoir Exterior/Interior Coating and Upgrades Project and authorizes the General Manager to execute an agreement with West Coast in an amount not to exceed $690,000 (see Exhibit A for project location). COMMITTEE ACTION: Please see Attachment A. PURPOSE: To obtain Board approval authorizing the General Manager to enter into a construction contract with West Coast in an amount not to exceed $690,000 for the 1296-1 &1296-2 Reservoir Exterior/Interior Coating and Upgrades Project. ANALYSIS: The District's corrosion consultant Schiff Associates (Schiff) completed a Corrosion Control Program (CCP)in June 2009 that addresses the installation,maintenance,and monitoring of corrosion protection systems for the District's steel reservoirs and buried metallic piping.The CCP includes a reservoir maintenance schedule that shows the 1296-1 and 1296-2 Reservoirs to be re-coated and updated to current code.The maintenance includes replacing anodes for the cathodic protection system,removing the existing exterior and interior coatings,and applying a new coating to the exterior and interior of each reservoir. In addition to replacing the anodes and re-coating the reservoirs, structural upgrades are necessary to comply with the American Water Works Association (AWWA)and the Occupational Safety and Health Administration (OSHA).An internal and external inspection of each reservoir was completed in August of 2008 by Utility Services Company.The recommended structural upgrades,with input from engineering and operations staff,are as follows:A new exterior ladder,new level indicators,new fall prevention devices on the interior ladders,provide additional manways for access,new anode access ports,new roof vents,new lanyard cables,and miscellaneous tank penetrations for chlorination and sampling.These upgrades will ensure compliance with AWWA and OSHA as well as provide better access and maintenance for Operations staff. Currently,Natgun Corporation is constructing a new AWWA Type III concrete reservoir at the same site as the 1296 reservoirs.This project is scheduled to be completed in early March and the award of the construction contract to West Coast will provide a smooth transition of construction contracts at the site. Staff developed the contract documents and the project was advertised for bid on the District's website and several other publications including the San Diego Tribune and San Diego Daily Transcript. Subsequently one (1)addendum was sent out to all bidders and planhouses to address questions and clarifications to the contract documents during the bidding period.Bids were publicly opened on January 7,2010,with the following results: CONTRACTOR TOTAL BID Corrected Bid AMOUNT Amount 1 West Coast Industrial Coating $690,000 - 2 A.J.Fistes $699,900 - 3 RPI Coating $793,000 - 4 Olympus &Associates,Inc.$808,807 - 5 Blastco,Inc.$812,360 - 6 State Painting Company $841,550 - 7 ABHE Svoboda $923,200 - 8 Techno Coatings,Inc.$1,038,000 - The Engineer's Estimate is $875,000. 2 I 'i l,, :~; Staff reviewed the bids submitted for conformance with the contract requirements and determined that West Coast was the lowest responsive and responsible bidder.West Coast holds a Class C-33 Contractor's License which expires on January 31,2011.Reference checks indicated an excellent performance record on similar projects and that all agencies contacted would hire West Coast for future projects. However,on January 13,2010,a bid protest was received from RPI (Exhibit B)claiming that West Coast and the second apparent low bidder,A.J.Fistes,submitted non-responsive bids.The District requested that West Coast respond to RPI's bid protest.Their response is attached as Exhibit C.Staff and general counsel have reviewied West Coast's response and have determined that their bid has met the intent of the contract documents.Staff did not contact A.J.Fistes because they are the second low bidder and staff is recommending award to West Coast.Per the public competitive bidding process,Staff recommends award of the contract to West Coast in the amount of $690,000. FISCAL IMPACT:/~ Funding for the overall project comes from two CIP projects,P2490, the 1296-1 Reservoir Exterior/Interior Coating and Upgrades,and P2492,the 1296-2 Reservoir Exterior/Interior Coating and Upgrades. The total budget for CIP P2490,as approved in the FY 2010 budget is $350,000.Total expenditures,plus outstanding commitments and forecast is $347,615.See Attachment B-1 for budget detail. The total $600,000. forecast, budget for CIP P2492,as approved in the FY 2010 budget Total expenditures,plus outstanding commitments and is $501,399.See Attachment B-2 for budget detail. is Based on a review of the financial budgets,the Project Manager has determined that each budget is sufficient to support the project. Finance has determined that funding will be available for CIP P2490 and P2492.Funding for both CIPs will be 100%Replacement. STRATEGIC GOAL: This project supports the Operations Division's Mission Statement, "To provide all operations and maintenance services in the highest possible professional,efficient,safe,and cost effective manner to all internal and external customers,and to strive to continually improve the level of services this Department provides." 3 LEGAL IMPACT: None. Gener/!4g@tfAC- P;\WORKING\CIP P2490 1296-1 &-2 Reservoir Coating\Staff Reports\BD 02-03-10,Staff Report.1296 Coatings Bid Award.doc DK/RR/RP:jf Attachments:Attachment A Attachment B-1 Attachment B-2 Exhibit A Exhibit B Exhibit C QA/QC Approved: Name: 4 Date:--l.1_\_4_\\-:_10 _ ........................................................................................................!..! COMMITTEE ACTION: ~IIR I JECT: P2490-001103 P2492-001103 ATTACHMENT A Award of a Construction Contract for the 1296-1 &1296-2 Reservoir Exterior/Interior Coating and Upgrades Project The Engineering,Operations,and Water Resources Committee reviewed this item at a meeting held on January 21,2010 and the following comments were made: •Staff is requesting that the Board authorize the General Manager to enter into a construction contract with West Coast Industrial Coating Inc.in an amount not-to-exceed $690,000 for the 1296-1 and 1296-2 Reservoir Exterior/Interior Coating and Upgrades. •Staff indicated that consultant,Schiff Associates,completed the District's Corosion Control Program (CCP)in June 2009. The program shows the 1296-1 and 1296-2 Reservoirs in need of a new coating system as well as structural upgrades to bring the reservoirs up to AWWA and OSHA standards. •Staff stated that Natgun Corporation is constructing the District's 1296-3 Reservoir at the same site which is expected to be completed in March 2010.By approving the West Coast Industrial contract,the recoating of the 1296-1 and 1296-2 Reservoirs can start following the completion of the construction of the 1296-3 Reservoir.This will allow all work at the site to be continous and appear as one project. • A request for bids was advertised on December 10,2009,and a pre-bid meeting was held on December 17,2009.Four contractors were in attendance.An addendum was sent to all bidders and planhouses to address questions and provide clarification to the contract documents during the bidding period.Eight bids were received and were opened on January 7,2010.Staff indicated that a table on page 2 of the staff report indicates the results. •All bids were received and staff determined that West Coast Industrial Coating Inc.had submitted the lowest responsive bid at $690,000.However,the third lowest contractor,RPI Coating,submitted a bid protest on January 13,2010, claiming that West Coast Industrial Coating Inc.and the second lowest bidder,A.J.Fistes,submitted unresponsive bids.The District requested that West Coast Industrial Coating Inc.respond to the bid protest.Staff and the District's General Counsel reviewed the response and determined that their bid has met the intent of the contract documents. •Staff indicated that the funds for this contract will be expended toward their respected CIP projects,P2490 and P2492. •The Committee inquired how many scheduled coatings are planned each year.Staff stated that about 2 reservoirs are recoated each year.When possible,recoatings are grouped together for efficiency and cost reduction. Following the discussion,the Committee supported staffs' recommendation and presentation to the full Board as a consent item. 6 ATTACHMENT B-1 Sjj~~~b~~~~~;CT:r~~ard of a Construction Contract for the 1296 -1 &12 9~=;i L P-~492-0011 03~~~~EY.:.?