Loading...
HomeMy WebLinkAbout06-07-17 Board Packet 1 OTAY WATER DISTRICT BOARD OF DIRECTORS MEETING DISTRICT BOARDROOM 2554 SWEETWATER SPRINGS BOULEVARD SPRING VALLEY, CALIFORNIA WEDNESDAY June 7, 2017 3:30 P.M. AGENDA 1. ROLL CALL 2. PLEDGE OF ALLEGIANCE 3. APPROVAL OF AGENDA 4. PRESENTATION ON THE SAN DIEGO COUNTY WATER AUTHORITY vs. MET- ROPOLITAN WATER DISTRICT LAWSUIT (MEENA WESTFORD, METROPOLI- TAN WATER DISTRICT AND MAUREEN STAPLETON, SAN DIEGO COUNTY WATER AUTHORITY) 5. PUBLIC PARTICIPATION – OPPORTUNITY FOR MEMBERS OF THE PUBLIC TO SPEAK TO THE BOARD ON ANY SUBJECT MATTER WITHIN THE BOARD'S JURISDICTION BUT NOT AN ITEM ON TODAY'S AGENDA CONSENT CALENDAR 6. ITEMS TO BE ACTED UPON WITHOUT DISCUSSION, UNLESS A REQUEST IS MADE BY A MEMBER OF THE BOARD OR THE PUBLIC TO DISCUSS A PAR- TICULAR ITEM: a) AWARD TWO (2) PROFESSIONAL AS-NEEDED CORROSION ENGI- NEERING SERVICES CONTRACTS WITH RFYEAGER ENGINEERING, LLC AND CORRPRO COMPANIES, INC., AN AGEGION COMPANY, EACH IN AN AMOUNT NOT-TO-EXCEED $577,276 FOR FISCAL YEARS 2018 AND 2019 [ENDING JUNE 30, 2019] b) AWARD TWO (2) PROFESSIONAL AS-NEEDED HYDRAULIC MODELING SERVICES CONTRACTS WITH WATER SYSTEMS CONSULTING, INC. AND HAZEN AND SAWYER, EACH IN AN AMOUNT NOT-TO-EXCEED $175,000 FOR FISCAL YEARS 2018 AND 2019 [ENDING JUNE 30, 2019] c) ADOPT RESOLUTION NO. 4334 TO CONTINUE WATER AND SEWER AVAILABILITY CHARGES FOR THE DISTRICT’S CUSTOMERS FOR FIS- 2 CAL YEAR 2017-2018 TO BE COLLECTED THROUGH PROPERTY TAX BILLS d) ADOPT RESOLUTION NO. 4335 TO ESTABLISH THE TAX RATE FOR IM- PROVEMENT DISTRICT NO. 27 AT $0.004 FOR FISCAL YEAR 2017-2018 e) APPROVE THE ADDENDUM TO THE FINAL ENVIRONMENTAL IMPACT REPORT FOR THE OTAY MESA CONVEYANCE AND DISINFECTION SYSTEM PROJECT (COBURN-BOYD) ACTION ITEMS 7. FINANCE AND ADMINISTRATION a) APPROVE A SECOND AMENDMENT TO THE JOINT POWERS AGENCY WATER CONSERVATION GARDEN OPERATION AGREEMENT TO EX- TEND THE EXPIRATION DATE AND THE FUNDING AGREEMENT IN THE AMOUNT OF $96,450 FOR AN ADDITIONAL 12 MONTHS FROM JUNE 30, 2017 TO JUNE 30, 2018 (OTERO) b) APPROVE THE WATER SYSTEM FEES FROM JULY 1, 2016 THROUGH JUNE 30, 2017 AND AMEND THE DISTRICT’S PURCHASING MANUAL SECTION 7.2.8.a TO ADD “REGULATORY FEES” TO STREAMLINE THE DISTRICT’S PROCUREMENT OF GOODS AND SERVICES (PORRAS) c) ADOPT ORDINANCE NO. 563 AMENDING SECTION 9, ANNEXATIONS AND DETACHMENTS; SECTION 28 CONNECTION FEES AND CHARGES FOR POTABLE OR RECYCLED WATER SERVICE; SECTION 53, CONDI- TIONS FOR SEWER SERVICE; AND APPENDIX A OF THE CODE OF ORDINANCES TO ADJUST THE DISTRICT’S WATER CAPACITY FEE, NEW WATER SUPPLY FEE, AND ANNEXATION FEE; CREATE A SEWER CAPACITY FEE AND MODIFY THE SEWER ANNEXATION FEE, WITH ALL CHANGES TO BE EFFECTIVE JUNE 7, 2017 (KOEPPEN) 8. BOARD a) ADOPT RESOLUTION NO. 4337 OF THE BOARD OF DIRECTORS OF THE OTAY WATER DISTRICT SUPPORTING EFFORTS TO KEEP THE TIJUANA RIVER NATIONAL ESTUARINE RESEARCH RESERVE OPEN (DIRECTOR THOMPSON) b) DISCUSSION OF 2017 BOARD MEETING CALENDAR INFORMATIONAL ITEMS 9. THIS ITEM IS PROVIDED TO THE BOARD FOR INFORMATIONAL PURPOSES ONLY. NO ACTION IS REQUIRED ON THE FOLLOWING AGENDA ITEM. 3 a) THIRD QUARTER UPDATE ON THE FISCAL YEAR 2017 CAPITAL IM- PROVEMENT PROGRAM (MARTIN) REPORTS 10. GENERAL MANAGER’S REPORT 11. SAN DIEGO COUNTY WATER AUTHORITY UPDATE 12. DIRECTORS' REPORTS/REQUESTS 13. PRESIDENT’S REPORT RECESS TO CLOSED SESSION 14. CLOSED SESSION a) CONFERENCE WITH LEGAL COUNSEL – EXISTING LITIGATION [GOV- ERNMENT CODE §54956.9] OTAY WATER DISTRICT v. CITY OF SAN DIEGO; CASE NO. 37-2017-00019348- CU-WM-CTL RETURN TO OPEN SESSION 15. REPORT ON ANY ACTIONS TAKEN IN CLOSED SESSION. THE BOARD MAY ALSO TAKE ACTION ON ANY ITEMS POSTED IN CLOSED SESSION 16. ADJOURNMENT 4 All items appearing on this agenda, whether or not expressly listed for action, may be deliberated and may be subject to action by the Board. The Agenda, and any attachments containing written information, are available at the District’s website at www.otaywater.gov. Written changes to any items to be considered at the open meeting, or to any attachments, will be posted on the District’s website. Copies of the Agenda and all attachments are also available through the District Secretary by contacting her at (619) 670-2280. If you have any disability which would require accommodation in order to enable you to participate in this meeting, please call the District Secretary at (619) 670-2280 at least 24 hours prior to the meeting. Certification of Posting I certify that on June 2, 2017, I posted a copy of the foregoing agenda near the reg- ular meeting place of the Board of Directors of Otay Water District, said time being at least 72 hours in advance of the regular meeting of the Board of Directors (Government Code Section §54954.2). Executed at Spring Valley, California on June 2, 2017. /s/ Susan Cruz, District Secretary STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Jeff Marchioro Senior Civil Engineer Bob Kennedy Engineering Manager PROJECT: P1043 & Various CIPs DIV. NO. ALL APPROVED BY: Rod Posada, Chief, Engineering German Alvarez, Assistant General Manager Mark Watton, General Manager SUBJECT: Award of As-Needed Corrosion Engineering Services Contracts for Fiscal Years 2018 and 2019 GENERAL MANAGER’S RECOMMENDATION: That the Otay Water District (District) Board of Directors (Board) award two (2) professional As-Needed Corrosion Engineering Services contracts and to authorize the General Manager to execute two (2) agreements with RFYeager Engineering, LLC (RFYeager) and Corrpro Companies, Inc., an Aegion Company (Corrpro), each in an amount not- to-exceed $577,276 for Fiscal Years 2018 and 2019 (ending June 30, 2019). COMMITTEE ACTION: Please see Attachment A. PURPOSE: To obtain Board authorization for the General Manager to enter into two (2) professional As-Needed Corrosion Engineering Services contracts with RFYeager and Corrpro, each in an amount not-to-exceed $577,276 for Fiscal Years 2018 and 2019 (ending June 30, 2019). 2 ANALYSIS: The District’s Cathodic Protection Program (Program) was implemented over a decade ago to provide the long-term benefit of preserving the life expectancy of metallic pipeline and reservoir facilities by preventing corrosion and reducing the risk of costly failures. The Program includes the selection of appropriate corrosion resistant materials, the use of coatings and linings to prevent corrosion, and cathodic protection. The Program also ensures that all facilities are consistently designed, specified, constructed, and tested in accordance with the District’s corrosion control standards. The District has regularly awarded professional services contracts in support of the District’s Program. HDR Engineering, Inc. (HDR) has held the current agreement since November 20, 2013. To supplement HDR’s agreement, a smaller, separate agreement was executed with RFYeager for As-Needed Corrosion Engineering Services on February 9, 2015. Both HDR’s and RFYeager’s existing agreements will expire on December 31, 2017. The general scope of work for the new contract includes the following items:  Annual Maintenance and improvements to the District’s Corrosion Control Program Corrosion Protection Report  Testing and survey of 105 existing steel pipeline cathodic protection systems with various subsystems  Testing and inspection of 29 existing steel reservoir cathodic protection systems  As-Needed Corrosion Engineering Services The As-Needed Corrosion Engineering Services portion of the scope of work will provide the District with the ability to obtain consulting services in a timely and efficient manner and on an as-needed basis. District staff will identify tasks and request cost proposals from the two consultants during the contract period. Each consultant will prepare a detailed scope of work, schedule, and fee for each task order, with the District evaluating the proposals based upon qualifications and cost. The District will enter into negotiations with the consultants, selecting the proposal that has the best value for the District. Upon written task order authorization from the District, the selected consultant shall then proceed with the project as described in the scope of work. 3 The anticipated CIP and developer projects that are estimated to require corrosion engineering services for the duration of this contract are listed below: CIP DESCRIPTION ESTIMATED COST P2508 Pipeline Cathodic Protection Replacement Program $250,000 P2040 1655-1 Reservoir – 0.5MG $15,000 P2083 870-2 Pump Station Replacement and Expansion $10,000 P2174 1090-1 Pump Station Replacement and Expansion $10,000 P2400 Otay Lakes Rd 20-Inch Pipeline Replacement $10,000 P2405 624/340 PRS at Heritage Road and Main Street $5,000 P2553 Heritage Road Bridge 16-Inch Pipeline Relocation $10,000 P2559 Pressure Vessel Repair and Replacement Program $10,000 R2116 14-Inch, 927 Zone, Force Main Improvements $5,000 varies Miscellaneous developer projects $50,000 TOTAL: $375,000 Staff believes that a $400,000 cap on each of the As-Needed Corrosion Engineering Services portion of the contracts is adequate, while still providing a buffer. The As-Needed Corrosion Engineering Services portion of the contracts does not commit the District to any expenditure until a task order is approved to perform the work. The District does not guarantee as- needed work to the consultants, nor does the District guarantee to the consultants that it will expend all of the funds authorized by the contract on professional services. The District solicited corrosion engineering services by placing an advertisement on the Otay Water District’s website and with various other publications including the Daily Transcript and www.bidsync.com on January 30, 2017. The advertisements attracted Letters of Interest and Statements of Qualifications from the following eight (8) consulting firms. Twelve (12) people representing seven (7) consulting firms attended the Pre-Proposal Meeting held February 22, 2017. The Request for Proposal (RFP) for As-Needed Corrosion Engineering Services was sent to all eight (8) firms resulting in six (6) proposals received by March 2, 2016. 4 1. Cathodic Dynamics (Mira Loma, CA) 2. Corrpro (San Diego, CA) 3. HDR (Claremont, CA) 4. JDH Corrosion Consultants, Inc. (Concord, CA) 5. Penspen (Houston, TX) 6. RFYeager Engineering (Lakeside, CA) 7. UCORR (Rancho Cucamonga, CA) 8. V&A (San Diego, CA) Firms that submitted Letters of Interest, but did not propose, were Cathodic Dynamics and V&A. In accordance with the District’s Policy 21, staff evaluated and scored all written proposals and interviewed the top five (5) firms on April 20, 2017. RFYeager and Corrpro received the highest scores based on their experience, understanding of the scope of work, proposed method to accomplish the work, and their composite rates. RFYeager and Corrpro were the most qualified consultants with the best overall proposal. As discussed above, RFYeager currently holds a similar as-needed corrosion engineering agreement with the District and has performed well. Corrpro currently holds an as-needed coating inspection services contract with the District. A summary of the complete evaluation is shown in Attachment B. RFYeager and Corrpro submitted the Company Background Questionnaire form, as required by the RFP, and staff did not find any significant issues. In addition, staff checked their references and performed an internet search on each company and did not find any outstanding issues. Staff found the references to be excellent. The annual work (annual testing and reporting) would be assigned to RFYeager with Corrpro serving as back up for the annual work. RFYeager received the highest scores throughout the selection process. RFYeager’s proposed fee for the annual work ($177,276) was lower compared to Corrpro’s proposed fee for the annual work ($220,522). The agreement amount of $577,276 was calculated based on RFYeager’s proposed fee for the annual work ($177,276) plus $400,000 as-needed budget. FISCAL IMPACT: Joe Beachem, Chief Financial Officer These contracts are for professional services based on the District’s need and schedule, and expenditures will not be made until individual main tasks or task orders under the as-needed portion of these contracts are authorized by District staff. 5 Approximately $177,276 will be funded by the P1043 operating budget over FY 2018 and FY 2019. The FY 2018 operating budget is $110,000. The remaining $400,000 as-needed budget will be funded by specific CIP and developer budgets detailed above. The Project Manager anticipates that the FY 2018 and FY 2019 budgets, if approved, will be sufficient to support the future professional As-Needed Corrosion Engineering Services required. Finance has determined that, with approval of the future budgets, funding will be available from the General, Expansion, Betterment, and Replacement funds, as outlined in the individual CIP project budgets described above. STRATEGIC GOAL: This Project supports the District’s Mission statement, “To provide high value water and wastewater services to the customers of the Otay Water District, in a professional, effective and efficient manner” and the General Manager’s Vision, "A District that is at the forefront in innovations to provide water services at affordable rates, with a reputation for outstanding customer service." LEGAL IMPACT: None. JM/BK:mlc P:\WORKING\CIP P1043 (Cathodic)\Sub 009000\Staff Report\BD-06-07-17, Staff Report, Award Engineering Contract to Yeager & Corrpro, (JM-BK).docx Attachments: Attachment A – Committee Action Attachment B – Summary of Proposal Rankings ATTACHMENT A SUBJECT/PROJECT: P1043 & Various CIPs Award of As-Needed Corrosion Engineering Services Contracts for Fiscal Years 2018 and 2019 COMMITTEE ACTION: This item was presented to the Engineering, Operations, and Water Resources Committee at a meeting held on May 23, 2017. The following comments were made:  Staff is requesting that the Board approve two (2) professional service agreements, one with RFYeager and the other with Corrpro, for Corrosion Engineering Services, in an amount not to exceed $577,276 for Fiscal Years 2018 and 2019 (ending June 30, 2019).  Staff presented information in the staff report.  It was indicated that HDR holds the current agreement which includes regular testing of pipelines and reservoirs and as- needed corrosion engineering services. RFYeager also holds a smaller agreement for As-Needed Corrosion Engineering Services only. Both HDR’s and Yeager’s existing agreements will expire at the end of this calendar year.  HDR’s agreement is complicated in that different components of the agreement are billed to different areas of the budget. There are generally two main components: 1) testing of pipelines and reservoirs and preparation of an annual report that is expensed to the District’s operating budget; and 2) the as- needed portion of the scope, which is expensed to the CIP or the developer projects.  For the first component, the FY2018 operating budget includes $110,000 for this agreement.  For the second component, a list of the possible CIP or developer projects, with a total $400,000 as-needed budget, is included on page three (3) of the staff report.  In response to an inquiry from the Committee, staff clarified that the total between the two (2) contractors (together) will not exceed $577,276.  Staff indicated in response to another inquiry from the Committee that the District’s pipelines and reservoirs are tested regularly and a report on the findings of the testing is provided to staff. The annual report indicates a list of improvements that the District needs to make. Such deficiencies could include depleted anodes, a lost test station, etc. The testing and report are paid through the operating budget and any repairs are paid through the CIP. Following the discussion, the committee supported staff’s recommendation and presentation to the full board on the consent calendar. Qualifications of Team Responsiveness and Project Understanding Technical and Management Approach INDIVIDUAL SUBTOTAL - WRITTEN AVERAGE SUBTOTAL - WRITTEN Proposed Rates* Consultant's Commitment to DBE TOTAL - WRITTEN Additional Creativity and Insight Strength of Project Manager Presentation and Communication Skills Responses to Questions INDIVIDUAL TOTAL - ORAL AVERAGE TOTAL ORAL TOTAL SCORE 30 25 30 85 85 15 Y/N 100 15 15 10 10 50 50 150 Poor/Good/ Excellent Bob Kennedy 24 22 25 71 13 14 8 7 42 Steve Beppler 23 19 23 65 13 13 8 8 42 Kevin Cameron 26 22 24 72 14 14 9 9 46 Brandon DiPietro 25 21 27 73 12 14 9 9 44 Mike Plasterer 26 21 26 73 11 11 9 9 40 Bob Kennedy 22 21 25 68 12 12 7 5 36 Steve Beppler 27 23 26 76 10 13 6 7 36 Kevin Cameron 27 23 26 76 11 11 7 7 36 Brandon DiPietro 27 23 26 76 10 11 7 7 35 Mike Plasterer 26 23 25 74 10 9 9 9 37 Bob Kennedy 24 21 25 70 13 14 7 6 40 Steve Beppler 27 20 27 74 12 14 8 8 42 Kevin Cameron 27 23 26 76 14 14 9 9 46 Brandon DiPietro 26 22 24 72 12 13 8 9 42 Mike Plasterer 23 22 23 68 12 10 9 9 40 Bob Kennedy 18 19 18 55 Steve Beppler 16 14 22 52 Kevin Cameron 17 17 17 51 Brandon DiPietro 21 18 20 59 Mike Plasterer 20 19 19 58 Bob Kennedy 21 21 23 65 11 11 6 5 33 Steve Beppler 23 21 23 67 11 10 7 7 35 Kevin Cameron 24 20 24 68 11 10 6 7 34 Brandon DiPietro 22 21 23 66 10 11 7 6 34 Mike Plasterer 22 21 22 65 999936 Bob Kennedy 25 22 25 72 14 14 8 8 44 Steve Beppler 26 23 26 75 13 14 9 9 45 Kevin Cameron 28 24 28 80 14 15 9 9 47 Brandon DiPietro 29 24 27 80 13 15 9 9 46 Mike Plasterer 26 23 26 75 12 13 10 9 44 Consultant Rate Score Corrpro/ Aegion $528,522 12 *The fees were evaluated by comparing rates for seven positions. The sum of these rates are noted on the table to the left. HDR $747,582 1 Note: Review Panel does not see or consider rates when scoring other categories. Rates are scored by the PM, who is not on Review Panel. JDH $608,255 8 Penspen $479,393 14 UCORR $539,078 11 Yeager $459,276 15 HDR 74 1 71 126 36 JDH ATTACHMENT B SUMMARY OF PROPOSAL RANKINGS As-Needed Corrosion Engineering - Fiscal Years 2018 and 2019 WRITTEN ORAL 72 111 Corrpro/ Aegion 880 MAXIMUM POINTS 12 136 83 Y Y Y 43 REFERENCES 75 42 122 NOT INTERVIEWED69 UCORR 66 11 Y 77 Penspen 55 14 34 111 RATES SCORING CHART Yeager 76 15 Y 91 45 STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Stephen Beppler Senior Civil Engineer Bob Kennedy Engineering Manager PROJECT: Various DIV. NO. All APPROVED BY: Rod Posada, Chief, Engineering German Alvarez, Assistant General Manager Mark Watton, General Manager SUBJECT: Award of As-Needed Hydraulic Modeling Services Contracts for Fiscal Years 2018 and 2019 GENERAL MANAGER’S RECOMMENDATION: That the Otay Water District (District) Board of Directors (Board) award two (2) professional As-Needed Hydraulic Modeling Services contracts and to authorize the General Manager to execute two (2) agreements with Water Systems Consulting Inc. (WSC) and Hazen and Sawyer (Hazen), each in an amount not-to-exceed $175,000 for Fiscal Years 2018 and 2019 (ending June 30, 2019). COMMITTEE ACTION: Please see Attachment A. PURPOSE: To obtain Board authorization for the General Manager to enter into two (2) professional As-Needed Hydraulic Modeling Services contracts with WSC and Hazen, each in an amount not-to-exceed $175,000 for Fiscal Years 2018 and 2019 (ending June 30, 2019). 2 ANALYSIS: The District will require the professional services of two (2) hydraulic modeling consultants on an as-needed basis in support of Capital Improvement Program (CIP) projects, developer funded studies, engineering planning studies, and Information Technology studies for Fiscal Years 2018 and 2019. These services will also be used to integrate GIS updates into the existing model and support Operations in the field. The As-Needed Hydraulic Modeling Services contracts will provide the District with the ability to obtain consulting services in a timely and efficient manner and on an as- needed basis. The District will require the expertise of hydraulic modeling consultants to maintain the current potable water, recycled water, and sanitary sewer hydraulic models already developed and updated under the Water Resources Master Plan. This will include integrating new facilities or GIS updates into the model and performing planning studies for the Engineering, Operations, and Information Technology departments. The consultants will perform fire flow calculations in support of new or existing developments and prepare developer funded studies. It is more efficient and cost effective to issue contracts on an as- needed basis. This concept has also been used in the past for other disciplines like civil engineering design, geotechnical, electrical, and environmental services. The District staff will identify tasks for specific projects and request cost proposals from the two (2) consultants during the contract period. Each consultant will prepare a detailed scope of work, schedule, and fee for each task order, with the District evaluating the proposals based upon qualifications and cost. The District will enter into negotiations with the consultants, selecting the proposal that has the best value for the District. Upon written task order authorization from the District, the selected consultant shall then proceed with the project as described in the scope of work. The CIP projects that are estimated to require hydraulic modeling services for Fiscal Years 2018 and 2019, at this time, are listed below: CIP DESCRIPTION ESTIMATED COST P2451 Otay Mesa Conveyance and Disinfection System $20,000 P2612 PL – 12-inch, 711 Zone, Pas de Luz/Telegraph Canyon Rd $10,000 P2613 PL – 12-inch, 520 Zone, Rancho San Diego Towne Center Loop $10,000 3 P2615 PL - 12-inch Pipeline Replacement, 803 PZ, Vista Grande $10,000 P2616 PL - 12-inch Pipeline Replacement, 978 PZ, Pence Dr/Vista Sierra Dr $10,000 R2110 RecPS – 944-1 Optimization and Pressure Zone Modifications $10,000 R2123 Repurpose Otay Mesa Recycled Water Lines $20,000 S2049 Calavo Basin Sewer Rehabilitation – Phase 2 $10,000 TOTAL: $100,000 The hydraulic modeling services scopes for the above projects are estimated from preliminary information and past projects. Therefore, staff believes that a $175,000 cap on each of the As- Needed Hydraulic Modeling Services contracts is adequate, while still providing a buffer. Fees for professional services will be charged to the CIP projects or to the Fiscal Year Operations budget. The As-Needed Hydraulic Modeling Services contracts do not commit the District to any expenditure until a task order is approved to perform work. The District does not guarantee work to the consultants, nor does the District guarantee to the consultants that it will expend all of the funds authorized by the contract on professional services. The District solicited hydraulic modeling services by placing an advertisement on Bidsync website on March 3, 2017 and with various other publications including the Daily Transcript. Six (6) firms submitted a letter of interest and a statement of qualifications. The Request for Proposal (RFP) for Hydraulic Modeling Services was sent to all six (6) firms resulting in six (6) proposals received by April 13, 2017. They are as follows:  Akel (Fresno, CA)  Arcadis (Irvine, CA)  Hazen & Sawyer (San Diego, CA)  NCS Engineers (Phoenix, AZ)  West Yost Associates (Carlsbad, CA)  Water Consulting Company (San Diego, CA) In accordance with the District’s Policy 21, staff evaluated and scored all written proposals. WSC and Hazen received the highest scores based on their experience in hydraulic modeling, understanding of the scope of work, proposed method to accomplish the work, and their composite weighted hourly rate. WSC and Hazen were the most qualified consultants with the best overall proposals. WSC currently holds the District’s as-needed hydraulic modeling contract and has performed very well. The District has not previously worked with Hazen on any project, but they are a highly 4 rated company that provides similar services to other water agencies in California. Both consultants are readily available to provide the services required. A summary of the complete evaluation is shown in Attachment B. WSC and Hazen submitted the Company Background Questionnaire as required by the RFP and staff did not find any significant issues. In addition, staff checked their references and performed an internet search on the companies. Staff found the references to be excellent and did not find any outstanding issues with the internet search. FISCAL IMPACT: Joe Beachem, Chief Financial Officer The funds for these contracts will be expended from a variety of projects, as previously noted above, and from the operating budget. The fees for professional services requested herein will be available in the authorized CIP project budgets and operating budgets. The FY 2018 Hydraulic Modeling budget for P1210 includes $35,000. The FY 2019 Hydraulic Modeling budget for P1210 has not been determined at this time. The contracts are for as-needed professional services based on the District's need and schedule, and expenditures will not be made until a task order is approved by the District for the consultant's services on a specific CIP project. The total amount of tasks under the two contracts will not exceed $175,000 for FY 2018 and FY 2019. The Project Manager anticipates that the FY 2018 and FY 2019 budgets, if approved, will be sufficient to support the professional As-Needed Hydraulic Modeling Services required for the CIP projects noted above. Finance has determined that, with approval of the future CIP and operating budgets, funding will be available as outlined in the individual CIP Project budgets described above. STRATEGIC GOAL: This Project supports the District’s Mission statement, “To provide high value water and wastewater services to the customers of the Otay Water District in a professional, effective, and efficient manner” and the District’s Vision, “A District that is at the forefront in innovations to provide water services at affordable rates, with a reputation for outstanding customer service.” 5 LEGAL IMPACT: None. SB/BK:mlc P:\WORKING\As Needed Services\Hydraulic Modeling\Fiscal Year 18-19\Staff Report\BD_06-07-17_Staff Report_Award of As-Needed Hydraulic Modeling Services (SB-BK).docx Attachments: Attachment A – Committee Action Attachment B – Summary of Proposal Rankings ATTACHMENT A SUBJECT/PROJECT: Various Award of As-Needed Hydraulic Modeling Services Contracts for Fiscal Years 2018 and 2019 COMMITTEE ACTION: This item was presented to the Engineering, Operations, and Water Resources Committee at a meeting held on May 23, 2017. The following comments were made:  Staff is requesting that the Board approve two (2) professional as-needed Hydraulic Modeling Services contracts, with Water Systems Consulting, Inc. (WSC) and Hazen and Sawyer (Hazen), in an amount not-to-exceed $175,000 for Fiscal Years 2018 and 2019 (ending June 30, 2019).  Staff presented information in the staff report.  Staff noted that $35,000 of the hydraulic modeling services is allocated in the FY 2018 operating budget, $100,000 is allocated to CIP projects and the remaining $40,000 is available for allocation in the FY 2019 operating budget.  Staff explained that the contractors proposed fee was evaluated by comparing billing rates for five (5) positions, where each position was provided a weight of between 5% and 40% and the sum of these weighted rates were then input into a scoring table which appears in Attachment B of this staff report.  It was indicated that the District has not previously worked with Hazen on any project in the past. However, Hazen’s project manager worked on the District’s 2015 Water Facilities Master Plan while employed at another firm. Staff stated that Hazen is a highly rated company that has provided similar services to other local water agencies.  Staff also indicated that WSC has provided services for the District in the past, including the current as-needed hydraulic modeling engineering services contract for FYs 2015 and 2016.  In response to an inquiry from the Committee, staff clarified that the total between the two (2) contractors (together) will not exceed $175,000.  It was discussed that if the District should need to exceed the $175,000 that is requested in this report for hydraulic modeling services, if the amount needed is within the General Manager’s signing authority ($75,000), it will be authorized by the General Manager. If it is beyond the General Manager’s signing authority, it will brought back for the board’s authorization. Following the discussion, the committee supported staff’s recommendation and presentation to the full board on the consent calendar. ATTACHMENT B – Summary of Proposal Rankings SUBJECT/PROJECT: Various Award of As-Needed Hydraulic Modeling Services Contracts for Fiscal Years 2018 and 2019 WRITTEN REFER- ENCES Qualifications of Team Responsiveness and Project Understanding Technical and Management Approach INDIVIDUAL SUBTOTAL - WRITTEN AVERAGE SUBTOTAL - WRITTEN Proposed Fee* Consultant's Commitment to DBE TOTAL - WRITTEN MAXIMUM POINTS 30 25 30 85 85 15 Y/N 100 Poor/Good/ Excellent Akel Ming Zhao 25 20 19 64 67 8 Y 75 Bob Kennedy 25 20 24 69 Dan Martin 24 21 24 69 Kevin Cameron 23 20 21 64 Charles Mederos 23 22 25 70 Arcadis Ming Zhao 25 18 24 67 71 9 Y 80 Bob Kennedy 26 22 25 73 Dan Martin 26 23 25 74 Kevin Cameron 25 20 24 69 Charles Mederos 25 22 24 71 Hazen Ming Zhao 25 25 25 75 75 10 Y 85 E Bob Kennedy 27 22 25 74 Dan Martin 27 24 27 78 Kevin Cameron 25 22 25 72 Charles Mederos 27 23 26 76 NCS Ming Zhao 21 20 24 65 66 15 Y 81 Bob Kennedy 24 22 23 69 Dan Martin 24 21 23 68 Kevin Cameron 22 18 22 62 Charles Mederos 24 21 23 68 West Yost Ming Zhao 25 20 24 69 73 1 Y 74 Bob Kennedy 26 24 23 73 Dan Martin 26 24 23 73 Kevin Cameron 25 22 26 73 Charles Mederos 25 23 27 75 WSC Ming Zhao 26 22 25 73 77 8 Y 85 E Bob Kennedy 28 23 28 79 Dan Martin 28 24 27 79 Kevin Cameron 26 23 27 76 Charles Mederos 27 24 28 79 RATES SCORING CHART Firm Akel Arcadis Hazen NCS West Yost WSC Wt Hr Fee $155 $145 $142 $106 $200 $152 Score 8 9 10 15 1 8 *Note: Review Panel does not see or consider proposed fee when scoring other categories. The proposed fee is scored by the PM, who is not on the Review Panel. STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Andrea Carey, Customer Service Manager PROJECT: DIV. NO. All APPROVED BY: Joseph R. Beachem, Chief Financial Officer German Alvarez, Assistant General Manager Mark Watton, General Manager SUBJECT: Adopt Resolution No. 4334 to Continue Water and Sewer Availability Charges for District Customers for Fiscal Year 2017-2018 to be Collected through Property Tax Bills GENERAL MANAGER’S RECOMMENDATION: That the Board adopt Resolution No. 4334 to continue water and sewer availability charges for District customers for fiscal year 2017-2018 to be collected through property tax bills. COMMITTEE ACTION: See Attachment A. PURPOSE: That the Board consider the adoption of Resolution No. 4334 to continue water and sewer availability charges for District customers for fiscal year 2017-2018 to be collected through property tax bills. ANALYSIS: The District levies availability charges each year on property in both developed and undeveloped areas. State Water Code Section 71630-71637 authorizes the District to access such availability 2 charges. In order to place these charges on the tax roll, the County of San Diego requires the District to provide a resolution authorizing the charges. Each year, the District provides a resolution along with the listing of charges by parcel. Current legislation provides that any amount up to $10 per parcel (one acre or less) is for general use and any amount over $10 per parcel ($30 per acre for parcels over one acre) is restricted, to be expended in and for that Improvement District. The District uses amounts over $10 per parcel to develop water and sewer systems within the Improvement Districts where the funds are collected. In accordance with legislation, the District places amounts up to $10 per parcel in the General Fund. FISCAL IMPACT: The availability charges, as budgeted, will generate approximately $1.2 million in revenue. STRATEGIC GOAL: This revenue source will help the District meet its fiscal responsibility to its ratepayers. LEGAL IMPACT: None. Attachments: Attachment A – Committee Action Form Attachment B – Resolution No. 4334 ATTACHMENT A SUBJECT/PROJECT: Adopt Resolution No. 4334 to Continue Water and Sewer Availability Charges for District Customers for Fiscal Year 2017-2018 to be Collected through Property Tax Bills COMMITTEE ACTION: This item was presented to the Finance, Administration and Communications Committee at a meeting held on May 17, 2017. The following comments were made:  Staff is requesting that the Board adopt Resolution No. 4334 to continue water and sewer availability charges for District customers for fiscal year 2017-2018 to be collected through property tax bills.  Staff presented the information in the staff report.  Staff noted that this request is presented annually for the board’s authorization and there are no changes proposed to the water and sewer availability charges. Following the discussion, the committee supported staff’s recommendation and presentation to the full board on the consent calendar. 1 RESOLUTION NO. 4334 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE OTAY WATER DISTRICT CONTINUING PREVIOUSLY ESTABLISHED WATER AND SEWER AVAILABILITY CHARGES FOR FISCAL YEAR 2017-2018; REQUESTING THE COUNTY TO COLLECT SUCH AVAILABILITY CHARGES ON THE 2017-2018 SECURED TAX ROLL AND TAKING OTHER RELATED ACTIONS WHEREAS, the Otay Water District (herein "District") is a member of the San Diego County Water Authority and the Metropolitan Water District of Southern California and, as a member, the District is entitled to purchase water for distribution within the District and water so purchased is available to property in the District that is also within the San Diego County Water Authority and the Metropolitan Water District of Southern California, without further need for annexation to any agency; and WHEREAS, Improvement District No. 18 has been formed within the Otay Water District (herein "District") and sanitary sewers have been constructed and sewer service is available to land within the said District; and WHEREAS, in consideration of the benefit that water availability confers upon property within the District, and in further consideration of the need for revenue to pay the cost of water storage and transmission facilities which directly and specifically benefit property within the District, the District has previously determined that water availability charges be fixed and established under applicable provisions of law; and WHEREAS, in consideration of the benefit which sewer availability confers upon property within Improvement District No. 18, and in further consideration of the need to pay the cost of Attachment B 2 sanitary sewers which directly and specifically benefit those properties, the District has previously determined that sewer availability charges be fixed and established for Improvement District No. 18 as provided under applicable provisions of law; and WHEREAS, the District desires to continue the collection of such water and sewer availability charges without increases or revisions in methodology or application. NOW, THEREFORE, the Board of Directors of the Otay Water District resolves, determines and orders as follows: 1. SCHEDULE OF WATER CHARGES (A) The water availability charges previously fixed and established are hereby continued for Fiscal Year 2017-2018 at the existing rates, as follows: (1) In Improvement District No. 22 the charge shall be $30.00 per acre of land and $10.00 per parcel of land less than one acre. (2) For land located outside an improvement district and within one mile of a District water line, the charge shall be $10.00 per acre of land and $10.00 for each parcel less than one acre. (3) For land located outside an improvement district and greater than one mile from District facilities, the charge shall be $3.00 per acre of land and $3.00 for each parcel less than one acre. (B) Modifications The charges provided for in subparagraphs (1) through (3) in (A) above shall be modified upon petition by the 3 property owner where the property does not receive water from the District as follows: (1) where a parcel of land or a portion thereof is within an open space easement approved by San Diego County, the charge for such parcel or portion thereof shall be fifty percent (50%) of the charge determined pursuant to paragraph (A), provided the owner files with the District proof, satisfactory to the District, that said parcel of land or portion thereof is within such a designated permanent open space area; (2) where a parcel of land or portion thereof is in an agricultural reserve under a Land Conservation Contract with the County of San Diego, pursuant to the Land Conservation Act of 1965 as amended, the charge for such parcel shall be $3.00 per acre, provided the owner files with the District proof, satisfactory to the District, that said parcel of land or portion thereof is within such an agricultural preserve; (3) where a parcel of land or a portion thereof is within an area designated as a floodplain by the County of San Diego, the charge for such a parcel or portion thereof shall be $3.00 per acre, provided the owner files with the District proof, satisfactory to the District, that said parcel of land or portion thereof is within such designated floodplain; and 4 (4) where a parcel of land or portion thereof exceeds a 30% slope, and where such is not within a legal subdivision, lot-split or planned residential development, the charge for the slope portion shall be $3.00 per acre, or if such a parcel is less than one acre and more than one-half of the area exceeds 30% slope, $3.00 for the parcel, provided the owner files with the District proof, satisfactory to the District, that said parcel of land or portion thereof meets or exceeds the slope. (C) Exceptions The charges provided for in (A) and (B) above shall not apply, upon petition by the property owner, to the following: (1) land located within an area designated as a floodway by the County of San Diego; (2) land designated as a vernal pool area by a govern- mental agency authorized to make such a designation and which designation prohibits use of such area for any purpose; (3) land owned by non-profit, tax-exempt conservation organizations specializing in identifying and protecting the natural habitat of rare species; or (4) land that is located within the boundaries of the Otay Water District but not within the boundaries of the Metropolitan Water District of Southern California and the San Diego County Water Authority. 5 2. SCHEDULE OF SEWER CHARGES (A) Sewer standby assessment or availability charges are hereby fixed and established for Fiscal Year 2017-2018 as follows: (1) In Improvement District No. 18 the charges shall be $30.00 per acre of land and $10.00 per parcel of land less than one acre. The preceding charges shall not apply, upon petition by the property owner, to the following: (a) any portion of a parcel which is undeveloped and maintained in its natural state within an Open Space Area as a requirement under the San Diego County General Plan, provided the owner of such parcel files proof, satisfactory to the District, of such designed Open Space Area; (b) any portion of a parcel located within an area designated by the County of San Diego as a floodway or floodplain; or (c) any portion of a parcel of land which exceeds a slope of 30% and which is not within a legal subdivision, lot split or planned lot split or planned residential development. 3. DEFERRALS (A) Deferral of Charge, Purpose Situations may arise when an owner of a parcel of land does not use and has no present intention of using water and/or sewer provided by the District on a parcel of land, as defined in Section 4. The purpose of this section is to permit an evaluation by the District, on a case-by-case basis, of 6 the circumstances which pertain to such situations to determine whether a deferral of charges should be approved according to the terms and conditions herein provided. Any owner of a parcel of land who believes that the amount of the water and/or sewer availability charges fixed against such parcel should be deferred may file an application with the District for deferral of the charge, as follows: (a) Application The application shall include a statement describing the circumstances and factual elements which support the request for deferral. (b) The General Manager shall consider the request within sixty (60) days after the filing of a completed application. If the application for deferral meets the established criteria, the General Manager may decide whether to approve the request and order the charge deferred accordingly. If the request is denied, the applicant shall be notified in writing stating the reasons for the denial. (B) Appeal to Board of Directors If the General Manager denies a request, the owner may file an appeal with the Board of Directors within sixty (60) days after such denial. No new application for deferral need be considered by the General Manager until expiration of twelve (12) months from the date of a denial, unless differently directed by the Board of Directors. (C) Deferred Charges on Restricted Parcels, Criteria The levy of the charge may be deferred annually as to any parcel of land which meets each of the following criteria: 7 (a) The owner of such parcel makes a timely application requesting deferral of the charge. (b) The parcel, which is the subject of the request, will become subject to enforceable restrictions which prohibits the connection to the District sewer system or use of water on the parcel, except by means of natural precipitation or runoff; provided, however, if considered appropriate by the General Manager, local water may be used for limited domestic stock watering and irrigation uses. (c) The owner executed a recordable agreement which includes provisions that: (1) set forth the enforceable restrictions pertinent to the subject parcel; (2) the agreement may be terminated upon written request by the owner and payment of all deferred water and/or sewer availability charges, plus interest thereon, compounded annually, and accruing at the legal rate from the date such charges would have been otherwise due and payable; (3) no water and/or sewer service from the District shall be provided to such parcel for a period of ten (10) years after the total amount due for the charges deferred, plus annually compounded interest, is paid in full to the District, unless a surcharge penalty as 8 described below is paid to the District prior to connection of any water and/or sewer service; (4) if the surcharge is not paid, during the ten (10) year period, while water and/or sewer service is not available to the subject land, the owner shall pay all annual water or availability charges as fixed; and (5) contains such other provisions considered by the General Manager to be appropriate. (D) Surcharge Upon termination of the deferral agreement, an owner may elect to receive water and/or sewer service prior to the expiration of the ten (10) year penalty period upon payment of a surcharge. The surcharge shall be equal to the amount of the annual water and/or sewer availability charges fixed for the parcel(s) of land in the year of election to receive water and/or sewer service multiplied by the number of years remaining of the ten (10) year penalty period. This surcharge shall also apply if a property owner develops a parcel that is subject to a deferral agreement without termination of said agreement. (E) Enforcement Procedures In order to insure that terms and conditions of the recordable agreement are being met, the General Manager shall: (1) Maintain a record of all parcels approved for deferral of the water assessments or availability charges. 9 (2) Report to the Board of Directors any instances where the terms of the agreement are being violated. (3) Take such other actions or procedures considered appropriate. 4. DEFINITION OF PARCEL The term "parcel" as used herein shall mean a parcel of land as shown on the assessment rolls of the County Assessor of San Diego County as of March, 2017. 5. NOTICE AND REQUEST TO THE BOARD OF SUPERVISORS AND AUDITOR As provided in Sections 71634 to 71637, on or before the third Monday in August, 2016, the Secretary of this District shall furnish, in writing to the Board of Supervisors of San Diego County and to the County Auditor, a description of the land within the District upon which availability charges are to be levied and collected for Fiscal Year 2017-2018 together with the amount of the assessments or charges. At the time and in the manner required by law for the levying of taxes for county purposes, the Board of Supervisors of San Diego County shall levy, in addition to taxes it levies, water and/or sewer availability charges in the amounts fixed by this Resolution for the respective parcels of land described in Section 1 of this Resolution. All County officers charged with the duty of collecting taxes shall collect the charges with the regular property tax payments in the same form and manner as County taxes are collected. Such availability charges are a lien on the property with respect to which they are fixed. Collection of the charges may be enforced by the same means as provided for the enforcement of liens for state and county taxes. 10 6. CERTIFICATION TO COUNTY BOARD OF SUPERVISORS The District certifies that this Resolution complies with the provisions of Article XIIID of the California Constitution in that the availability charges are existing charges first set by the Board of Directors of the District prior to November 6, 1996. At the time the availability charges were initially established, the District followed the applicable provisions of law then in effect, and the District has continued to comply with such provisions, including any requirements for notices or hearings, as from time to time in effect. Therefore, pursuant to Section 71632 and Section 71638 of the California Water Code, as currently in effect, the District may continue the availability charges in successive years at the same rate. The District further certifies that the charge is not increased hereby and the methodology for the rate is the same as in previous years. The charge is imposed exclusively to finance the capital costs, maintenance and operating expenses of the water or sewer system of the District, as applicable. 7. CERTIFIED COPIES The Secretary of this District shall deliver certified copies of this Resolution to the Board of Supervisors and to the Auditor of San Diego County with the list of charges described in Section 4 above. 8. CORRECTIONS; OTHER ACTIONS The General Manager of the District is hereby authorized to correct any clerical error made in any assessment or charge pursuant to this Resolution and to make an appropriate adjustment in any assessment or charge made in error. Furthermore, the General Manager and the Secretary of this District are hereby directed to take any further actions and deliver such 11 documents and certificates as necessary to carry out the purpose of this Resolution. PASSED, APPROVED AND ADOPTED by the Board of Directors of the Otay Water District at a regular meeting duly held this 7th day of June, 2017. Ayes: Noes: Abstain: Absent: President ATTEST: Secretary 12 I HEREBY CERTIFY that the foregoing Resolution No. 4334 was duly adopted by the BOARD OF DIRECTORS of the OTAY WATER DISTRICT at a regular meeting thereof held on the 7th day of June, 2017 by the following vote: Ayes: Noes: Abstain: Absent: District Secretary STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Jeanette Ziomek, Senior Accountant Kevin Koeppen, Finance Manager PROJECT: DIV. NO. All APPROVED BY: Joseph R. Beachem, Chief Financial Officer German Alvarez, Assistant General Manager Mark Watton, General Manager SUBJECT: Adopt Resolution No. 4335 to Establish the Tax Rate for Improvement District No. 27 (ID 27) for Fiscal Year 2017-2018 GENERAL MANAGER’S RECOMMENDATION: That the Board adopt Resolution No. 4335 to establish the tax rate for Improvement District No. 27 (ID 27) at $0.004 for Fiscal Year 2017-2018. COMMITTEE ACTION: See Attachment A. PURPOSE: Improvement District No. 27 (ID 27) has outstanding general obligation bonds which mature in Fiscal Year 2023 and is the only improvement district with general obligation debt service. As of July 1, 2018, the outstanding debt will be $4.0 million with interest rates from 3% to 4%. The bonds are non-callable. At the beginning of each fiscal year staff must provide the County of San Diego, Property Tax Services, with the tax rate to be charged upon all property within ID 27 to ensure the amount of tax 2 collections will support the annual debt service requirement. Staff recommends that the Board adopt Resolution No. 4335 to establish the tax rate for ID 27 at $0.004 for Fiscal Year 2017-2018. BACKGROUND: In December 1992, the District sold $11,500,000 of general obligation bonds in ID 27 for the construction of the 30mg reservoir. At the time of the formation of ID 27, the District intended to have a maximum tax rate of $0.10 per $100 of assessed valuation. The tax rate has remained well below the intended maximum rate. The District refinanced the bonds in fiscal year 1998 and again in fiscal year 2010 which resulted in a reduction in the annual debt schedule. Property valuations peaked in fiscal year 2008 at $12.5 billion, dropped below $10 billion in fiscal year 2011, and is now valued at more than $11 billion. The combination of the reduced debt service requirement and the increased assessed values resulted in the District’s reserve levels exceeding the target. From fiscal year 2009 to fiscal year 2015, the tax rate was $0.005 and the District has covered the tax collection shortfall from the ID 27 reserves. From fiscal year 2016 to fiscal year 2017, the tax rate was $0.004 and the District continued to cover the tax collection shortfall from the ID 27 reserves. For Fiscal Year 2017-2018, staff proposes to maintain the tax rate at $0.004 and continue to cover the tax collection shortfall from the ID 27 reserves. Staff projects that a $0.004 tax rate will wind down reserve levels until the expiration of the debt. Upon expiration of the debt the reserve will be fully depleted. FISCAL IMPACT: Joseph R. Beachem, Chief Financial Officer The tax proceeds are legally restricted for the sole purpose of the repayment of this debt. These proceeds will be collected until the debt obligation is fully paid, at which time the fund will have a zero balance. The $0.004 tax rate is projected to generate $619,673 in revenue in fiscal year 2018. The projected revenue, given the recommended tax rate combined with the current fund balance, will meet the annual ID 27 debt service payment of $744,633. 3 STRATEGIC GOAL: Through well-established financial policies and wise management of funds, the District will continue to guarantee fiscal responsibility to its ratepayers and the community at large. LEGAL IMPACT: None. Attachments: A) Committee Action Form B) Resolution No. 4335 C) ID 27 Tables 4 ATTACHMENT A SUBJECT/PROJECT: Adopt Resolution No. 4335 to Establish the Tax Rate for Improvement District No. 27 (ID 27) for Fiscal Year 2017-2018 COMMITTEE ACTION: This item was presented to the Finance, Administration and Communications Committee at a meeting held on May 17, 2017. The following comments were made:  Staff is requesting that the Board adopt Resolution No. 4335 to establish the tax rate for Improvement District No. 27 (ID 27) at $0.004 for Fiscal Year 2017-2018.  Staff presented the information in the staff report.  Staff noted that ID 27 is the last improvement district with outstanding general obligation bonds and on July 1, 2018, the outstanding bond debt will be $4 million with an interest rate of 4%. The bonds are non-callable and will mature in September 2022.  Staff is recommending that the tax rate for FY 2018 be maintained at $0.004. The District will continue to draw down the excess ID 27 reserves.  Staff projects that the ID 27 reserve levels will remain above target through FY 2019 and will be drawn down to $0.00 when the debt matures in FY 2022.  The Committee inquired what assumption was used for the estimated increase in ID 27 property values that the $619,673 was based. Staff indicated that they utilized 3%.  In response to another inquiry from the Committee, staff indicated that the ID 27 reserve will go from $281,000 to approximately $163,000.  The Committee also inquired if the County of San Diego charges the District a fee for collecting and forwarding the collected 5 taxes to the District. The County of San Diego charges $0.10 per parcel for special assessment and $0.15 per parcel for any corrections. Annual fees of approximately $47,000 are deducted by the County of San Diego prior to the funds being paid to the District.  There was discussion that the funds in the ID 27 reserves can only be used to pay the bond debt, so staff will draw it down as close to $0.00 as possible and err on the negative side because the monies are restricted. Staff will continue to monitor the fund closely. Following the discussion, the committee supported staff’s recommendation and presentation to the full board on the consent calendar. 1 RESOLUTION NO. 4335 A RESOLUTION OF THE BOARD OF DIRECTORS OF OTAY WATER DISTRICT FIXING TAX RATES FOR FISCAL YEAR 2017-2018 FOR PAYMENT OF PRINCIPAL AND INTEREST ON GENERAL OBLIGATION BONDS OF IMPROVEMENT DISTRICTS (GF 1600) WHEREAS, California Water Code Section 72091 authorizes the Otay Water District, as a municipal water district, to levy an ad valorem property tax which is equal to the amount required to make annual payments for principal and interest on general obligation bonds approved by the voters prior to July 1, 1978. NOW, THEREFORE, the Board of Directors of the Otay Water District resolves, determines and orders as follows: 1. Findings. It is necessary that this Board of Directors cause taxes to be levied in fiscal year 2017-2018 for Improvement District No. 27 of the Otay Water District to pay the amount of the principal and interest on the bonded debt of such improvement district. 2. Amounts to be Raised by Taxes. The amount required to be raised by taxation during fiscal year 2017-2018 for the principal and interest on the bonded debt of Improvement District No. 27 is as follows: Improvement District No. 27 $619,673  3. Tax Rates. The tax rates per one hundred dollars ($100) of the full value of all taxable property within said improvement district necessary to pay the aforesaid amounts of principal and interest on the bonded debt of said improvement district for fiscal year 2017-2018 is hereby determined and fixed as follows: Improvement District No. 27 $0.004 Attachment B 2 4. Certification of Tax Rates. Pursuant to Water Code Section 72094, this Board of Directors hereby certifies to the Board of Supervisors and the County Auditor of the County of San Diego the tax rates hereinbefore fixed, and said County Auditor shall, pursuant to Section 72095 of said Code, compute and enter in the County assessment roll the respective sums to be paid as tax on the property in Improvement District No. 27, using the rate of levy hereinabove fixed for such improvement district and the full value as found on the assessment roll for the property therein, and the Secretary of this Board of Directors is hereby authorized and directed to transmit certified copies of this resolution, Attachment B, and made a part hereof, to said Board of Supervisors and said Auditor. PASSED AND ADOPTED by the Board of Directors of the Otay Water District at a regular meeting held this 7th day of June, 2017. Ayes: Noes: Abstain: Absent: President ATTEST: Secretary 3 I HEREBY CERTIFY that the foregoing Resolution No. 4335 was duly adopted by the BOARD OF DIRECTORS of the OTAY WATER DISTRICT at a regular meeting thereof held on the 7th day of June, 2017 by the following vote: Ayes: Noes: Abstain: Absent: District Secretary STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Lisa Coburn-Boyd Environmental Compliance Specialist CIP./G.F. NO: P2451- 001101 DIV. NO. ALL APPROVED BY: Rod Posada, Chief, Engineering German Alvarez, Assistant General Manager Mark Watton, General Manager SUBJECT: Approval of an Addendum to the Final Environmental Impact Report for the Otay Mesa Conveyance and Disinfection System Project GENERAL MANAGER’S RECOMMENDATION: That the Otay Water District (District) Board of Directors (Board) approves the addendum to the Final Environmental Impact Report for the Otay Mesa Conveyance and Disinfection System Project (Project) (see Exhibit A for Project location). COMMITTEE ACTION: Please see Attachment A. PURPOSE: To obtain Board approval of the addendum to the Final EIR for the Project. ANALYSIS: The Otay Mesa Conveyance and Disinfection System Project involves the design, construction, and operation of an approximately four-mile-long, 48-54 inch diameter potable water pipeline and a metering station within the Otay Mesa area of the District. The Project may also include a disinfection facility and/or pump station. The pipeline will begin at the U.S. - 2 Mexico border and end at the District’s Roll Reservoir on Otay Mesa. It will be used to convey desalinated water produced at the desalination plant that will be built in Rosarito, Baja California, Mexico if the District is able to enter into an agreement to purchase the water. The Project would increase the District’s potable water supply flexibility and reliability. A joint California Environmental Quality Act (CEQA)/ National Environmental Policy Act (NEPA) Environmental Impact Report/ Environmental Impact Statement (EIR/EIS) document was prepared for the Project for environmental compliance and as part of the Presidential Permit (PP) process for the pipeline. The PP is required since the pipeline will cross the U.S. – Mexico border. The final EIR/EIS was certified by the Board of Directors on September 7, 2016. The environmental permitting for the Project includes consultation with the United States Fish & Wildlife Service. As part of this consultation, it was determined that the impact footprints and habitat acreages for federally listed species (Otay tarplant, Quino Checkerspot butterfly, San Diego fairy shrimp, and coastal California gnatcatcher) are less than what had been specified in the EIR/EIS. Because of these reductions, an addendum to the EIR was prepared as specified in the CEQA Guidelines, Section 15164 (b). The addendum does not need to be circulated for public review, but the CEQA Guidelines require that it be considered by the Board as part of the EIR. The addendum is attached as Exhibit B. The addendum is prepared under CEQA and applies to the Final EIR. The Final EIS is a federal document, prepared consistent with NEPA for the State Department and the PP process. The changes described in the addendum will also be included as part of the administrative record for the Final EIS and the PP process. FISCAL IMPACT: Joe Beachem, Chief Financial Officer No fiscal impact. See Attachment B, Budget Detail. STRATEGIC GOAL: This Project supports the District’s Mission statement, “To provide high value water and wastewater services to the customers of the Otay Water District in a professional, effective, and efficient manner” and the General Manager’s Vision, “A District that is at the forefront in innovations to provide water services at affordable rates, with a reputation for outstanding customer service.” 3 LEGAL IMPACT: None. BK/LCB:jf P:\WORKING\CIP P2451 Desalination Feasibility Study\Staff Reports\Committee Desal Update 2017-2\ BD 06-07-2017, Staff Report, Addendum to the Final EIR for the OMCDSP.doc Attachments: Attachment A – Committee Action Attachment B – Budget Detail Exhibit A – Project Location Exhibit B – Addendum to the Final Environmental Impact Report for the Otay Mesa Conveyance and Disinfection System Project ATTACHMENT A SUBJECT/PROJECT: P2451-001101 Approval of an Addendum to the Final Environmental Impact Report for the Otay Mesa Conveyance and Disinfection System Project COMMITTEE ACTION: This item was presented to the Desalination Project Committee at a meeting held on May 23, 2017. The following comments were made:  Staff is requesting that the Board approve the addendum to the Final Environmental Impact Report for the Otay Mesa Conveyance and Disinfection System Project (Project).  Staff reviewed information in the staff report.  It was noted that the acreage in the EIR/EIS was reduced specifically for the Quino Checkerspot Butterfly. Originally, it was thought that the District’s project would be the first to develop in the area. If the District’s project were developed first, it would have been considered the “permanent impact.” However, other developer projects (Otay Crossings, etc.) are scheduled to be constructed before the District’s project.  Staff indicated, in response to an inquiry from the Committee, that there has been no change to the District’s project footprint.  Staff also shared that the District has received the Biological Opinion, which is based on the amended acreages from the Fish and Wildlife Services. The Opinion is required for the project and was received much earlier than expected.  In response to another inquiry from the Committee, it was indicated that the project must comply with both State and Federal regulations. Following the discussion, the committee supported staff’s recommendation and presentation to the full board on the consent calendar. ATTACHMENT B – Budget Detail SUBJECT/PROJECT: P2451-001101 Approval of an Addendum to the Final Environmental Impact Report for the Otay Mesa Conveyance and Disinfection System Project Date Updated 5/2/2017 Budget 30,000,000 Phases Planning Consultant Contracts 26,155 19,945 6,210 26,155 BROWNSTEIN HYATT FARBER 98,577 98,577 - 98,577 CAMP DRESSER & MCKEE INC 13,311 13,311 - 13,311 CPM PARTNERS INC 380,200 380,200 - 380,200 HECTOR I MARES-COSSIO 71,531 71,531 - 71,531 MARSTON & MARSTON INC 26,700 26,700 - 26,700 REA & PARKER RESEARCH 4,173 4,173 0 4,173 SALVADOR LOPEZ-CORDOVA 225,499 225,499 - 225,499 SILVA-SILVA INTERNATIONAL 4,800 4,800 - 4,800 SVPR COMMUNICATIONS Meals, Travel, Incidentals 21,846 21,846 - 21,846 STAFF Printing 61 61 - 61 MAIL MANAGEMENT GROUP INC Professional Legal Fees 970 970 - 970 ARTIANO SHINOFF 162,041 162,041 - 162,041 GARCIA CALDERON & RUIZ LLP 43,175 43,175 - 43,175 SOLORZANO CARVAJAL GONZALEZ Y 32,612 32,612 - 32,612 STUTZ ARTIANO SHINOFF Regulatory Agency Fees 3,120 3,120 - 3,120 COUNTY OF SAN DIEGO 2,142 2,142 - 2,142 STATE WATER RESOURCES Service Contracts 500 500 - 500 REBECA SOTURA NICKERSON 875 875 - 875 LEONARD VILLAREAL 32,463 32,463 - 32,463 (W)RIGHT ON COMMUNICATIONS INC 39,500 39,500 - 39,500 BUSTAMANTE & ASSOCIATES LLC 290 290 - 290 SAN DIEGO DAILY TRANSCRIPT 685 685 - 685 SAN DIEGO UNION-TRIBUNE, THE Standard Salaries 1,183,988 1,183,988 - 1,183,988 Total Planning 2,375,214 2,369,004 6,210 2,375,214 Design 001102 Consultant Contracts 3,800,863 1,413,101 2,387,762 3,800,863 AECOM TECHNICAL SERVICES INC 3,952 3,952 - 3,952 AIRX UTILITY SURVEYORS INC 5,000 5,000 - 5,000 ATKINS 8,818 8,818 - 8,818 CPM PARTNERS INC 5,109 5,109 - 5,109 MARSTON+MARSTON INC 31,920 31,920 - 31,920 MICHAEL R WELCH PHD PE Meals, Travel, Incidentals 3,457 3,457 - 3,457 STAFF Professional Legal Fees 7,761 7,761 - 7,761 STUTZ ARTIANO SHINOFF Regulatory Agency Fees 1,127 1,127 - 1,127 STATE WATER RESOURCES Service Contracts 1,084 1,084 - 1,084 SAN DIEGO UNION-TRIBUNE LLC 114 114 - 114 REPROHAUS CORP Standard Salaries 234,673 234,673 - 234,673 Total Design 4,103,878 1,716,116 2,387,762 4,103,878 Construction Standard Salaries - - - - Total Construction - - - - Grand Total 6,479,092 4,085,120 2,393,972 6,479,092 Vendor/Comments Otay Water District P2451 Otay Mesa Desalination Conveyance and Disinfection System Committed Expenditures Outstanding Commitment & Forecast Projected Final Cost 571-1RESERVOIR 870-1RESERVOIR OTAY MESA RD EN R I C O F E R M I D R DONOVA N DONOVANCORRECTIONALFACILITY SIEMPRE VIVA RD G.F. BAILEYDETENTION FACILITY AIRWAY RD AL T A R D PASEO DE LA F U E N T T E STATE PRISON RD ALT A R D MEXICO USA OW D B O U N D A R Y FUTURE FUT U R E ?ò ?Ü ?Ü FUTUREPORT OFENTRY OTAY WATER DISTRICTOTAY MESA DESALINATION CONVEYANCEAND DISINFECTION SYSTEM PROJECT EXHIBIT A CIP P2451 0 2,0001,000 Feet F P: \ W O R K I N G \ C I P P 2 4 5 1 D e s a l i n a t i o n F e a s i b i l i t y S t u d y \ G r a p h i c s \ E x h i b i t s - F i g u r e s \ E x h i b i t A , M a r c h 2 0 1 5 . m x d Legend Pipeline Alternative 1 Pipeline Alternative 2 Pipeline Alternative 3 VICINITY MAP PROJECT SITE NTSDIV 5 DIV 1 DIV 2 DIV 4 DIV 3 ?ò Aä%&s ?p ?Ë !\ F Exhibit B Otay Water District 2554 Sweetwater Springs Boulevard Spring Valley, California 91978-2096 AN ADDENDUM TO THE FINAL ENVIRONMENTAL IMPACT REPORT FOR THE OTAY MESA CONVEYANCE AND DISINFECTION SYSTEM PROJECT, SAN DIEGO COUNTY, CALIFORNIA March 31, 2017 The California Environmental Quality Act (CEQA) Guidelines, Section 15164(b) states that an Addendum to a previously adopted Negative Declaration or Environmental Impact Report (EIR) may be prepared if only minor technical changes or additions are necessary, or none of the conditions described in Sections 15162 or 15163 calling for the preparation of a subsequent or supplemental EIR or subsequent Negative Declaration have occurred. Please note the EIR noted herein was prepared as part of a joint Environmental Impact Report/Environmental Impact Statement (EIR/EIS). The EIS is a document prepared for a federal Lead Agency, in this case the Department of State, pursuant to the National Environmental Policy Act (NEPA). No changes to the federal document are necessary. Discussion Revisions to the proposed project (as defined in the final Environmental Impact Report [EIR]) are included herein as an Addendum to the final EIR. The revisions consist of updated impact footprints and habitat acreages for federally listed species that may be impacted by the proposed project. These species include Otay tarplant (Deinandra conjugens), San Diego fairy shrimp (Branchinecta sandiegonesis), Quino Checkerspot butterfly (Euphydryas editha quino), and coastal California gnatcatcher (Polioptila californica californica). There are no proposed changes to least Bell’s vireo (Vireo bellii pusillus) or Riverside fairy shrimp (Streptocephalus woottoni) suitable habitat or critical habitat impacts from those detailed in the final EIR. Revised impacts to suitable and critical habitat per listed species were determined based on the assumption that the Otay Crossings project is developed prior to construction of the proposed project. Revisions to the federally listed species suitable and critical habitat, and conservation measures are listed below. Federally Listed Species Habitat Revisions Otay Tarplant  No permanent impacts to critical habitat or suitable habitat.  No temporary impacts to suitable habitat.  Temporary impacts to critical habitat will occur only in the area without primary constituent elements (6.90 acres). Thus, no critical habitat with primary constituent elements present will be temporarily or permanently impacted. San Diego Fairy Shrimp  There were already no impacts to suitable habitat. - 2 -  All critical habitat impacts are now temporary (1.01 acres) and the area of overlap with critical habitat will be paved/developed because of Otay Crossings. Thus, no primary constituent elements will be present where critical habitat is impacted. Quino Checkerspot Butterfly  Permanent (2.31 acres) and temporary (12.27 acres) impacts to suitable habitat will decrease.  Neither permanent nor temporary impacts to Quino Checkerspot butterfly critical habitat will change as the Otay Crossings overlap area does not coincide with Quino Checkerspot butterfly critical habitat.  There is one area of permanent impact to suitable and critical habitat near the pump station option at the south end of the proposed project near the border. There is an additional very small area of permanent impacts to suitable and critical habitat near the pump station option at the north end of the proposed project, east of Roll Reservoir. These areas combined amount to 2.31 acres total. Coastal California Gnatcatcher  Permanent (0.16 acre) and temporary (1.42 acres) impacts to suitable habitat will decrease by a small amount.  Critical habitat impact acreage does not change. Conservation Measure Revisions In addition to the conservation measures in the final EIR, the following conservation measures will be adhered to during the construction phase of the proposed project:  Vegetation clearing and all construction activities would occur outside of the breeding seasons and not within 500 feet of habitat occupied by coastal California gnatcatcher and least Bell’s vireo, and other avian species (e.g., coastal California gnatcatcher, February 15 through August 15; least Bell’s vireo, March 15 through September 15).  Restoration of temporarily impacted federally listed species habitat will follow success criteria and monitoring specifications that will be approved by the Carlsbad Fish and Wildlife Office (CFWO) prior to initiating construction of the proposed project. Additionally, the following conservation measures have been added to the proposed project to reduce impacts for listed species occupied habitat: 1. Permanent impacts to coastal California gnatcatcher would be offset by application of pre- designated debit credits from the Otay Water District (District) San Miguel Habitat Management Area (HMA) as follows: Acreage Impacted Off-Site Mitigation Ratio Credits Debited from HMA Coastal California Gnatcatcher 0.16 2:1 0.32 2. Permanent impacts to Quino Checkerspot butterfly critical habitat would be offset by off-site habitat acquisition and long-term management. Off-site habitat acquired for compensatory mitigation would be preserved in perpetuity via establishment of a conservation/open space easement. Compensatory mitigation would occur as follows: - 3 - Acreage Impacted Off-Site Mitigation Ratio Required Offsite Mitigation Quino Checkerspot Butterfly 2.31 3:1 6.93 The District will implement the above-noted mitigation requirements through coordination with the Service and acquisition of offsite mitigation lands. Offsite mitigation lands will be inclusive of federally-designated Quino Checkerspot butterfly critical habitat and will satisfy off-site compensatory mitigation for permanent impacts. The District will execute and record a perpetual biological conservation easement or other conservation mechanism acceptable to the Service over the acquired land. The District will also ensure that a perpetual management, maintenance, and monitoring plan is prepared and implemented for the property through an endowment. Summary Given the revisions to the proposed project and the implementation of mitigation measures, impacts to Otay tarplant, San Diego fairy shrimp, Riverside fairy shrimp, Quino Checkerspot butterfly, coastal California gnatcatcher and least Bell’s vireo would be less than significant. In addition, impacts to critical habitat for Otay tarplant, San Diego fairy shrimp, Riverside fairy shrimp, Quino Checkerspot butterfly, coastal California gnatcatcher, and least Bell’s vireo would be less than significant with implementation of mitigation measures. Proposed changes to the project would not result in any new significant impacts. STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Tenille Otero Communications Officer PROJECT: Various DIV. NO. ALL APPROVED BY: Mark Watton, General Manager SUBJECT: Amendment to Extend the Joint Powers Agency Water Conservation Garden Operation Agreement and Funding Agreement GENERAL MANAGER’S RECOMMENDATION: That the Board of Directors approve the second amendment to the Joint Powers Agency (JPA) Water Conservation Garden Operation Agreement (Operation Agreement) [Attachment B], extending the expiration date and the funding agreement an additional 12 months from June 30, 2017 to June 30, 2018. COMMITTEE ACTION: See Attachment A. PURPOSE: To request that the Board consider extending the Operation and Funding agreements an additional 12 months, allowing additional time for the Water Conservation Garden Joint Powers Agency to continue developing and modifying the new draft agreement so that it adequately represents the water conservation goals and objectives of the JPA members who provide approximately 50 percent of the funding to operate the Garden. 2 ANALYSIS: Members of the JPA, including Otay Water District and Helix Water District who funded the construction of the Garden, along with San Diego County Water Authority, Sweetwater Authority, and the City of San Diego, continue to fund approximately 50 percent of its operational costs. At its December 2016 Board meeting, the District Board approved the first amendendment to the original Operation Agreement, dated October 13, 2010, extending the expiration date to June 30, 2017. At its April 20, 2017 committee meeting, the JPA reviewed a draft of the revised Operation Agreement and concurred that the agreement is moving in a suitable direction, focusing on the operations and maintenatnce of the Garden and the water conservation goals of the JPA members. However, the JPA voted not to approve the agreement because the agreement needs more revisions and the JPA needs more time to thoroughly evaluate the agreement, provide feedback, and solicit additional feedback from the JPA’s member agencies’ boards. JPA members also determined that since a final revised agreement would need to be approved by each of the individual member agencies’ boards, the deadline of June 30, 2017 could not be met. In addition, the Funding Agreement is due to expire on June 30, 2017. The second amendment also includes an extension of the District’s funding agreement for an additional 12 months through June 30, 2018. Since the funding of the Garden is so closely tied to the Operational Plan, the JPA agrees that the funding agreement should be extended to align with the expiration of the Operation Agreement. Two District Board members, Mark Robak as the District representative and Gary Croucher as the alternate, support the District on the JPA committee. At the JPA committee’s April 20, 2017 meeting, all members voted to extend the Operation Agreement an additional 12 months, from June 30, 2017 to June 30, 2018. JPA members also voted to establish a governance subcommittee to evaluate the draft agreement thoroughly, make any recommendations, and bring a second draft agreement back to the JPA within a six-month time frame, by a deadline of December 31, 2017. Board member Mark Robak is the chairman of that subcommittee. The subcommittee has met three times to date and has also discussed the value of the Garden to its member agencies, as well as its core exhibits, focusing on water conservation. Extending the agreement and the time to develop a revised agreement will provide the JPA subcommittee and committee sufficient time to thoroughly review and revise the Operation Agreement. In addition, this allows the JPA member agencies to review the agreement and 3 present a well-defined plan to its respective boards. By extending the agreement an additional 12 months, funding needs to be secured to support that extension. This will allow members of the JPA to evaluate their participation in funding and/or operating the Garden so it continues to provide valuable water conservation programs and utilize the facilities constructed at the Garden as intended by its founders. FISCAL IMPACT: Joe Beachem, Chief Financial Officer The Water Conservation Garden funding of $96,450 is included in the District’s Conservation budget request for Fiscal Year 2018 proposed budget. Funds for FY 2017 have been expended. STRATEGIC GOAL: Supports the objective in the District’s Strategic Plan to evaluate and enhance the District's water conservation programs and services. LEGAL IMPACT: None. Attachments: Attachment A – Committee Action Attachment B – Second Amendment to Water Conservation Garden Operation Agreement Attachment C - Operation Agreement (October 13, 2010) Attachment D – First Amendment to Water Conservation Garden Operation Agreement ATTACHMENT A SUBJECT/PROJECT: Amendment to Extend the Joint Powers Agency Water Conservation Garden Operation Agreement and Funding Agreement COMMITTEE ACTION: This item was presented to the Finance, Administration and Communications Committee at a meeting held on May 17, 2017. The following comments were made:  Staff is requesting that the Board consider approving the second amendment to the Joint Powers Agency (JPA) Water Conservation Garden Operation Agreement (Operation Agreement) extending the expiration date and the funding agreement an additional 12 months from June 30, 2017 to June 30, 2018.  Staff presented the information in the staff report.  It was noted that it is expected that the JPA member agencies will be presenting the extension of the Operating Agreement and Funding Agreement to their respective boards for action by the end of the month (May 2017).  The District’s Committee discussed the JPA membership and that the water agency members felt that the core focus of the Water Conservation Garden(Garden) – a demonstration garden for residential landscapes designed to conserve water – was being lost. These are issues that are still being addressed by the JPA.  The District’s Committee also indicated that they wished to provide the Garden the chance to succeed and felt it can become self sufficient. Funding from the members was also discussed and the Committee wished for the JPA to develop a rational for how much each member agency should contribute to the Garden’s operating budget. Following the discussion, the committee supported staff’s recommendation and presentation to the full board as an action item. WATER CONSERVATION AUTHORITY SECOND AMENDMENT TO WATER CONSERVATION GARDEN OPERATION AGREEMENT CUYAMACA COLLEGE WATER CONSERVATION GARDEN The Water Conservation Garden Operation Agreement dated October 13, 2010 between the Water Conservation Authority and Friends of the Water Conservation Garden (collectively Parties) is amended as follows. 1. Paragraph 1, DEFINITIONS, section 1.58 SCHEDULED EXPIRATION DATE is amended to mean June 30, 2018. The Agreement is amended for continued operation and maintenance services, and to align the Friends of the Water Conservation Garden’s Operations budget with the budgets of the agencies which make up the Joint Powers Agency. Also to allow time to discuss specific tasks and terms of the Agreement. 2. Paragraph 4, TERM, is amended to reflect the extension of the Agreement. 3. Pursuant to Paragraph 14, INSURANCE, Friends of the Water Conservation Garden shall provide updated insurance documents to the Water Conservation Authority as required. 4. Paragraph 7, GARDEN EXPENSES, section 7.3.1 is amended to extend the term of the funding agreement as detailed in the new Exhibit D, dated April 20, 2017. 