~E.~~~_~E~~~L Int_~:.r.::~?E.J;_?~.!::_!!:_9.:_~!:~Y.P.9.:E_~?_:~_~..~:r.:.?j~~.~____1 OtayWaterDistrict Date Updated:December29,2009 P2490 -1296-2 Reservoir tnt/Ext Coating &Upgrade Outstanding ProjectedFinalBudgetCommittedExpendituresCommitment&Cost Vendor/Comments $350,000 Forecast Planning Labor 2,630 2,630 -2,630 - Total Planning 2,630 2,630 -2,630 Design In House/Labor 18,785 18,785 -18,785 - -.._-_. Total Design 18,785 18,785 -18,785 Construction In House/Labor 20,000 298 19,702 20,000 Construction Contract 296,200 296,200 296,200 WEST COAST INDUSTRIAL COATING Acceptance/Closeout 10,000 10,000 10,000 Total Construction 326,200 298 325,902 326,200 Grand Total 347,615 21,713 325,902 347,615 QAlQC Approved:\ •/) Name:Bd l}..A..V Date:-~~~r------ ATTACHMENT B-2 SU8pJ~~~~~~~R~;CT:·!Award of a Construction Contract f~;~he·~;~~~~~l;~~=;-· LP.~5_9?:QQ119~_.__JRes ~!"V?i r§?5:~~~i or/.!_~~~..E.~..~E".."..~.~~t ~~g."al:1~Upgrad~~"~.E.?j~ct Otay Water District Date Updated:December 29,2009 P2492 -1296-2 Reservoir InUExt Coating &Upgra ..-.J Outstanding ProjectedFinalBudgetCommittedExpendituresCommitment&Cost Vendor/Comments 600,000 Forecast Planning Labor 2,328 2,328 -2,328 Total Planning 2,328 2,328 -2,328 Design Labor 10,271 10,271 -10,271•....- Total Design 10,271 10,271 -10,271 Construction Labor 80,000 -80,000 80,000 Construction Contract 393,800 393,800 393,800 WEST COAST INDUSTRIAL COATING Accptlclose-out 15,000 15,000 15,000 -- Total Construction 488,800 I -488,800 488,800 Grand Total 501,399 12,599 488,800 501,399 QNQC Approved: Name:t2~tkQ Date:__I -'-~\_"'_\-,-'_\0 _ IMPERIAL BEACH OTA Y WA TER DISTRICT 1296-1 &1296-2 RESERVOIR EXTERIOR/INTERIOR COATING AND UPGRADES CIP P2490 &CIP P2492 EXHIBIT A IEXHISIT sl COATING l'aiDtblg.SaQdbl••tlag.FireprooftDC.Speeial CoatiDI' IaRunty 13,2010 Otay Wator DistriQt Attn:Dani~1 Kay.PE 2554 SweelWlSter Spring.Blvd Spring Valley.ClI 91fi78~2096 :ReloAn":1291~1 &1296~2 R.eservoir Exterior/Interior Coating and Upgrades,CIP P2490 It.P2492 SUbie~1 Formal BidProteat. RPl COATING,INC (RPI)respoctfully proteats and challenges the award ofthe above subject project.Tho apparont low bidder West Cosat Industrial Coatings,Inc,and the aecond apparent low bidder Al Piatu submittcG non responsive bids.Pleuo consider the following: West Co.at lndyfttlal Coating Inc (WelCn 1.WClCI did not list the required sub-contractors or s~b consultants.Thill is pursuant to Tb~Public ContrACt Code,Chapter 4 "Subletting and Subcontracting"Statuo 4100-411411Dd the specificanons. rJ The scaffolding and shrink wrllp subcontractor was omitted from WCICI's bid doc\UIlcnta.*Noto: 09865-4 paragraph 4.requires a.completo oontainment system,This statement ill inliuu wim SSPC GUide 6 for containing dobri$during paint removal oporations,Guide 6 has four (4)classell of oontainment Iill ofwitch l1ti1ize ridged or flexiblo framing and plltl'tic to contain hazardous lUld lead baae emi$lIiODS and materialt o 'rho tbird party inspection (um wu omitted from WCICI'a bid.S&'lO 09865-10 paragrllph A ofthe lIpecifications.ThIS)'can not selfperform the iupcction as this would be a conflict ofInterest'. AJ Fi.tli 2.A1 fistas has not the required QPl ccrtifiC1lte pur~uant to lIpecifl.cation BOctiO.l1 09905-4 para;raph 2. In aumDlexy,RPI's bid was oomplete and in accOrdllloe with thIS intent ofthe:.poc:ifications thenfore entitled to award...A4 an intel'cstcsd party I cncoura8~you to rcsearQh the intent ofthe apparent low bl~s prior to the reoommendation to award.Please oontltCt me at S62·447~1937 should questions remain. Respectfully 811bmitte RPl Coating Inc; Bob KeUey. C4LlroD.NfA LICBNSE 416957 C33 •18114 SHO&MAJaiR AVBNlJE ~SANTA P8SPlUNGS,CALIFORNIA 99670 ~H,?Nl!(562)906.9002 -FAX (562)906-9004 '8NI 9NI1~OO Id~\ From: To: cc: Subject: Date: IEXHIBIT Cl Larry Wombles Daniel Kay; Ronald Ripperger;"Desiree Brumley"; "Ron Hogeland"; RE:Bid Protest -RESPONSE Wednesday,January 13,2010 6:12:59 PM Mr.Kay, This e-mail is in response to the formal protest as filed by RPI Coating on January 13,2010.I will only address the two bullet points as filed against WCIC. 1.Scaffolding:Specification section 09865-4,paragraph 4 is for SUBMITTALS after award ofproject.This paragraph does not stipulate complete shrink wrap containment as stated by RPI.Guide 6 is not listed in this paragraph,thus there inclusion is incorrect.This paragraph simply states that WCIC is to provide written documentation"...for complete abrasive blasting containment system, which will contain all the abrasive blast media,monitoring of the containment,and corrective procedures when containment may be breached."This paragraph does not dictate means and/or methods as a condition ofcontract.WCIC fully intends to satisfy the complete project specifications,OSHA,AQMD,and SSPC in which we are proud members. 2.Third Party Inspection -Specification section 09865-10,paragraph A states,"Inspection and testing shall be performed by the Contractor's hired certified and approved by the Distnct..."This specification section does not state that the certified inspector must be "third"party.WCIC has two on-staffNACE level III and five SSPC Level II coating inspectors.One ofour Level III (highest level of rnspector per NACE)also is a independent third party consultant as he only work part time at WCIC.wcrc has hired all the inspectors on our staffand this meets the specification.Also,as a SSPC QP-I Contractor,wcrc is responsible for Quality Control.Quality Assurance can also be accomplished by wcrc with your approval. wcrc bid this project knowing we were responsible for Quality Control (QC)and Quality Assurance (QA).As added QA,WCIC intends to have the coating manufacturer representative fro TNEMEC on regular basis to inspect and report for our QC and QA reports. There is no conflict ofinterest as SSPC QP-1 requires their certified members to perform all QC and QA as part ofour certification.I believe this is why your district required QP-1 only certified contractor to bid this work.As a QP-l contractor,we will have fully trained and certified NACE level III coating Inspector with his own individual License inspecting the work;it will be the coating manufacturer who provides additional verification;and it is WCIC performance bond that guarantees workmanship.In addition to the Nace Level III coating inspector,WCIC field foreman is also a SSPC Level II Coating inspector. OTAY Water District will get a first class and best coating project via award to WCIC where our company motto is "SAFETY +QUALITY = PRODUCTION."Should you have any other questions or need any other verification,please do not hesitate to call me at 951-956-9943. Larry Wombles Paso Robles Tank Inc. West Coast Industrial Coatings SSPC QP-1 Contractor 3883 Wentworth Drive Hemet,CA 92545 Phone:951-925-2288/Fax:951-925-1288 e-mail:LWombles@pasoroblestank.com Company E-mail:www.Pasoroblestank.com ONE NATION UNDER GOD &IN GOD WE TRUST! ~Please consider the environment before printing my e-mail This email message is for the sole use ofthe intended recipient(s)and may contain confidential and privileged infonnation. Any unauth01ized review,use,disclosureordistribution is prohibited.Ifyou are not the intended recipient,please contact the senderby reply email and destroy all copies ofthe original message.Ifyou are the intended recipient,please be advised that the contentofthis message is subject to access,review and disclosure by the sender's Email System Administrator. From:Daniel Kay [mailto:DanieI.Kay@otaywater.gov] Sent:Wednesday,January 13,2010 1:28 PM To:Larry Wombles Cc:Ronald Ripperger;Desiree Brumley;Ron Hogeland Subject:Bid Protest Hi Larry, We have received an official bid protest from RPI coating.Please see their attached letter.Could you please respond to the District (Attention to Daniel Kay)regarding their concerns on the letter.A prompt response would be greatly appreciated as we are trying to complete the staff report for this contract for the January Committee Meeting/February Board. Thank You. DANIEL KAY,P.E. ASSOCIATE ENGINEERI OTAY WATER DISTRICTI TEL:619-670-22471 FAX:619-670-8920 I WWW.OTAYWATER.GOV STAFF REPORT AGENDA ITEM 8k February 3,2010TYPEMEETING: SUBMITTED BY: APPROVED BY: (Chief) Regular Board Daniel Kay\).L Associate Civil Engineer Ron Ripperger ~ Engineering Manager Rod posada~,,~ Chief,Engineering MEETING DATE: PROJECT/ SUBPROJECT: S2021- 001103 DIV. NO. 5 APPROVED BY: (Ass!.GM): SUBJECT: Manny Magafi~~~ Assistant General~nager,Engineering and Operations Award of a Construction Contract for the Jamacha Road 8-Inch Sanitary Sewer Replacement Project GENERAL MANAGER'S RECOMMENDATION: That the Otay Water District (District)Board consent to withdrawal of the bid submitted by Empire Pipeline (Empire),award a construction contract to A.B.Hashmi Inc.