5. All other terms, covenants, and conditions in the original Agreement as amended shall remain in full force and effect, and shall be applicable to this Amendment. The individuals executing this amendment to Agreement represent and warrant that they have the legal capacity and authority to do so on behalf of their respective legal entities. IN WITNESS WHEREOF, the Parties have executed this Second Amendment to the Agreement on the date set forth below. AUTHORITY OPERATOR WATER CONSERVATION AUTHORITY, FRIENDS OF THE WATER a Joint Powers Authority CONSERVATION GARDEN, a California nonprofit benefit corporation By: __________________________ By: ____________________________ Board President Name: __________________________ DATED: ______________________ Title: ___________________________ ATTEST: By: __________________________ By: ____________________________ Board Secretary Name: __________________________ Title: ___________________________ Attachment B Exhibit D One Year Extension Funding Water Conservation Agreement between Joint Powers Authority and The Friends of Water Conservation Garden April 20, 2017 Agency 16/17 Current Annual Dues 17/18 SDCWA $137,632 $137,632 Otay Water District $96,450 $96,450 Helix $96,450 $96,450 Sweetwater Auth $77,142 $77,142 City of San Diego $77,142 $77,142 TOTAL: $484,816 $484,816 Attachment C WATER CONSERVATION AUTHORITY FIRST AMENDMENT TO WATER CONSERVATION GARDEN OPERATION AGREEMENT The WATER CONSERVATION GARDEN The Water Conservation Garden Operation Agreement dated October 13, 2010 between the Water Conservation Authority and Friends of the Water Conservation Garden (collectively Parties) is amended as follows. 1.Paragraph 1, DEFINITIONS, section 1.58 SCHEDULED EXPIRATION DATE is amendedto mean June 30, 2017. The Agreement is amended for continued operation and maintenanceservices, and to align the Friends of the Water Conservation Garden's Operations budget withthe budgets of the agencies which make up the Joint Powers Agency. 2.Paragraph 4, TERM, is amended to reflect the extension of the Agreement. 3.Pursuant to Paragraph 14, INSURANCE, Friends of the Water Conservation Garden shall provide updated insurance documents to the Water Conservation Authority as required. 4.All other terms, covenants, and conditions in the original Agreement as amended shall remainin full force and effect, and shall be applicable to this Amendment. The individuals executing this amendment to Agreement represent and warrant that they have the legal capacity and authority to do so on behalf of their respective legal entities. IN WITNESS WHEREOF, the Parties have executed this First Amendment to the Agreement on the date set forth below. AUTHORITY WATER CONSERVATION AUTHORITY, a Joint Powers Authority By: -----------Bo a rd President DATED: ---------- ATTEST: By: ------------Board Secretary OPERATOR FRIENDS OF THE WATER CONSERVATION GARDEN, a California nonprofit benefit corporation By: -----------­ Name: ----------- Title: ------------ By: -----------­ Name: ----------- Title: ------------ Attachment D STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Pedro Porras, Chief of Water Operations Kent Payne, Purchasing Manager PROJECT: Various DIV. NO. ALL APPROVED BY: Joseph R. Beachem, Chief Financial Officer Adolfo Segura, Chief of Administrative Services German Alvarez, Assistant General Manager Mark Watton, General Manager SUBJECT: APPROVE THE WATER SYSTEM FEES AND AMEND THE DISTRICT’S PURCHASING MANUAL TO ADD REGULATORY FEES GENERAL MANAGER’S RECOMMENDATION: That the Board approve the water system fees and to amend the District’s Purchasing Manual Section 7.2.8.a. to add “Regulatory Fees.” COMMITTEE ACTION: Please see “Attachment A.” PURPOSE: A two-fold request: 1. That the Board approve the water system fees for July 1, 2016 through June 30, 2017, and; 2. Amend the District’s Purchasing Manual Section 7.2.8.a as presented to add ‘‘Regulatory Fees’’ in order to streamline the payment of fees required by the State Water Resources Control Board (California Water Board) and other regulatory agencies. ANALYSIS: 2 For many years the District has been required to pay to the State fees under the Department of Public Health for permitting, compliance, monitoring, inspections and investigations averaging $15,000 annually. These fees have always been under the General Manager (GM) and/or his/her designee’s authority. In the past few years these responsibilities were transferred to the State Water Resources Control Board who changed these fees from billable hours to the number of service connections of an agency as shown below: Connections OWD Connections Fees 0-1,000: $6.00 1,000 $6,000.00 1,001-5,000: $3.50 4,000 $14,000.00 5,001–15,000: $2.00 10,000 $20,000.00 15,001-+: $1.35 33,402 $45,092.70 Total: 48,402 $85,092.70 This is an approximately 510% increase effective for fiscal year 2017. Staff received a notice from the State informing the District of this increase last year, allowing staff to budget for this increase. The District received the $85,092.70 invoice on April 20, 2017 and in the process of preparing a check request, staff realized that this type of expenditure is not listed in the District’s Purchasing Manual for Board authorized purchases exceeding the GM’s authority. As mentioned at our last Board Meeting, the Board of Directors establishes the operational guidelines and procedures with respect to purchasing the goods and services necessary to conduct the District’s business including items that the GM or his/her designee is authorized to purchase and which exceed the GM’s delegated purchasing authority. These procedures are defined and published in the District’s Purchasing Manual. The approved section 7.2.8 currently reads: 7.2.8 Board Authorized Purchases Exceeding the General Manager’s Authority: a. The GM or his/her designee is authorized to exceed his/her delegated purchasing authority under Section 2 of the Code of Ordinance and purchase the following goods and services without Board approval so long as the overall Board Approved District Budget for Labor and Benefits, Materials and Maintenance and Administrative expenses is not exceeded: 1. Temporary labor services 2. Fuel, gasoline and diesel 3. Sewage Transportation and Processing 3 4. Water Meters 5. Service and maintenance of the District’s Board adopted sole source Enterprise Resource Planning (ERP) System, Tyler Eden 6. Service and maintenance of the District’s Board adopted sole source Geographic Information System, Environmental Systems Research Institute (ESRI)/GIS 7. Medical Service Benefits provided by Special District Risk Management Authority (SDRMA) b. The GM or his/her Designee is authorized to exceed his/her delegated purchasing authority under Section 2 of the Code of Ordinances and purchase the following goods and services without Board approval so long as the amounts are commensurate with the District’s water revenues for the same time period: 1. Water 2. Gas and electric utility for the operation of the District 3. Chemicals and gasses for the treatment of potable and recycled water. Staff is requesting to add under Paragraph a, Item “8. Regulatory Fees.” FISCAL IMPACT: Joe Beachem, Chief Financial Officer None. STRATEGIC GOAL: The District ensures its continued financial health through sound policies and procedures. LEGAL IMPACT: None. Attachments: Attachment A – Committee Action ATTACHMENT A SUBJECT/PROJECT: APPROVE THE WATER SYSTEM FEES AND AMEND THE DISTRICT’S PURCHASING MANUAL TO ADD REGULATORY FEES COMMITTEE ACTION: This item was presented to the Finance, Administration and Communications Committee at a meeting held on May 17, 2017. The following comments were made:  Staff is requesting that the Board approve the water system fees and amend the District’s Purchasing Manual, Setion 7.2.8.a. to add “Regulatory Fees.”  Staff presented the information in the staff report.  The Committee inquired what the State Water Resources Control Board’s (SWRCB) rational was for the 510% increase in its water system fee. Attached to the committee notes are documents (Exhibits 1, 2 and 3) noting the reasons for the fee increase and comment letters to the SWRCB.  Depending on the outcome of the review of the SWRCB’s rational, the Committee members indicated they may wish to recommend that the Board adopt a resolution protesting the 510% fee increase as such large increases impact the District’s water rates. Following the discussion, the committee supported staff’s recommendation and presentation to the full board as an action item. Sent via ELECTRONIC MAIL to commentletters@waterboards.ca.gov July 29, 2016 Ms. Jeanine Townsend, Clerk of the Board State Water Resources Control Board 1001 I Street, 24th Floor Sacramento, CA 95814 Re: ACWA Comments regarding SWRCB Revised Draft Drinking Water Fee Regulations Dear Ms. Townsend: The Association of California Water Agencies (“ACWA”) appreciates the opportunity to comment on the State Water Resources Control Board’s (“SWRCB”) revised draft Drinking Water Fee Regulations released for public comment on July 13, 2016 (“Revised Draft Regulations”). ACWA represents over 435 public water agencies that collectively supply 90% of the water delivered in California for domestic, agricultural and industrial uses. Many of ACWA’s public agency members are entrusted with the responsibility of supplying the public with safe, high-quality drinking water. Ensuring the safety of drinking water supplies by complying with all relevant state and federal standards is the highest priority of these agencies. I. BACKGROUND The SWRCB’s Drinking Water Program is charged with the responsibility of administering the California Safe Drinking Water Act (“SDWA”).1 Under SB 83 (2015), effective July 1, 2016, “Each public water system shall submit an annual fee according to a fee schedule established by the [SWRCB]… for the purpose of reimbursing the [SWRCB] for the costs incurred” by the SWRCB for conducting activities mandated under the SDWA.2 The categories of Public Water Systems that pay these fees include Community Water Systems, Wholesaler Water Systems, and Transient and Nontransient Noncommunity Water Systems. Following the enactment of SB 83 in June 2015, ACWA and other stakeholders met with SWRCB staff in a series of meetings to discuss potential approaches to structuring the SWRCB’s Drinking Water Program fee structure. ACWA provided testimony at a SWRCB 1 Health & Safety Code § 116271. 2 Health & Safety Code § 116565(a). Public CommentProposed Drinking Water Fee RegsDeadline:7/29/16 by 5:00pm 7-29-16 Public CommentProposed Drinking Water Fee RegsDeadline:7/29/16 by 5:00pm 7-29-16 SWRCB Revised Draft Drinking Water Fee Regulations Comment Letter, Association of California Water Agencies (July 29, 2016) Page 2 of 5 Board Workshop held on this issue in November 2015 and we participated in a series of workshops held by SWRCB staff in locations around the state in December 2015. ACWA submitted a comment letter on the SWRCB’s initial Draft Regulations on June 21, 2016 which expressed significant concerns with the proposed fee increases included in that proposal. The ACWA letter included a proposed alternative fee schedule developed by ACWA and other drinking water systems representatives (the “Water Community Option”), as well as a number of additional comments aimed at ensuring that the state’s Drinking Water Program maintains its accountability to Public Water Systems and the customers they serve. ACWA acknowledges and appreciates the incorporation of elements of the Water Community Option in the Revised Draft Regulations. It is important to note, however, that the Revised Fee Regulations differ from the Water Community Option in that they include a new “Disadvantaged Community Certification” and also increase the per-connection fees for some large water systems when compared to the Water Community Option. As is demonstrated in Table 1 below, the Revised Draft Regulations will significantly increase the average fees paid by Large Water Systems serving more than 1,000 connections. Table 1 – Impact of Revised Fee Regulations by Community Water System Size # of Service Connections FY 2014-15 Actuals - Average Fee Revised Regulations - Average Fee Percentage Fee Difference - Revised Regulations vs. FY 14-15 Actuals 0-50 $252 $254 +<1% 51-1,000 $1,688 $1,697 +<1% 1,001-2,500 $8,807 $8,240 -6% 2,501-5,000 $9,733 $14,878 +53% 5,001-10,000 $14,518 $24,525 +69% 10,001-25,000 $18,018 $40,604 +125% 25,001-50,000 $25,701 $65,708 +156% 50,000-100,000 $35,484 $106,977 +201% 100,000-200,000 $53,664 $201,128 +275% >200,000 $110,172 $550,735 +400% While ACWA supports adequate funding for the Drinking Water Program, the magnitude of the proposed fee increases for Fiscal Year 2016-17 underscores the critical need for enhanced accountability and transparency in the administration of the Drinking Water Program and the implementation of the Revised Fee Regulations’ proposed fee structure. SWRCB Revised Draft Drinking Water Fee Regulations Comment Letter, Association of California Water Agencies (July 29, 2016) Page 3 of 5 II. THE SWRCB SHOULD UNDERTAKE A SERIES OF STEPS TO ENSURE THAT THE STATE’S DRINKING WATER PROGRAM MAINTAINS ITS ACCOUNTABILITY TO PUBLIC WATER SYSTEMS AND THE CUSTOMERS THEY SERVE With the Revised Fee Regulations’ significant re-structuring of the existing fee schedule and the substantial fee increases proposed for many Public Water Systems, the SWRCB should undertake a series of steps to ensure that the Drinking Water Program maintains its accountability to Public Water Systems. ACWA encourages the SWRCB to include specific language in the Resolution adopting the final drinking water fee regulations that directs SWRCB staff to maintain the Drinking Water Program’s accounting of staff time allocated to specific water systems, track and publicly report key Program performance metrics, and ensure that implementation of the final fee regulation is responsive to public agencies’ budgeting processes. Additionally, it is critical that the SWRCB provide a forum for the evaluation and discussion of the implementation of the Revised Fee Regulations. A. Maintain the Drinking Water Program’s accounting of staff time allocated to specific water systems. Under the current fee-for-service structure, all Large Water Systems receive semi-annual invoices that detail the Drinking Water Program staff time dedicated to their system. These invoices are critical to providing water systems with an opportunity to review and account for the service provided by the Drinking Water Program to their system. As the Drinking Water Program moves towards a connection-based fee structure, we encourage the Board to include language in the Resolution adopting the final drinking water fee regulations that directs SWRCB staff to retain the DART system which is currently used to track Drinking Water Program staff time and continue to make an accounting of Drinking Water Program service available to Public Water Systems. This can help ensure that water systems are able to obtain the service, oversight and support that they require. It will also help inform the Board and SWRCB staff on how Drinking Water Program staff time and resources are being allocated. B. Track and report key Drinking Water Program performance metrics. The Drinking Water Program provides essential services and oversight for all Public Water Systems, and regardless of how fees are assessed it is critical to ensure that all water systems receive an appropriate level of service in a timely fashion. ACWA encourages the Board to include language in the Resolution adopting the final drinking water fee regulations that directs SWRCB staff to develop an annual report on key Drinking Water Program performance metrics to be presented to the Board at a public meeting no less frequently than once per year. In addition to providing the Board with an update on the SWRCB Revised Draft Drinking Water Fee Regulations Comment Letter, Association of California Water Agencies (July 29, 2016) Page 4 of 5 Drinking Water Program’s performance, the report would give members of the public, including Public Water System fee payors, an opportunity to provide feedback on the level of service provided by the Drinking Water Program. C. Ensure that implementation of the final drinking water fee regulation is responsive to public agencies’ budgeting processes and other constraints. Section 64315 of the Draft Fee Regulations requires that fee invoices be paid “within forty five (45) calendar days of the date of the invoice, except that this date may be extended by the State Board for good cause, which shall be determined at the State Board's sole discretion.” With the costs of the Drinking Water Program increasing and fees for many water systems substantially escalating under the Revised Fee Regulations, many fee payors (particularly public agencies) will be required to obtain budget approvals to pay their revised fee. Obtaining the necessary authorization to pay these increased fees may take more than 45 days from receipt of an invoice. Accordingly, ACWA’s June 21, 2016 comment letter encouraged the SWRCB to revise the section 64315 of the Draft Fee Regulations to provide 90 days for payment of invoices. ACWA’s suggested revision was not incorporated in the Revised Draft Regulations. Accordingly, we encourage the SWRCB to include language in the Resolution adopting the final drinking water fee regulations that directs SWRCB staff to interpret the “good cause” provision in section 64315 of the Revised Draft Regulations in a manner that is responsive to fee payors’ budgeting processes and other constraints. D. Provide for additional transparency and stakeholder involvement in future rulemakings to modify the Drinking Water Fees. Under Health & Safety Code section 116565(d), the SWRCB “shall set the amount of total revenue collected each year through the fee schedule at an amount equal to the amount appropriated by the Legislature in the annual Budget Act from the Safe Drinking Water Account.” These annual adjustments of the fee schedule will be adopted through emergency regulations.3 The SWRCB should provide Public Water Systems with sufficient information (including the time accounting invoices and annual report described in subsections II. A. and B., above) and a robust public process when the fee regulations are adjusted. Doing so will be critical to ensuring that the Public Water System fees are calculated in a manner that reflects the California Constitution’s requirement that state regulatory fees bear a “fair or reasonable relationship” to 3 Health & Safety Code § 116565(e)(1). SWRCB Revised Draft Drinking Water Fee Regulations Comment Letter, Association of California Water Agencies (July 29, 2016) Page 5 of 5 the fee payor’s burdens on, or benefits received from, the governmental activity.4 Additionally, it will give the SWRCB and Public Water Systems an opportunity to evaluate the assumptions used in the development of the Disadvantaged Communities Certification provisions, as well as the financial impact of the Certification in Fiscal Year 2016-17 and beyond. E. Plan to re-evaluate the proposed fee structure for Wholesaler Water Systems. In ACWA’s June 21, 2016 comment letter, we expressed concerns that the that the initial Draft Regulations use of a volumetric surcharge for Wholesaler Water Systems would result in decreased revenue stability and inequitably pass-through increasing regulatory fee costs to Public Water Systems served by one or more Wholesalers. While the Revised Fee Regulations do not include any changes to the volumetric surcharge fee structure for Wholesalers, SWRCB staff have expressed a willingness to re-visit the structure of Wholesaler fees in future drinking water fee rulemakings. The SWRCB’s public process for adjustments to the fee regulations should include an evaluation of the impact of the use of a volumetric surcharge for Wholesalers. If you have any questions regarding this matter, please contact me at AdamR@ACWA.com or (916) 441-4545. Sincerely, Adam Walukiewicz Robin Senior Regulatory Advocate cc: The Honorable Felicia Marcus, Chair The Honorable Dorene D’Adamo, Member The Honorable Tam M. Doduc, Member The Honorable Steven Moore, Member The Honorable Frances Spivy-Weber, Member Mr. Tom Howard, Executive Director Mr. Eric Oppenheimer, Chief Deputy Director Ms. Cindy Forbes, Deputy Director, Division of Drinking Water Mr. John Russell, Deputy Director, Division of Administrative Services Mr. David Ceccarelli, Staff Services Manager II, Division of Administrative Services Mr. Ryan Wilson, Staff Services Manager I, Division of Administrative Services 4 Cal. Const. art XIII. A., § 3. Page 1 of 3 Sent via ELECTRONIC MAIL to DAS-DrinkingWaterFees@waterboards.ca.gov June 22, 2016 Jeanine Townsend, Clerk to the Board State Water Resources Control Board 1001 I Street, 24th Floor Sacramento, CA 95814 Re: Comments regarding the SWRCB Draft Drinking Water Fee Regulations Dear Ms. Townsend: The Association of California Water Agencies, the California Municipal Utilities Association, the California State Association of Counties and the California-Nevada Section of the American Water Works Association appreciate the opportunity to comment on the State Water Resources Control Board’s (“SWRCB”) draft Drinking Water Fee Regulations released for public comment on April 29, 2016 (“Draft Fee Regulations”). As representatives of the entities that provide safe drinking water to the vast majority of Californians, we recognize that the final Fee Regulations must ensure that the Drinking Water Program has adequate funding for fiscal year 2016-17. We are concerned, however, that the Draft Fee Regulations do not equitably allocate Drinking Water Program costs among fee payors. Our organizations encourage the SWRCB to replace the fee schedule proposed in section 64305 of the Draft Fee Regulations with the Water Community Option detailed in the Association of California Water Agencies’ comment letter. We also encourage the SWRCB Page 2 of 3 to carefully consider the comments provided in individual comment letters submitted by our organizations for additional suggested changes that can help ensure that the state’s Drinking Water Program maintains its accountability to public water systems and the customers they serve. We appreciate the substantial efforts of State Board staff to engage public water system representatives on this important issue. Our organizations are committed to working with the State Board and other stakeholders to address drinking water quality and reliability issues, and we look forward to working with State Board staff as they continue to refine the Draft Fee Regulations. Sincerely, Timothy H. Quinn, Executive Director Association of California Water Agencies Danielle Blacet, Director for Water California Municipal Utilities Association Karen Keene, Senior Legislative Representative/Director of Federal Affairs California Municipal Utilities Association Timothy Worley, PhD, Executive Director California-Nevada Section, American Water Works Association cc: The Honorable Felicia Marcus, Chair The Honorable Dorene D’Adamo, Member The Honorable Tam M. Doduc, Member The Honorable Frances Spivy-Weber, Member The Honorable Steven Moore, Member Page 3 of 3 Mr. Tom Howard, Executive Director Ms. Cindy Forbes, Deputy Director, Division of Drinking Water Mr. John Russell, Deputy Director, Division of Administrative Services 1 STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Kevin Koeppen, Finance Manager PROJECT: DIV. NO. All APPROVED BY: Joseph R. Beachem, Chief Financial Officer German Alvarez, Assistant General Manager Mark Watton, General Manager SUBJECT: Adopt Ordinance No. 563 Amending Section 9, Annexations and Detachments; Section 28 Connection Fees and Charges for Potable or Recycled Water Service; Section 53, Conditions for Sewer Service; and Appendix A of the Code of Ordinances to Adjust the District’s Water Capacity Fee, New Water Supply Fee, Annexation Fee, Sewer Capacity Fee and Sewer Annexation Fee; and Remove Section 31.02 D.1 from Appendix A Based on Changes to Section 31 of the Code of Ordinances Adopted by the Board on April 6, 2016, with All Changes to be Effective June 7, 2017 GENERAL MANAGER’S RECOMMENDATION: That the Board adopt Ordinance No. 563 amending Section 9 Annexations and Detachments 9.04 B. & C.4; Section 28 Connection Fees and Charges for Potable or Recycled Water Service 28.01 A & B; Section 53 Conditions for Sewer Service 53.03 A.1; and Appendix A of the Code of Ordinances which will incorporate the following changes effective June 7, 2017. 1) Update the current water capacity fee (including the Triad fee) and new water supply fee to reflect the value of the District’s current and future assets. 2 2) Update the water annexation fee to reflect the updated “buy-in” for new customers annexing into the Otay Water District boundaries. 3) Update the sewer capacity fee to reflect the updated value of the District’s current and future assets. 4) Update the sewer annexation fee to reflect the updated “buy-in” for new customers annexing into a sewer improvement district (ID). 5) Remove Section 31.02 D.1 from Appendix A based on changes to Section 31 of the Code of Ordinances adopted by the Board on April 6, 2016. COMMITTEE ACTION: See Attachment A. PURPOSE: To obtain approval of Ordinance No. 563 that would modify the water and sewer capacity and annexation fees as well as the new water supply fees the District charges. SUMMARY: At the time of connection to a public agency’s utility system, customers are typically charged a capacity fee to “buy in” to the water and wastewater systems. The capacity fee requires new users to pay for their share of the costs to construct the facilities required for providing their water and sewer service. Revenues generated through the proposed capacity fees can be used to directly offset system expansion costs, repay debt issued for the water system expansion, or for renewal and replacement of capital projects. Use of capacity fee revenues to offset these capital and debt service costs reduces the amount of revenue required from rates assessed to existing users. In this way capacity fee revenues, in effect, reimburse the existing users (through lower rates) for the costs they have incurred to provide capacity for new users. In addition, the new water supply fee pays for the expansion cost of capital for new water supply projects. This fee is separate from the general capacity fee and highlights that the District is charging new users for the new supply. 3 An annexation fee is based on all availability fees and property taxes paid by existing users. For water customers it is charged to all properties annexing into the Otay Water District boundaries. For sewer customers it is proposed to be charged to all properties annexing into a sewer ID. This fee compensates the existing users for their past investment in the District’s water and sewer systems. Water customers who are within the District boundaries benefit from the proximity of the water facilities and pay both availability and property taxes even though they may not have a water connection. Neighboring properties just outside the District boundaries likewise have benefited; however, as they have not previously annexed into the District they have not paid the property tax and availability fees. The proposed fees, effective June 7, 2017, are applied per Equivalent Dwelling Unit (EDU) and are as follows: Current Fee Proposed Fee Change Water Capacity Fee $8,590 $7,359 ($1,231) New Water Supply Fee $1,064 $799 ($265) Annexation Fee $1,912 $2,021 $109 Total $11,566 $10,179 ($1,387) Triad Capacity Fee $6,445 $5,521 ($924) Sewer (in ID) Capacity Fee (buy-in)$4,403 $3,246 ($1,157) Sewer (outside ID) Capacity Fee (buy-in)$6,886 $5,554 ($1,332) Annexation Fee $1,095 $1,106 $10 Total (outside ID)$7,981 $6,660 ($1,322) BACKGROUND: A District objective is that growth pays for growth. This is achieved by charging capacity and annexation fees to new customers. Periodically, these fees are reviewed and updated to ensure equity and accuracy of the fees. The methodologies used in this water capacity and annexation fee study are consistent with those used in the studies performed in 2010 and 2014. The methodologies used in the sewer capacity and annexation fee study are consistent with those used in the 2014 study. 4 The current study was prepared by HDR Engineering, Inc. Water Capacity, New Water and Annexation Fees In 2010, a Capacity and Annexation Fee study was performed and the Board changed the capacity fee structure for water from an incremental to a combined fee methodology. The combined fee methodology is typically used where some capacity is available in parts of the existing system, but new or incremental capacity will need to be built in other parts. This results in a capacity fee that reflects the value of existing and planned capacity. This method was chosen because it aligned with the District’s current size and future growth expectations. A new water supply fee was also established in 2010 to separately identify the cost of new water supply projects and is essentially a subcomponent of the capacity fee that we choose to show separately. The water annexation fee methodology was also modified in 2010 to reflect both the changes in the capacity fee study and to use an industry accepted method for calculating the fee. This fee is charged to new customers annexing into the Otay Water District boundaries. The purpose of the annexation fee is to collect from new water customers their fair share of taxes (1% property tax and availability fees) already paid by the existing customers in the District. Sewer Capacity and Annexation Fees Prior to 2014, the sewer capacity and annexation fees were last updated in 1998 as part of a fee study. In 2014, the District had no sewer capacity fee (based on the 1998 study), but did have an annexation fee. The annexation fee from 1998 until 2014 was really a “buy-in” capacity fee, meant to reimburse the sewer customers who built the sewer infrastructure. However, an annexation fee is only charged when a customer is annexed into a sewer ID. The thinking prior to 2014 was that new sewer customers would need to be annexed into the system. Between 2009 and 2014, only 5 of 27 new sewer connections paid an annexation fee because only these 5 customers were outside a sewer ID. As part of the 2014 study, a capacity fee was implemented so that all new sewer customers would have to “buy- in” to the sewer system, which ensures all customers pay their fair share. Additionally, because customers who were already in a sewer ID paid debt (used for the construction of sewer facilities) that 5 was collected through the tax role, it is necessary for the District to have two separate capacity fees. The first capacity fee applies to parcels within an ID that paid prior tax debt. The second capacity fee applies to parcels outside an ID that have not paid tax debt. Having two separate sewer capacity fees ensures that each new customer pays their fair share of the facilities. In the current study, the methodologies used, to calculate the sewer capacity and annexation fees are consistent with those used in the 2014 study. STUDY RESULTS: Capacity Fee Methodology: There are several industry accepted methodologies to use when calculating capacity and annexation fees which are viable under California law. The first capacity fee method is the Combined Capacity Fee, which is what the District currently uses for the water capacity fee. Under this methodology, the cost of the current system plus the cost of all future expansion projects is divided by all customers existing and future. This method is typically used where some capacity is available in parts of the existing system, but new or incremental capacity will need to be built in other parts. This methodology is used in this situation because it results in a capacity fee that reflects the value of existing and planned capacity. The following illustrates the combined fee methodology. Existing and Future Asset Values Existing and Future Equivalent Meters The second is the Incremental Capacity Fee method, where the cost of all future expansion projects is divided by all future customers, which is what the District currently uses for the New Water Supply fee. This method is typically used when the system has limited or no capacity to serve new development, or in this case where this subset of capacity is limited, and new or incremental facilities are needed to serve new development now and into the future. The following illustrates the components of this calculation. Value of Future Facilities Future Equivalent Meters 6 The third capacity fee method is called the Buy-in Fee, where the cost of the current system, including the excess capacity, is divided by the existing customers. This method is typically used when the existing system has sufficient capacity to serve new development now and into the future. This fee is charged to all new customers and reflects how much existing customers have paid for the current system. The current sewer annexation fee uses this method and therefore, is essentially a sewer Buy-in Capacity Fee. The calculation is illustrated below. Existing Asset Value Existing Equivalent Meters Asset Valuation: There are two ways to value the cost of existing facilities and assets. The first valuation methodology is reproduction cost. This method uses the original cost of existing facilities adjusted for inflation. The second valuation methodology is replacement cost or what it would cost today to build the same functional infrastructure which means it may not be identical in construction methods or materials, but it performs the same function. Staff and the consultant’s recommendation is to use replacement cost using depreciated value as the basis for valuation of water and sewer pipelines. Reproduction cost using depreciated value is recommended for all other assets such as reservoirs and pump stations. Annexation Fee Methodology: Annexation fees are commonly used by cities and districts and ensure that existing users are compensated for their past investment in the water system. Under this methodology, all property taxes paid by the existing District property owners (1% property tax and availability fees) is divided by the total number of existing EDUs within the District. The calculation is illustrated below. Water Capacity and Annexation Fees: This study’s recommendation is to continue to use the Combined Capacity Fee methodology for the calculation of the water Total Taxes Collected Existing EDUs 7 capacity fee. The current water capacity fee is $8,590.34 after being adjusted for the ENR Index through March, 2017. Based on the most up-to-date capital improvement plan and the 2015 Water Facilities Master Plan, the newly calculated water capacity fee is $7,359.21. A discounted capacity fee of $5,520.88 was calculated for the Triad developers by excluding future potable storage, thereby recognizing their prepayment of storage. The overall decrease in the capacity fee is due to a decrease of approximately $42.0 million in developer reimbursement projects and the elimination of $22.6 million related to Otay Mesa recycled water projects. The developer reimbursement projects were removed from the future CIP listing as they have been deemed to be the responsibility of the developer. The Otay Mesa Recycled projects were removed as a result of the permanent moratorium approved by the Board on May 3, 2017. The current study recommends the same methodology be used as the basis for the New Water Supply fee, which separately identifies the cost of new water supply projects. Based on this recommendation, the current fee of $1,064.11, inflated by ENR through March 2017, will be adjusted to the recommended fee of $798.84 which reflects the current capital plan and future estimated EDU’s. The reduction in the New Water Supply Fee is due to a reduction in the total estimated project costs being funded by new water supply fees. New water supply projects are funded by both the betterment fund and new water supply fund. Betterment funds the portion of the project that benefits existing customers and the new water supply funds the portion of the project benefiting future customers. The allocation between these two funds is based on the ratio of existing EDU’s to future EDU’s, which is obtained from the District’s Water Facilities Master Plan (WFMP). Based on the current approved WFMP, the percentage of new water supply project costs being funded by the new water supply fee has decreased from 40% to 31%. This study also recommends the continuation of the current industry accepted water annexation fee methodology. This fee is charged to new customers who want to annex into the Otay Water District boundaries, because they have not historically paid their share of these fees or taxes. The purpose of this fee is to compensate existing users for their past investment in the District’s water system paid through fees and taxes. The current water annexation fee is $1,911.95, after being adjusted for the ENR Index through March 2017, and the new recommended 8 fee is $2,021.40 reflecting the updated cumulative tax collections. Sewer Capacity and Annexation Fees: This study’s recommendation is to continue to use the Combined Capacity Fee methodology for the calculation of the sewer capacity fee. The sewer annexation fee currently charged is meant to reimburse the sewer customers who built the sewer infrastructure as the existing system is capable of meeting future demand within the current district boundaries. The current sewer capacity fee is $6,886.04 after being adjusted for the ENR index through March, 2017. Based upon the most up-to- date capital improvement plan, the newly calculated sewer capacity fee is $5,554.39. The overall reduction in the capacity fee is due to the existing system’s depreciation outpacing the cost of capital improvements. Additionally, a second sewer capacity fee must be calculated because customers who are located within a sewer ID paid debt (used for the construction of sewer facilities) that was collected through the tax role. By establishing two separate sewer capacity fees it ensures that each new customer pays their fair share of facilities and that no customer is overcharged. The second capacity fee applies to parcels within an ID that have paid tax debt and is recommended to be set at $3,246.39. These customers receive a credit of $2,308.00 to reflect their past payments towards sewer debt. The current sewer annexation fee is only charged when a customer is annexed into a sewer ID. The current sewer annexation fee is $1,095.31 after being adjusted for the ENR index through March, 2017. Based upon the availability fees paid via the tax role by existing customers, the newly calculated sewer annexation fee is $1,105.79. The new annexation fee would only be paid by new customers who are not currently in a sewer ID and therefore, are required to annex into a sewer ID prior to any sewer connection. Capacity, New Water Supply & Annexation Conclusion: The fee study was prepared using industry standard methodologies and equitably charges new customers for water and sewer service. Staff is recommending the capacity, annexation and new water supply fees be amended based on the results of this study. 