(A.B.Hashmi)in the amount of $91,320 for the construction of the Jamacha Road 8-Inch Sanitary Sewer Replacement Project and authorize the General Manager to execute an agreement with A.B.Hashmi in an amount not to exceed $91,320 (see Exhibit A for project location). COMMITTEE ACTION: Please see Attachment A. PURPOSE: To obtain Board approval consenting to the withdrawal of the bid submitted by Empire and authorizing the General Manager to enter into a construction agreement with A.B.Hashmi in an amount not to exceed $91,320 for the Jamacha Road 8-Inch Sanitary Sewer Replacement Project. ANALYSIS: This project consists of constructing a total of 335 linear feet of new 8-inch PVC sanitary sewer pipe in Jamacha Road between Hidden Mesa Road and Falda Del Cerro in Rancho San Diego. The District recently completed a closed circuit televising (CCTV) report for the North District sewer system in various areas of Rancho San Diego and Spring Valley.The report found that the section of sewer pipe between Hidden Mesa Road and Falda Del Cerro in Jamacha Road has partially collapsed.This construction contract will replace that portion of collapsed pipe. This project is one out of five sewer projects that were added to the FY 2010 CIP due to the results found in the CCTV report.This project was advertised as a separate project in order to expedite construction to coincide with the current construction occurring on Jamacha Road for the 36-inch pipeline installation by CCL Contracting (CCL).This sewer project must be completed before CCL re-paves Jamacha Road in order to avoid a duplication of work in that area.The current schedule for the 36-inch pipeline project shows paving to be completed in May/2010.The completion of this sewer project is scheduled for April/2010. The design for this project was performed by a consultant/Lee &Ro/ Inc./as part of their current as-needed design contract with the District. The project was advertised for bid on the District/s website and several other publications including the Union Tribune and San Diego Daily Transcript. A non-mandatory Pre-Bid Meeting was held on December 17/2009.A presentation was given by staff to explain the project and discuss any questions or concerns from the contractors.There were two (2) contractors that attended the meeting and meeting minutes were published. Subsequently/one (1)addendum was sent out to all bidders and planhouses to address questions and provide clarifications to the contract documents during the bidding period.Bids were publicly opened on January 7/2010 with the following results: CONTRACTOR TOTAL BID CORRECTED AMOUNT BID AMOUNT 1 Empire Pipeline $79/350 - 2 A.B.Hashmi Inc.$91/320 - 3 Palm Engineering Construction Co.Inc.$91/575 - 4 Burtech Pipeline/Inc.$97/000 - 5 Arrieta Construction/Inc.$101/247 - 6 SC Valley Engineering/Inc.$113/575 - 7 American Industrial Services $126/311 $126/310 8 Sim Engineering Inc.$127/750 $147/750 9 Zondiros Corporation $136/625 - 10 CCL Contracting $167/820 - 11 Schilling Paradise Corporation $178/120 - The Engineer's Estimate is $117/000. The evaluation process included reviewing all bids submitted for conformance to the contract documents.American Industrial Services had an error in their bid reducing their cost by $1.Sim Engineering did not acknowledge Addendum No.1 in their bid,which included an additional $20,000 allowance item to cover any changes from Caltrans when their permit is finally received. On January 8,2010,the lowest bidder,Empire,submitted a timely request to the District to withdraw their bid due to a 'clerical error'(see Exhibit B).Staff requested that Empire provide the District with more information detailing their 'clerical error'(see Exhibit C)and Empire responded with an explanation stating they unintentionally left out $14,865 on Bid Item No.2 for removing and replacing the 8-Inch PVC (see Exhibit D &Exhibit E).District staff is satisfied that Empire made a mistake in their bid due to a clerical error,and has met the requirements stipulated in Public Contract Code Section 5103,regarding withdrawal of a bid. Therefore,the District will not secure Empire's bid bond and staff is recommending that the Board grant Empire's request to withdraw their bid and approve award of the contract to the second lowest bidder,A.B.Hashmi. Staff reviewed the second low bid by A.B.Hashmi and found they submitted a responsible bid and hold a Class A Contractors License which expires on March 31,2011.References were checked and A.B. Hashmi was found to be a qualified company.Staff also verified that it can comply with the bonding requirements for this project. Per the public competitive bidding process,Staff is recommending the award of a construction contract to A.B.Hashmi in the bid amount of $91,320. FISCAL IMPACT: The total budget for CIP S2021,as approved in the FY 2010 budget, is $150,000.Total expenditures,plus outstanding commitments and forecast,are $146,916.Based on a review of the financial budget, the Project Manager has determined that the budget is sufficient to support the project (see Attachment B for budget detail). The Finance Department has determined that 100%of the funding is available from the Replacement Fund. STRATEGIC GOAL: This project supports the District's Mission Statement,"To provide the best quality of water and wastewater service to the customers of the Otay Water District in a professional,effective,and efficient manner"as well as the General Manager's vision,"...prepared for the future..."by guaranteeing the District will always be able to meet 3 future water supply obligations and plan,design,and construct new facilities. LEGAL IMPACT: None. Gener1k~t~ P:\WORKING\CIP 52019 Avocado Sewer\Staff Reports\BD 2-04-10,Staff Report,52021 Bid Award,{DK-RR)v3.doc DK/RR/RP:jf Attachments: QA/QC: Attachment A Attachment B Exhibit A Exhibit B Exhibit C Exhibit D Exhibit E 4 Date:01-14-/0 82021/001103 ATTACHMENT A !SUBjECTjpRojECT:TA;:;;a~dofaConstruction Contract for the Jamacha Road 8- Inch Sanitary Sewer Replacement Project COMMITTEE ACTION: The Engineering,Operations,and Water Resources Committee reviewed this item at a meeting held on January 21,2010 and the following comments were made: •Staff is requesting that the Board authorize the General Manager to execute a construction contract to A.B.Hashmi Inc.(A.B.Hashmi)in an amount not-to-exceed $91,320 for the construction of the Jamacha Road 8-Inch Sanitary Sewer Replacement Project,and consent to the withdrawal of the bid submitted by Empire Pipeline (Empire). •Staff stated that a CCTV report showed a partially collapsed sewer pipe in Jamacha Road between the intersections of Hidden Mesa Road and Falda Del Cerro in Rancho San Diego. •Staff indicated that the Sanitary Sewer Replacement Project will replace 335 linear feet of sewer and is in the same alignment as the 36-Inch Pipeline Project currently being constructed by CCL contracting.The sewer must be replaced before CCL re-paves Jamacha Road.It was indicated that the schedule shows paving to be completed in May 2010 and that the Sanitary Sewer Replacement Project is scheduled for completion in April 2010. •Staff indicated that the District advertised for bids on December 10,2009 and that a pre-bid meeting was held on December 17,2009 where two contractors were in attendance. One addendum was sent out to address contractors'questions and provide clarification to the contract documents.Eleven bids were received and opened on January 7,2010 (the table on page 2 of the staff report shows the results). •Staff reviewed the bids and determined that Empire submitted the lowest responsive bid at $79,350.However,Empire Pipeline submitted a request to withdraw their bid due to "clerical"error.District staff requested that Empire provide an explanation with back-up documentation (see Exhibits B,C,D &E).District staff and General Counsel reviewed the information and determined that Empire's withdrawal satisfied the Public Contract Code. •The Committee thanked District staff for their efforts of fast-tracking and aligning the projects.It was stated that the aligning of the projects will minimize impact to the community.The Committee inquired where CCL ranked in the bids for the Sanitary Sewer Replacement Project.Staff indicated that CCL was the second highest bidder for the Project. Following the discussion,the Committee supported staffs' recommendation and presentation to the full Board as a consent item. 6 ATTACHMENT B Otay Water District 82021 •Jamacha Road a-inch sewer Main Replacement Date Updated:December 29,2009 Outstanding ProjectedFinalBudgetCommittedExpendituresCommitment&Vendor/Comments $150,000 Forecast Cost Planning _._-_.