9 Temporary Service Fee Code Modification During the review of Appendix A, staff noted a clean-up item related to Section 31.02 D.1. At the April 6, 2016 Board meeting, the Board adopted changes to Section 31 of the District’s Code of Ordinances. The adopted changes included removing Section 31.02 D of the Code for temporary service to community service organizations. Since this change was not made at that time, staff is requesting to make this update to Appendix A. FISCAL IMPACT: Joe Beachem, Chief Financial Officer The fiscal impact will be a decrease in capacity fees and new water supply fees of approximately $1,231 and $265 per EDU, respectively. The fiscal impact for the water annexation fee is an increase of $109 per meter equivalent. The estimated long- term reduction in water capacity fees and new water supply fee revenues is offset by reductions in estimated future CIP costs related to developer reimbursements. The fiscal impact for sewer capacity will be a decrease of $1,332 per EDU and sewer annexation fees will increase $10 per meter equivalent. These changes have been incorporated into the upcoming Fiscal Year 2018 budget. All long-term fiscal impacts of these fee changes will be assessed and considered in the future rate modeling. STRATEGIC GOAL: To ensure that the costs of service are born by responsible parties. This revenue source will help the District meet its fiscal responsibility to its ratepayers. LEGAL IMPACT: None. 10 General Manager Attachments: A) Committee Action Form B) Ordinance No. 563 Exhibit 1 Section 9 Strike-through Exhibit 2 Section 28 Strike-through Exhibit 3 Section 53 Strike-through Exhibit 4 Appendix A Strike-through C) Section 9 Proposed D) Section 28 Proposed E) Section 53 Proposed F) Appendix A Proposed G) HDR Capacity and Annexation Fee Report H) Presentation by HDR 11 ATTACHMENT A SUBJECT/PROJECT: Adopt Ordinance No. 563 Amending Section 9, Annexations and Detachments; Section 28 Connection Fees and Charges for Potable or Recycled Water Service; Section 53, Conditions for Sewer Service; and Appendix A of the Code of Ordinances to Adjust the District’s Water Capacity Fee, New Water Supply Fee, Annexation Fee, Sewer Capacity Fee and Sewer Annexation Fee; and Remove Section 31.02 D.1 from Appendix A Based on Changes to Section 31 of the Code of Ordinances Adopted by the Board on April 6, 2016, with All Changes to be Effective June 7, 2017 COMMITTEE ACTION: This item was presented to the Finance, Administration and Communications Committee at a meeting held on May 17, 2017. The following comments were made:  Staff is requesting that the Board adopt Ordinance No. 563 amending Sections 9.04.B and 9.04.C.4, Annexations and Detachments; Sections 28.01.A and 28.01.B, Connection Fees and Charges for Potable or Recycled Water Service; Section 53.03.A.1, Conditions for Sewer Service; and Appendix A of the Code of Ordinances which will incorporate the following changes effective May 3, 2017: - Update the current water capacity fee (including the Triad fee) and new water supply fee to reflect the value of the District’s current and future assets. - Update the water annexation fee to reflect the updated “buy-in” for new customers annexing into the Otay WD boundaries. - Update the sewer capacity fee to reflect the updated value of the District’s current and future assets. - Update the sewer annexation fee to reflect the updated “buy-in” for new customers annexing into a sewer improvement district (ID). 12  Staff indicated that the methodologies contained in today’s report are consistent with the methodologies presented to the Committee on April 19, 2017. The notes from the FA&C Committee’s discussion on April 19, 2017 is attached as Exhibit 1 to these notes.  The capacity and new water supply fees presented today reflect updates to the study, which have reduced the base capacity fee to $7,359 per equivalent dwelling unit (EDU) and the new base water supply fee to $799 per EDU. All other fees are consistent with the prior presentation.  The Committee inquired regarding HomeFed’s project and its relationship to capacity fees. Staff clarified that the issue with HomeFed was related to the size of the meter to serve a specific development rather than capacity fees. Following the discussion, the committee supported staff’s recommendation and presentation to the full board as an action item. 13 ;-[ ATTACHMENT A SUBJECT/PROJECT: Adopt Ordinance No. 563 Amending Section 9, Annexations and Detachments; Section 28 Connection Fees and Charges for Potable or Recycled Water Service; Section 53, Conditions for Sewer Service; and Appendix A of the Code of Ordinances to Adjust the District’s Water Capacity Fee, New Water Supply Fee, and Annexation Fee; Create a Sewer Capacity Fee and Modify the Sewer Annexation Fee, with all Changes to be Effective May 3, 2017 COMMITTEE ACTION: The Finance, Administration, and Communications Committee reviewed this item at a meeting held on April 19, 2017 and the following comments were made:  Staff is requesting that the board adopt Ordinance No. 563 amending Section 9 Annexations and Detachments 9.04.B and C.4; Section 28 Connection fees and Charges for Potable or Recycled Water Services 28.01.A and 28.01.B; Section 53 Conditions for Sewer Service 53.03.A.1; and Appendix A of the Code of Ordinances which will incorporate the following changes effective May 3, 2017:  Update the current water capacity fee (including the Triad fee) and new water supply fee to reflect the value of the District’s current and future assets.  Update the water annexation fee to reflect the updated “buy-in” for new customers annexing into the Otay Water District boundaries.  Update the sewer capacity fee to reflect the update value of the District’s current and future assets.  Update the sewer annexation fee to reflect the updated “buy-in” for new customers annexing into a sewer improvement district (ID).  Staff and Mr. Tom Gould, HDR Engineering, Inc., reviewed information in the staff report. Exhibit 1 14  It was indicated that staff met with Developer representatives on April 18, 2017 and based on comments received during that meeting, staff identified changes to the proposed Capacity Fees (please reference Exhibit A attached to the committee notes).  In response to an inquiry from the Committee, it was indicated that the District has updated its planning documents, its capital plans and has made some changes to land use which impacted fees.  The committee inquired what is the timeframe that staff is referring to with regard to the total value of “future facilities that the District requires”. Staff indicated that they are referring to “ultimate buildout”.  It was noted that the water capacity fee for the Triad Area is lower because the customers within that area prepaid storage facilities and are receiving credit for that prepayment. Upon completion of the discussion, the committee supported staffs’ recommendation and presentation to the full board as an action item. 1 ORDINANCE NO. 563 AN ORDINANCE OF THE BOARD OF DIRECTORS OF THE OTAY WATER DISTRICT AMENDING SECTION 9 ANNEXATIONS AND DETACHMENTS; SECTION 28 CONNECTION FEES AND CHARGES FOR POTABLE OR RECYCLED WATER SERVICE; SECTION 53 CONDITIONS FOR SEWER SERVICE; and APPENDIX A OF THE DISTRICT’S CODE OF ORDINANCES BE IT ORDAINED by the Board of Directors of Otay Water District that the District’s Code of Ordinances Section 9 Annexations and Detachments; Section 28 Connection Fees and Charges for Potable or Recycled Water Service; Section 53 Conditions for Sewer Service; and Appendix A be amended as per Exhibits 1, 2, 3 & 4 to this resolution. NOW, THEREFORE, BE IT RESOLVED that the new proposed Section 9 Annexations and Detachments (Attachment C); Section 28 Connection Fees and Charges for Potable or Recycled Water Service (Attachment D); Section 53 Conditions for Sewer Service (Attachment E); and Appendix A (Attachment F), of the Code of Ordinances shall become effective June 7, 2017. PASSED, APPROVED AND ADOPTED by the Board of Directors of the Otay Water District at a regular meeting duly held this 7th day of June 2017, by the following roll call vote: AYES: NOES: ABSENT: ABSTAIN: Attachment B 2 ________________________________ President ATTEST: __________________________ District Secretary 9-1 CHAPTER 6 MISCELLANEOUS ADMINISTRATION PROCEDURES SECTION 9 ANNEXATIONS AND DETACHMENTS 9.01 REQUIREMENT OF ANNEXATION FOR SERVICE Except as provided elsewhere in this Code, whenever utility service is requested for land outside the boundaries of an improvement district, the land to be serviced must first be annexed to an improvement district(s). If the land is located outside the boundaries of the District, the land must also be annexed to the District. 9.02 ANNEXATIONS TO OR DETACHMENTS FROM IMPROVEMENTS DISTRICTS An owner or owners of land within the District desiring to annex to or detach land from an improvement district within the District must file a petition for such proceeding with the District. Annexation proceedings shall be con- ducted pursuant to Chapter I (commencing with Section 72670) of Part 11, Division 20 of the California Water Code. Detachment or exclusion proceedings shall be conducted pur- suant to Part 8.5 (commencing with Section 72080) of Divi- sion 20 of the California Water Code. If the land proposed to be annexed is outside the boundaries of the territory served by the Metropolitan Water District of Southern California and the territory served by the San Diego County Water Authority, and no local sources of water are available to serve such land, the District will require that the land be annexed to those entities as well. 9.03 ANNEXATIONS TO OR DETACHMENTS FROM THE DISTRICT THROUGH LAFCO An owner or owners desiring to annex land to or to detach land from the District may either (i) file a petition directly with the Local Agency Formation Commission (LAFCO) for the annexation or detachment or (ii) request the District to file the petition with LAFCO for such annexation or detachment. Any such proceeding for annexation or detachment, which is deemed a change of organization or reorganization pursuant to the Cortese-Knox Local Government Reorganization Act of 1985, shall be initiated, conducted and completed pursuant to Title 6, Division 1 (commencing with Section 56000) of the California Government Code. By annexing to the District the owners and representatives of the annexing land agree, on behalf of themselves and all future owners and occupants of the annexed lands, to comply with all laws, statutes, policies, plans, conditions and requirements applicable to the services provided by the District to such lands, including Exhibit 1 9-2 without limitation any conservation or local supply use requirements. 9.04 FEES AND CHARGES FOR ANNEXATIONS OR DETACHMENTS A petitioner requesting an annexation to or detachment from the District or within the District shall pay the following applicable fees and charges: A. Administrative Processing Fees 1. District Processing Fee. A District processing fee (see Appendix A, Section 9 for fee) shall be paid to the District for each annexation or detachment proceeding, regardless of the number of parcels involved, provided all parcels are included in one proceeding. This fee shall constitute the "base rate" on March 3, 1997. The base rate shall be adjusted annually for fluctuations in the Consumer Price Index (Urban Wage Earners and Clerical Workers - Los Angeles) and subsequent cost-of-living adjustment (COLA). 2. Additional Processing Fees or Charges. The peti- tioner shall pay all processing fees and charges due LAFCO, the State Board of Equalization and any other applicable government agency. 3. Concurrent Annexations to or Detachments from the District and an Existing Improvement District. No additional processing costs or fees will be charged to a petitioner for an annexation to or detachment from an existing improvement district when the proceeding is part of an annexation to or detachment from the District. 4. Payment of Fees and Charges. The District processing fees and charges shall be paid to the District at the time the petition for such proceeding is filed. Where a petition is filed with LAFCO, the District shall notify LAFCO that payment of all required fees and charges to the District shall be a condition for District approval of the annexation or detachment. B. Water Annexation Fees. The annexation fee (see Appendix A, Section 9) shall constitute the "base rate" on October 1, 2014 June 3, 2017). The base rate shall be adjusted quarterly on the first day of each calendar quarter for fluctuations in construction costs, as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region. The ENR Construction Cost Index of 10,739.4311,555.03 on June 1, 2014 April 1, 2017 9-3 shall be deemed the "base index." The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from June 1, 2014 April 1, 2017 to the date of payment. 1. No water annexation fee shall be required for existing and future agricultural water service furnished by the District under the COMMERCIAL AGRICULTURAL category of Section 25 of the Code. 2. Non-permanent irrigation water service furnished by the District under Section 30 of the Code shall be available without payment of a water annexation fee. 3. Open Space to be Annexed. Open space lands shall not be excluded from annexations of land to a water improvement district. 4. Water Meter Type Exclusions. Annexation fees shall be collected on all water meters sold except for temporary water meters, water tank truck meters, nonpermanent irrigation water meters and outside user meters, all as defined elsewhere in this Code. 5. Effective Date. Annexation fees shall be col- lected on all lands annexing into the Otay Water District boundaries on or after March 5, 1997. 6. Basis for Determination. For annexations of land into the Otay Water District boundaries, the petitioner shall pay an annexation fee. The fee shall be paid at the time of petition to be annexed. There shall be no water annexation fee charged for parcels already within District boundaries that are applying to be annexed into a water ID. For permanent water meters, except for commercial agricultural meters, the annexation fee shall be determined on the basis of the demand to be placed on the District-wide water system. The fee will be determined on the basis of the size of the water meter required, as set forth in Section 27 of the Code. The fee shall be determined by multiplying the demand factor for the meter size, as set forth in Section 28 of the Code, by the annexation fee per EDU. See Appendix A, Section 9for fees. 9-4 C. Sewer Annexation Fees 1. Improvement District Annexation. All annexation for sewer service shall be into Improvement District No. 18 on or after December 16, 1998. 2. Open Space to be Annexed. Open space lands shall not be excluded from annexations of land to a sewer improvement district. 3. Effective Date. Annexation fees shall be collected on all lands annexing to a sewer improvement district on or after December 16, 1998. 4. Basis for Determination. For annexations of land to a sewer improvement district within the Dis- trict, the petitioner shall pay an annexation fee. The fee shall be determined on the basis of the demand to be placed on the District sewer system. The fee shall be paid at the time of sewer service connection request or General Manager's approval of plans, whichever occurs earlier. The extent of the demand will be determined on the basis of each equivalent dwelling unit (EDU) of service which is to be connected to the District sewer system. The number of EDUs prescribed in Section 53 of the Code shall be the basis for computation of the amount of the annexation fee. The fee will be determined by multiplying the number of EDUs by the annexation fee per EDU. See Appendix A, Section 9 for fees. This annexation fee shall constitute the "base rate" on October 1, 2014June 7, 2017. The base rate shall be adjusted on the first day of each calendar quarterly for fluctuations in construction costs as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region. The ENR Construction Cost Index of 10,739.4311,555.03 (as of June 1, 2014April 1, 2017) shall be deemed the "base index." The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from June 1, 2014 April 1, 2017 to the date of payment. D. Detachment Fees For each detachment of land from an improvement district, the petitioner shall pay such fees as the General Manager determines are appropriate for the detachment. Determinations shall be made by the General Manager on a case-by-case basis. 9-5 9.05 TAXATION OF PROPERTY AFTER ANNEXATION TO IMPROVEMENT DISTRICT Where property is annexed by a petitioner, other than a tax-exempt agency, the property in the annexed area shall be subject to taxation after the annexation thereof for the purposes of the improvement district, including the payment of principal and interest on bonds and other obligations of the improvement district authorized and outstanding at the time of the annexation. The Board of Directors shall provide as a condition of the annexation that the annexed area shall be subject to taxation as if the property had always been a part of the improvement district. 9.06 OTHER CONDITIONS OF ANNEXATION By annexing to the District the owners and representatives of the annexing land agree, on behalf of themselves and all future owners and occupants of the annexed lands, to comply with all laws, statutes, policies, plans, conditions and requirements applicable to the services provided by the District to such lands, including without limitation any conservation or local supply use requirements. 28-1 SECTION 28 CONNECTION FEES AND CHARGES FOR POTABLE OR RECYCLED WATER SERVICE 28.01 COLLECTION OF FEES AND CHARGES A. Fees and Charges to be paid by the Customer. The following fees and charges shall be paid by the customer to connect to a District water system for potable water or recycled water service; these are in addition to the fees and charges in Section 9 and 25. Fees and charges shall include, but not be limited to, District fees, San Diego County Water Authority fees, and charges for work performed by District personnel on behalf of the customer. These charges may include the installation by District personnel of a water service lateral, and inspections required due to the requirement of a back flow device. These charges may also include a meter fee, installation fee (where laterals exist), lateral fee, meter box fee, and excavation permit fee. B. Basis for Determination of Connection Fees and Charges. The fees and charges shall be determined as follows: For permanent water meters, including potable or recycled irrigation service, the total water connection fee shall be determined on the basis of the demand to be placed on the District water system. The extent of demand will be determined on the basis of the size of the water meter, as set forth in Section 27 of the Code. For individually metered residential fire service, as outlined in Section 38.03 of the Code, the size and fee would be set based on water use requirements without additional fire capacity. The water connection fee will be determined by multiplying the demand factor for the meter size, as set forth below, by the total of the District-wide capacity fee. Meter Size Demand Factor 3/4" 1 1 2-1/2 1-1/2" 5 2" 8 3" 16 4" 25 6" 50 8" 80 10" 115 Exhibit 2 28-2 1. The District-wide capacity fee shall constitute the "base rate." For fees or charges after October 1, 2014 June 7, 2017, the base rate shall be adjusted on the first day of each calendar quarterly for fluctuations in construction costs, as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region. The ENR Construction Cost Index of 10,739.4311,555.03(as of June 1, 2014 April 1, 2017) shall be deemed the "base index." The adjustment shall be in an amount equal to the percent- age change in the ENR Construction Cost Index from the base index for the period from June 1, 2014 April 1, 2017 to the date of payment. (See Appendix A, Section 28 for fees.) 2. The District-wide new water supply fee shall constitute the “base rate.” For fees or charges after October 1, 2014, the base rate shall be adjusted quarterly for fluctuations in construction costs, as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region. The ENR Construction Cost Index of 1011,555.03 ,739.43 (as of June 1, 2014April 1, 2017) shall be deemed the “base index.” The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from June 1, 2014 April 1, 2017 to the date of payment. (See Appendix A, Section 28 for fees.) 28.02 INSTALLATION CHARGES FOR WATER METER AND WATER SERVICE LATERALS The determination of the water meter or service lateral size shall be based upon the information provided by the customer as detailed in Section 27 of the Code. The meter fees and installation charges are set forth in Appendix A, Section 28. Where a new water lateral is required, a customized, written estimate of the District's costs will be prepared. The customer shall deposit the estimated costs with the District prior to commencement of the work. If actual costs incurred by the District are less than the amount deposited, the District shall refund the excess to the customer. If the actual costs incurred exceed the amount deposited, the customer shall reimburse the District for the additional costs. 28-3 A. The meter fees and installation charges shall be set effective September 1, 2012, and then adjusted in the same manner as capacity fees as described in Section 28.01 B.1 above (See Appendix A, Section 28 for fees). 28.03 METER FEE REFUND A. If a water meter/service has been paid for but not installed, a customer may receive a refund of the District’s capacity fee and charges. If San Diego County Water Authority capacity fees have been paid to San Diego County Water Authority, the customer shall request a refund from San Diego County Water Authority. B. If the customer wants to change the meter/service size, they will be credited with the number of equivalent dwelling units they have previously purchased and will be refunded any balance per Section 28.03 A, above. If additional equivalent dwelling units are required, the customer will be charged based on 28.01 and 28.02. C. If a water meter/service has been previously paid and installed, and the customer requests a different meter size, the customer shall pay for the new meter and installation fees, plus any differential in capacity and new water supply fees as described in Section 28.03 B above. 53-1 SECTION 53 CONDITIONS FOR SEWER SERVICE 53.01 CONDITIONS FOR ACQUISITION OF SEWER SERVICE CAPACITY Sewer service capacity may be acquired only for service to a specific address, parcel of land, or a land development project covered by an approved map. An approved map shall mean a recorded final map, a recorded parcel map or a tentative sub- division map that has been approved by the County or by a City, as applicable. A. District Acceptance of Sewer Facilities for Russell Square Area - Under an Agreement with Cal Dorado Development, Inc., dated June 28, 1981, the District accepted title to a sewer pump station, force main and appurtenances for a sewage system to provide sewer service to the residential dwelling units to be constructed within the parcels of land in San Diego County Tentative Parcel Map 17150. Under an Agreement with Cal Dorado Development, Inc., dated June 18, 1981, the District agreed to provide service to such parcels on the terms and conditions contained therein. On October 1, 1984, pursuant to Resolution No. 2139, the District Board of Directors accepted title to the facilities. 53.02 SERVICE AREAS Sewer service shall be furnished by the District only to property located in Improvement District No. 18 (ID 18) and the Russell Square Sewer Service Area. Sewer service to property located outside such areas may be furnished only upon annexation to ID 18 and payment of all applicable annexation fees. (Appendix A, Section 9) A. Designation of Russell Square Sewer Area - The geographical area described on the District Map entitled "Russell Square Sewer Service Area," dated October 11, 1988, on file with the District Secretary, constitutes the Russell Square Sewer Service Area. 53.03 ACQUISITION OF SEWER CONNECTIONS FOR SERVICE Effective October 1, 2014 two separate sewer capacity fees have been established to ensure sewer customers do not pay for facilities twice. The first capacity fee applies to parcels within an ID that paid prior tax debt. The second capacity fee applies parcels outside an ID that have not paid the tax debt. The sewer capacity fees shall constitute the "base rate." For fees or charges after October 1, 2014 June 7, 2017, the base rate shall be adjusted on the first day of each calendar quarterly for fluctuations in construction costs, as measured by the Engineering News Exhibit 3 53-2 Record Construction Cost Index for the Los Angeles Region. The ENR Construction Cost Index of 10,739.4311,555.03 (as of June 1, 2014April 1, 2017) shall be deemed the "base index." The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from June 1, 2014 April 1, 2017 to the date of payment. 1. Sewer Capacity Fee within an ID All new sewer connections for parcels within a sewer ID shall pay a capacity fee for each Equivalent Dwelling Unit (EDU) of sewer service provided. The capacity fee is due at the time an application for sewer service is requested. The number of EDUs for the connection shall be as set forth in Section 53.08 of the Code. (See Appendix A, Section 53 for fees) 2. Sewer Capacity Fee outside an ID All new sewer connections for parcels not within a sewer ID (requiring to be annexed into a sewer ID18 per code Section 9.04 C.) shall pay a capacity fee for each Equivalent Dwelling Unit (EDU) of sewer service provided. The capacity fee is due at the time an application for sewer service is requested. The number of EDUs for the connection shall be as set forth in Section 53.08 of the Code. (See Appendix A, Section 53 for fees) B. Russell Square Pump Station 1. Sewer Connection Fee A connection fee (see Appendix A, section 53 for fee) for each Equivalent Dwelling Unit (EDU) of sewer service provided through Russell Square Pump Station shall be collected. The connection fee is due at the time an application for sewer service is submitted. The number of EDUs for the connection shall be as set forth in Section 53.08 of the Code. (a) Exempt Parcels - The connection fee shall not apply to connections for sewer service to the parcels within the Tentative Parcel Map 17150. Such exempt parcels are currently identified as Assessor Parcel Nos. 497-011-41, 497-011-42, 497- 011-44, 497-011-46 and 497-011-47. 2. Monthly Sewer Service Charge A monthly sewer service charge (see Appendix A, Section 53 for charge) to cover normal operational 53-3 costs of the Russell Square Pump Station and force mains shall be collected. This charge shall be reviewed by the Board of Directors from time to time to assure that such charges cover the costs for operation of the sewer facilities. The proceeds of the fees and charges received by the District under 53.03 B.1 and 53.03 B.2 shall be used by the District solely for maintenance, replacement or repair under 53.03 B.1 and for the operation of the facilities under 53.03 B.2. In addition, the customer for such service shall pay the monthly service charge for sewer service set forth in Section 53.10 A and B. 53.04 CHARGES FOR INSTALLATION OF SEWER LATERALS Upon application for construction of one or more sewer laterals, the customer shall deposit with the District the estimated costs to be incurred by the District in connection with the instal- lation of the facilities required, as determined by the District. Upon completion of the work, the District shall calculate the actual costs incurred by the District in performing the work. If actual costs are less than the amount deposited, the District shall refund the balance of the deposit to the customer. If actual costs exceed the amount deposited, the customer shall reimburse the District for the additional costs. 53.05 PAYMENT OF FEES All fees prescribed in the Code shall become owing, due and payable at the time application is made to connect a premise to the sewer system of the District. The fees shall be paid to the District prior to the issuance of any permit authorizing the connection of such premise to the District sewer system. If the proposed connection cannot be made, the fee may be refunded when approved by the General Manager. 53.06 SEWER SERVICE USE CHANGES RESULTING IN INCREASED SYSTEM UTILIZATION The use of a sewer connection shall be limited to the type and number of EDUs authorized by the original wastewater discharge permit. Before adding any additional equivalent dwelling units, buildings, modifying existing buildings, or change of occupancy type, the property owner shall make a supplementary wastewater permit application to the District for such change in use and pay additional sewer annexation fees per EDU, if necessary, as may be applicable. Periodic inspection of the premises may be made by the District and if actual use is greater than estimated use, an assessment for additional annexation fees shall be 53-4 assessed in accordance with the fee schedule in the then current Code of Ordinances. 53.07 WASTEWATER DISCHARGE PERMIT ISSUANCE AND LIMITATION A. A wastewater discharge permit shall be required for any property for which a request is made to discharge into the District sewage system. B. Every wastewater discharge permit shall expire by limitations and shall become null and void, if the construction or work authorized by such permit is not commenced within 120 days from date of issuance of such wastewater discharge permit or if the construction or work authorized by such wastewater discharge permit is suspended or abandoned for a period of 120 days at any time after the work is commenced. C. Before such work can be recommenced, a new wastewater discharge permit application must be filed with the District. The District may reactivate the previous wastewater discharge permit provided that wastewater quantity and type is the same as the wastewater discharge allowed under the original permit, and provided further that such suspension and abandonment has not exceeded one year. Fees paid for the previous wastewater discharge permit may be credited toward the total permit fees required on the new permit application. Reactivation of the previous wastewater discharge permit shall be subject to District sewer capacity being available at the time of new application and subject to any additional costs or charges imposed during the period of such suspension or abandonment. 53.08 BASIS FOR DETERMINATION OF EQUIVALENT DWELLING UNITS (EDUs) The number of EDUs for sewer service shall be determined on the following basis: A. Residential Facilities EDUs Description 1  Single-family residence (Includes manufactured homes and mobile homes which are on private lots.)  A secondary structure with a kitchen is considered an additional EDU  Each individual living unit in apartments, multiple family housing and residential condominiums  Each individual space in mobile homes and trailer parks 53-5 B. Commercial/Industrial Facilities 1. Food Service Establishments EDUs Description 3  Take-out restaurants with disposable utensils, no dishwasher and no public restrooms  Take-out restaurants with disposable utensils, no dishwasher and no public restrooms  Miscellaneous food establishments – ice cream shops, yogurt shops, bakeries (sales on premise only)  Take-out/eat-in restaurants with disposable utensils, but with seating and public restrooms  Restaurants with reusable utensils, seating and public restrooms (0-18 seats) o Add 1.0 EDU for each additional 6 seat unit, or portion thereof 2. Hotels and Motels EDUs Description .38 Per living unit without kitchen .60 Per living unit with kitchen 3. Commercial, Professional, Industrial Buildings and Establishments not specifically listed herein EDUs Description 1.2 +0.7 For first 1,000 square feet AND For each additional 1,000 square feet or portion thereof Applies to any office, store or industrial condominium or establishments 1.2 +0.7 For first 1,000 square feet AND For each additional 1,000 square feet of gross building floor area. Portions less than 1,000 sq. ft. will be prorated. Applies to situations where the occupancy type or usage is unknown at the time of application for service. This shall include, but not be limited to, shopping centers, industrial parks and professional office buildings. 1.0 Self-service laundry per washer 53-6 4. Convalescent Homes EDUs Description 0.7/bed Skilled nursing care facilities, psychological hospitals, convalescent hospitals; licensed by the applicable Governmental Agency. 0.5/bed Community Care Facilities with 16 or more beds licensed by the applicable Governmental Agency. 1.0 Community Care Homes with six or fewer total residents, including resident staff and housekeepers (to be the same EDU as a single family residence). C. Other commercial, industrial and other types of business establishments not included in 53.08 B.1 through 53.08 B.4 If the establishment is not included in 53.08 B.1 through 53.08 B.4 or if the EDUs specified in 53.08 B.1 through 53.08 B.4 are not representative of actual flow due to the number of employees or type of operation, the number of EDUs shall be determined in each case by the list of commercial strengths as defined by the State Water Resources Control Board (SWRCB) or by the General Manager and shall be based upon the estimated volume and type of wastewater discharge into the sewer. Examples of commercial, industrial and other business establishments include, but are not limited to, bottling works, supermarkets, markets, deli/markets, convenience stores, hospitals, laundries (other than self-service laundries), automobile service stations, mortuaries, day- care centers, bars and pool halls. 53.09 TRANSFER, ASSIGNMENT, OR RESALE OF SEWER CONNECTION RIGHTS EDU sewer connection rights obtained by a customer may not be sold, transferred, or assigned separately from ownership of the real property for which they were obtained, unless otherwise stated in an agreement with the District. 53.10 DEFINITIONS OF RESIDENTIAL AND MULTI-RESIDENTIAL SEWER SERVICE RATES, CHARGES AND FEES All District sewer rates, charges, and fees are subject to Board approval of rate increases to residential and multi-residential sewer services billed on or after January 1, 2014 and may apply to sewer services as early as the beginning of December 2013 and periodically thereafter through December 31, 2018. The increases shall be the amount sufficient to cover cost increases 53-7 related to operation and maintenance, but not to exceed 10% per year. Five-year Periodic Pass-through Rate Increases or Decreases from District Wholesalers - All District sewer rates, charges, and fees are subject to periodic rate changes from the District’s public agency wholesalers for a five-year period beginning January 1, 2014 through December 31, 2018. Set-up Fees for Accounts - A set-up fee (see Appendix A, Section 53 for fee) shall be charged for each account transferred to another customer. Winter Average Determination - Sewer service usage fee shall be based on the “Winter Average” water consumption, measured in units of hundred cubic feet (HCF). The winter average period is January through April. The winter average is calculated by adding the four months of water consumption for the preceding winter and dividing the resulting amount by four. This average is then reduced by a 15% usage discount, recognizing that not all water used flows into the sewer system, to determine the “Winter Average” for billing purposes see Appendix A, Section 53. Usage Fee - The usage fee rate (see Appendix A, Section 53) is multiplied by the “Winter Average” calculation for each customer (after the above noted 15% discount) and the resulting amount is added to the System Fee applicable to the size of meter. The resulting fixed fee shall be charged on a monthly basis for an entire calendar year, until a new “Winter Average” is determined for the following year. Residential Sewer System Fee - The monthly system fee is set forth in Appendix A, Section 53. A. Residential Rate Charges 1. Defined as: Sewer service for individually metered residential households. 2. The monthly sewer bill is calculated by adding the system fee plus the usage fee as described in 53.10 above. 3. The maximum “Winter Average” for individually metered residential customers is 30 units (after the 15% discount). 4. Monthly Residential Sewer Rate without Consumption History: The average residential sewer rate shall be determined by calculating the total usage fee for all 53-8 residential customers and dividing by the number of residential customers. Then the monthly average usage fee is added to the system fee and this shall be used to determine the total monthly fee to be used for residential customers with no prior winter consumption, customers using well water or other unmetered water. See Appendix A, Section 53. B. Multi-Residential Rate Charges 1. Defined as: Sewer service for master metered water service for multiple-residential households including for example; duplex, townhomes, apartments, and mobile homes. 2. The monthly sewer bill for the complex is calculated by adding a system fee based on meter size (as set forth in Appendix A, Section 53) plus the usage fee (as set forth in Appendix A, Section 53) multiplied by the winter average, for the entire complex. Note: There is no cap on consumption for the multi-residential customers. 3. Monthly Multi-Residential Sewer Rate without Consumption History: The multi-residential sewer rate shall be determined by calculating the total usage fee for all multi-residential customers and dividing by the number of multi-residential dwelling units. The usage fee per dwelling unit is multiplied by the new customer’s number of dwelling units and this shall be added to the monthly system fee, based on meter size, to determine the monthly rate. This is applicable to new complexes that do not have a prior winter consumption history. See Appendix A, Section 53. 53.11 DEFINITIONS OF COMMERCIAL AND INDUSTRIAL SEWER SERVICE RATES, CHARGES AND FEES All District sewer rates, charges, and fees are subject to Board approval of rate increases to commercial and industrial sewer services billed on or after January 1, 2014 and may apply to sewer services as early as the beginning of December 2013 and periodically thereafter through December 31, 2018. The increases shall be the amount sufficient to cover cost increases related to operation and maintenance, but not to exceed 10% per year. Five-year Periodic Pass-through Rate Increases or Decreases from District Wholesalers - All District sewer rates, charges, and fees are subject to periodic rate changes from the District’s public agency wholesalers for a five-year period beginning January 1, 2014 through December 31, 2018. 53-9 Set-up Fees for Accounts - A set-up fee (see Appendix A, Section 53 for fee) shall be charged for each account transferred to another customer. Average Annual Consumption - The Average Annual Consumption, measured in units of hundred cubic feet (HCF). The annual consumption period is January through December of the preceding year divided by the number of months of consumption. This average is reduced by a 15% usage discount which recognizes that not all water used flows into the sewer system. Usage Fee - The usage fee rate (see Appendix A, Section 53 for rate) is determined by the commercial customer’s sewer strength category in which they are assigned (low strength, medium strength or high strength). System Fee - The monthly system fee is determined by the commercial customer’s water meter size (as set forth in Appendix A, Section 53). Strength Factor - The State Water Resources Control Board (SWRCB) has grouped commercial customers into various categories and has identified Strength Factors for each of these business categories. The standard of measure for Strength Factors is the typical sewer strength of a single‐family residence (SFR). A SFR has strength factor of 1. (As set forth in Appendix A, Section 53) A. Commercial Rate Charges 1. The monthly sewer bill for commercial sewer customers is calculated by multiplying the average annual consumption, reduced by 15%, by the usage fee based on strength (as set forth in Appendix A, Section 53) plus the monthly system fee based on the customer’s water meter size. 2. For new commercial sewer customers without consumption history, staff shall make a determination of the average annual consumption to be used until a year’s consumption data can be collected. The determination shall be based on the prior owner or tenant of the sewer connection, or based on the most similar type of current business operation. If the customer does not agree with staff’s recommendation, the customer may request an adjustment, in writing, and direct it to the General Manager. B. Industrial and Other Users 1. Charges determined by the Board of Directors on a case-by-case basis. 53-10 Monthly sewer service charges shall commence upon installation of the water meter to serve the premises receiving the sewer service, upon connection to the District sewer system, upon start of occupancy of the premises to be served, or one year after the date the application for sewer service is filed. If a sewer service connection has been obtained and if sewer service will not be used until sometime after installation of the water meter, commencement of the sewer service charge may be deferred until the later date only upon prior approval of the General Manager. C. Commercial User Classifications Commercial sewer service customers are subject to periodic inspection of the premises by the District for verification of proper sewer strength classification. In addition to such periodic inspections, strength classifications will be reviewed periodically, at the discretion of the District. If warranted following a periodic inspection, periodic classification review, or a change in the nature of a customer’s business and/or use of the property, customers may be reclassified to reflect their current business operations and proper sewer strength, at the discretion of the District and consistent with the standards set forth herein and in the State Water Resources Control Board (SWRCB) listing for sewer strength. 1. Low-Strength Commercial = 1.0 Strength Factor Car wash General office and buildings Barber and beauty shops Department, retail stores and general commercial Hospitals and convalescent homes Public Laundromats and dry cleaners Professional office or office building Warehouse Bars without dining facilities Churches Schools (Elementary, junior & High Schools, Colleges) Other uses having a similar strength as determined by the District 2. Medium-Strength Commercial = 2.0 Strength Factor Hotels without dining facilities or cooking facilities Auto repair/sales shop and service station Shopping centers Other uses having a similar strength as determined by the District 53-11 3. High-Strength Commercial = 4.0 Strength Factor Bakery or bakery with deli Hotel with dining facilities Restaurants and bars with food Grocery stores with onsite butcher and/or bakery Other uses having a similar strength as determined by the District 53.12 ISSUANCE AND PAYMENT OF SEWER BILLS A. Issuance of Statements: Statements for sewer service or other charges will be mailed monthly or as soon as practical, after the applicable charges have been determined. B. Due Date: Each statement issued by the District for such charges shall be due and payable on the date of mailing or other presentation to the customer. C. Final Payment Date: All charges in each statement must be paid on or before the final payment date shown on the statement, which shall be at least 20 calendar days following the date of mailing or presentation of the statement. D. Place of Payment: Payments shall not be credited to a customer’s account until cash, check, credit card, draft, electronic funds transfer, money order or any other acceptable form of payment that will be honored by the bank has been received by the District at the District business office during regular office hours. Deposit of payment in the mail or at a location other than the District business office shall not be credited to a customer’s account until received at the business office. E. Returned Check Charges: A returned payment charge (see Appendix A, Section 34 for charge) shall be added to a customer’s account in each instance where payment has been made to the District with a check, draft, credit card or any other acceptable form of payment that has not been honored upon presentment to the bank upon which it is drawn. 53.13 DELINQUENT ACCOUNTS A. Requirement of Deposit Due to Repeated Delinquencies: If payments on a customer account have become delinquent five or more times, the General Manager, Chief Financial Officer, or any person delegated by the General Manager, shall be authorized to require the customer to make a deposit with the District, in cash or any other form satisfactory to the General Manager. The deposit amount shall be established at 53-12 the discretion of the General Manager and the Chief Financial Officer, but shall not exceed two times the highest bill during the twelve (12) months preceding the date of demand for a deposit. B. Handling of Deposit: A deposit shall not earn interest and shall only be applied to reduce or satisfy amounts due the District in the event of termination of service. A deposit does not constitute payment for service bills and the customer shall be required to comply with bill payment requirements to continue receiving service. C. Refund of Deposit: A deposit required under this Section shall be refunded to the customer as provided in Section 25.04 B. Section #Code #Fee Description Meter Size 9 9.04 A.1. District Annexation Processing Fee $776.20 9.04 B. Annexation Fees for Water Annexations into Otay Water District Boundaries Districtwide Annexation Fee 3/4" $1,907.32 1"$4,768.30 1-1/2" $9,536.60 2" $15,258.56 3" $30,517.12 4 $47,683.00 6" $95,366.00 8" $152,585.60 10" $219,341.80 9.04 C.4. Annexation Fees for Annexations to Sewer Improvement Districts per EDU $1,095.31 10 10.01 Waiver Request $50.00 23 23.04 Backflow Certification - Second Notification $10.00 - Third Notification $25.00 - Third Notification (hand delivered) $45.00 - Reconnection $50.00 - Reconnection (if test performed with technician present) $150.00 - Initial Filing Fee (New applicants for addition to the list of approved backflow prevention device testers)$25.00 - Renewal Filing Fee (to remain on list of approved backflow prevention device testers) Annually $10.00 25 25.03 A. Set-up Fees for Accounts $10.00 25 25.03 C. Monthly Fixed System Charges, MWD & CWA Charges (1)Meter Size System Charge MWD & CWA Fixed Charge Total Fixed Charge 3/4" $15.91 $15.00 $30.91 1" $22.47 $27.84 $50.31 Otay Water District Appendix A Charges (1) All Water used in December and billed in January 2017. Exhibit 4 Section #Code #Fee Description Meter Size Charges 25 25.03 C. Monthly Fixed System Charges, MWD & CWA Charges (continued)(1)1-1/2" $38.88 $62.96 $101.84 2" $58.55 $107.08 $165.63 3" $111.04 $227.75 $338.79 4" $170.10 $364.72 $534.82 6" $334.18 $746.59 $1,080.77 8" $531.05 $1,205.65 $1,736.70 10" $760.72 $1,735.39 $2,496.11 25 25.03 E.1.(b) Domestic Residential Water Rates (1)Unit Charge (The Conservation Tier discount applies Conservation Tier 0 - 5 $2.53 toward the first five units of water when 6-10 $3.95 overall consumption is ten units or less.) 11-22 $5.13 23 or more $7.90 25 25.03 E.2.(b) Multiple Residential Water Rates - Per Dwelling Unit (1) 0-4 $3.90 5-9 $5.05 10 or more $7.80 25 25.03 E.3.(b) Business and Publicly-Owned Water Rates (1)under 10" 0-185 $4.17 186-1,400 $4.23 1,401 or more $4.30 10" & larger 0-7,426 $4.17 7,427-14,616 $4.23 14,617 or more $4.30 25 25.03 E.4.(c) Irrigation and Commercial Agricultural Using Potable Water Rates (1)1" & smaller 0-54 $5.68 55-199 $5.74 200 or more $5.81 1.5" & 2" 0-144 $5.68 145-355 $5.74 356 or more $5.81 3" & larger 0-550 $5.68 551-1,200 $5.74 1,201 or more $5.81 (1) All Water used in December and billed in January 2017. Section #Code #Fee Description Meter Size Charges 25 25.03 E.5.(c)Recycled Water (1)3/4" - 1" 0-32 $4.85 (Landscape Irrigation and Certain 33-75 $4.92 Non-Irrigation Purposes Rates) 76 or more $4.99 1.5" & 2" 0-130 $4.85 131-325 $4.92 326 or more $4.99 3" & 4" 0-440 $4.85 441-1,050 $4.92 1,051 or more $4.99 6" & larger 0-4,000 $4.85 4,001-10,000 $4.92 10,001 or more $4.99 25 25.03 E.6.(c)Recycled Commercial (1)under 10" 0-173 $3.53 174-831 $3.60 832 or more $3.65 10" & larger 0-7,426 $3.53 7,427-14,616 $3.60 14,617 or more $3.65 25 25.03 E.7.(b) Potable Temporary and Construction Water Service Rates (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2" 0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 E.8.(b) Recycled Temporary and Construction Water Service Rates (1)3/4" - 1" 0-32 $9.70 33-75 $9.84 76 or more $9.98 (1) All Water used in December and billed in January 2017. Section #Code #Fee Description Meter Size Charges 25 25.03 E.8.(b) Recycled Temporary and Construction Water Service Rates (continued) (1)1.5" & 2" 0-130 $9.70 131-325 $9.84 326 or more $9.98 3" & 4" 0-440 $9.70 441-1,050 $9.84 1,051 or more $9.98 6" & larger 0-4,000 $9.70 4,001-10,000 $9.84 10,001 or more $9.98 25 25.03 E.10.(b) Tank Trucks Water Rates (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2" 0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 E.11.(c) Application Fee for Water Service Outside District Boundaries $500.00 25 25.03 E.11.(d) Water Rate for Service Outside District Boundaries (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2" 0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 E.12.(b) Application Fee for Water Service Outside an Improvement District $275.00 (1) All Water used in December and billed in January 2017. Section #Code #Fee Description Meter Size Charges 25 25.03 E.12.(c) Water Rate for Service Outside Improvement District (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2" 0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 E.13.(c) Fire Service Monthly Charge 3" or less $20.77 more than 4" $27.98 25 25.03 E.14.(b) Additional Water Service for Property Not Subject to District Taxes per unit $0.41 25 25.03 E.15.(b) Interim Service Water Rate in Improvement District 7 (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2" 0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 F.Energy Charges for Pumping Water (1) Per 100 ft of lift over 450 ft per unit $0.044 25 25.04 A. Deposits for Non-Property Owners 3/4" $75.00 1" $150.00 1-1/2" $200.00 (1) All Water used in December and billed in January 2017. Section #Code #Fee Description Meter Size Charges 25 25.04 A. Deposits for Non-Property Owner (continued)2" $360.00 3" $800.00 4" $1,350.00 6" $3,300.00 8" $4,400.00 10" $5,500.00 28 28.01 B.1. Capacity Fees and Zone Charge Districtwide Capacity Fee - All IDs excluding Triad 3/4"$8,590.34 1"$21,475.85 1-1/2" $42,951.70 2" $68,722.72 3" $137,445.44 4 $214,758.50 6" $429,517.00 8" $687,227.20 10" $987,889.10 - TRIAD 3/4" $6,444.91 1" $16,112.28 1 -1/2" $32,224.55 2" $51,559.28 3" $103,118.56 4 $161,122.75 6" $322,245.50 8" $515,592.80 10" $741,164.65 28 28.01 B.2. New Water Supply Fee - All IDs including Triad 3/4" $1,064.11 1" $2,660.28 1-1/2" $5,320.55 2" $8,512.88 3" $17,025.76 4" $26,602.75 6" $53,205.50 8" $85,128.80 10" $122,372.65 Section #Code #Fee Description Meter Size Charges 28 28.02 Installation and Water Meter Charges Meter Size Meter Cost Installation Total Meter Box/Vault (if Needed) - Potable (Non-Irrigation) 3/4" x 7.5" $226.96 $107.70 $334.66 $91.43 3/4" x 9" $241.65 $107.70 $349.35 $91.43 1" $292.87 $107.70 $400.57 $91.43 1.5" $476.03 $107.70 $583.73 $207.28 2" $682.10 $107.70 $789.80 $207.28 3" $2,125.70 $648.46 $2,774.16 $3,697.56 4" $3,692.00 $648.46 $4,340.46 $3,697.56 6" $6,377.10 $1,024.29 $7,401.39 $3,697.56 8" $7,967.71 $1,570.66 $9,538.37 $5,304.41 10" $11,459.05 $1,570.66 $13,029.71 $5,304.41 - Potable/Recycled Irrigation 3/4" x 7.5" $226.96 $107.70 $334.66 $233.02 3/4" x 9" $241.65 $107.70 $349.35 $233.02 1" $292.87 $107.70 $400.57 $233.02 1.5" $476.03 $107.70 $583.73 $233.02 2" $682.10 $107.70 $789.80 $233.02 3" $1,471.20 $648.46 $2,119.66 $3,697.56 4" $2,864.20 $648.46 $3,512.66 $3,697.56 6" $5,156.49 $1,024.29 $6,180.78 $3,697.56 8" $6,869.37 $1,570.66 $8,440.03 $5,304.41 10" $9,748.16 $1,570.66 $11,318.82 $5,304.41 - Combined Fire and Domestic 4" $8,783.61 $648.46 $9,432.07 $3,697.56 6" $11,690.22 $1,024.29 $12,714.51 $3,697.56 8" $16,996.73 $1,570.66 $18,567.39 $5,304.41 10" $23,194.92 $1,570.66 $24,765.58 $5,304.41 31 31.02 D.1. Requirement of Temporary Meter for Service minimum/per day $25.00 31 31.03 A.1. Requirement of Deposit for Temporary Meters 3/4" $156.85 1" $184.78 1-1/2" $379.62 2" $2,046.00 4" $1,986.00 6" $2,465.00 Section #Code #Fee Description Meter Size Charges 31 31.03 A.1. Requirement of Deposit for Temporary Meters (continued) - Construction Trailer Temporary Meter 2" $2,046.00 - Tank Truck Temporary Meter (Ordinance No. 372)2" $850.00 31 31.03 A.4. Temporary Meter Install & Removal 3/4" - 4" (on hydrant) $150.00 4" - 6" $806.00 8" - 10" Actual Cost 31 31.03 A.5. Temporary Meter Move Fee (includes backflow certification)3/4" - 4" (on hydrant) $150.00 4" - 6" $806.00 8" - 10" Actual Cost 33 33.07 A. Customer Request for Meter Test (Deposit)5/8", 3/4" & 1" $25.00 1-1/2" & 2 " $50.00 3" & Larger $125.00 34 34.01 D.2. Returned Check Charges $25.00 34 34.02 B. Late Payment Charge 5% of Delinquent Balance 34 34.02 G.1.(d) Delinquency Tag $15.00 34 34.02 G.3. Meter "Turn-On" Charge $50.00 53 53.03 A.1. Sewer Capacity Fee per EDU for parcels within a Sewer ID $4,402.76 53 53.03 A.2. Sewer Capacity Fee per EDU for parcels not within a Sewer ID $6,886.04 53 53.03 B.1. Sewer Connection Fee - Russell Square $7,500.00 53 53.03 B.2. Monthly Sewer Service Charge - Russell Square $200.00 53 53.10 & 11 Set-up Fees for Accounts $10.00 (2) Sewer billed beginning January 1, 2017. Section #Code #Fee Description Meter Size Charges 53 53.10 Residential Sewer Usage Fee (2) Rate multiplied by winter average units $2.58 53 53.10 Residential Sewer System Fee (2)5/8", 3/4" & larger $15.89 53 53.10 A. Residential Sewer Without Consumption History (2)5/8", 3/4" & larger $40.01 53 53.10 B. Multi-Residential Usage Fee - Sewer Without Consumption History (2) $24.12 53 53.10 B.2.Multi-Residential Usage Fee - Sewer (2) Rate multiplied by winter average units $2.58 53 53.10 B. 2.Multi-Residential System Fee - Sewer (2).75" $28.37 1" $41.80 1.5" $75.27 2" $115.46 3" $209.24 4" $343.23 6" $678.18 8" $1,080.14 10" $1,549.07 53 53.11 Commercial and Institutional Sewer Strength Factors Low Strength 1 Medium Strength 2 High Strength 4 53 53.11 Monthly Usage Fee for Commercial and Institutional Sewer (2)Rate multiplied by Low Strength $2.58 annual avg.Medium Strength $3.70 units High Strength $5.90 53 53.11 Monthly System Fee for Commercial and Institutional Sewer (2).75" $28.37 1" $41.80 1.5" $75.27 2" $115.46 3" $209.24 (2) Sewer billed beginning January 1, 2017. Section #Code #Fee Description Meter Size Charges 53 53.11 Monthly System Fee for Commercial and Institutional Sewer (2) (continued)4" $343.23 6" $678.18 8" $1,080.14 10" $1,549.07 60 60.03 Issuance of Availability Letters for Water and/or Sewer Service $75.00 72 72.04 A.1. Locking or Removing Damaged or Tampered Meters - To Pull and Reset Meter 3/4" - 2" $200.00 - Broken Curbstop or Tabs 3/4" - 1" Actual Cost - If Customer uses Jumper 3/4" - 1" Actual Cost - Broken Lock/Locking Device 3/4" - 1" $68.00 - Broken Curbstop or Tabs 1.5" - 2" Actual Cost - To Pull and Reset Meter 3" Actual Cost - To Pull and Reset Meter 4" Actual Cost - To Pull and Reset Meter 6" Actual Cost - To Pull and Reset Meter 8" Actual Cost - To Pull and Reset Meter 10" Actual Cost 72 72.05 D. A.Type I Fine - First Violation $100.00 - Second Violations $200.00 - Third or each additional violation of that same ordinance or requirement within a twelve-month period $500.00 Type II Fine $5,000.00 Type III Fine $500.00 Type IV Fine $500.00 Will not exceed per each day the violation is identified or continues. Fine up to amount specified per each day the violation is identified or continues. Fine up to amount specified per each day the violation is identified or continues. Section #Code #Fee Description Meter Size Charges State Water Code #71630 & Annual Board Resolution #4142 Water Availability/Standby Annual Special Assessment Charge $10.00 $10.00 $30.00 $3.00 $3.00 State Water Code #71630 & Annual Board Resolution #4142 Sewer Availability/Standby Annual Special Assessment Charge $10.00 $30.00 Annual Board Resolution General Obligation Bond Annual Tax Assessment $0.005 Policies 5 Copies of Identifiable Public Records $0.10/page Cassette Tape Duplication $2.00/tape Yearly Subscription Service for Agendas and Ratified Minutes Yearly Subscription Service for Board Packet and Ratified Minutes Less than one-acre all I.D.s & Outside an I.D. Per acre in I.D. 1, 5, & Outside an I.D. Per acre in I.D. 2,3,7,9,10,19,20,22,25, & 27 Less than one-acre Outside I.D. and greater than one mile from District facilities. Per acre for outside I.D. & greater than one mile from District facilities. Less than one acre I.D. 4, 14, & 18 Per acre I.D. 4, 14, & 18 Per $1000 of assessed value for I.D. 27 $20.00/year or $0.50/meeting $100.00/year for first copy and $200.00/year for each copy thereafter 9-1 CHAPTER 6 MISCELLANEOUS ADMINISTRATION PROCEDURES SECTION 9 ANNEXATIONS AND DETACHMENTS 9.01 REQUIREMENT OF ANNEXATION FOR SERVICE Except as provided elsewhere in this Code, whenever utility service is requested for land outside the boundaries of an improvement district, the land to be serviced must first be annexed to an improvement district(s). If the land is located outside the boundaries of the District, the land must also be annexed to the District. 9.02 ANNEXATIONS TO OR DETACHMENTS FROM IMPROVEMENTS DISTRICTS An owner or owners of land within the District desiring to annex to or detach land from an improvement district within the District must file a petition for such proceeding with the District. Annexation proceedings shall be con- ducted pursuant to Chapter I (commencing with Section 72670) of Part 11, Division 20 of the California Water Code. Detachment or exclusion proceedings shall be conducted pur- suant to Part 8.5 (commencing with Section 72080) of Divi- sion 20 of the California Water Code. If the land proposed to be annexed is outside the boundaries of the territory served by the Metropolitan Water District of Southern California and the territory served by the San Diego County Water Authority, and no local sources of water are available to serve such land, the District will require that the land be annexed to those entities as well. 9.03 ANNEXATIONS TO OR DETACHMENTS FROM THE DISTRICT THROUGH LAFCO An owner or owners desiring to annex land to or to detach land from the District may either (i) file a petition directly with the Local Agency Formation Commission (LAFCO) for the annexation or detachment or (ii) request the District to file the petition with LAFCO for such annexation or detachment. Any such proceeding for annexation or detachment, which is deemed a change of organization or reorganization pursuant to the Cortese-Knox Local Government Reorganization Act of 1985, shall be initiated, conducted and completed pursuant to Title 6, Division 1 (commencing with Section 56000) of the California Government Code. By annexing to the District the owners and representatives of the annexing land agree, on behalf of themselves and all future owners and occupants of the annexed lands, to comply with all laws, statutes, policies, plans, conditions and requirements applicable to the services provided by the District to such lands, including Attachment C 9-2 without limitation any conservation or local supply use requirements. 9.04 FEES AND CHARGES FOR ANNEXATIONS OR DETACHMENTS A petitioner requesting an annexation to or detachment from the District or within the District shall pay the following applicable fees and charges: A. Administrative Processing Fees 1. District Processing Fee. A District processing fee (see Appendix A, Section 9 for fee) shall be paid to the District for each annexation or detachment proceeding, regardless of the number of parcels involved, provided all parcels are included in one proceeding. This fee shall constitute the "base rate" on March 3, 1997. The base rate shall be adjusted annually for fluctuations in the Consumer Price Index (Urban Wage Earners and Clerical Workers - Los Angeles) and subsequent cost-of-living adjustment (COLA). 2. Additional Processing Fees or Charges. The peti- tioner shall pay all processing fees and charges due LAFCO, the State Board of Equalization and any other applicable government agency. 3. Concurrent Annexations to or Detachments from the District and an Existing Improvement District. No additional processing costs or fees will be charged to a petitioner for an annexation to or detachment from an existing improvement district when the proceeding is part of an annexation to or detachment from the District. 4. Payment of Fees and Charges. The District processing fees and charges shall be paid to the District at the time the petition for such proceeding is filed. Where a petition is filed with LAFCO, the District shall notify LAFCO that payment of all required fees and charges to the District shall be a condition for District approval of the annexation or detachment. B. Water Annexation Fees. The annexation fee (see Appendix A, Section 9) shall constitute the "base rate" on June 7, 2017). The base rate shall be adjusted on the first day of each calendar quarter for fluctuations in construction costs, as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region. The ENR Construction Cost Index of 11,555.03 on April 1, 2017 shall be deemed the "base index." The 9-3 adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from April 1, 2017 to the date of payment. 1. No water annexation fee shall be required for existing and future agricultural water service furnished by the District under the COMMERCIAL AGRICULTURAL category of Section 25 of the Code. 2. Non-permanent irrigation water service furnished by the District under Section 30 of the Code shall be available without payment of a water annexation fee. 3. Open Space to be Annexed. Open space lands shall not be excluded from annexations of land to a water improvement district. 4. Water Meter Type Exclusions. Annexation fees shall be collected on all water meters sold except for temporary water meters, water tank truck meters, nonpermanent irrigation water meters and outside user meters, all as defined elsewhere in this Code. 5. Effective Date. Annexation fees shall be col- lected on all lands annexing into the Otay Water District boundaries on or after March 5, 1997. 6. Basis for Determination. For annexations of land into the Otay Water District boundaries, the petitioner shall pay an annexation fee. The fee shall be paid at the time of petition to be annexed. There shall be no water annexation fee charged for parcels already within District boundaries that are applying to be annexed into a water ID. For permanent water meters, except for commercial agricultural meters, the annexation fee shall be determined on the basis of the demand to be placed on the District-wide water system. The fee will be determined on the basis of the size of the water meter required, as set forth in Section 27 of the Code. The fee shall be determined by multiplying the demand factor for the meter size, as set forth in Section 28 of the Code, by the annexation fee per EDU. See Appendix A, Section 9 for fees. 9-4 C. Sewer Annexation Fees 1. Improvement District Annexation. All annexation for sewer service shall be into Improvement District No. 18 on or after December 16, 1998. 2. Open Space to be Annexed. Open space lands shall not be excluded from annexations of land to a sewer improvement district. 3. Effective Date. Annexation fees shall be collected on all lands annexing to a sewer improvement district on or after December 16, 1998. 4. Basis for Determination. For annexations of land to a sewer improvement district within the Dis- trict, the petitioner shall pay an annexation fee. The fee shall be determined on the basis of the demand to be placed on the District sewer system. The fee shall be paid at the time of sewer service connection request or General Manager's approval of plans, whichever occurs earlier. The extent of the demand will be determined on the basis of each equivalent dwelling unit (EDU) of service which is to be connected to the District sewer system. The number of EDUs prescribed in Section 53 of the Code shall be the basis for computation of the amount of the annexation fee. The fee will be determined by multiplying the number of EDUs by the annexation fee per EDU. See Appendix A, Section 9 for fees. This annexation fee shall constitute the "base rate" on June 7, 2017. The base rate shall be adjusted on the first day of each calendar quarter for fluctuations in construction costs as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region. The ENR Construction Cost Index of 11,555.03 (as of April 1, 2017) shall be deemed the "base index." The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from April 1, 2017 to the date of payment. D. Detachment Fees For each detachment of land from an improvement district, the petitioner shall pay such fees as the General Manager determines are appropriate for the detachment. Determinations shall be made by the General Manager on a case-by-case basis. 9-5 9.05 TAXATION OF PROPERTY AFTER ANNEXATION TO IMPROVEMENT DISTRICT Where property is annexed by a petitioner, other than a tax-exempt agency, the property in the annexed area shall be subject to taxation after the annexation thereof for the purposes of the improvement district, including the payment of principal and interest on bonds and other obligations of the improvement district authorized and outstanding at the time of the annexation. The Board of Directors shall provide as a condition of the annexation that the annexed area shall be subject to taxation as if the property had always been a part of the improvement district. 9.06 OTHER CONDITIONS OF ANNEXATION By annexing to the District the owners and representatives of the annexing land agree, on behalf of themselves and all future owners and occupants of the annexed lands, to comply with all laws, statutes, policies, plans, conditions and requirements applicable to the services provided by the District to such lands, including without limitation any conservation or local supply use requirements. 28-1 SECTION 28 CONNECTION FEES AND CHARGES FOR POTABLE OR RECYCLED WATER SERVICE 28.01 COLLECTION OF FEES AND CHARGES A. Fees and Charges to be paid by the Customer. The following fees and charges shall be paid by the customer to connect to a District water system for potable water or recycled water service; these are in addition to the fees and charges in Section 9 and 25. Fees and charges shall include, but not be limited to, District fees, San Diego County Water Authority fees, and charges for work performed by District personnel on behalf of the customer. These charges may include the installation by District personnel of a water service lateral, and inspections required due to the requirement of a back flow device. These charges may also include a meter fee, installation fee (where laterals exist), lateral fee, meter box fee, and excavation permit fee. B. Basis for Determination of Connection Fees and Charges. The fees and charges shall be determined as follows: For permanent water meters, including potable or recycled irrigation service, the total water connection fee shall be determined on the basis of the demand to be placed on the District water system. The extent of demand will be determined on the basis of the size of the water meter, as set forth in Section 27 of the Code. For individually metered residential fire service, as outlined in Section 38.03 of the Code, the size and fee would be set based on water use requirements without additional fire capacity. The water connection fee will be determined by multiplying the demand factor for the meter size, as set forth below, by the total of the District-wide capacity fee. Meter Size Demand Factor 3/4" 1 1 2-1/2 1-1/2" 5 2" 8 3" 16 4" 25 6" 50 8" 80 10" 115 Attachment D 28-2 1. The District-wide capacity fee shall constitute the "base rate." For fees or charges after June 7, 2017, the base rate shall be adjusted on the first day of each calendar quarter for fluctuations in construction costs, as measured by the Engineering News Record Construction Cost Index for the Los Angeles Region. The ENR Construction Cost Index of 11,555.03(as of April 1, 2017) shall be deemed the "base index." The adjustment shall be in an amount equal to the percent- age change in the ENR Construction Cost Index from the base index for the period from April 1, 2017 to the date of payment. (See Appendix A, Section 28 for fees.) 2. The District-wide new water supply fee shall constitute the “base rate.” For fees or charges after October 1, 2014, the base rate shall be adjusted quarterly for fluctuations in construction costs, as measured by the Engineering News Record Construction Cost Index for the Los Angeles11,555.03 (as of April 1, 2017) shall be deemed the “base index.” The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from April 1, 2017 to the date of payment. (See Appendix A, Section 28 for fees.) 28.02 INSTALLATION CHARGES FOR WATER METER AND WATER SERVICE LATERALS The determination of the water meter or service lateral size shall be based upon the information provided by the customer as detailed in Section 27 of the Code. The meter fees and installation charges are set forth in Appendix A, Section 28. Where a new water lateral is required, a customized, written estimate of the District's costs will be prepared. The customer shall deposit the estimated costs with the District prior to commencement of the work. If actual costs incurred by the District are less than the amount deposited, the District shall refund the excess to the customer. If the actual costs incurred exceed the amount deposited, the customer shall reimburse the District for the additional costs. 28-3 A. The meter fees and installation charges shall be set effective September 1, 2012, and then adjusted in the same manner as capacity fees as described in Section 28.01 B.1 above (See Appendix A, Section 28 for fees). 28.03 METER FEE REFUND A. If a water meter/service has been paid for but not installed, a customer may receive a refund of the District’s capacity fee and charges. If San Diego County Water Authority capacity fees have been paid to San Diego County Water Authority, the customer shall request a refund from San Diego County Water Authority. B. If the customer wants to change the meter/service size, they will be credited with the number of equivalent dwelling units they have previously purchased and will be refunded any balance per Section 28.03 A, above. If additional equivalent dwelling units are required, the customer will be charged based on 28.01 and 28.02. C. If a water meter/service has been previously paid and installed, and the customer requests a different meter size, the customer shall pay for the new meter and installation fees, plus any differential in capacity and new water supply fees as described in Section 28.03 B above. 53-1 SECTION 53 CONDITIONS FOR SEWER SERVICE 53.01 CONDITIONS FOR ACQUISITION OF SEWER SERVICE CAPACITY Sewer service capacity may be acquired only for service to a specific address, parcel of land, or a land development project covered by an approved map. An approved map shall mean a recorded final map, a recorded parcel map or a tentative sub- division map that has been approved by the County or by a City, as applicable. A. District Acceptance of Sewer Facilities for Russell Square Area - Under an Agreement with Cal Dorado Development, Inc., dated June 28, 1981, the District accepted title to a sewer pump station, force main and appurtenances for a sewage system to provide sewer service to the residential dwelling units to be constructed within the parcels of land in San Diego County Tentative Parcel Map 17150. Under an Agreement with Cal Dorado Development, Inc., dated June 18, 1981, the District agreed to provide service to such parcels on the terms and conditions contained therein. On October 1, 1984, pursuant to Resolution No. 2139, the District Board of Directors accepted title to the facilities. 53.02 SERVICE AREAS Sewer service shall be furnished by the District only to property located in Improvement District No. 18 (ID 18) and the Russell Square Sewer Service Area. Sewer service to property located outside such areas may be furnished only upon annexation to ID 18 and payment of all applicable annexation fees. (Appendix A, Section 9) A. Designation of Russell Square Sewer Area - The geographical area described on the District Map entitled "Russell Square Sewer Service Area," dated October 11, 1988, on file with the District Secretary, constitutes the Russell Square Sewer Service Area. 53.03 ACQUISITION OF SEWER CONNECTIONS FOR SERVICE Effective October 1, 2014 two separate sewer capacity fees have been established to ensure sewer customers do not pay for facilities twice. The first capacity fee applies to parcels within an ID that paid prior tax debt. The second capacity fee applies parcels outside an ID that have not paid the tax debt. The sewer capacity fees shall constitute the "base rate." For fees or charges after June 7, 2017, the base rate shall be adjusted on the first day of each calendar quarter for fluctuations in construction costs, as measured by the Engineering News Record Construction Cost Attachment E 53-2 Index for the Los Angeles Region. The ENR Construction Cost Index of 11,555.03 (as of April 1, 2017) shall be deemed the "base index." The adjustment shall be in an amount equal to the percentage change in the ENR Construction Cost Index from the base index for the period from April 1, 2017 to the date of payment. 1. Sewer Capacity Fee within an ID All new sewer connections for parcels within a sewer ID shall pay a capacity fee for each Equivalent Dwelling Unit (EDU) of sewer service provided. The capacity fee is due at the time an application for sewer service is requested. The number of EDUs for the connection shall be as set forth in Section 53.08 of the Code. (See Appendix A, Section 53 for fees) 2. Sewer Capacity Fee outside an ID All new sewer connections for parcels not within a sewer ID (requiring to be annexed into a sewer ID18 per code Section 9.04 C.) shall pay a capacity fee for each Equivalent Dwelling Unit (EDU) of sewer service provided. The capacity fee is due at the time an application for sewer service is requested. The number of EDUs for the connection shall be as set forth in Section 53.08 of the Code. (See Appendix A, Section 53 for fees) B. Russell Square Pump Station 1. Sewer Connection Fee A connection fee (see Appendix A, Section 53 for fee) for each Equivalent Dwelling Unit (EDU) of sewer service provided through Russell Square Pump Station shall be collected. The connection fee is due at the time an application for sewer service is submitted. The number of EDUs for the connection shall be as set forth in Section 53.08 of the Code. (a) Exempt Parcels - The connection fee shall not apply to connections for sewer service to the parcels within the Tentative Parcel Map 17150. Such exempt parcels are currently identified as Assessor Parcel Nos. 497-011-41, 497-011-42, 497- 011-44, 497-011-46 and 497-011-47. 2. Monthly Sewer Service Charge A monthly sewer service charge (see Appendix A, Section 53 for charge) to cover normal operational costs of the Russell Square Pump Station and force mains shall be collected. This charge shall be reviewed by the Board of Directors from time to time 53-3 to assure that such charges cover the costs for operation of the sewer facilities. The proceeds of the fees and charges received by the District under 53.03 B.1 and 53.03 B.2 shall be used by the District solely for maintenance, replacement or repair under 53.03 B.1 and for the operation of the facilities under 53.03 B.2. In addition, the customer for such service shall pay the monthly service charge for sewer service set forth in Section 53.10 A and B. 53.04 CHARGES FOR INSTALLATION OF SEWER LATERALS Upon application for construction of one or more sewer laterals, the customer shall deposit with the District the estimated costs to be incurred by the District in connection with the instal- lation of the facilities required, as determined by the District. Upon completion of the work, the District shall calculate the actual costs incurred by the District in performing the work. If actual costs are less than the amount deposited, the District shall refund the balance of the deposit to the customer. If actual costs exceed the amount deposited, the customer shall reimburse the District for the additional costs. 53.05 PAYMENT OF FEES All fees prescribed in the Code shall become owing, due and payable at the time application is made to connect a premise to the sewer system of the District. The fees shall be paid to the District prior to the issuance of any permit authorizing the connection of such premise to the District sewer system. If the proposed connection cannot be made, the fee may be refunded when approved by the General Manager. 53.06 SEWER SERVICE USE CHANGES RESULTING IN INCREASED SYSTEM UTILIZATION The use of a sewer connection shall be limited to the type and number of EDUs authorized by the original wastewater discharge permit. Before adding any additional equivalent dwelling units, buildings, modifying existing buildings, or change of occupancy type, the property owner shall make a supplementary wastewater permit application to the District for such change in use and pay additional sewer annexation fees per EDU, if necessary, as may be applicable. Periodic inspection of the premises may be made by the District and if actual use is greater than estimated use, an assessment for additional annexation fees shall be assessed in accordance with the fee schedule in the then current Code of Ordinances. 53-4 53.07 WASTEWATER DISCHARGE PERMIT ISSUANCE AND LIMITATION A. A wastewater discharge permit shall be required for any property for which a request is made to discharge into the District sewage system. B. Every wastewater discharge permit shall expire by limitations and shall become null and void, if the construction or work authorized by such permit is not commenced within 120 days from date of issuance of such wastewater discharge permit or if the construction or work authorized by such wastewater discharge permit is suspended or abandoned for a period of 120 days at any time after the work is commenced. C. Before such work can be recommenced, a new wastewater discharge permit application must be filed with the District. The District may reactivate the previous wastewater discharge permit provided that wastewater quantity and type is the same as the wastewater discharge allowed under the original permit, and provided further that such suspension and abandonment has not exceeded one year. Fees paid for the previous wastewater discharge permit may be credited toward the total permit fees required on the new permit application. Reactivation of the previous wastewater discharge permit shall be subject to District sewer capacity being available at the time of new application and subject to any additional costs or charges imposed during the period of such suspension or abandonment. 