-1------_._-----~-_..._---f---.--.---.---.---- Labor 3,587 3,587 3,587 Total Planning 3,587 3,587 -3,587 Design Labor 7,275 7,275 7,275------_.._-------.-.,_.,...,-------_..._----.._-_.._-..._--.---.__._"..•..---_.._._-------Consultant Contracts 9,474 4,684 4,790 9,474 LEE &RO INC Total Design 16,749 11,959 4,790 16,749 Construction _.__._"---_.-----_..-----._----...-._----..._.... Labor 30,210 149 30,061 30,210 Regulatory Agency Fees 50 50 -50 PETTY CASH CUSTODIAN Construction Contract 91,320 91,320 91,320 A.B.HASHMI AccpUclose--out 5,000 5,000 5,000 Total Construction 126,580 199 126,381 126,580 Grand Total 146,916 15,746 131,171 146,916 QA/QC: Date:t:>1~J~..,O CIP#S2021 -~---DE CER 0''''-. HELlXWD OT AY WA TER DISTRICT JAMACHA ROAD 8"SANI TARY SEWER REPLACEMENT PROJECT EXHIBIT A VICINITY MAP IMPERIAL BEACH ."... '".....,... ~~~_~---~l ~---------. ~c '"~e:~~~:-<:0.__ IEXHIBIT BI EMPIRE PIPELINE Plumbing &Underground Utilities January 8,2010 Otay Water District 2554 Sweetwater Springs Blvd. Spring Valley.CA 91978-2004 Attention:Daniel Kay Re:Jamacha Rd a-Inch Sanitary Sewer Replacement -CIP $2019 Dear Sir: We would like to formally withdraw our bid for the Jamacha Rd 8-lnch Sanitary Sewer Replacement-CIP S2019.which we submitted January 7..2010. Due to a clerical error we are requesting that our proposal be withdrawn from this project. If you have any questions.please do not hesitate to contact us.Thank you for your attention to this matter. Sincerely. .~~ A Subsidiary of Phil Rado.Inc.lic.#760566 1945 Camino Vida Roble.Suite 'E'Carlsbad.CA 92008 Phone:(760)603-0217 Fax:(760)603-9733 IEXHIBITC I January 11,2010 ...<:Dedicated to COllllllulllt~,ge~lIice 2554 SWEElWATERSPRINGSBOULEVARD,SPRINGVALLEY,CALIFORNIA91978-2004 TELEPHONE:670-2222,ARSA CODE 619 www.otaywal9f.gov Sent Via E-mail and US mail Project No.:52019-001103 Phil Rado President Empire Pipeline 1945 Camino Vida Roble,Suite E Carlsbad,CA 92008 Subject:Jamacha Road 8-lnch Sanitary Sewer Replacement Dear Mr.Rado: We are in receipt of Anita Davidson's January 8,2010,letter requesting withdrawal of your bid for the subject project. Although we received your request within the statutory time limit according to PCC Section 5103(b),the statute requires that you specify in detail how the clerical error occurred.Please provide relevant actual bid information and paperwork to substantiate your error. At this time,pursuant to pec Section 5103 you have not established viable cause for the Otay Water District (District)to allow withdrawal of your bid without consequence. Section 00100,Articles 19 and 20,of the contract documents specifically address the District's right to hold the bid bond for a period of 60 days after the bid opening.In addition,if the District's Board of Directors awards a contract to Empire Pipeline (Empire)for this project and Empire fails to execute the contract,Empire's bid bond will be forfeited.As such,the District is proceeding with award of the project to your firm. Should you have any questions or comments,please do not hesitate to contact me at 619·670·2247. Sincerely, b~D~T Daniel Kay,~ Associate Engineer DK:mlc cc:Rod Posada Ron Ripperger Aerobel Banuelos,General Counsel P:\WORKING\CIP 52019Avocado Sewer\Staff Reports\Emplre Bid Withdraw!Request 1-11-10a.doc IEXHIBIT 0 I EMPIRE PIPELINE Lie.#760566,SBE Cert.#30025 Plumbing &Underground Utilities January 11.2010 otay Water District 2554 Sweetwater Springs Blvd. Spring Valley.CA 91978''-2004 Attention:Daniel Kay Re:Jamacha Rd 8-lnchSanitarv Sewer Replacement '-CIP 52019 Dear Sir: Afterreviewing our bid proposal and spreadsheets for the above referenced project we have discovered an error in the cost for line item #2 (Remove and Replace 8"Sewer).There was a cost of $14.865.00 left out unintentionally.When the unit prices were written 01'1 the bid schedule we did not realize the cost of $14.865.00 was not accounted for in the formula on our spreadsheet for line item #2 (Remove and Replace 8"Sewer). The $14.865.00 included the costs to saw-cut.remove.handle.and dispose of existing asphalt.It also included the cost ofthe new Class 2 Base.For your information below is the cost breakdown of the $14.865.00. 1.Labor &Equipment $487.68 x 20 hrs.=$9753.00 2.Class 2 Base $17.60x 120 ton =$2112.00 3.Outside Trucking $125.00 x 16 hrs =$2000.00 4.Landfill /Disposal =$1000.00 Empire Pipeline is a small business enterprise and cannot afford to incur the cost of $14.865.00 and accept this project.By taking this project Empire Pipeline can suffer financial hardship and possibly end up out of business.For these reasons Empire Pipeline is requesting that the Otay Water District allow Empire Pipeline to withdraw our bic::j for the Jqmacha Rd 8-lnch Sanitary Sewer Replacement-CIP S2019,which we submitted January 7.2010. I await your prompt response.If you have any questions.please do not hesitate to contact us.Thank you for your attention to this matter. S.inc.e...rely..•.L.....44/AaiD~dSon Empire Pipeline A Subsidiary of Phil Rado.Inc. 1945 Camino Vida Roble,Sult~'J'Carlsbad,CA92008 Phone:(760)603·0217 Fax:(760)603·9733 EMPIRE PIPELINE IEXHIBIT E I 1945 Camino Vida Roble,Suite 'J' Plumbing &Underground Utilities Carlsbad,CA 92008 A subsidiary ot Phil Rado Inc.Lie #760566 P:(760)603·0217 F:(760)603-9733 I BID PROPOSAL Date:01/07/10 Bid #1004 Project:Jamacha Rd Sewer Replacement Location:Jamacha Blvd City:Spring Valley Plan Title: Plan Date: Description of Work Item 1 Mobilization,demob,insurance,bonds Qty Unit Unit Price Amount 1 Mobilization,demob,1 Ls 1,200.00 1,200.00 3 bonds 1 Ls 1,400.00 1,400.00 4 survey 1 Ls 800.00 800.00 5 SWPPP 1 Ls 500.00 500.00 6 Porta-john 1 Ls 300.00 300.00 7 mise 1 Ls 500.00 500.00 Total 4,700.00 Item 2 Remove &replace 8"Sewer Qty Unit Unit Price Amount 1 Labor 40 hrs 332.00 13,280.00 2 Equipment 40 hrs 125.00 5,000.00 3 Trench Shoring &plates 1 Ls 1,400.00 1,400.00 4 Traffic Control 1 Ls 2,500.00 2,500.00 5 Pipe &Fittings 340 Lf 3.25 1 105.00 6 Bedding Materials -3/4"rock 90 ton 19.60 1,764.00 7 Import DG for backfill 150 ton 10.00 1,500.00 8 Remove and dispose of spoils 240 ton 15.00 3,600.00 9 Remove and dispose of AC 1 Ls 14,865.00 14,865.00 Total 30,149.00 Item 3 Concrete Encasement Qty Unit Unit Price Amount 1 Labor 8 hrs 162.50 1,300.00 3 Equipment 8 hrs 50.00 400.00 4 Concrete 15 yd 120.00 1,800.00 5 Misc.1 Ls Total 3,500.00 Item 4 Temporary Sewer Bypass Qty Unit Unit Price Amount 1 Bypass 1 Ls 3,500.00 3,500.00 2 Misc.1 Ls 500.00 500.00 Total 4,000.00 Item 5 Paving Qty Unit Unit Price Amount 1 Labor 16 hrs 330.00 5,280.00 2 Equipment 16 hrs 180.00 2,880.00 3 Asphalt 35 ton 120.00 4,200.00 4 Misc.1 Ls 540.00 540.00 5 Remove and dispose temp ac 1 Ls 1 100.00 1,1 00.00 5 Traffic Control 1 Ls 1,000.00 1,000.00 Total 15,000.00 Amount 2,000.00 Amount 20,000.00 Total 2,000.00 Unit Price 20,000.00 Unit Price 2,000.00 1945 Camino Vida Roble.Suite 'J' Carlsbad,CA 92008 p:(760)603·0217 F:(760)603-97~33~~ 01/07/10 Bid#1004 Project:Jamacha Rd Sewer Replacement Location:Jamacha Blvd City:Spring Valley Plan Title: Plan Date: Qty Unit 1 Ls Qty Unit 1 Ls EMPIRE PIPELINE Plumbing &Underground Utilities A