53.08 BASIS FOR DETERMINATION OF EQUIVALENT DWELLING UNITS (EDUs) The number of EDUs for sewer service shall be determined on the following basis: A. Residential Facilities EDUs Description 1  Single-family residence (Includes manufactured homes and mobile homes which are on private lots.)  A secondary structure with a kitchen is considered an additional EDU  Each individual living unit in apartments, multiple family housing and residential condominiums  Each individual space in mobile homes and trailer parks 53-5 B. Commercial/Industrial Facilities 1. Food Service Establishments EDUs Description 3  Take-out restaurants with disposable utensils, no dishwasher and no public restrooms  Take-out restaurants with disposable utensils, no dishwasher and no public restrooms  Miscellaneous food establishments – ice cream shops, yogurt shops, bakeries (sales on premise only)  Take-out/eat-in restaurants with disposable utensils, but with seating and public restrooms  Restaurants with reusable utensils, seating and public restrooms (0-18 seats) o Add 1.0 EDU for each additional 6 seat unit, or portion thereof 2. Hotels and Motels EDUs Description .38 Per living unit without kitchen .60 Per living unit with kitchen 3. Commercial, Professional, Industrial Buildings and Establishments not specifically listed herein EDUs Description 1.2 +0.7 For first 1,000 square feet AND For each additional 1,000 square feet or portion thereof Applies to any office, store or industrial condominium or establishments 1.2 +0.7 For first 1,000 square feet AND For each additional 1,000 square feet of gross building floor area. Portions less than 1,000 sq. ft. will be prorated. Applies to situations where the occupancy type or usage is unknown at the time of application for service. This shall include, but not be limited to, shopping centers, industrial parks and professional office buildings. 1.0 Self-service laundry per washer 53-6 4. Convalescent Homes EDUs Description 0.7/bed Skilled nursing care facilities, psychological hospitals, convalescent hospitals; licensed by the applicable Governmental Agency. 0.5/bed Community Care Facilities with 16 or more beds licensed by the applicable Governmental Agency. 1.0 Community Care Homes with six or fewer total residents, including resident staff and housekeepers (to be the same EDU as a single family residence). C. Other commercial, industrial and other types of business establishments not included in 53.08 B.1 through 53.08 B.4 If the establishment is not included in 53.08 B.1 through 53.08 B.4 or if the EDUs specified in 53.08 B.1 through 53.08 B.4 are not representative of actual flow due to the number of employees or type of operation, the number of EDUs shall be determined in each case by the list of commercial strengths as defined by the State Water Resources Control Board (SWRCB) or by the General Manager and shall be based upon the estimated volume and type of wastewater discharge into the sewer. Examples of commercial, industrial and other business establishments include, but are not limited to, bottling works, supermarkets, markets, deli/markets, convenience stores, hospitals, laundries (other than self-service laundries), automobile service stations, mortuaries, day- care centers, bars and pool halls. 53.09 TRANSFER, ASSIGNMENT, OR RESALE OF SEWER CONNECTION RIGHTS EDU sewer connection rights obtained by a customer may not be sold, transferred, or assigned separately from ownership of the real property for which they were obtained, unless otherwise stated in an agreement with the District. 53.10 DEFINITIONS OF RESIDENTIAL AND MULTI-RESIDENTIAL SEWER SERVICE RATES, CHARGES AND FEES All District sewer rates, charges, and fees are subject to Board approval of rate increases to residential and multi-residential sewer services billed on or after January 1, 2014 and may apply to sewer services as early as the beginning of December 2013 and periodically thereafter through December 31, 2018. The increases shall be the amount sufficient to cover cost increases 53-7 related to operation and maintenance, but not to exceed 10% per year. Five-year Periodic Pass-through Rate Increases or Decreases from District Wholesalers - All District sewer rates, charges, and fees are subject to periodic rate changes from the District’s public agency wholesalers for a five-year period beginning January 1, 2014 through December 31, 2018. Set-up Fees for Accounts - A set-up fee (see Appendix A, Section 53 for fee) shall be charged for each account transferred to another customer. Winter Average Determination - Sewer service usage fee shall be based on the “Winter Average” water consumption, measured in units of hundred cubic feet (HCF). The winter average period is January through April. The winter average is calculated by adding the four months of water consumption for the preceding winter and dividing the resulting amount by four. This average is then reduced by a 15% usage discount, recognizing that not all water used flows into the sewer system, to determine the “Winter Average” for billing purposes see Appendix A, Section 53. Usage Fee - The usage fee rate (see Appendix A, Section 53) is multiplied by the “Winter Average” calculation for each customer (after the above noted 15% discount) and the resulting amount is added to the System Fee applicable to the size of meter. The resulting fixed fee shall be charged on a monthly basis for an entire calendar year, until a new “Winter Average” is determined for the following year. Residential Sewer System Fee - The monthly system fee is set forth in Appendix A, Section 53. A. Residential Rate Charges 1. Defined as: Sewer service for individually metered residential households. 2. The monthly sewer bill is calculated by adding the system fee plus the usage fee as described in 53.10 above. 3. The maximum “Winter Average” for individually metered residential customers is 30 units (after the 15% discount). 4. Monthly Residential Sewer Rate without Consumption History: The average residential sewer rate shall be determined by calculating the total usage fee for all 53-8 residential customers and dividing by the number of residential customers. Then the monthly average usage fee is added to the system fee and this shall be used to determine the total monthly fee to be used for residential customers with no prior winter consumption, customers using well water or other unmetered water. See Appendix A, Section 53. B. Multi-Residential Rate Charges 1. Defined as: Sewer service for master metered water service for multiple-residential households including for example; duplex, townhomes, apartments, and mobile homes. 2. The monthly sewer bill for the complex is calculated by adding a system fee based on meter size (as set forth in Appendix A, Section 53) plus the usage fee (as set forth in Appendix A, Section 53) multiplied by the winter average, for the entire complex. Note: There is no cap on consumption for the multi-residential customers. 3. Monthly Multi-Residential Sewer Rate without Consumption History: The multi-residential sewer rate shall be determined by calculating the total usage fee for all multi-residential customers and dividing by the number of multi-residential dwelling units. The usage fee per dwelling unit is multiplied by the new customer’s number of dwelling units and this shall be added to the monthly system fee, based on meter size, to determine the monthly rate. This is applicable to new complexes that do not have a prior winter consumption history. See Appendix A, Section 53. 53.11 DEFINITIONS OF COMMERCIAL AND INDUSTRIAL SEWER SERVICE RATES, CHARGES AND FEES All District sewer rates, charges, and fees are subject to Board approval of rate increases to commercial and industrial sewer services billed on or after January 1, 2014 and may apply to sewer services as early as the beginning of December 2013 and periodically thereafter through December 31, 2018. The increases shall be the amount sufficient to cover cost increases related to operation and maintenance, but not to exceed 10% per year. Five-year Periodic Pass-through Rate Increases or Decreases from District Wholesalers - All District sewer rates, charges, and fees are subject to periodic rate changes from the District’s public agency wholesalers for a five-year period beginning January 1, 2014 through December 31, 2018. 53-9 Set-up Fees for Accounts - A set-up fee (see Appendix A, Section 53 for fee) shall be charged for each account transferred to another customer. Average Annual Consumption - The Average Annual Consumption, measured in units of hundred cubic feet (HCF). The annual consumption period is January through December of the preceding year divided by the number of months of consumption. This average is reduced by a 15% usage discount which recognizes that not all water used flows into the sewer system. Usage Fee - The usage fee rate (see Appendix A, Section 53 for rate) is determined by the commercial customer’s sewer strength category in which they are assigned (low strength, medium strength or high strength). System Fee - The monthly system fee is determined by the commercial customer’s water meter size (as set forth in Appendix A, Section 53). Strength Factor - The State Water Resources Control Board (SWRCB) has grouped commercial customers into various categories and has identified Strength Factors for each of these business categories. The standard of measure for Strength Factors is the typical sewer strength of a single‐family residence (SFR). A SFR has strength factor of 1. (As set forth in Appendix A, Section 53) A. Commercial Rate Charges 1. The monthly sewer bill for commercial sewer customers is calculated by multiplying the average annual consumption, reduced by 15%, by the usage fee based on strength (as set forth in Appendix A, Section 53) plus the monthly system fee based on the customer’s water meter size. 2. For new commercial sewer customers without consumption history, staff shall make a determination of the average annual consumption to be used until a year’s consumption data can be collected. The determination shall be based on the prior owner or tenant of the sewer connection, or based on the most similar type of current business operation. If the customer does not agree with staff’s recommendation, the customer may request an adjustment, in writing, and direct it to the General Manager. B. Industrial and Other Users 1. Charges determined by the Board of Directors on a case-by-case basis. 53-10 Monthly sewer service charges shall commence upon installation of the water meter to serve the premises receiving the sewer service, upon connection to the District sewer system, upon start of occupancy of the premises to be served, or one year after the date the application for sewer service is filed. If a sewer service connection has been obtained and if sewer service will not be used until sometime after installation of the water meter, commencement of the sewer service charge may be deferred until the later date only upon prior approval of the General Manager. C. Commercial User Classifications Commercial sewer service customers are subject to periodic inspection of the premises by the District for verification of proper sewer strength classification. In addition to such periodic inspections, strength classifications will be reviewed periodically, at the discretion of the District. If warranted following a periodic inspection, periodic classification review, or a change in the nature of a customer’s business and/or use of the property, customers may be reclassified to reflect their current business operations and proper sewer strength, at the discretion of the District and consistent with the standards set forth herein and in the State Water Resources Control Board (SWRCB) listing for sewer strength. 1. Low-Strength Commercial = 1.0 Strength Factor Car wash General office and buildings Barber and beauty shops Department, retail stores and general commercial Hospitals and convalescent homes Public Laundromats and dry cleaners Professional office or office building Warehouse Bars without dining facilities Churches Schools (Elementary, junior & High Schools, Colleges) Other uses having a similar strength as determined by the District 2. Medium-Strength Commercial = 2.0 Strength Factor Hotels without dining facilities or cooking facilities Auto repair/sales shop and service station Shopping centers Other uses having a similar strength as determined by the District 53-11 3. High-Strength Commercial = 4.0 Strength Factor Bakery or bakery with deli Hotel with dining facilities Restaurants and bars with food Grocery stores with onsite butcher and/or bakery Other uses having a similar strength as determined by the District 53.12 ISSUANCE AND PAYMENT OF SEWER BILLS A. Issuance of Statements: Statements for sewer service or other charges will be mailed monthly or as soon as practical, after the applicable charges have been determined. B. Due Date: Each statement issued by the District for such charges shall be due and payable on the date of mailing or other presentation to the customer. C. Final Payment Date: All charges in each statement must be paid on or before the final payment date shown on the statement, which shall be at least 20 calendar days following the date of mailing or presentation of the statement. D. Place of Payment: Payments shall not be credited to a customer’s account until cash, check, credit card, draft, electronic funds transfer, money order or any other acceptable form of payment that will be honored by the bank has been received by the District at the District business office during regular office hours. Deposit of payment in the mail or at a location other than the District business office shall not be credited to a customer’s account until received at the business office. E. Returned Check Charges: A returned payment charge (see Appendix A, Section 34 for charge) shall be added to a customer’s account in each instance where payment has been made to the District with a check, draft, credit card or any other acceptable form of payment that has not been honored upon presentment to the bank upon which it is drawn. 53.13 DELINQUENT ACCOUNTS A. Requirement of Deposit Due to Repeated Delinquencies: If payments on a customer account have become delinquent five or more times, the General Manager, Chief Financial Officer, or any person delegated by the General Manager, shall be authorized to require the customer to make a deposit with the District, in cash or any other form satisfactory to the General Manager. The deposit amount shall be established at 53-12 the discretion of the General Manager and the Chief Financial Officer, but shall not exceed two times the highest bill during the twelve (12) months preceding the date of demand for a deposit. B. Handling of Deposit: A deposit shall not earn interest and shall only be applied to reduce or satisfy amounts due the District in the event of termination of service. A deposit does not constitute payment for service bills and the customer shall be required to comply with bill payment requirements to continue receiving service. C. Refund of Deposit: A deposit required under this Section shall be refunded to the customer as provided in Section 25.04 B. Section #Code #Fee Description Meter Size 9 9.04 A.1.District Annexation Processing Fee $776.20 9.04 B. Annexation Fees for Water Annexations into Otay Water District Boundaries Districtwide Annexation Fee 3/4" $2,021.40 1" $5,053.50 1-1/2" $10,106.99 2" $16,171.19 3" $32,342.38 4" $50,534.96 6" $101,069.93 8" $161,711.88 10" $232,460.83 9.04 C.4. Annexation Fees for Annexations to Sewer Improvement Districts per EDU $1,105.79 10 10.01 Waiver Request $50.00 23 23.04 Backflow Certification - Second Notification $10.00 - Third Notification $25.00 - Third Notification (hand delivered)$45.00 - Reconnection $50.00 - Reconnection (if test performed with technician present)$150.00 - Initial Filing Fee (New applicants for addition to the list of approved backflow prevention device testers)$25.00 - Renewal Filing Fee (to remain on list of approved backflow prevention device testers)Annually $10.00 25 25.03 A. Set-up Fees for Accounts $10.00 25 25.03 C. Monthly Fixed System Charges, MWD & CWA Charges (1)Meter Size System Charge MWD & CWA Fixed Charge Total Fixed Charge 3/4"$15.91 $15.00 $30.91 1"$22.47 $27.84 $50.31 Otay Water District Appendix A Charges (1) All Water used in December and billed in January 2017. Attachment F Section #Code #Fee Description Meter Size Charges 25 25.03 C. Monthly Fixed System Charges, MWD & CWA Charges (continued)(1)1-1/2"$38.88 $62.96 $101.84 2"$58.55 $107.08 $165.63 3"$111.04 $227.75 $338.79 4"$170.10 $364.72 $534.82 6"$334.18 $746.59 $1,080.77 8"$531.05 $1,205.65 $1,736.70 10"$760.72 $1,735.39 $2,496.11 25 25.03 E.1.(b) Domestic Residential Water Rates (1)Unit Charge (The Conservation Tier discount applies Conservation Tier 0 - 5 $2.53 toward the first five units of water when 6-10 $3.95 overall consumption is ten units or less.) 11-22 $5.13 23 or more $7.90 25 25.03 E.2.(b) Multiple Residential Water Rates - Per Dwelling Unit (1) 0-4 $3.90 5-9 $5.05 10 or more $7.80 25 25.03 E.3.(b) Business and Publicly-Owned Water Rates (1)under 10"0-185 $4.17 186-1,400 $4.23 1,401 or more $4.30 10" & larger 0-7,426 $4.17 7,427-14,616 $4.23 14,617 or more $4.30 25 25.03 E.4.(c) Irrigation and Commercial Agricultural Using Potable Water Rates (1)1" & smaller 0-54 $5.68 55-199 $5.74 200 or more $5.81 1.5" & 2"0-144 $5.68 145-355 $5.74 356 or more $5.81 3" & larger 0-550 $5.68 551-1,200 $5.74 1,201 or more $5.81 (1) All Water used in December and billed in January 2017. Section #Code #Fee Description Meter Size Charges 25 25.03 E.5.(c)Recycled Water (1)3/4" - 1" 0-32 $4.85 (Landscape Irrigation and Certain 33-75 $4.92 Non-Irrigation Purposes Rates)76 or more $4.99 1.5" & 2"0-130 $4.85 131-325 $4.92 326 or more $4.99 3" & 4"0-440 $4.85 441-1,050 $4.92 1,051 or more $4.99 6" & larger 0-4,000 $4.85 4,001-10,000 $4.92 10,001 or more $4.99 25 25.03 E.6.(c)Recycled Commercial (1)under 10"0-173 $3.53 174-831 $3.60 832 or more $3.65 10" & larger 0-7,426 $3.53 7,427-14,616 $3.60 14,617 or more $3.65 25 25.03 E.7.(b) Potable Temporary and Construction Water Service Rates (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2"0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 E.8.(b) Recycled Temporary and Construction Water Service Rates (1)3/4" - 1" 0-32 $9.70 33-75 $9.84 76 or more $9.98 (1) All Water used in December and billed in January 2017. Section #Code #Fee Description Meter Size Charges 25 25.03 E.8.(b) Recycled Temporary and Construction Water Service Rates (continued) (1)1.5" & 2"0-130 $9.70 131-325 $9.84 326 or more $9.98 3" & 4"0-440 $9.70 441-1,050 $9.84 1,051 or more $9.98 6" & larger 0-4,000 $9.70 4,001-10,000 $9.84 10,001 or more $9.98 25 25.03 E.10.(b) Tank Trucks Water Rates (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2"0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 E.11.(c) Application Fee for Water Service Outside District Boundaries $500.00 25 25.03 E.11.(d) Water Rate for Service Outside District Boundaries (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2"0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 E.12.(b) Application Fee for Water Service Outside an Improvement District $275.00 (1) All Water used in December and billed in January 2017. Section #Code #Fee Description Meter Size Charges 25 25.03 E.12.(c) Water Rate for Service Outside Improvement District (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2"0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 E.13.(c) Fire Service Monthly Charge 3" or less $20.77 more than 4"$27.98 25 25.03 E.14.(b) Additional Water Service for Property Not Subject to District Taxes per unit $0.41 25 25.03 E.15.(b) Interim Service Water Rate in Improvement District 7 (1)1" & smaller 0-54 $11.36 55-199 $11.48 200 or more $11.62 1.5" & 2"0-144 $11.36 145-355 $11.48 356 or more $11.62 3" & larger 0-550 $11.36 551-1,200 $11.48 1,201 or more $11.62 25 25.03 F.Energy Charges for Pumping Water (1) Per 100 ft of lift over 450 ft per unit $0.044 25 25.04 A.Deposits for Non-Property Owners 3/4"$75.00 1"$150.00 1-1/2"$200.00 (1) All Water used in December and billed in January 2017. Section #Code #Fee Description Meter Size Charges 25 25.04 A. Deposits for Non-Property Owner (continued)2"$360.00 3"$800.00 4"$1,350.00 6"$3,300.00 8"$4,400.00 10"$5,500.00 28 28.01 B.1.Capacity Fees and Zone Charge Districtwide Capacity Fee - All IDs excluding Triad 3/4" $7,359.21 1" $18,398.03 1-1/2" $36,796.05 2" $58,873.68 3" $117,747.36 4" $183,980.25 6" $367,960.50 8" $588,736.80 10" $846,309.15 - TRIAD 3/4" $5,520.88 1" $13,802.20 1 -1/2" $27,604.40 2" $44,167.03 3" $88,334.07 4" $138,021.98 6" $276,043.97 8" $441,670.35 10" $634,901.12 28 28.01 B.2.New Water Supply Fee - All IDs including Triad 3/4" $798.84 1" $1,997.10 1-1/2" $3,994.20 2" $6,390.72 3" $12,781.44 4" $19,971.00 6" $39,942.00 8" $63,907.20 10" $91,866.60 Section #Code #Fee Description Meter Size Charges 28 28.02 Installation and Water Meter Charges Meter Size Meter Cost Installation Total Meter Box/Vault (if Needed) - Potable (Non-Irrigation)3/4" x 7.5"$226.96 $107.70 $334.66 $91.43 3/4" x 9"$241.65 $107.70 $349.35 $91.43 1"$292.87 $107.70 $400.57 $91.43 1.5"$476.03 $107.70 $583.73 $207.28 2"$682.10 $107.70 $789.80 $207.28 3"$2,125.70 $648.46 $2,774.16 $3,697.56 4"$3,692.00 $648.46 $4,340.46 $3,697.56 6"$6,377.10 $1,024.29 $7,401.39 $3,697.56 8"$7,967.71 $1,570.66 $9,538.37 $5,304.41 10"$11,459.05 $1,570.66 $13,029.71 $5,304.41 - Potable/Recycled Irrigation 3/4" x 7.5"$226.96 $107.70 $334.66 $233.02 3/4" x 9"$241.65 $107.70 $349.35 $233.02 1"$292.87 $107.70 $400.57 $233.02 1.5"$476.03 $107.70 $583.73 $233.02 2"$682.10 $107.70 $789.80 $233.02 3"$1,471.20 $648.46 $2,119.66 $3,697.56 4"$2,864.20 $648.46 $3,512.66 $3,697.56 6"$5,156.49 $1,024.29 $6,180.78 $3,697.56 8"$6,869.37 $1,570.66 $8,440.03 $5,304.41 10"$9,748.16 $1,570.66 $11,318.82 $5,304.41 - Combined Fire and Domestic 4"$8,783.61 $648.46 $9,432.07 $3,697.56 6"$11,690.22 $1,024.29 $12,714.51 $3,697.56 8"$16,996.73 $1,570.66 $18,567.39 $5,304.41 10"$23,194.92 $1,570.66 $24,765.58 $5,304.41 31 31.03 A.1. Requirement of Deposit for Temporary Meters 3/4"$156.85 1"$184.78 1-1/2"$379.62 2"$2,046.00 4"$1,986.00 6"$2,465.00 Section #Code #Fee Description Meter Size Charges 31 31.03 A.1. Requirement of Deposit for Temporary Meters (continued) - Construction Trailer Temporary Meter 2"$2,046.00 - Tank Truck Temporary Meter (Ordinance No. 372)2"$850.00 31 31.03 A.4.Temporary Meter Install & Removal 3/4" - 4" (on hydrant)$150.00 4" - 6"$806.00 8" - 10"Actual Cost 31 31.03 A.5. Temporary Meter Move Fee (includes backflow certification)3/4" - 4"(on hydrant)$150.00 4" - 6" $806.00 8" - 10"Actual Cost 33 33.07 A. Customer Request for Meter Test (Deposit)5/8", 3/4" & 1"$25.00 1-1/2" & 2 "$50.00 3" & Larger $125.00 34 34.01 D.2. Returned Check Charges $25.00 34 34.02 B.Late Payment Charge 5% of Delinquent Balance 34 34.02 G.1.(d)Delinquency Tag $15.00 34 34.02 G.3.Meter "Turn-On" Charge $50.00 53 53.03 A.1.Sewer Capacity Fee per EDU for parcels within a Sewer ID $3,246.39 53 53.03 A.2.Sewer Capacity Fee per EDU for parcels not within a Sewer ID $5,554.39 53 53.03 B.1.Sewer Connection Fee - Russell Square $7,500.00 53 53.03 B.2.Monthly Sewer Service Charge - Russell Square $200.00 53 53.10 & 11 Set-up Fees for Accounts $10.00 53 53.10 Residential Sewer Usage Fee (2) Rate multiplied by winter average units $2.58 (2) Sewer billed beginning January 1, 2017. Section #Code #Fee Description Meter Size Charges 53 53.10 Residential Sewer System Fee (2)5/8", 3/4" & larger $15.89 53 53.10 A. Residential Sewer Without Consumption History (2)5/8", 3/4" & larger $40.01 53 53.10 B. Multi-Residential Usage Fee - Sewer Without Consumption History (2) $24.12 53 53.10 B.2.Multi-Residential Usage Fee - Sewer (2) Rate multiplied by winter average units $2.58 53 53.10 B. 2.Multi-Residential System Fee - Sewer (2).75"$28.37 1"$41.80 1.5"$75.27 2"$115.46 3"$209.24 4"$343.23 6"$678.18 8" $1,080.14 10"$1,549.07 53 53.11 Commercial and Institutional Sewer Strength Factors Low Strength 1 Medium Strength 2 High Strength 4 53 53.11 Monthly Usage Fee for Commercial and Institutional Sewer (2) Rate multiplied by Low Strength $2.58 annual avg.Medium Strength $3.70 units High Strength $5.90 53 53.11 Monthly System Fee for Commercial and Institutional Sewer (2).75"$28.37 1"$41.80 1.5"$75.27 2"$115.46 3"$209.24 (2) Sewer billed beginning January 1, 2017. Section #Code #Fee Description Meter Size Charges 53 53.11 Monthly System Fee for Commercial and Institutional Sewer (2) (continued)4"$343.23 6"$678.18 8" $1,080.14 10"$1,549.07 60 60.03 Issuance of Availability Letters for Water and/or Sewer Service $75.00 72 72.04 A.1. Locking or Removing Damaged or Tampered Meters - To Pull and Reset Meter 3/4" - 2"$200.00 - Broken Curbstop or Tabs 3/4" - 1"Actual Cost - If Customer uses Jumper 3/4" - 1"Actual Cost - Broken Lock/Locking Device 3/4" - 1"$68.00 - Broken Curbstop or Tabs 1.5" - 2"Actual Cost - To Pull and Reset Meter 3"Actual Cost - To Pull and Reset Meter 4"Actual Cost - To Pull and Reset Meter 6"Actual Cost - To Pull and Reset Meter 8"Actual Cost - To Pull and Reset Meter 10"Actual Cost 72 72.05 D. A.Type I Fine - First Violation $100.00 - Second Violations $200.00 - Third or each additional violation of that same ordinance or requirement within a twelve-month period $500.00 Type II Fine $5,000.00 Type III Fine $500.00 Type IV Fine $500.00 Will not exceed per each day the violation is identified or continues. Fine up to amount specified per each day the violation is identified or continues. Fine up to amount specified per each day the violation is identified or continues. Section #Code #Fee Description Meter Size Charges State Water Code #71630 & Annual Board Resolution #4142 Water Availability/Standby Annual Special Assessment Charge $10.00 $10.00 $30.00 $3.00 $3.00 State Water Code #71630 & Annual Board Resolution #4142 Sewer Availability/Standby Annual Special Assessment Charge $10.00 $30.00 Annual Board Resolution General Obligation Bond Annual Tax Assessment $0.005 Policies 5 Copies of Identifiable Public Records $0.10/page Cassette Tape Duplication $2.00/tape Yearly Subscription Service for Agendas and Ratified Minutes Yearly Subscription Service for Board Packet and Ratified Minutes Less than one-acre all I.D.s & Outside an I.D. Per acre in I.D. 1, 5, & Outside an I.D. Per acre in I.D. 2,3,7,9,10,19,20,22,25, & 27 Less than one-acre Outside I.D. and greater than one mile from District facilities. Per acre for outside I.D. & greater than one mile from District facilities. Less than one acre I.D. 4, 14, & 18 Per acre I.D. 4, 14, & 18 Per $1000 of assessed value for I.D. 27 $20.00/year or $0.50/meeting $100.00/year for first copy and $200.00/year for each copy thereafter FINAL REPORT Otay Water District Capacity, New Water Supply, and Annexation Fees for Water and Sewer May 2017 hdrinc.com 500 108th Ave NE, Suite 1200, Bellevue, WA 98004 T 425-450-6200 May 9, 2017 Mr. Kevin Koeppen Controller and Budgetary Services Finance Manager Otay Water District 2554 Sweetwater Springs Blvd. Spring Valley, California 91978-2004 Subject: Final Report Updated Capacity Fees, New Water Supply, and Annexation Fees for Water and Sewer Dear Mr. Koeppen: HDR was retained by the Otay Water District (District) to develop cost-based capacity, new supply and annexation fees for the water and sewer utilities. Enclosed please find HDR’s final report for this analysis. The conclusions and recommendations contained within this report should enable the District to implement cost-based water and sewer, capacity and annexation fees that meet the District’s financial goals and objectives. The District has historically established cost-based fees and this report is a continuation of those past practices. This report has been prepared using “generally accepted” financial, rate setting, and engineering principles. The District’s financial, budgeting and engineering data were the primary sources for much of the data contained in this report. This report was developed with significant participation and input by District management and staff. HDR appreciates the assistance provided by the District’s management team and staff in the development of this report. We also appreciate the opportunity to assist the District in this matter. Very truly yours, HDR Engineering, Inc. Tom Gould Vice President HDR’s Business Leader for Finance and Rates Table of Contents i Otay Water District – Capacity and Annexation Fee Updates Executive Summary Introduction ............................................................................................................... 1 Summary and Conclusions ......................................................................................... 1 Summary .................................................................................................................. 3 1 Introduction 1.1 Introduction ............................................................................................................... 4 1.2 Organization of Report............................................................................................... 4 1.3 Disclaimer ................................................................................................................. 4 2 Overview of Capacity, New Supply and Annexation Fees 2.1 Introduction ............................................................................................................... 5 2.2 Defining Capacity and Annexation Fees ..................................................................... 5 2.3 Economic Theory and Capacity, New Water Supply and Annexation Fees .................. 6 2.4 Capacity, New Water Supply and Annexation Fee Criteria ......................................... 6 2.5 Overview of the Capacity and New Water Supply Fee Methodology .......................... 8 2.6 Summary ................................................................................................................ 11 3 Legal Considerations in Establishing Capacity and New Supply Fees for the District 3.1 Introduction ............................................................................................................. 12 3.2 Requirements under California Law ......................................................................... 12 3.3 Proposition 218 and 26 and Capacity, New Water Supply, and Annexation Fees...... 14 3.4 Summary ................................................................................................................ 15 4 Determination of the District’s Capacity and New Water Supply Fees 4.1 Introduction ............................................................................................................. 16 4.2 Overview of the District’s Water and Sewer System................................................. 16 4.3 Current Water and Sewer Capacity Fees .................................................................. 17 4.4 Calculation of the District’s Capacity and New Water Supply Fees .......................... 18 4.4.1 System Planning Criteria ............................................................................... 18 4.4.2 Equivalent Meter Units ................................................................................ 19 4.4.3 Calculation of the Capacity Fee for the Major System Components .............. 20 4.5 Allowable Capacity and New Water Supply Fees ...................................................... 22 4.6 Key Information ....................................................................................................... 26 4.7 Implementation of the Capacity, New Water Supply and Annexation Fees .............. 26 4.8 Consultant Recommendations ................................................................................. 27 4.9 Summary ................................................................................................................. 27 Table of Contents Table of Contents ii Otay Water District – Capacity and Annexation Fee Updates 5 Determination of the District’s Water and Sewer Annexation Fees 5.1 Introduction ............................................................................................................. 28 5.3 Current Water and Sewer Annexation Fees ............................................................. 28 5.3 Calculation of the District’s Water and Sewer Annexation Fees ............................... 29 5.4 Key Information ....................................................................................................... 30 5.5 Implementation of the Annexation Fees .................................................................. 31 5.6 Consultant Recommendations ................................................................................. 31 5.7 Summary ................................................................................................................. 31 Technical Appendices Water Exhibits Exhibit W-1 Development of Capacity Fee – Buy In Exhibit W-2 Development of Pipe Replacement Cost Exhibit W-3A Development of Construction Work in Progress Exhibit W-3B Development of Water Debt Exhibit W-3C Development of Past Interest Payments Exhibit W-4 Summary of Reserve Funds Exhibit W-5 Development of Equivalent Dwelling Units Exhibit W-6 Development of Capacity Fee - Future Exhibit W-7 Current and Proposed Capacity Fee Sewer Exhibits Exhibit S-1 Development of Capacity Fee – Buy In Exhibit S-2 Development of Pipe Replacement Cost Exhibit S-3A Development of Construction Work in Progress Exhibit S-3B Development of Sewer Debt Exhibit S-3C Development of Past Interest Payments Exhibit S-4 Summary of Reserve Funds Exhibit S-5 Development of Equivalent Dwelling Units Exhibit S-6 Development of Capacity Fee - Future Exhibit S-7 Current and Proposed Capacity Fee Exhibit S-7A Discounted Sewer Capacity Fee for Inside ID Area Customers Annexation Exhibits Exhibit A-1 Summary of Annexation Fee Calculation Exhibit A-2 Summary of Water and Sewer EDUs Exhibit A-3 Summary of Tax Collections and Availability Charges Executive Summary 1 Otay Water District – Capacity and Annexation Fees Updates Introduction HDR was retained by Otay Water District (District) to review and update the capacity and annexation fees for the water and sewer utilities. The purpose of capacity fees is to recover the costs of public facilities in existence at the time the fee is imposed and for new public facilities to be acquired or constructed in the future that are of proportional benefit to the person or property being charged. These fees are charged to new customers connecting to the system, or the incremental increase for existing customers increasing their demands compared to value of their existing (pre-expansion) capacity. The District’s current capacity fees were last formally updated in 2014. By establishing cost- based capacity fees, the District is being proactive and taking an important step in providing adequate infrastructure to meet growth-related needs, and more importantly, providing this required infrastructure to new customers in a cost-based, fair and equitable manner. The District currently has capacity, new water supply, and annexation fees for water and capacity, and annexation fees for sewer. As noted above, the fees were analyzed and formally updated in 2014. Since 2014, the annexation fees, new water supply and capacity fees have been updated quarterly based on the Engineering News Record Construction Cost Index (ENR- CCI) for Los Angeles. The capacity fees were recently updated as of March 2017 ENR-CCI and the fees are effective April 1, 2017. Summary and Conclusions The capacity fees are based on the existing infrastructure and future capital improvements needed to serve growth divided by the number of equivalent dwelling units (EDUs) that will be served by the new capacity. For the capacity fees, the District has previously used the “combined methodology” for calculating the fees. This methodology is in conformance with generally accepted rate making practices and is based on the District’s water and sewer system planning and design criteria. The calculations also take into account the financing mechanisms of capital improvements. Based on the sum of the existing and future component costs, the net allowable utility capacity fee is determined. “Net” refers to the “gross” new development capacity fee, net of any debt service credits. “Allowable” refers to the concept that the calculated capacity fees are the District’s maximum cost-based charge. The District, as a matter of policy, may charge any amount up to the cost-based capacity fee, but not over that amount. Charging an amount greater than the allowable capacity fee would not meet the nexus test of the capacity fee being reasonably related to the impact placed upon the system by the new connecting customer. Capacity fees must be assessed or administered according to the capacity requirement or impact each new development places upon the utility system. This way, the capacity fee is Executive Summary Executive Summary 2 Otay Water District – Capacity and Annexation Fees Updates related to the impact the customer places on the system, and to the benefit the customer derives from the service provided. The existing and maximum allowable capacity and new water supply fee for the water utility system, as calculated within this report, for a new single-family residential 3/4” meter connection is presented in Table ES-1. The maximum allowable fee has been adjusted to reflect the recent ENR adjustment made in March 2017. Further detail of the derivation of this fee can be found in Section 4 of this report. Table ES – 1 Existing and Maximum Allowable Water Capacity and New Water Supply Fee (3/4” Meter) Fee Description Existing Fee Maximum Allowable Water Capacity Fee $8,590.34 $7,359.21 New Water Supply Fee 1,064.11 798.84 Total Fee $9,654.45 $8,158.05 It should be noted that larger sized meters (i.e., requiring greater capacity) pay a greater dollar amount, based on industry established (American Water Works Association – AWWA) meter equivalency factors. The capacity fees for all meter sizes for the District’s capacity fee schedule are presented in Section 4 of this report. The existing and proposed sewer capacity fee, as calculated within this study, is based on an Equivalent Dwelling Unit (EDU) basis. For the sewer utility, an EDU is calculated to reflect the capacity of a single-family home to provide sewer service, rather than meter size which may not reflect the sewer demands placed on the system. In this way, the number of EDU’s better reflects the capacity impacts the customer has placed upon the sewer system. Provided below in Table ES-2 is a summary of the current and proposed sewer capacity fee per EDU. Table ES – 2 Existing and Maximum Allowable Sewer Capacity Fee ($/EDU) Fee Description Existing Fee Maximum Allowable Sewer Capacity Fee $6,886.04 $5,554.39 The sewer capacity fee, charged based on various numbers of EDUs, is presented in Section 4 of this report. The annexation fee is charged to new customers annexing into the District boundaries. The annexation fee reimburses existing customers for past contributions so that all customers have Executive Summary 3 Otay Water District – Capacity and Annexation Fees Updates contributed equally to the District’s water and sewer system. The calculation of the District’s annexation fees is based on the original value of 1% General Tax and availability charges received to date, escalated to present day values based on the Consumer Price Index, from San Diego, from 1959 to present (through 2016). The existing and proposed annexation fees are shown below in Table ES-3. Table ES – 3 Existing and Maximum Allowable Annexation Fee Fee Description Existing Fee Maximum Allowable Water Annexation Fee (3/4” Meter) $1,911.95 $2,021.40 Sewer Annexation Fee $1,095.31 $1,105.79 Summary The capacity and annexation fees developed and presented in this report are based on the planning and engineering design criteria of the District’s water and sewer systems, the value of the existing assets, past financing of the system and “generally accepted” ratemaking principles. Adoption of the proposed water capacity, new water supply, and annexation fees and the sewer capacity, and annexation fees will provide multiple benefits to the District and will continue the District’s practice of establishing equitable and cost-based fees for new customers connecting to or requiring additional/expanded capacity in the District’s utility systems. Introduction 4 Otay Water District – Capacity and Annexation Fees Update “By establishing cost-based capacity fees the District maintains an approach of having “growth pay for growth” and existing utility customers should, for the most part, be sheltered from the financial impacts of growth.” 1.1 Introduction HDR Engineering, Inc. (HDR) was retained by the Otay Water District (District) to review and update the District’s capacity, new water supply fee, and annexation fee for the water utility and the capacity, and annexation fee for the sewer utility. The objective of this study is to calculate cost-based capacity fees for new customers connecting to water or sewer system, or for those existing customers requiring additional capacity in the District’s water and sewer systems. These fees provide the means of balancing the cost requirements for utility infrastructure between existing customers and new customers. The portion of existing infrastructure and future capital improvements that will provide service (i.e., capacity) to new customers is included in the calculation of the capacity fees. In contrast to this, the District has future capital improvement projects that are related to renewal and replacement of existing infrastructure in service. These infrastructure costs are included within the rates of the water and sewer service fees charged to the District’s customers, and are not included within the calculation of the proposed capacity fees. By establishing cost-based capacity fees the District maintains an approach of having “growth pay for growth” and existing utility customers should, for the most part, be sheltered from the financial impacts of growth. 1.2 Organization of Report This report documents the methodology, approach and technical analysis undertaken by HDR and the District to develop the District’s capacity, new water supply, and annexation fees for water and sewer. The report is divided into five sections. Section 1 provides a brief introduction and overview of the study. Given this brief introduction, Section 2 provides an overview of the development of capacity fees and the criteria and general methodology that should be used to calculate and establish cost-based fees. Next, Section 3 provides a general overview of the requirements under California law for determining capacity fees. Section 4 reviews the District specific calculations of the cost-based water and sewer capacity fees and the new water supply fee. Finally, Section 5 provides a summary of the water and sewer annexation fees. 1.3 Disclaimer HDR, in its calculation of the capacity, new water supply, and annexation fees for water and sewer presented in this report, has used “generally accepted” engineering and ratemaking principles. This should not be construed as a legal opinion with respect to California law. HDR recommends that the District have its legal counsel review the new water supply, capacity and annexation fees for water and sewer as set forth in this report to ensure compliance with California law. Introduction Overview of the Capacity Fees 5 Otay Water District – Capacity and Annexation Fee Updates 2.1 Introduction An important starting point in establishing capacity, new water supply, and annexation fees is to have a basic understanding of the purpose of these fees, along with the criteria and general methodology that is used to establish cost-based fees. Presented in this section of the report is an overview of these fees and the general criteria and methodologies that are used to develop cost-based capacity, new water supply, and annexation fees. 2.2 Defining Capacity, New Water Supply, and Annexation Fees The first step in establishing cost-based capacity, new water supply and annexation fees is to gain a better understanding of the definition of a system development charge (SDC) (i.e., a capacity fee). For the purposes of this report, an SDC (capacity fee) is defined as follows: “System development charges (capacity fees) are one-time charges paid by new development to finance construction of public facilities needed to serve them.”1 Simply stated, capacity fees are a contribution of capital to either reimburse existing customers for the available capacity in the existing system, or help finance planned future growth-related capacity improvements. At some utilities, capacity fees may be referred to as system development charges, impact fees, connection charges, plant/infrastructure investment fees, etc. Regardless of the label used to identify them, their objective is the same. That is, these charges are intended to provide funds to the utility to finance all or a part of the existing or new capital improvements needed to serve and accommodate new customer growth. Absent those fees, many utilities would likely be unwilling to build growth-related facilities (i.e., burden existing rate payers with the entire cost of growth-related capacity expansion). In the specific case of the District, annexation fees are a separate fee applied to new outside- District connections to account for the contributions existing District customers have made to the system through payment of general taxes and availability fees over the years. New outside District customers pay a one-time fee based on past general taxes, availability fees and past debt payments (for sewer) that bring the new outside-District customer connecting to the District’s system to an equal financial footing with existing customers of sharing the cost of developing the utility systems to provide services. 1 Arthur C. Nelson, System Development Charges for Water, Wastewater, and Stormwater Facilities, Lewis Publishers, New York, 1995, p. 1, Overview of Capacity, New Water Supply and Annexation Fees Overview of the Capacity Fees 6 Otay Water District – Capacity and Annexation Fee Updates “System planning criteria provides the “rational nexus” between the amount of infrastructure necessary to provide service and the charge to the customer.” 2.3 Economic Theory and Capacity, New Water Supply and Annexation Fees Capacity, new water supply, and annexation fees are generally imposed as a condition of service. The objective of a capacity fee is not merely to generate money for a utility, but to ensure that all customers seeking to connect to or requiring additional capacity in the utility’s system bear an equitable share of the cost of capacity that is invested in both the existing system and any future growth-related expansions. Through the implementation of fair and equitable capacity fees, existing customers should not be unduly burdened with the cost of new development. By establishing cost-based fees, the District will be taking an important step in providing adequate infrastructure to meet growth-related needs, and more importantly, providing this required infrastructure to new customers in a cost-based, fair and equitable manner. 2.4 Capacity, New Water Supply and Annexation Fee Criteria In the determination and establishment of the capacity fees, a number of different criteria are often utilized. The criteria often used by utilities to determine these fees are as follows: x Customer understanding x System planning criteria x Financing criteria, and x State/local laws Annexation fees differ from capacity and new water supply fees in that annexation fees are based solely on fees and taxes previously paid by other customers. In that sense, system planning criteria does not apply to annexation fees. Capacity and new water supply fees are based on capacity needs of new customers, capacity available in the system, and the cost to provide a unit of capacity. With these differences in mind, a majority of the discussion below relates primarily to capacity and new water supply fees. The criteria “customer understanding” implies that the fee should be easy to understand. This criterion has implications on the ways in which the fees are implemented and assessed to the customer. For water systems, the fee is generally based on meter size or specific customer usage (demands). The other implication of this criterion is that the methodology is clear and concise in its calculation of the amount of infrastructure necessary to provide service. The use of system planning criteria is one of the more important aspects in the determination of the new water supply and capacity fees. System planning criteria provides the “rational nexus” between the amount of infrastructure necessary to provide service and the assessment of the fees (charge) to the customer. The rational nexus test requires that there be a connection (nexus) established between the burden of new development on the existing or new or expanded facilities required to accommodate new or expanded development, and Overview of the Capacity Fees 7 Otay Water District – Capacity and Annexation Fee Updates the appropriate apportionment of the cost to the new or expanded development in relation to benefits reasonably received. To comply with the rational nexus test the calculated fees require the following: 1. “A connection be established between new development and the new or expanded facilities required to accommodate such development. This establishes the rational basis of public policy. 2. Identification of the cost of these new or expanded facilities needed to accommodate new development. This establishes the burden to the public of providing new facilities to new development and the rational basis on which to hold new development accountable for such costs. This may be determined using the so-called Banberry factors. [Banberry Development Company v. South Jordan City (631 P.2d 899, Utah 1981)]. 3. Appropriate apportionment of that cost to new development in relation to benefits it reasonably receives. This establishes the nexus between the fees being paid to finance new facilities that accommodate new development and benefit new development receives from such new facilities.”2 The first bullet of the rational nexus test requires the establishment of a rational basis of public policy. This implies the planning and capital improvement studies that are used to establish the need for new facilities to accommodate growth. Adopted master plans or facility plans should firmly meet this first test since these plans assess existing facilities and capacity, project future capacity requirements, and determine the future capital infrastructure and new facilities needed to accommodate growth. The second portion of the rational nexus test discusses the Banberry Factors. In summary, “consideration must be given to seven factors to determine the proportionate share of costs to be borne by new development: 1. The cost of existing facilities 2. The means by which existing facilities have been financed 3. The extent to which new development has already contributed to the cost of providing existing excess capacity 4. The extent to which existing development will, in the future, contribute to the cost of providing existing facilities used community wide or non-occupants of new development 5. The extent to which new development should receive credit for providing at its cost facilities the community has provided in the past without charge to other development in the service area. 6. Extraordinary costs incurred in serving new development 7. The time-price differential inherent in fair comparisons of amount of money paid at different times.”3 2Ibid, p. 16 and 17. 3Ibid, P. 18 and 19. Overview of the Capacity Fees 8 Otay Water District – Capacity and Annexation Fee Updates “One of the driving forces behind establishing cost- based capacity fees is that “growth pays for growth.” The final portion of the rational nexus test is the reasonable apportionment of the cost to new development in relation to benefits it reasonably receives. This is accomplished in the methodology to establish the capacity and new water supply fees, which is discussed in more detail within this section. One of the driving forces behind establishing cost-based capacity fees is that “growth pays for growth.” Therefore, these fees are typically established as a means of having new customers and those requiring additional capacity in the utility system pay an equitable share of the cost of their required infrastructure. The financing criteria for establishing the fees relates to the method used to finance infrastructure on the system and assures that customers are not paying twice for infrastructure – once through the development fees and again through water or sewer service fees. The double payment can come in through the imposition of growth- related infrastructure debt service within a customer’s rates. The financing criteria also reviews the basis under which main line extensions were provided and assures that the customer is not charged for infrastructure that was provided (contributed) by developers. Many states and local communities have enacted laws which govern the calculation and imposition of these types of development fees. These laws must be followed in the development of these types of fees. Most statutes require a “reasonable relationship” between the fee charged and the cost associated with providing service capacity to the customer. (California legal requirements are described in Section 3 of this report.) The fees do not need to be mathematically exact, but must bear a reasonable relationship to the cost burden imposed and benefits received. As discussed above, the utilization of the planning and financing criteria and the actual costs of construction and the planned costs of construction provide the nexus for the reasonable relationship requirement. 2.5 Overview of the Capacity and New Water Supply Fee Methodology There are “generally-accepted” methodologies that are used to establish capacity and new water supply fees. Nelson describes eight different methodologies that may be used to establish capacity and new water supply fees. “They include: 1. Market capacity method 2. Prototypical system method 3. Growth-related cost allocation method 4. Recoupment value method, also known as the buy-in method 5. Replacement cost method 6. Marginal cost method 7. Average cost method 8. System-wide and growth-related cost-attribution method”4 4Ibid., P. 71. Overview of the Capacity Fees 9 Otay Water District – Capacity and Annexation Fee Updates As Nelson notes, each of these methods may have certain advantages and disadvantages and should be applied in a manner that reflects the specific circumstances and conditions of the utility. As an example, a utility which has significant capacity in its existing system and can accommodate future growth would likely use the recoupment (buy-in) method. In contrast to this, a utility with no existing capacity which requires expansion of capacity to accommodate growth could potentially use the growth-related cost allocation method or the marginal cost method. For utilities that have some existing capacity available to serve a portion of new development, but must build additional capacity to serve all future development, the system- wide and growth-related attribution method may be appropriate. In the case of the District, this is essentially the circumstance for water and sewer, in which there is available capacity, but also the need for future expansion to accommodate new customers. Regardless of the overall methodology selected, a common denominator of the technical analyses is the various steps undertaken. These steps are as follows: x Determination of system planning criteria x Determination of equivalent dwelling unit equivalents (EDUs) x Calculation of existing system costs x Determination of any credits The first step in establishing capacity fees is the determination of the system planning criteria. This implies calculating the amount of water or sewer capacity required by a single-family residential customer. For water systems, water demand per equivalent meter is most often used, since this represents the basis for system design, and subsequent customer demands that are placed on the system. The number of existing customers is expressed in equivalent meter units. The American Water Works Association (AWWA) has a standardized method for determining meter equivalency for larger meter sizes5. These equivalency factors are based on the maximum safe operating capacity of the meters. The gallons per minute (GPM) rate at 80% of maximum flow was updated by the District on 9/21/12, Ordinance No. 534, Section 27. Provided below in Table 2-1 is a summary of the meter equivalency factors used to establish the District’s proposed water capacity fees. 5 AWWA M-1 Manual, 6th Edition, p. 326 Overview of the Capacity Fees 10 Otay Water District – Capacity and Annexation Fee Updates [1] GPM rate at 80% of maximum flow updated 9/21/12 Ordinance No. 534, Section 27. [2] Demand factor Ordinance No. 534, Section 28. For example, a 3/4-inch meter has a demand factor of one (1) and a 2-inch meter has a demand factor of 8, therefore a 2-inch meter has 8 times the demand capacity of a 3/4-inch meter. . These demand factors, for each meter size, are then used to develop the proposed water capacity fee for customers based on the meter size which reflects the demands they place on the system when compared to a typical single family customer. The District’s current capacity fees are based on these same demand or meter equivalency factors. For the sewer system, the amount of flow for one dwelling unit is determined and used to assess the number of equivalent dwelling units, or EDUs. The number of dwelling unit equivalents or equivalent meters can be determined based on the assumed or estimated single family requirements. Once again, this approach provides the needed linkage between the amounts of infrastructure necessary to provide service to a set number of customers. Once the number of equivalent meters, or capacity components for the system are determined, a component by component analysis is undertaken to determine the portion of the capacity fee attributable to each component in dollars per equivalent meter. In this process, the existing assets must be valued. Existing assets may be valued in a number of different ways. These methods may include the following: 9 Original Cost (OC) 9 Original Cost Less Depreciation (OCLD) 9 Replacement Cost New (RCN) 9 Replacement Cost New Less Depreciation (RCNLD) Table 2 – 1 Meter Equivalency Factors Meter Size Maximum Rate in U.S. Gallons per Minute (gpm) [1] Demand Factor/Meter Equivalency [2] 5/8” 24 1.0 3/4” 24 1.0 1” 40 2.5 1- 1/2” 80 5.0 2” 128 8.0 3” 400 16.0 4” 800 25.0 6“ 1,600 50.0 8” 2,720 80.0 10” 4,000 115.0 Overview of the Capacity Fees 11 Otay Water District – Capacity and Annexation Fee Updates Given these four different methods for valuing the assets, the selection of the valuation method certainly arises. The American Water Works Association M-1 manual notes the following concerning these various generally accepted valuation methods: “Using the OC and OCLD valuations, the [capacity fee] reflects the original investment in the existing capacity. The new customer “buys in” to the capacity at the OC or the net book value cost (OCLD) for the facilities and as a result pays an amount similar to what the existing customers paid for the capacity (OC) or the remaining value of the original investment (OCLD). Using the RCN and the RCNLD valuations, the [capacity fee] reasonably reflects the cost of providing new expansion capacity to customers as if the capacity was added at the time the new customers connected to the water system. It may be also thought of as a valuation method to fairly compensate the existing customers for the carrying costs of the excess capacity built into the system in advance of when the new customers connect to the system. This is because, up to the point of the new customer connecting to the system, the existing customers have been financially responsible for the carrying costs of that excess capacity that is available to development.”6 As a point of reference for this study, the District’s capacity fee analysis will use a RCNLD methodology for all assets and the District references this as “reproduction” not “replacement” cost in the study. The District’s existing assets are escalated to current dollars using a cost index (e.g. the Engineering New Record, Construction Cost Index; ENR-CCI) and then depreciated using a simple straight-line method based on the useful life of each historical asset, respectively. The pipes are valued at “replacement” cost based on current inventory of the system at the current time and a current dollar per lineal foot. This value is also depreciated and is referred to as “replacement” cost. After the existing infrastructure is analyzed then the future expansion projects are added to the total cost component. This total existing and future cost is divided by the total existing and future equivalent meters to determine the “gross capacity fee”. The last step in the calculation of the capacity fee is the determination of any credits. This is generally a calculation to assure that customers are not paying twice о once through capacity fees and again within the local water and sewer rates. 2.6 Summary This section of the report has provided an overview of capacity, new water supply, and annexation fees; the basis for establishing cost-based fees, considerations in establishing the fees, the burden development places on the system and the steps typically taken in the development of the technical analyses. In the development of the District’s capacity, new water supply, and annexation fee study, the issues identified in this section of the report have been addressed and will be discussed in more detail in later sections of the report. The next section of the report provides a brief overview of the legal considerations in establishing capacity, new water supply, and annexation fees as they relate to California law. 6 Ibid., p. 268 Legal Considerations in Establishing Fees for the District 12 Otay Water District – Capacity and Annexation Fee updates “The laws for the enactment of new development capacity fees in California are found in California Government Code sections 66013, 66016, and 66022 within the ‘Mitigation Fee Act.’ 3.1 Introduction An important consideration in developing capacity, new water supply, and annexation fees is any legal requirements at the state or local level. The legal requirements often establish the methodology around which the capacity, new water supply, and annexation fees must be calculated or how the funds must be used. Given that, it is important for the District to understand these legal requirements and develop and adopt fees which comply with those legal requirements. This section of the report provides an overview of the legal requirements for establishing capacity, new water supply, and annexation fees under California law. A discussion of the applicability of Proposition 218 and Proposition 26, as it relates to these fees, is also provided. The discussion within this section of the report is intended to be a summary of our understanding of the relevant California law as it relates to establishing capacity, new water supply, and annexation fees. It in no way constitutes a legal interpretation of California law by HDR. 3.2 Requirements under California Law Many states have established specific laws regarding the establishment, calculation and implementation of capacity, new water supply, and annexation fees. The main objective of most state laws is to have these types of fees established in such a manner that they are fair, equitable and cost-based. In other cases, state legislation may have been needed to provide the legislative powers to the utility to establish the charges. The laws for the enactment of capacity fees in California are codified in California Government Code sections 66013, 66016, and 66022, which are interspersed within the ‘Mitigation Fee Act.’ The Mitigation Fee Act is comprehensive legislation dealing mainly with development impact fees, although the above sections set forth the various requirements for imposition of capacity charges in California: calculation of the fees, noticing, accounting and reporting requirements, and processes for judicial review. Although contained within the Mitigation Fee Act, capacity fees are not development fees. Legal Considerations in Establishing Fees for the District Legal Considerations in Establishing Fees for the District 13 Otay Water District – Capacity and Annexation Fee updates A summary of the relevant statutes required in the calculation of capacity fees is as follows: “66013 (a) Notwithstanding any other provision of law, when a local agency imposes fees for water connections or sewer connections, or imposes capacity charges, those fees or charges shall not exceed the estimated reasonable cost of providing the service for which the fee or charge is imposed, unless a question regarding the amount of the fee or charge imposed in excess of the estimated reasonable cost of providing the services or materials is submitted to, and approved by, a popular vote of two-thirds of those electors voting on the issue.” “66013 (b) (3) ‘Capacity charge’ means a charge for facilities in existence at the time a charge is imposed or charges for new facilities to be constructed in the future that are of benefit to the person or property being charged. . . .” In addition to the determination of “the estimated reasonable cost of providing the service for which the fee is imposed,” California law also requires the following: x That notice (of the time and place of the meeting, including a general explanation of the matter to be considered) and a statement that certain data is available be mailed to those who filed a written request for such notice; x That certain data (the estimated cost to provide the service and anticipated revenue sources) be made available to the public; x That the public agency provide an opportunity for public input at an open and public meeting to adopt or modify the fee; and x That revenue in excess of actual cost be used to reduce the fee creating the excess. The basic principle that needs to be followed under California law is that the charge be based on a proportionate share of the costs of the system required to provide service and that the requirements for adoptions and accounting be followed in compliance with California law. For annexation fees, California has provided the authority to charge an availability charge for water and sewer utilities. Within the California water code Section 71631.6 there is a provision for availability charges, as follows: “71631.6. Notwithstanding the provisions of Section 71631, in any improvement district situated within the Otay Municipal Water District in San Diego County, the standby assessment or availability charge shall not exceed thirty dollars ($30) per acre per year for land on which the charge is levied or ten dollars ($10) per year for a parcel less than one acre. In any such improvement district the proceeds from any standby assessment or availability charge in excess of ten dollars ($10) per acre per year shall only be used for the purposes of such improvement district. This section, applicable only to the Otay Municipal Water District of San Diego County, is necessary because of the unique and special water management problems of the area included within such district.” Legal Considerations in Establishing Fees for the District 14 Otay Water District – Capacity and Annexation Fee updates Additionally, the California Public Utilities Code Section 164751, while not applicable to the District, provides further authority and clarification of this fee. “16475.(a) A public utility district which acquires, constructs, owns, operates, controls or uses works for supplying its inhabitants with water, may, pursuant to the notice, protest, and hearing procedures in Section 53753 of the Government Code, fix and collect a water standby or immediate availability charge on all land within its boundaries to which water is made available for any purpose by the district, whether the water is actually used or not, except that such charge shall not supply to lands permanently dedicated exclusively to transportation of persons or property. If the procedures set forth in this section as it read at the time a standby charge was established were followed, the district's board of directors may, by resolution, continue the charge pursuant to this section in successive years at the same rate. If new, increased, or extended assessments are proposed, the district shall comply with the notice, protest, and hearing procedures in Section 53753 of the Government Code. (c) If a person for more than one year obtains substantially all of his or her water requirements for the contiguous parcels of land which he or she occupies from rainfall, springs, streams, lakes, rivers, or wells, and if the person's primary economic activity on such land is the commercial extraction or processing of minerals, such land shall be exempt from any water standby or availability charges. d) Any funds derived from the charges levied pursuant to this section may be used by the district for all purposes which a public utility district is authorized to expend funds insofar as said purposes relate to the acquisition, construction, operation, control, or use of works for supplying its inhabitants with water.” These Sections of California law indicate the authority to levy the availability fee, which is the key financial input to the annexation fees, properties exempt from such fees, and directives and authority of how such fee revenue should be used. 3.3 Propositions 218 and 26 and Capacity, New Water Supply, and Annexation Fees In 1996, the voters of California approved Proposition 218, which required that the imposition of certain fees and assessments by municipal governments require a vote of the people to change or increase the fee or assessment. Of interest in this particular study is the applicability of Proposition 218 to the establishment of capacity and new water supply fees for the District. In Richmond v. Shasta Community Services Dist., 32 Cal.4th 409 (2004), the California Supreme Court held that water capacity fees are not “assessments” under Proposition 218 because they are imposed only on those who are voluntarily seeking water service, rather than being charged to particular identified parcels, and therefore such fees are not subject to the procedural or substantive requirements of Proposition 218. Additionally, the court held that a capacity fee is 1 Generally the Public Utilities Code does not apply to the District. Legal Considerations in Establishing Fees for the District 15 Otay Water District – Capacity and Annexation Fee updates not a development fee. The court also held that such fees can properly be enacted by either ordinance or resolution. In November 2010 the voters of California passed Proposition 26, an initiative based state constitutional amendment that provided a new definition of the term “tax” in the California Constitution. Under Proposition 26, a fee or charge imposed by a public agency is a tax unless it meets one of seven exceptions. Capacity fees fall within exception 2 – i.e., it is a charge imposed for a specific government service. Provided that a capacity fee does not charge one fee payor more in order to charge another fee payor less (i.e., a cross-subsidy), and it does not exceed the reasonable costs to the local government of providing the service, the fee is not a tax within the meaning of Proposition 26. Under Proposition 26, the local government bears the burden of proving by a preponderance of the evidence that a levy, charge, or other exaction is not a tax, that the amount is no more than necessary to cover the reasonable costs of the governmental activity, and that the manner in which those costs are allocated to a payor bear a fair or reasonable relationship to the payor’s burdens on, or benefits received from, the governmental activity. 3.4 Summary This section of the report has provided an overview of the legal requirements under California law for the establishment of capacity, new water supply, and annexation fees. As was noted above, an important legal requirement is that the fees or charges shall not exceed the estimated reasonable cost of providing the service for which the fee or charge is imposed. The next two sections of the report review and discuss the District’s calculation of the fees, and provides the basis for the establishment of a reasonable cost for the capacity fee. Determination of the District’s Capacity Fee and New Water Supply Fees 16 Otay Water District – Capacity and Annexation Fee Updates 4.1 Introduction This section of the report presents the details and key assumptions in the calculation of the District’s capacity fees for water and sewer and the new water supply fee for water. The calculation of the District’s capacity and new water supply fees is based upon District specific accounting and planning information. Specifically, the fees are based upon the District’s fixed asset records; the District’s current capital improvement plans; existing equivalent dwelling units (EDUs) and projection of future EDUs. For the water utility, the Water Facilities Master Plan (Master Plan) Update, as of 2015 was used. As was noted in Section 2 of this report, planning documents and projections of future EDUs provide the required support for a “rationally based public policy” to support the imposition of cost-based capacity and new water supply fees. To the extent that the cost and timing of future capital improvements change, then the capacity and new water supply fees presented in this section of the report should be updated to reflect the changes. 4.2 Overview of the District’s Water and Sewer System The Otay Water District is a water, recycled water and sewer service provider. The District was established in 1956. The District is located in the southern portion of San Diego County and the service area includes both urban and rural development. The District provides water within 125.5 square miles of the southeastern San Diego County. The water service planning area comprises three distinct land use planning agencies. They are the City of San Diego, the City of Chula Vista, and the County of San Diego. It serves the communities of Spring Valley, La Presa, Rancho San Diego, Jamul, eastern Chula Vista, and eastern Otay Mesa along the international border of Mexico. Potable water delivered by Otay Water District is purchased from the San Diego County Water Authority. The San Diego County Water Authority purchased most of its water from the region’s primary importer, the Metropolitan Water District of Southern California (CWA). There are approximately 724 miles of potable water lines, 40 potable reservoirs, and 21 potable pump stations. The District provides wastewater service to a portion of the land area within the Jamacha Basin, which is located within its North District and covers approximately 8,797 acres, which is about 11 percent of the District’s total service area. Approximately 15,200 customers are served through 6,071 connections. The sewage collection system serves Rancho San Diego, Calavo Gardens, Singing Hills and portions of Mount Helix within the Upper Sweetwater River Basin, also known as the Jamacha Basin. The County of San Diego also provides wastewater service in a portion of the Jamacha Basin. Wastewater flows from each agency’s customers are conveyed in joint collection and pumping systems. The District is responsible for approximately 88 miles of sewer line. The District owns and operates the Ralph W. Chapman Water Reclamation Determination of the District’s Capacity and New Water Supply Fees Determination of the District’s Capacity Fee and New Water Supply Fees 17 Otay Water District – Capacity and Annexation Fee Updates Facility (RWCWRF) within the Jamacha Basin. Wastewater flows generated within the Jamacha Basin are pumped to the RWCWRF and treated to produce recycled water, which is used to meet a portion of the District’s existing recycled water demand. All remaining flows are discharged into the Metro System. Wastewater collection, pumping, and treatment costs are shared between the District and the County as provided in the 1998 agreement between the Spring Valley Sanitation District (San Diego County) and Otay Water District. There are two sources of recycled water to the District. The RWCWRF has up to 1.3 MGD (million gallons per day capacity). The District also has an agreement with the City of San Diego which allows the District to purchase up to 6.0 MGD of recycled water generated by the City’s South Bay Water Reclamation Plant (SBWRP). There are approximately 99 miles of recycled water lines, 4 recycled water reservoirs, and 3 recycled water pump stations. The District delivers recycled water to customers through a dedicated distribution system where it is used to irrigate golf courses, playing fields, public parks, roadside landscapes and open space in eastern Chula Vista. 4.3 Current Water and Sewer Capacity Fees The District’s current water capacity and new water supply fees are shown below in Table 4-1. Table 4 – 1 Current Water Capacity and New Water Supply Fees by Meter Size Meter Size Demand Factor Water Capacity Fee New Water Supply Fee Total Capacity Fee 3/4” 1.0 $8,590.34 $1,064.11 $9,654.45 1” 2.5 21,475.85 2,660.28 24,136.13 1- 1/2” 5.0 42,951.70 5,320.55 48,272.25 2” 8.0 68,722.72 8,512.88 77,235.60 3” 16.0 137,445.44 17,025.76 154,471.20 4” 25.0 214,758.50 26,602.75 241,361.25 6” 50.0 429,517.00 53,205.50 482,722.50 8” 80.0 687,227.20 85,128.80 772,356.00 10” 115.0 987,889.10 122,372.65 1,110,261.75 [1] – District Capacity Fees effective April 1, 2017, ENR on 3/13/2017. As can be seen in Table 4-1, larger sized meters pay a greater fee which is based upon industry established (American Water Works Association [AWWA]) demand factors and District maximum safe operating capacities of the meters. Determination of the District’s Capacity Fee and New Water Supply Fees 18 Otay Water District – Capacity and Annexation Fee Updates The existing sewer capacity fee is presented in Table 4-2, on a per EDU basis. The District’s Code Section 53.09 indicates the number of EDUs for various types of land uses. Table 4 – 2 Current Sewer Capacity Fees by Number of EDUs Number of EDUs Sewer Capacity Fee 0.38 $2,616.70 0.60 4,131.62 1.00 6,886.04 1.20 8,263.25 0.70 4,820.23 [1] – District Capacity Fees effective April 1 2017, ENR on 3/13/2017. Section 53.09 of the District’s Code provides guidelines for determining the number of EDUs. For example, single-family, multi-family, condos and mobile homes are charged 1.0 EDU per unit. Hotels/motels with rooms with no kitchen are charged 0.38 EDUs per unit, while rooms with kitchens are charged 0.60 EDUs. Commercial uses are charged 1.20 EDUs for the first 1,000 square feet, and 0.70 EDU per 1,000 square feet of additional space. 