subsidiary of Phil Rado Inc.Lie #760566~ Item 7 Permit Allowance Permit Allowance Item 6 Unknown utility /service lateral Unknown utility Iservice lateral Total 20,000.00 Total for this project 79.349.00 2 AGENDA ITEM 81 STAFF REPORT TYPE MEETING:Regular Board MEETING DATE:February 3,2010 1,4DIV. NO. R2094- 001103 P2496- 001103 PROJECT! SUBPROJECTS: Rod posadM~. Chief,Engineering Manny Magafia~~N4~~ Assistant GeneralCJanager,Engineering and Operations Authorization to Execute a Reimbursement Agreement Between the City of Chula Vista and Otay Water District for the Otay Lakes Road 12-Inch Recycled Water Pipeline and Potable Utility Relocation Project Ron Ripperger ~ Engineering Manager SUBJECT: SUBMITIED BY: APPROVED BY: (Chief) APPROVED BY: (Ass!.GM): GENERAL MANAGER'S RECOMMENDATION: That the Otay Water District (District)Board of Directors (Board)authorizes the General Manager to execute an Agreement between the City of Chula vista (City)and the District for reimbursement to the City for construction costs associated with the Otay Lakes Road 12-Inch Recycled Water Pipeline and Potable Utility Relocation Project (Recycled Pipeline)in an amount not to exceed $1,100,000 (see Exhibit A for project location) COMMITTEE ACTION: Please see Attachment A. PURPOSE: To obtain Board authorization for the General Manager to execute an Agreement (Attachment B)with the City for costs associated with construction of the Recycled Pipeline and Potable utility Relocations.The Agreement provides that the District will reimburse the City for up to $1,100,000. J. ANALYSIS: The City plans to complete road improvements on portions of Otay Lakes Road and "H"Street,near Southwestern College in Chula Vista,as part of its goal to maintain and improve City streets. Currently,City staff envisions this work occurring over the next few years in three separate phases.Phase I will focus on improving the intersection of Otay Lakes Road and "H"Street and widening Otay Lakes Road down to Southwestern College's main entrances.The later phases,as Exhibit A shows,will focus on improving Otay Lakes Road southerly to Telegraph Canyon Road. However,information provided by the City indicates that Phase III may not be required. In order to minimize impacts to the Chula Vista community, District staff and City staff are coordinating their efforts to combine the contract documents for the Recycled Pipeline, Potable Utility Relocations,and the Road Improvement work into one bid package.The City will incorporate the District's project plans into their bid package and bid their project and the District's as one project.The City will advertise the "Project"in mid-February and provide bid support during the bid period.District staff will assist the City where needed.The City anticipates awarding the Project in April 2010. Currently,recycled water is available in Telegraph Canyon Road. By including the Recycled Pipeline in the City's road improvement work,installation of the Recycled Pipeline can be accomplished earlier than anticipated and thereby make available recycled water to nearby customers including Southwestern College,Bonita Vista High School,and the Apache Drive Condos. Lee &Ro is designing the pipeline for the District.The contract documents for the Recycled Pipeline will be completed in early February in order to be able to incorporate them into the overall Project.The construction cost for the Recycled Pipeline project is estimated at $1,040,000.The utility relocation costs for the City's road improvement work is estimated at 60,000 for a total estimated cost of $1,100,000. The attached agreement (Attachment B)provides for reimbursement to the City to cover the actual "as-bid"construction cost plus a 10%contingency for the purpose of reimbursing the City for progress payments made to the contractor. 2 ~~~ FISCAL IMPACT ~ Funding for ~overall project comes from two CIP projects, R2094-Potable Irrigation to Recycled,and P2496-0tay Lakes Road Utility Relocations. The total budget for CIP R2094 for the next six years is $2,000,000.Expenditures to date are $72,730.Total expenditures,plus outstanding commitments and forecast to date, are $1,213,318.See Attachment C for budget detail. The total budget for CIP P2496,as approved in the FY 2010 budget is $100,000.Expenditures to date are $15,931.Total expenditures,plus outstanding commitments and forecast,is $99,887.See Attachment D for budget detail. Based on a review of the financial budgets,the Project Manager has determined that each budget is sufficient to support the project. The Finance Department has determined that 100%of the funding is available from the Expansion Fund for CIP R2094 and that 100% of the funding is available from the Replacement Fund for CIP P2496. STRATEGIC GOAL: This project supports the District's Mission Statement,"To provide the best quality of water and wastewater service to the customers of the Otay Water District,in a professional, effective,an.d efficient manner"and the Otay strategic goal,in planning for infrastructure and supply to meet current and future potable water demands. LEGAL IMPACT: The District's General Counsel and the City's City Attorney have reviewed and accepted the Agreement as to form and legality. P:\WORKING\CIP R2094\Subproject 00l\Staff Reports\BD 02-03-10,Staff Report,City of C.V.Reimbursement,(RR-RP)v2.doc RR/RP:jf 3 Attachments: QA/QC Approved- Attachment A Attachment B Attachment C Attachment D Exhibit A Name: 4 Date 1-14 ~fa ATTACHMENT A :SUS:]EcrjpFi6:iEe;T:TAiuthorization to Execute a Reimbursement Agreement Between R2094-001103 the City of Chula Vista and Otay Water District for the P2496-001103 Otay Lakes Road 12-Inch Recycled Water Pipeline and Potable utili Relocation Pro ectL.,00...c', COMMITTEE ACTION: The Engineering,Operations,and Water Resources Committee reviewed this item at a meeting held on January 21,2010 and the following comments were made: •Staff is requesting that the Board authorize the General Manager to execute an Agreement between the City of Chula Vista (City)and the District in an amount not-to-exceed $1,100,000 for reimbursement to the City for construction costs associated with the Otay Lakes Road 12-Inch Recycled Water Pipeline and Potable utility Relocations Project (Recycled Pipeline). •Staff indicated that the City plans to complete road improvements on portions of Otay Lakes Road and "R"Street in Chula Vista.Staff stated that in order to minimize impacts to the Chula Vista community,District and City staff are coordinating their efforts to combine the contract documents for the Recycled Pipeline,Potable Utility Relocations,and the Road Improvement work into one bid package. •Staff indicated that the City will incorporate the District's project plans into their bid package and bid it as one project.The City will advertise the "Project"in mid-February and provide bid support during the bid period. The City anticipates awarding the Project in April 2010. It was indicated that District staff will collaborate with City staff during the bid phase and during construction to ensure the pipeline is built to District standards. •It was discussed that the City's Otay Lakes Road improvement project is planned for three phases,wherein the District's pipeline project will be part of Phase I. •It was discussed that the reimbursement agreement between the City and District provides for the District to submit a deposit to the City for the actual construction costs plus a 10%contingency for the purpose of reimbursing the City for progress payments.The construction cost including the 10%contingency is estimated at $1,100,000. •Staff provided a copy of the draft agreement with the staff report sent to the Committee as part of their committee package and stated that it had been reviewed by staff and general counsel.Staff indicated that there were minor changes made to the draft agreement after the committee package was sent out.The District's general counsel reviewed the draft agreement with the inclusion of the minor changes and approved the agreement as to form and legality.The revisions are shown below: 1.Section 3.2:Change nCity's contractor"to nCity" 2.Section 5.2:Delete space before ncollectively" 3.Section 5.2:Change ndistrict"to nDistrict" 4.Section 5.2:Change ntheir portion"to nits portion" 5.Section 8.2:Revise sentences to read nDistrict agrees to pay its pro rata share costs City incurs enforcing the indemnity and defense provisions set forth in Article V.These costs shall be considered joint costs." 6.Section 8.3:Change nConsultant's"to nThe Parties" 7.Section 11.22:The City added a provision requiring Otay to comply with notice requirements under the City's Municipal Code,Section 1.34,before a suit or arbitration procedure can commence.This clause also required the District to meet and confer with the City before the filing of such action against the City. This provision should be modified to provide that the City will meet and confer with the District in good faith before filing a suit or arbitration action against the District. •Staff indicated that the draft agreement including the revisions constitutes the final agreement and will be submitted to the Directors for consideration at the February 3,2010 Board Meeting. Following the discussion,the Committee supported staffs' recommendation and presentation to the full Board as an action item. SUBJECT/PROJECT: R2094-001103 P2496-001103 ATTACHMENT B Authorization to Execute a Reimbursement Agreement Between the City of Chula Vista and Otay Water District for the Otay Lakes Road 12-Inch Recycled Water Pipeline and Potable Utility Relocation Project''... REIMBURSEMENT AGREEMENT FOR PAYMENT OF COSTS OF CONSTRUCTION AND INSTALLATION OF DISTRICT FACILITIES BY AND BETWEEN THE OTAY WATER DISTRICT AND THE CITY OF CHULA VISTA,CALIFORNIA (OTAY LAKES ROAD WIDENING,RECLAIMED WATER PIPELINE,AND UTILITY RELOCATION PROJECT) THIS REIMBURSEMENT AGREEMENT FOR THE PAYMENT OF COSTS OF FACILITIES,dated Otay Water District ')to establish terms structed certain District r all expenses related y"and collectively ws,to contract and to pay y building,facility,structure a District service;and rovements to Otay Lakes Road between and to East H Street,from Otay Lakes entrance to Southwestern College;such adway widening,construction of curb,gutter, uction of retaining walls,relocation of utilities,and of traffic signals and street lighting ("City struction of District Facilities concurrently with City te a substantial benefit to District and the City,which benefits to,reductions or savings in terms of time,money,construction cts;and WH Improvements include,but are no hazards,and traffic i CONSTRUCTION AND INSTALLATION OF DISTRICT ,2009,is entered into by and between--------("District")and the City of Chula Vista,a municipal corporatio and conditions pursuant to which City will bid and cause t Facilities,defined herein below,and District will reimb thereto.District and City may be referred to herein in . as the "Parties." WHEREAS,in order to achieve such benefits,District desires that City incorporate the construction and installation of District Facilities into the construction documents and contract for City Improvements WHEREAS,City is willing to do so,provided District submits complete plans and specifications for said District Facilities and agrees to reimburse City for all associated costs; and NOW,THEREFORE,in consideration ofthe mutual covenants herein contained,it is agreed by and between the Parties hereto,as follows: ARTICLE I.DEFINITIONS 1.1 Definitions.Unless the context otherwise requires,the terms defined in this Section 1 shall,for all purposes ofthis Reimbursement Agreement and of any amendment hereto, and of any certificate,opinion,estimate or other document herein mentioned,have the meanings herein specified. t and Otay al corporation duly s of the State of .ct duly organized and rth in the California ociated with the construction .~d to,costs ofmaterials, are ofJoint Costs. of potable facilities and the own in Exhibit A hereto,as the lvely,District Facilities and City Improvements. ARTICLE II.PRECONSTRUCTION on and installation of the Project,which, ed solely to District Facilities or City th derive benefit or those costs that both Parties would ilities been constructed independently ofeach other cessary to cover the District's trench and would also street). "District Facilities" installation of a 1 same may be a "District Costs"means the total and installation ofthe District Faci labor,oversight,bidding,permits,ch "City Improvements"means,collectively, Lakes Road (Phase I ofCity CIP Project No.S "City"means the City ofChula Vista,California,a organized and existing under and by virtue of t California. "District"means the Otay Water District,a municipal water d' existing under the Municipal Water District Law of 1911, Water Code. 2.1 Design and Specifications -Generally.Prior to advertisement of a Request for Proposals ("RFP")for the construction and installation ofProject,District shall submit designs and all associated plans and specifications (collectively "Construction Documents")for the District Facilities to the City. 2.1.1 Approval.Prior to submission,an authorized representative of District shall approve the Construction Documents,submittal of which shall indicate such approval and grant to the City permission to include the Construction Documents in the RFP. 2 2.1.2 Costs.All costs associated with the design of a Party's facilities and the preparation ofConstruction Documents shall be borne solely by such Party. 2.1.3 Bidding and Award -Generally,.City shall be responsible for all aspects of bidding and award of a contract for the construction and installation of the Project ("Construction Agreement"). 2.1.3.1 Bid Package.City shall be responsible for preparing and circulation the bid package. s and shall inform the at a representative of s related to and prepare ·ties. shall be responsible for the behalf of itself and the e IS IS identified as a third-party nt with t e same rights and remedies as the City WI 1include provisions in the Construction acilities furnished,constructed,and installed by pliance with the approved plans and specifications 11 m erials furnished by City's contractor must conform to 1list,and that any and all deviations from said plans and roved by District,in writing,prior to being incorporated into a. Meetings.City shall organize all pre-bid mee . District ofthe time and date of such meeti the District may be present to clarify an addenda for the construction ofthe D'ct 2.1.3.2 provI District specificati the work. 2.1.3.4 2.1.3.3 3.1 3.1.1 Right to force.District shall have the right to enforce the terms ofSection 3.1 against the City's contractor in the same manner as the City,and pursuant to Section 11.17 such rights shall be written into the Construction Contract. 3.2 Project Completion and Warranty.District and City anticipate that Project will be completed on or about December 31,2010.Project,however,will not be deemed completed or accepted until both City and District have accepted their respective facilities or improvements.The City's contractor shall warrant all work for a period ofno less than one year from the date of acceptance,which shall be deemed to be the latter of the dates District and City accept their facilities.Acceptance will be evidenced by the 3 filing ofa Notice ofCompletion by the City's contractor with the County ofSan Diego Recorder.The Construction Contract shall include this definition ofproject completion and acceptance. ARTICLE IV.REIMBURSEMENT OF COSTS nvoice")following the Costs appear.The may be apportioned as espective percentages ofTotal Project Costs. necessary for both the installation and provements and the District Facilities,Joint be divI ed equally. r methods to which the Parties mutually agree. I charge payable by District.4.2.4 4.2.3 Show calculations apporti 4.2.3.1 4.2.2 4.2.1 Include a copy ofthe contractor's i 4.2 Invoice.City shall invoice the District for District C receipt of an invoice from City's contractor on w City Invoice shall: 4.1 Deposit Account.Within thirty (30)calendar days of the Construction Agreement award,District shall deposit with the City an amount equal to one hundred (100)percent of the bid amount attributable to the construction and installation of District Facilities, plus a ten (l0)percent contingency ("District Deposit")for the purpose of reimbursing the City for progress payments made by City to City's contra for the installation of District Facilities. 4.3 District Approv istrict shall review and approve the City Invoice within thirty (30) calendar days 0 its receipt ("Review Period").If District determines that all relevant documents have not been submitted,District shall inform the City of the need for additional information and specify the documents/information necessary to permit review and approval. 4.3.1 Failure to Approve.If District fails to approve the City Invoice or request additional information within the Review Period,the charges on the City Invoice shall be deemed approved. 4 4.4 Reimbursement.Following District approval of a City Invoice,City shall deduct the invoice amount from the District Deposit for the purpose of reimbursing the City for District Costs invoiced by and paid to City's contractor.District approval of a City Invoice shall be deemed District's authorization for such reimbursement in the amount of the City Invoice. e used for unforeseen .ed due to contractor's truction Agreement losses resulting rders.With the exception of e or change order concerning provements that might n consent ofDistrict. ond to a change order request eived by District. ny increased costs due to a delay in ction change and/or change order request. may authorize contractor to proceed with any proposed rders,without consulting with District or obtaining ailure to act immediately would pose a danger to the the Ie discretion of the City,or result in delays and cost Emergency");however,the City shall use best efforts to as reasonably possible,inform the district the changes.The sible for any increased costs of construction of their portion of ergency. publi overrun immediatel District shall Project due to an 5.1.2 5.1.1 4.4.1 Withholding/Retention.From each payment to the contractor,City shall withhold a minimum of ten (10)percent of the amount of the contractor's invoice.Payment thereof shall not be made until final approval and acceptance. A similar retention shall be withheld from the reimbursement to the City from District Deposit. ARTICLE V.C 4.5 Use of Project Contingency.The Project Contingenc changes in work;however it shall not be used for:(i) failure to perform work or services according to the and/or in compliance with the Construction Doc from the negligence of contractor. 5.1 5.3 Errors and Omissions.City shall not make payment to contractor or charge District for any costs or expenses of a Change Order resulting from an error or omission for which the contractor is solely responsible. ARTICLE VI.INSPECTION 6.1 Inspection Team.District shall appoint an individual or team responsible for inspections and approving installation ofDistrict Facilities. 5 6.2 Inspection Stages and Obligations.District shall have the right to conduct inspections of the District Facilities and construction methods pertaining thereto as deemed necessary by District.District shall provide copies of all District inspections to City within five (5) working days of an inspection.District shall be responsible for verifYing that all work on District Facilities is completed in accordance with the approved plans and specifications. It is specifically understood that District's inspectors shall have the authority to enforce District's plans and specifications for District Facilities,which authority shall include the authority to require that any and all unacceptable materials,workmanship,and/or installation be replaced,repaired,or corrected by City's contractor without cost to District and/or City. 6.3 Inspection Costs.All inspection costs incurred by District ntain insurance as customary in connection VIII.INDEMNITY 7.2 7.1 6.4 Notification.The Parties agree to develop mutually ac notification ofinspections required or deemed nece 8.1 Inde Each Party eto a rees to defend,indemnify,protect,and hold harmless ("Indem ")the oth arty,its agents,officers,and employees ("Indemnitees")from and against nd all ims asserted or liability established for damages or injuries to any property including death or dismemberment,which arise from or are caused by the ne nt acts or omissions or willful misconduct ofthe Indemnitor's agents,officers employees,in performing the work or services herein and all expenses ofinvestigation and defending against same;provided,however,that each Party's duty to defend,indemnify and hold harmless the other shall not include any claims or liability arising from the sole negligence or willful misconduct ofthe other Indemnitee,its agents, officers or employees.District and City agree that in the event ofany joint or concurrent negligence,they will apportion any established or agreed upon liability proportionate to their respective degree offault.For the purposes ofthis provision,the City's contractor shall not be considered an agent ofthe City or District.Claims related to the actions or omissions ofthe City's contractor shall be address through provisions in the 6 Construction Contract,which provisions shall include indemnity,defense,and hold harmless provisions from the City'c contractor in favor of both the City and District. 8.2.Enforcement Costs.Consultant agrees to pay any and all costs City incurs enforcing the indemnity and defense provisions set forth in Article V. 8.3.Survival.Consultant's obligations under Article V shall survive the termination ofthis Agreement. ARTICLE IX.RECORDS a and records related ree (3)years following itted to be given by one Party to ed by law,any demand upon or notice arty to the other Party shall be effective:(i) e second business day after mailing by certified or equested,(iii)on the succeeding business day after '1 or deposit with a private delivery service of general use osta e or fee prepaid as appropriate,or (iv)upon successful ds or notices required or permitted to be given shall be sent to all10.3 Recipients. ofthe followin 10.1 Writing.Any de the other Part 9.2 Audit of Records.City shall make available an available to District for examination at reaso Diego and at any time during normal busi necessary,all of the data and records Agreement and the Construction Agreement.Ci to make audits of all invoices,materials,payrolls, and media relating to all matte vered by this Agreement. 9.1 Retention of Records.City shall require contractor to main to this Construction Agreement for a period of not less receipt offinal payment. 10.3.1 District: Otay Water District 2554 Sweetwater Springs Boulevard Spring Valley,California 91978 Fax:619-670-8920 Attention:District Project Manager 10.3.2City: 7 City ofChula Vista,Public Works -Engineering,276 Fourth Avenue Chula Vista,California 91910 Fax:(619)691-5171 Attention:City Project Manager and Director ofPublic Works. 10.4 Change of Address(es).Notice of change of address shall be given in the manner set forth in this Article. ARTICLE XI.MISCELLANEOUS 'nto this Agreement and Its and references incorporated into this n ngs of the Parties concerning the matters o change,alteration,or modification of the terms or o verbal understanding ofthe Parties,their officers, d unless made in the form of a written change agreed rties an amendment to this Agreement agreed to by both ions and agreements are merged into this Agreement. nforceability,invalidity,or illegality of any provision of this ot render any other provision of this Agreement unenforceable, 11.6 Integration. Agree cov 11.7 Severability. Agreement sh invalid,or illeg 11.5 Covenants and Co covenants or co both covenant 11.4 Incorporation of Recitals. are made a part hereof. 11.2 Gender &Number.Whenever the context re gender includes the masculine and the femi includes the plural number. 11.1 Headings.All article headings are for convenience interpretation ofthis Agreement. 11.8 Drafting Ambiguities.The Parties agree that they are aware that they have the right to be advised by counsel with respect to the negotiations,terms and conditions of this Agreement,and the decision ofwhether or not to seek advice of counsel with respect to this Agreement is a decision that is the sole responsibility of each Party.This Agreement shall not be construed in favor of or against either Party by reason of the extent to which each Party participated in the drafting ofthe Agreement. 8 11.9 Conflicts Between Tenns.If an apparent conflict or inconsistency exists between the main body of this Agreement and the Exhibits,the main body ofthis Agreement shall control.If a conflict exists between an applicable federal,state,or local law,rule, regulation,order,or code and this Agreement,the law,rule,regulation,order,or code shall control.Varying degrees of stringency among the main body of this Agreement, the Exhibits,and laws,rules,regulations,orders,or codes are not deemed conflicts,and the most stringent requirement shall control.Each Party shall notify the other immediately upon the identification of any apparent conflict or inconsistency concerning this Agreement. condition set forth in ther in good faith,and ent. all govern and control the The venue for any suit or proceeding r application of any of its terms,or any Coun of San Diego,State of California.The eding shall be entitled to a reasonable award yother award made in such suit or proceeding. ng contained in this Agreement shall be construed as f the District or the City as a chartered city ofthe State Exhibit A 11. 11.14 Controlling Law. terms and conditio 11.13 Exhibits.Each ofthe following Exhibits is att this reference: 11.12 Further Assurances.City and District each documents as may be required to effectu 11.11 Good Faith Performance.The parties shall cooperat assist each other in the performance ofthe provis' 11.10 Prompt Performance.Time is ofthe essence ofeach covenan this Agreement. 11.17 Third Part ships.Nothing in this Agreement shall create a contractual relationship n City or District and any third party;however,the City shall ensure that th District is an intended third party beneficiary of the Construction Agreement and shall share all ofthe rights and benefits of the City with respect to the contractor. 11.18 Limitation on District Remedies and Waiver of Claims.District understands that the sole purpose of this Agreement is to establish a method to reimburse the City for obligations of the District for payment ofthe costs of the installation and construction of District Facilities,which costs would otherwise be due directly to the City's contractor.In accordance with such purpose,the District agrees that its sole remedy for construction defects,breach by City Contractor,damage to property or persons, 9 including death,to district personnel or any third parties,or other claims arising out of or related to the work performed to install and/or construct District Facilities shall be against the City's contractor or its subcontractors and agents,and,hereby,waives any and all claims it may hereafter have against the City,arising out ofthe same,except for those claims arising out ofthe sole negligence or sole willful misconduct ofthe City. District,hereby,expressly waives all claims against the City identified in Section 11.18: DISTRICT REPRESENTATIVE:_ created by this greement ted by this trict to insist upon the strict .of this Agreement,nor a breach ofany covenant, aiver of any such breach of reach shall affect or alter this conditio ,and term hereof shall continue in quent breach. rocedures.No suit or arbitration shall be ainst the City unless a claim has first been with the City and acted upon by the City in accordance apter 1.34 of the Chula Vista Municipal Code,as mended,the provisions ofwhich are incorporated by set rth herein,and such policies and procedures used by the ion of same.Upon request by City,District shall meet and th City for the purpose ofresolving any dispute over the terms thi City i confer in ofthis Agre DATE:------ 11.21 No Waiver.No failure of eit performance by the other of any any failure to exercise any right or term,or condition of this Agreeme such covenant,te ondition.N Agreement,and full force an 11.20 Successors in Interest.This Agreement an Agreement shall be in force and effect have been succeeded by another entity, Agreement shall be vested and binding on any 11.19 Non-Assignment.Except as relates to the Construct" assign the obligations under this Agreement. 11.23 Dispute Resol ion.If a dispute arises out of or relates to this Agreement,or the breach thereof,the Parties,following the procedures required by Section 11.22,agree to engage in good faith negotiations to attempt to resolve the dispute.In the event of any action at law or in equity,including an action for declaratory relief,between the Parties arising out of or relating to this Agreement,then the prevailing party in such action will be entitled to recover from the other party a reasonable sum as attorneys' fees and costs.The prevailing party will be determined in accordance with Civil Code Section 1717(b)(1)or any successor statute.The prevailing party will also be entitled to its reasonable attorneys'fees and costs in any post-judgment proceedings to collect 10 or enforce the judgment.This provision is separate and will survive the merger ofthis Agreement into any judgment on this Agreement. 11.24 Administration of Contract.City hereby designates Kirk Ammerman,Principal Civil Engineer,as City Project Manager for the construction of Project and as the primary contact for all matters relating to this Agreement, including the submittal of City invoices for reimbursement. on behalf of such Party half of the City and/or hereto harmless ifit District hereby designates Ron Ripperger as District Project Manager for District Facilities and as the primary contact for all matters relating to this Agreement, including the processing,documenting,and approval of City'ices. Donna Norris,City By:-' Attest: City ofChula Vista Dated:------,,#ii 11.25 Signing Authority.The representative for each Party hereby declares that authority has been obtained to District,as applicable and agrees to hold the othe is later determined that such authority does not Approved as to form:Approved as to form: Bart Miesfeld,City Attorney District Counsel Dated:-----------Dated:---------- 11 IN WITNESS HEREOF,District and City have executed this Reimbursement Agreement to be effective as ofthe day and year first above written. CITY OF CHULA VISTA By:_ Cheryl Cox,Mayor Attest: City Clerk Approved as to form: City Attorney OTAY WATER DISTRICT By:-----, Mark Watton, 12 ATTACHMENT C 'suaJEcTiPRoJEcr·:·-TA;:;:·tho~i~'a t i on to Exe c;:;:t~an Ag re~~~~t ·B~t-;;;~~·~'th~City of R2094-001103 !Chula Vista and Otay Water District for the Otay Lakes Road :P 2496-0011 03.J.~..~..~_I_~_:'~.:':.:'.~~~.:~_.::.~:.:__~~~_~~~n:~.~.~.~..:_:.~._............._.1 Olay Water District Date Updated:January 11,2010 Budget Committed Expenditures Commitment&ProjectedFinal Vender/CommentsCostl,UUU,UUU Forecast Plaoolng Labor 31,090 31,090 31,090 ProfessionalLegal Fees 1,560 1,560 1,560 GARCIACALDERON &RUIZ LLP Total Planning 32,650 32,650 .32,650 Design Labor 8,050 8,050 8,050 Consultant Contracts 11,952 11,952 11,952 LEE&ROINC Total Design 20,002 20,002 20,002 Construction Labor 50,000 92 49,908 50,000 InspectionCosts Consultant Contracts 62,233 16,554 45,680 62,233 LEE&RO INC l:onSlrUCUOnl:ontraC15 l,U<lU,UW 1,040,000 1,U4U,UUIJ City ofChula Vista Accptlclose-out 5,000 5,000 5,000 Staff Labor Total Construction 1,157,233 16,645 1,140,588 1,157,233 Aecom-Agave &Saguaro Labor 92 92 92 ConsullantContracts 3,342 3,342 -3,342 AECOM USA INC ToIal Aecom-Agave &Saguaro 3,434 3.434 3,434 Grand Total 1,213,318 72,730 1,140,588 1,213,318 QA/QC Approved: Name:Date: ATTACHMENT D ~5UBJE'cTipROJECT':"'rA~-t'ho'~i-~-atIon t o'E~~cut~""'a~Ag~~~~~~t"B~-t~e en th~"cityof--' R2094-001103 i Chula Vista and Otay Water District for the Otay Lakes Road P2496-001103 i 12-Inch Recycled Water Pipeline Project I.....1 .__ Olay Water District Date Updated:January 14,2010 Outstanding ProjectedFinalBudgetCommiUedExpendituresCommItment&Vendor/Comments 100,000 CostForecast Planning Labor 1,560 1,560 1,560 Professional Legal Fees 229 229 -229 GARCIA CALDERON &RUIZ LLP Total Planning 1,789 1,789 -1,789 Design Labor 11,390 11,390 11,390 Consultant Contracts 7,009 2,303 4,706 7,009 LEE &RO INC Total Design 18,399 13,693 4,706 18,399 Construction Labor 19,500 250 19,250 19,500 Consultant Contracts 200 200 -200 LEE &RO INC Construction Contract 60,000 60,000 60,000 CITY OF CHULA VISTA Total Construction 79.700 450 79,250 79,700 Grand Total 99,888 15,931 83,956 99,887 QA/QC Approved: Name:Date:01'Ii •10 CIP P2496 CIP R2094 OTAY WATER DISTRICT Otay Lakes Road Recycled Water Pipeline and Utility Relocation Project EXHIBIT A 250