4.4 Calculation of the District’s Capacity and New Water Supply Fees As was discussed in Section 2, the process of calculating new water supply fee and capacity fees is based upon a four-step process. These steps were as follows: 1. Determination of system planning criteria 2. Determination of equivalent dwelling units (EDUs) 3. Calculation of the capacity fees for system costs 4. Determination of any capacity fee credits Each of these areas is discussed in more detail below. 4.4.1 System Planning Criteria System planning criteria typically involves calculating the amount of water required by a single- family residential customer. Water demand represents the basis for system design. The American Water Works Association (AWWA) has a standardized method for determining demand factors for larger meter sizes. The number of equivalent meters can be determined based on AWWA demand factors. The number of customers by meter size was based on data from the District’s utility billing system as of December 2016. Table 4-3 shows a summary of the District’s 2016 water service customers by meter size. Determination of the District’s Capacity Fee and New Water Supply Fees 19 Otay Water District – Capacity and Annexation Fee Updates Table 4 – 3 2016 Water Existing Number of Meters Meter Size Residential Master Metered Commercial & Public AG, LDs, Const. Recycled Total 3/4” 43,202 41 335 106 3 43,687 1” 1,814 185 356 268 99 2,722 1–1/2” 18 244 299 382 394 1,337 2” 4 232 388 463 194 1,281 3” -- 42 34 2 4 82 4” -- 64 28 8 10 110 6” -- 6 10 2 3 21 8” -- 3 0 -- -- 3 10” -- -- 5 -- 1 6 Total 45,038 817 1,455 1,231 708 49,249 The total number of water service customers by meter size as of December 2016 is 49,249 units. 4.4.2 Equivalent Meter Units For system planning the number of existing customers, by meter size, is converted to the total number of equivalent dwelling units (EDUs). This provides the total number of EDUs on the current system and reflects the total demands placed on the system regardless of the size of the meter. This is an important point as the District does not specifically know what type (class) of customer, or size of meter, will connect to the system in the future. Rather, the District is able to develop a projection of demands and resulting capacity needs based on the projection of the EDU’s. To determine the number of EDUs on the current system, the AWWA meter demand factor (See Table 2-1) and the current number of meters by size (Table 4-3) are used. The number of dwelling unit equivalents or equivalent meters can be determined based on a single-family demand factor by meter size. Table 4-4 shows the 2016 water service customers by meter size converted to a single-family meter equivalency. Determination of the District’s Capacity Fee and New Water Supply Fees 20 Otay Water District – Capacity and Annexation Fee Updates Table 4 – 4 2016 Water Equivalent Meters Meter Size AWWA Meter Equivalency Total Customers by Meter Size Total Equivalent Meters 3/4” 1.00 43,687 43,687 1” 2.50 2,722 6,805 1–1/2” 5.00 1,337 6,685 2” 8.00 1,281 10,248 3” 16.00 82 1,312 4” 25.00 110 2,750 6” 50.00 21 1,050 8” 80.00 3 240 10” 115.00 6 690 Total 49,249 73,467 The total number of equivalent 3/4” meters for the District is 73,467 units. This total will be used in determination of the capacity and annexation fees. For the sewer system, the number of EDUs was determined by using the EDUs in the 2010 study of 6,714, and adding the 43 new connections since 2009, for a total of 6,757 existing EDUs on the sewer system. Compared to the District’s water system, the sewer system is relatively small and limited in growth. 4.4.3 Calculation of the Capacity Fee for the Major System Components The next step of the analysis is to review the major functional system infrastructure to determine the capacity fee for the system. In calculating the capacity fees for the District, existing components, debt service for existing facilities, future capital improvements relating to expansion and capital fund reserves were included. The methodology used to calculate each of these components is described below. EXISTING OR BUY-IN COMPONENT – To calculate the value of the existing assets for the buy-in component, the District’s methodology considered the original cost of each asset. The original cost of the asset was then adjusted to the value for reproduction cost. The reproduction cost of each asset was then depreciated to the remaining useful life (i.e. reproduction cost less depreciation). A reproduction cost method “is appropriate when the system has been completely built out, or possesses substantial excess capacity to accommodate new Determination of the District’s Capacity Fee and New Water Supply Fees 21 Otay Water District – Capacity and Annexation Fee Updates development on a fill-in basis, is in no need of major system upgrades and public officials wish to recoup financing cost previously incurred.”1 The District provided an asset listing for the various existing components and their installation dates. As was noted in Section 2, there are different methods for valuing existing assets. In this case, a reproduction cost new less depreciation method was used. To accomplish this, the original cost of each asset was escalated to current, March, 2017 dollars, based on the Construction Cost Index (CCI) for the Los Angeles area published in the City Engineering News & Record (ENR). Then, based on the installation date and an estimated useful life provided by the District for each asset, the reproduction cost for each asset was depreciated. Pipelines were valued at replacement cost new less depreciation. The length and size of pipe was multiplied by an average replacement cost per inch diameter of $25. Including the recycled water components, the total water capacity related eligible plant is approximately $642.5 million. The total wastewater capacity related eligible plant is approximately $31.5 million. The valuation of the existing assets can be seen on Exhibit W-1 for water and Exhibit S-1 for sewer of the Technical Appendix. Given the value of the assets, the next step was to determine the portion of the project costs that were deemed eligible to be included in the calculation of the capacity fee. The term “capacity fee eligible” simply describes the amount of the asset to be included within the calculation of the fee. Within this study, meters, older computers, and miscellaneous other operational cost items that appeared to be nearly depreciated were not included in the capacity fee calculation. The final value of the assets was reduced by the amount of future principal on the debt associated with the assets as the principal will be recovered via the debt service component within the District’s rates. DEBT SERVICE COMPONENT - In addition to the buy-in component, a debt service component was also developed. This component accounts for the principal on existing assets. The remaining principal portion of the debt associated with the assets was deducted from the total eligible asset value prior to calculating the capacity fee. This inclusion of a “debt service credit” avoids double charging the customer for the asset value in the existing or buy-in component of the capacity charge, and also in the debt service component of the rates. The principal portion of the debt service balance on existing assets is removed from the value prior to calculating the buy-in portion of the fee. By segregating the debt service out, the cost can be clearly identified and calculated appropriately The District has six outstanding issues for the water system. They are the 1996, and 2010A Certificates of Participation, 2009 General Obligation Bond, 2010 Build America Bonds, 2013 Water Revenue Refunding Bonds, and the 2016 Water Revenue Refunding Bonds. The District’s total outstanding principal is $98.7 million, which is all related to water. Details of the debt service are shown on Exhibit W-1 and W-3A. The sewer system has a $3 million anticipated debt in 2018, which is shown on Exhibit S-3B. 1 Arthur C. Nelson, System Development Charges for Water, Wastewater, and Stormwater Facilities, Lewis Publishers, New York, 1995, P. 77 Determination of the District’s Capacity Fee and New Water Supply Fees 22 Otay Water District – Capacity and Annexation Fee Updates OTHER COMPONENTS - In addition to the existing or buy-in component and debt service component, capital fund reserves, past interest payments from 1959 to 2008 which were not previously capitalized (net of depreciation at 50 year average life) were determined to be capacity fee related. These components are considered to be asset valuation adjustments to the overall water and sewer systems since they are capacity infrastructure costs that relate to the water and sewer systems as a whole. The total capacity eligible fund reserve is $22 million for water. Past interest payments, net of depreciation, is $36 million for water and $8.8 million for sewer. Further detail can be seen on Exhibit W-1, W-3B and W-4 for water and S-1, S-3B and S-4 for sewer of the Technical Appendix. FUTURE COMPONENTS – An important requirement for a capacity fee study is the connection between the anticipated future growth on the system and the needed facilities required to accommodate that growth. For purposes of this study, the District’s most current Capital Improvement Plan (CIP) was provided. District staff reviewed the existing capital improvement plan and updated it with the best available information. The projects necessary to meet demand for the water system were included in the CIP, along with a projection of the number of future EDUs. For the sewer system, it was determined that no expansion projects are needed at this time to meet the needs of projected growth within the current sewer boundaries. The updated water and recycled CIP detailed projects as expansion, betterment, new supply or replacement projects. Capital improvements that were expansion related were included in the capacity fee calculation. The Board has placed a permanent moratorium on expanding the recycled water system to the Otay Mesa region of the District. Therefore the Otay Mesa recycled expansion projects were not included in the fee under this permanent moratorium. Exhibit W-6 of the Water Technical Appendix contains the details of this portion of the fee. 4.5 Allowable Capacity and New Water Supply Fees Based on the sum of the component costs calculated above, the allowable water and sewer capacity fee were determined. “Allowable” refers to the concept that the calculated capacity fees shown on Table 4-5 are the District’s cost-based water capacity fees. The District, as a matter of policy, may charge any amount up to the allowable capacity fee, but not over that amount. Charging an amount greater than the allowable capacity fee would not meet the nexus test of a cost-based capacity fee. Details are provided in Exhibit W-7 for water and S-7 for sewer of the Technical Appendix. Determination of the District’s Capacity Fee and New Water Supply Fees 23 Otay Water District – Capacity and Annexation Fee Updates Table 4 – 5 Summary of Allowable Water Capacity Fee Based on a 3/4” Meter Equivalency Total “Allowable” Capacity Fee Total Existing Capacity Plant (Repro & Replace. Less Depreciation) $612,327,458 Total Future Capacity Plant 173,989,320 Total Capacity Plant $786,316,778 Existing EDUs 73,467 Future EDUs 33,381 Total EDUs 106,848 Total Allowable Capacity Fee per 3/4” Equivalent Meter $7,359.21 As can be seen in Table 4-5, the calculated water capacity fee was determined to be $7,359.21 for a 3/4” meter equivalency. This calculated fee can then be placed in the context of the size of meter. The water capacity fee varies based upon the safe maximum operating capacity of the customer’s meter, which is summarized later in Table 4-7. Table 4-6 shows the new water supply fee calculation. This fee used the same methodology as described above, but is based only on future CIP projects that were identified as necessary for new water supply. The cost of these future projects were divided by the projected growth they are estimated to serve, to determine a total allowable new water supply fee per EDU for an equivalent meter. Table 4 – 6 Summary of Allowable New Water Supply Fee Based on a ¾” Meter Equivalency Components Total “Allowable” Water Supply Fee Total Future Capacity Plant (Expansion) $26,666,000 Future EDUs 33,381 Total Allowable New Water Supply Fee per 3/4” Equivalent Meter $798.84 Given the calculated capacity fee and the new water supply fee on an equivalent 3/4” meter basis, a summary table can be developed for the fees by the different meter sizes (capacities). Determination of the District’s Capacity Fee and New Water Supply Fees 24 Otay Water District – Capacity and Annexation Fee Updates Table 4-7 provides a summary of the calculated and allowable new water supply and water capacity fees by meter size. Table 4 – 7 Calculated Water Capacity and New Water Supply Fee by Meter Size Meter Size Meter Equivalency Water Capacity Fee New Water Supply Fee 3/4” 1.0 $7,359.21 $798.84 1” 2.5 18,398.03 1,997.10 1- 1/2” 5.0 36,796.05 3,994.20 2” 8.0 58,873.68 6,390.72 3” 16.0 117,747.36 12,781.44 4” 25.0 183,980.25 19,971.00 6” 50.0 367,960.50 39,942.00 8” 80.0 588,736.80 63,907.20 10” 115.0 846,309.15 91,866.60 As can be seen in Table 4-7, the Water Capacity Fee is $7,359.21 for a 3/4” meter and the New Water Supply Fee is $798.84. The capacity and new water supply fee varies based upon the safe maximum operating capacity of the customer’s meter. The capacity charges for the larger meter sizes are determined by multiplying the capacity charge for a 3/4” meter by the meter equivalency factors (i.e., relative capacities). The District’s current fee schedule has a separate fee for the Triad Development area. For this study, District staff researched the purpose of the fee reduction back to its inception and determined that when the Triad Development initially was developed the developers paid for the storage the area would need. Therefore, the capacity fees for the Triad area are credited against the portion of the fee that relates to potable water storage. HDR reviewed the discount provided to the Triad area and concluded that the discount of approximately 25% of the fee fairly reflects the time value of the $17 million paid for storage facilities. This is also consistent with the District’s current approach to providing a Triad credit on the fees. Table 4-8 presents the calculated water capacity fees along with the reduced Triad Development fees. New connections within the Triad area still pay the annexation fee (as appropriate) and the new water supply fee, as presented within this report. Determination of the District’s Capacity Fee and New Water Supply Fees 25 Otay Water District – Capacity and Annexation Fee Updates Table 4 – 8 Calculated Water Capacity and Triad Capacity Fees by Meter Size Meter Size Meter Equivalency Water Capacity Fee Triad Water Capacity Fee 3/4” 1.0 $7,359.21 $5,520.88 1” 2.5 18,398.03 13,802.20 1- 1/2” 5.0 36,796.05 27,604.40 2” 8.0 58,873.68 44,167.03 3” 16.0 117,747.36 88,334.07 4” 25.0 183,980.25 138,021.98 6” 50.0 367,960.50 276,043.97 8” 80.0 588,736.80 441,670.35 10” 115.0 846,309.15 634,901.12 SEWER CAPACITY FEES – The allowable sewer capacity fee is shown below in Table 4-9. There were no future sewer capacity related projects. There is available capacity within the existing sewer system to serve the anticipated growth on the system. Details of this calculation are provided in Exhibit S-7 of the Technical Appendix. Table 4 – 9 Summary of Allowable Sewer Capacity Fee Based on One EDU Total “Allowable” Capacity Fee Total Existing Capacity Plant (Repro & Replace. Less Depreciation) $37,531,000 Total Future Capacity Plant 0 Total Capacity Plant $37,531,000 Existing EDUs 6,757 Future EDUs 0 Total EDUs 6,757 Total Allowable Capacity Fee per EDU $5,554.39 Table 4-10 provides a summary of the calculated and allowable sewer capacity fees by the number of EDUs, based on Section 53.09 of the District’s Code. The District’s current resolution also specifies that customers within an ID area would not pay the “annexation fee”. Since the current sewer annexation fee is actually the buy-in capacity fee, it was determined by District staff who researched the historical aspects of the Resolution, that customers within an ID area should pay an equitable portion of the costs of available capacity, but should not pay an actual annexation fee, and should receive a credit for debt payments they have paid through debt Determination of the District’s Capacity Fee and New Water Supply Fees 26 Otay Water District – Capacity and Annexation Fee Updates assessments applied to parcels within the ID areas. Therefore, the sewer capacity fee is listed for those customers outside an ID area, who would pay the full capacity fee and an annexation fee for sewer, and those inside an ID area who would pay only a reduced capacity fee, which is reduced by the principal paid on the 1990 State loan for treatment plant, and all past interest payments. Table 4 – 10 Calculated Sewer Capacity Fee by Number of EDUs Number of EDUs Sewer Capacity Fee Outside ID Area Sewer Capacity Fee Inside Sewer ID Area 0.38 $2,110.67 $1,233.63 0.60 3,332.63 1,947.83 1.00 5,554.39 3,246.39 1.20 6,665.27 3,895.67 0.70 3,888.07 2,272.47 4.6 Key Information In the development of the water capacity and new water supply fees, and the sewer capacity fee for the District’s water and sewer utilities, key information was utilized: x The District’s capacity fees were developed on the basis of planning documents, anticipated future connections and the needed capital improvements to serve those future connections. x The District developed the projections of future EDUs based upon an analysis of available land area and type of development, and population growth projections. x The District’s asset records were used to determine the existing infrastructure assets. x The District provided financial records related to capital reserves available, past interest payments, billing system reports for number of meters by size, and pipeline inventories. x The District provided the current estimated cost per lineal foot for pipelines for each utility. x The District provided the most recent CIP for future expansion improvements. x The District determined the portion of future improvements that were growth-related. x The year 2016 was used as the basis for the CIP. x The calculation of the debt credit component included current outstanding principal on existing assets. 4.7 Implementation of the Capacity, New Water Supply, and Annexation Fees The District currently escalates capacity, new water supply, and annexation fees based on the Engineering News Record Construction Cost Index (ENR-CCI) on a quarterly basis. The ENR-CCI tracks changes in municipal construction costs. The methodology used to calculate these fees takes into account the cost of money or interest charges and inflation. Therefore, HDR would Determination of the District’s Capacity Fee and New Water Supply Fees 27 Otay Water District – Capacity and Annexation Fee Updates recommend that the District continue to adjust the fees at least annually, or quarterly, using the local ENR-CCI to reflect the cost of interest and inflation. This method of escalating the District’s fees should be used for no more than a five-year period. After five years, HDR recommends that the District update the fees based on the actual cost of infrastructure and any new planned facilities that would be contained in an updated master plan or capital improvement plan. 4.8 Consultant Recommendations Based on our review and analysis of the District’s fees, HDR makes the following recommendations: „ The District should revise and update their capacity fees and new supply fees such that they are no greater than the fees as set forth in this report. „ The District should continue within their resolution or ordinance the provision for periodic (annual or quarterly) adjustments to the fees based on changes in the Engineering News Record Construction Cost Index. „ The District should update the actual calculations for the capacity and new supply fees based on the methodology as approved by the resolution or ordinance setting forth the methodology for capacity fees at such time when a new capital improvement plan, facilities plan, master plan or a comparable plan is approved or updated by the District. 4.9 Summary The capacity and new supply fees developed and presented in this section of the report are based on the engineering design criteria of the District’s water and sewer system, the value of the existing assets, future capital improvements, current debt service on existing assets and “generally accepted” ratemaking principles. Adoption of the proposed fees will provide multiple benefits to the District and create equitable and cost-based charges for new customers connecting to the District’s water and sewer system. Determination of the District’s Sewer Capacity Fees 28 Otay Water District– Capacity and Annexation Fee Updates 5.1 Introduction This section of the report presents the details and key assumptions in the calculation of the District’s water and sewer annexation fee. The annexation fee is charged only to new customers annexing into the District’s service area boundaries (i.e., customers currently outside the District’s boundaries). The annexation fee reimburses existing customers for past contributions so that all customers have contributed equally to the District’s water and sewer systems. The calculation of the District’s water annexation fee is based upon District specific tax and availability charge collections. The sewer annexation fee is based on availability charge collections. 5.2 Current Water and Sewer Annexation Fees The current water annexation fee is based on the original value of the 1% General Tax and availability charges to date. These values are then escalated using the Consumer Price Index, from San Diego, from 1959 to present (2017). The total present value of the 1% general tax and the availability charges are divided by current water and recycled EDUs. The District’s current water annexation fees are shown below in Table 5-1. Table 5 – 1 Water and Sewer Annexation Fees by Meter Size and Classification Meter Size Meter Equiv. Water Annexation Fee [1] Sewer Customer Classification Number of EDUs [2] Sewer Annexation Fee [1] 3/4” 1.0 $1,911.95 Hotel/Motel w/o kitchen; /unit 0.38 $416.22 1” 2.5 4,779.88 Hotel/Motel with kitchen; per unit 0.60 657.19 1- 1/2” 5.0 9,559.75 Residential units (1) 1.00 1,095.31 2” 8.0 15,295.60 Commercial - first 1,000 sq.ft. 1.20 1,314.37 3” 16.0 30,591.20 Commercial addt’l 1,000 sq.ft. 0.70 766.72 [1] – District Annexation Fees linked to ENR-CCI for Los Angeles and adjusted quarterly. Last updated March 2017. [2] – EDU's are determined by the District's code, Section 53.09. As shown, the District’s current water annexation fee is similar in structure to the previously discussed water capacity fees and is based on a 3/4” meter equivalency. These are the same meter equivalencies as were used in the water capacity fees and they are based on the AWWA safe maximum operating capacity (GPM) of the different meter sizes. The fees shown are effective April 1 1, 2017 and were adjusted by the consumer price index March 2017. Determination of the District’s Water and Sewer Annexation Fees Determination of the District’s Sewer Capacity Fees 29 Otay Water District– Capacity and Annexation Fee Updates 5.3 Calculation of the District’s Water and Sewer Annexation Fee The current water annexation fee calculation is based on the current methodology for water of the original value of the 1% General Tax and availability charges to date escalated to present day values based on the Consumer Price Index, from San Diego, from 1959 to present (2017). The 1% general tax is only for the water utility and is not included in the sewer calculation because no customers in the service area have paid the 1% general tax for the sewer system. The calculated water annexation fees are shown below in Table 5-2 and Table 5-3. Table 5 – 2 Calculation of Water Annexation Fee Item Original Value Present Value 1% General Tax $49,809,288 $74,927,986 Availability Charges 38,964,204 73,578,099 Total Gen. Tax & Availability $88,773,492 $148,506,085 Current EDUs 73,467 73,467 Potable Water Annexation Fee $1,208.35 $2,021.40 [1] – District Annexation Fees inked to ENR-CCI for Los Angeles and adjusted quarterly. Last updated March 2017. The resulting proposed annexation fee would be $2,021.40 for a 3/4” meter size. Table 5-3 shows the water annexation fees for various meter sizes. Table 5 – 3 Water Annexation Fee by Meter Type and Size Meter Size Meter Equivalent Water Annexation Fee 3/4” 1.0 $2,021.40 1” 2.5 5,053.50 1- 1/2” 5.0 10,106.99 2” 8.0 16,171.19 3” 16.0 32,342.38 4” 25.0 50,534.96 6” 50.0 101,069.93 8” 80.0 161,711.88 10” 115.0 232,460.83 Similar to the capacity fees and new water supply fees, the annexation fees for larger size meters are assessed based on the size of the meter, using the AWWA safe maximum operating capacities from the AWWA M1 manual. Determination of the District’s Sewer Capacity Fees 30 Otay Water District– Capacity and Annexation Fee Updates Table 5-4 shows the calculation for the sewer annexation fee. The same methodology is applied to sewer except the 1% general tax is not included for sewer. Table 5 – 4 Calculation of Sewer Annexation Fee Item Original Value Present Value Availability Charges $3,231,28 $7,471,792 Current EDUs 6,757 6,757 Sewer Annexation Fee $478.25 $1,105.79 [1] – District Annexation Fees linked to ENR-CCI for Los Angeles and adjusted quarterly. The resulting proposed sewer annexation fee would be $1,105.79 per one EDU. EDU's are determined by the District's code, Section 53.09. For example, single-family, multi-family, condos and mobile homes are charged 1.0 EDU per unit. Table 5-5 shows the sewer annexation fees for various EDUs. Table 5 – 5 Sewer Annexation Fee by Number of EDUs Customer Classification Number of EDUs Sewer Annexation Fees Hotel/Motel w/o kitchen; /unit 0.38 $420.20 Hotel/Motel with kitchen; per unit 0.60 663.47 Residential units (1) 1.00 1,105.79 Commercial - first 1,000 sq.ft. 1.20 1,326.95 Commercial – addt’l 1,000 sq.ft. 0.70 774.05 The sewer annexation fee, per District Resolution, applies only to customers who are not currently within an ID area that annex into the District’s service area. Customers within an ID area are assumed to have been paying the availability charges and therefore are considered to be equal to other existing customers in having paid their share of system improvements prior to connecting to the system. 5.4 Key Information In the development of the annexation fees for the District, key information was utilized as follows: x The annexation fees were developed to utilize the same and consistent methodology to both utilities. Determination of the District’s Sewer Capacity Fees 31 Otay Water District– Capacity and Annexation Fee Updates x The District’s annexation fees were developed on the basis of 1% General Tax and Availability Charges escalated by the San Diego Consumer Price Index. x The District water EDUs were based on current number of accounts by meter size calculated into equivalent meters by the AWWA meter equivalency for a single family meter. x The District sewer EDUs were provided by the District, based on the 2010 EDUs and additional 43 new EDUs since 2009. x The sewer annexation fees do not include any 1% general tax within the calculation. x The sewer capacity fees assume no additional capacity is needed to serve potential future customers. These fees would need to be recalculated if a significant change in future EDU’s or capacity requirements were made. 5.5 Implementation of the Annexation Fees The methodology used to calculate the annexation fees takes into account the cost of money or inflation. Therefore, HDR would recommend that the District continue the practice of adjusting the annexation fees, each year, by the Consumer Price Index for San Diego. 5.6 Consultant Recommendations Based on our review and analysis of the District’s annexation fees, HDR makes the following recommendations: „ The District should revise and update their water and sewer annexation fees which are no greater than the water annexation fees calculated and as set forth in this report. „ The District should continue with their resolution provision for periodic (annual or quarterly) adjustments to the annexation fees based on changes in the San Diego consumer price index (CPI). „ The District should update the actual calculations for the annexation fees based on the methodology as approved by the resolution, for annexation fees at least every five years. 5.7 Summary The water and sewer annexation fees developed and presented in this section of the report are based on the District’s customer data and 1% General Tax and availability charges. Adoption of the proposed annexation fees will continue to create equitable and cost-based charges for new customers connecting to the District’s water and sewer systems. Technical Appendices Water Capacity Fee Otay Water District - Water Exhibit W-1 Development of Capacity Fee - Buy-In Plant Description Original Cost (1) Accumulated Depreciation Original Cost Less Depr. Reproduction Cost (2) Reproduction Cost Less Depr. Pipe Replacement Cost Pipe Replacement Cost Less Depr. OC OCLD RC RCLND RC-Pipe (3) RCLND-Pipe Water Land $12,942,489 $0 $12,942,489 $45,399,884 $45,399,884 $45,399,884 Water/Recycled Assets Buildings 15,934,537 6,746,842 9,187,695 26,547,009 14,300,416 14,300,416 Water/Recycled Assets Field Equipment 7,467,300 4,328,927 3,138,373 8,633,648 3,472,533 3,472,533 Water/Recycled Assets Chlorination 1,723,138 508,538 1,214,600 2,061,555 1,327,129 1,327,129 Water/Recycled Assets Contributed 161,117,557 58,555,283 102,562,274 269,525,543 156,294,596 156,294,596 Water/Recycled Assets Less: Contributed Capital (161,117,557) (58,555,283) (102,562,274) (269,525,543) (156,294,596)(156,294,596)Water/Recycled Assets Finance (Capitalized Interest)10,593,028 3,712,873 6,880,156 19,909,604 10,333,873 10,333,873 Water/Recycled Assets Maps And Plans 2,382,339 1,383,912 998,428 3,585,801 1,149,671 1,149,671 Water/Recycled Assets Main Water System 118,094,418 37,473,487 80,620,931 237,089,542 108,913,904 451,364,568 263,596,908 263,596,908 Water/Recycled Assets Pump Stations 24,694,513 7,574,295 17,120,218 35,266,901 23,591,579 23,591,579 See Exhibit W2 Pumps 5,610,472 3,121,064 2,489,408 12,419,232 4,432,535 4,432,535 Water/Recycled Assets Power 491,520 369,113 122,407 722,572 133,584 133,584 Water/Recycled Assets Repairs 18,196,877 7,658,024 10,538,853 23,443,246 12,459,794 12,459,794 Water/Recycled Assets Reservoirs 115,510,485 40,202,244 75,308,241 171,053,866 102,514,715 102,514,715 Water/Recycled Assets Security 2,451,027 2,029,089 421,937 3,065,505 459,622 459,622 Water/Recycled Assets Water System Yearly 20,396,738 10,658,551 9,738,186 46,972,316 14,794,192 14,794,192 Water/Recycled Assets Total Water $356,488,881 $125,766,959 $230,721,923 $636,170,682 $343,283,433 $451,364,568 $263,596,908 $497,966,436 Recycled Water Land $883,418 $0 $883,418 $1,075,287 $1,075,287 $1,075,287 Water/Recycled Assets Buildings 1,077,749 190,544 887,205 1,170,388 959,195 959,195 Water/Recycled Assets Field Equipment 145,154 63,850 81,304 165,496 89,893 89,893 Water/Recycled Assets Chlorination 754,411 183,573 570,838 841,148 636,469 636,469 Water/Recycled Assets Contributed 22,032,696 5,300,115 16,732,581 30,387,572 22,744,001 22,744,001 Water/Recycled Assets Less: Contributed Capital (22,032,696) (5,300,115) (16,732,581) (30,387,572) (22,744,001)(22,744,001) Jamacha Basin Sewer 6,234,824 1,331,237 4,903,587 7,347,515 5,419,237 5,419,237 Water/Recycled Assets Maps & Plans 12,601 5,549 7,052 21,516 12,041 12,041 Water/Recycled Assets Main 50,750,757 10,463,795 40,286,962 65,991,004 51,845,729 131,022,500 115,823,890 115,823,890 Water/Recycled Assets Pump Stations 10,246,716 1,608,540 8,638,175 12,082,413 10,166,479 0 See Exhibit W2 Pumps 1,512,731 694,804 817,927 1,709,824 918,879 918,879 Water/Recycled Assets Power 34,098 33,223 875 54,558 1,381 1,381 Water/Recycled Assets Repair 420,935 53,540 367,395 456,747 398,642 398,642 Water/Recycled Assets Reservoir 19,769,252 4,352,642 15,416,610 25,122,722 19,252,103 19,252,103 Water/Recycled Assets Study 71,821 71,821 0 81,555 0 0 Water/Recycled Assets Total Recycled $91,914,467 $19,053,118 $72,861,349 $116,120,174 $90,775,335 $131,022,500 $115,823,890 $144,587,017 Total $448,403,348 $144,820,077 $303,583,272 $752,290,856 $434,058,768 $582,387,068 $379,420,798 $642,553,453 Capacity Fee= RCLND + RCLND-Pipe Reference Water Capacity Fee - Page 1 of 18 Otay Water District - Water Exhibit W-1 Development of Capacity Fee - Buy-In Plant Description Original Cost (1) Accumulated Depreciation Original Cost Less Depr. Reproduction Cost (2) Reproduction Cost Less Depr. Pipe Replacement Cost Pipe Replacement Cost Less Depr. OC OCLD RC RCLND RC-Pipe (3) RCLND-Pipe Capacity Fee= RCLND + RCLND-Pipe Reference Plus: Construction Work in Progress (4)10,172,665 See Exhibit W-3A Less: Outstanding Debt Principal (5)(98,695,000)See Exhibit W-3B Plus: Past Interest Payments (6)36,168,591 See Exhibit W-3C Plus: Capital Fund Reserves (7)22,127,749 See Exhibit W-4 Total Net Plant $612,327,458 (1) Asset listing as of June, 2016. (2) Based on specific in service date of asset and June 2016 Engineering News Record, for LA construction cost index. (3) Based on pipe inventory and $25 per inch diameter. Net of contributed capital. See Exhibit W-2 (4) Construction work in progress as of June 2016. See Exhibit W-3A. (5) Remaining principal as of June 2016. See Exhibit W-3B. (6) Past interest payments from 1959 to 2008 which were not previously capitalized; net of depreciation at 50 year average life. See Exhibit W-3C. (7) Cash reserves as of June 2016 which are CF eligible. See Exhibit W-4. (8) Based on data from the utility billing system as of June 2016. See Exhibit W-5. (9) Based on "buy-in" methodology established in AWWA M1, Sixth Edition, Table VI.2-1, page 269. Water Capacity Fee - Page 2 of 18 Otay Water District - Water Page 1 of 3 Exhibit W-2 Development of Pipe Replacement Cost Pipe cost based on dollars per inch diameter 2016 = $25 TOTAL DIAMETER MATERIAL LENGTH REPLACEMENT DIAMETER MATERIAL LENGTH REPLACEMENT INCH TYPE FEET COST INCH TYPE FEET COST 1 CPR 12 $300 2 CML&C 20 $1,000 1 PVC 85 2,125 2 PVC 5 250 2 ACP 150 7,500 3 PVC 2,651 198,825 2 CPR 1,309 65,450 2 PVC 154 7,700 4 ACP 54 5,400 4 CML&C 28 2,800 4 ACP 22,851 2,285,100 4 STL 117 11,700 4 CML&C 10 1,000 4 PVC 2,018 201,800 4 DIP 121 12,100 4 DIP 43 4,300 4 PVC 931 93,100 4 CCP 18 1,800 4 RCP 0 0 6 ACP 100 15,000 6 CML&C 81 12,150 6 ACP 225,881 33,882,150 6 PVC 92,225 13,833,750 6 STL 177 26,550 6 PVC 3,169 475,350 6 CCP 186 27,900 8 ACP 10,363 2,072,600 6 CPR 43 6,450 8 CML&C 958 191,600 8 ACP 805,360 161,072,000 8 CML&C 4,632 926,400 8 PVC 128,861 25,772,200 8 CPR 2,155 431,000 8 DIP 29 5,800 8 STL 1,982 396,400 8 DIP 31 6,216 10 ACP 12,170 3,042,500 8 PVC 727,153 145,430,600 10 PVC 11,144 2,786,000 10 ACP 382,358 95,589,500 10 CML&C 2,412 603,000 10 PRM (FRP)5,179 1,294,750 10 CPR 6 1,500 10 STL 22 5,500 10 STL 2,068 517,000 10 DIP 540 135,000 12 ACP 11,165 3,349,500 10 PVC 83,901 20,975,250 12 CML&C 9,721 2,916,300 10 CIP 1,999 499,750 12 STL 12 3,600 10 T-80 16 4,000 12 PVC 49,972 14,991,600 12 CPR 69 20,700 12 ACP 396,345 118,903,500 12 CML&C 9,892 2,967,600 12 DIP 223 66,900 12 CPR 1,984 595,200 12 PRM (FRP)2,501 750,300 12 STL 20,229 6,068,700 12 DIP 6,147 1,844,100 14 STL 16,325 5,713,750 12 PVC 301,448 90,434,400 12 CCP 10,762 3,228,600 16 ACP 15,307 6,122,800 12 CIP 6,136 1,840,800 16 CCP 5,427 2,170,800 12 RCP 740 222,000 16 CML&C 12,493 4,997,200 12 PRM 13 3,900 13 STL 50 16,250 16 PVC 68,185 27,274,000 14 ACP 35,046 12,266,100 20 ACP 21,542 10,771,000 14 STL 7,294 2,552,900 20 CML&C 4,751 2,375,500 14 CCP 63 22,050 14 CML&C 157 54,950 20 STL 167 83,500 14 PVC 29 10,150 20 PVC 29,120 14,560,000 16 ACP 143,498 57,399,200 24 CML&C 4,755 2,853,000 16 STL 19,655 7,862,000 24 PVC 932 559,200 RECYCLED WATER PIPELINESPOTABLE WATER PIPELINES Water Capacity Fee - Page 3 of 18 Otay Water District - Water Page 2 of 3 Exhibit W-2 Development of Pipe Replacement Cost Pipe cost based on dollars per inch diameter 2016 = $25 TOTAL DIAMETER MATERIAL LENGTH REPLACEMENT DIAMETER MATERIAL LENGTH REPLACEMENT INCH TYPE FEET COST INCH TYPE FEET COST RECYCLED WATER PIPELINESPOTABLE WATER PIPELINES 16 DIP 2,820 1,128,168 16 PVC 133,830 53,532,000 30 CML&C 31,754 23,815,500 16 CCP 10,900 4,360,000 16 CIP 14 5,600 30 PVC 360 270,000 16 CML&C 16,228 6,491,200 16 RCP 1,712 684,800 36 PVC 254 228,600 18 ACP 14,426 6,491,700 18 STL 262 117,900 18 DIP 487 219,150 18 PVC 206 92,700 18 CCP 7,891 3,550,950 18 CML&C 1,740 783,000 18 RCP 5,043 2,269,350 20 ACP 57,967 28,983,500 20 STL 6,376 3,188,000 20 PVC 32,255 16,127,500 20 CCP 364 182,000 20 RCP 1,236 618,000 20 CIP 4 2,000 20 CML&C 13,086 6,543,000 20 DIP 2 1,000 21 CCP 3,267 1,715,175 24 ACP 64,102 38,461,200 24 STL 5,327 3,196,200 24 PVC 30,715 18,429,000 24 CCP 10,004 6,002,400 24 RCP 185 111,000 24 CML&C 7,223 4,333,800 27 CCP 1,183 798,525 30 ACP 2,150 1,612,500 30 STL 77,184 57,888,000 30 PVC 2,180 1,635,000 30 CCP 13,336 10,002,000 30 CIP 1,975 1,481,250 30 RCP 84 63,000 30 CML&C 15,424 11,568,000 36 ACP 1,971 1,773,900 36 STL 27,418 24,676,200 36 PVC 995 895,500 36 CCP 29,299 26,369,100 36 CML&C 8,177 7,359,300 42 STL 8,624 9,055,200 42 PVC 636 667,800 42 CCP 342 359,100 42 CML&C 6,812 7,152,600 48 STL 55 66,000 48 CML&C 11 13,200 Water Capacity Fee - Page 4 of 18 Otay Water District - Water Page 3 of 3 Exhibit W-2 Development of Pipe Replacement Cost Pipe cost based on dollars per inch diameter 2016 = $25 TOTAL DIAMETER MATERIAL LENGTH REPLACEMENT DIAMETER MATERIAL LENGTH REPLACEMENT INCH TYPE FEET COST INCH TYPE FEET COST RECYCLED WATER PIPELINESPOTABLE WATER PIPELINES 60 STL 83 124,500 Total $1,140,967,259 Total $173,339,975 Useful Life Rep. Cost Useful Life Rep. Cost Rep. Cost Contributed Pipelines $689,602,691 Contributed Pipelines $42,317,475 Otay Owned 50 451,364,568 Otay Owned 50 131,022,500 Total $1,140,967,259 Total $173,339,975 $1,314,307,234 Assume for potable 12" inches and smaller was contributed Assume for recycled 8" and smaller was contributed Yearly Depreciation Average Age (1) Accumulated Depreciation Replacement Cost Less Depreciation Yearly Depreciation Average Age (1) Accumulated Depreciation Replacement Cost Less Depreciation Replacement Cost Less Depreciation 9,027,291$ 20.8 187,767,660$ $263,596,908 2,620,450$ 5.8 15,198,610$ $115,823,890 $379,420,798 (1) Average age based on 2010 study information plus 6 years to 2016. Water Capacity Fee - Page 5 of 18 Otay Water District - Water Page 1 of 2Exhibit W-3A 6/30/2016Development of Construction Work in Progress For the Year Ended June 30, 2016 Project Fund Description Beg Balance Addition/Accrual Capitalized/ Expensed/Reversed Ending Balance Expansion Betterment Replacement New Supply % CF % New Supply Total CF Total New Supply P2037 12 Res - 980-3 Reservoir 10.0 MG 242,686.21$ -$ -$ 242,686.21$ 100.0%0.0%0.0%0.0%100.0%0.0%$242,686 $0 P2040 12 Res - 1655-1 Reservoir 0.5 MG - 6,113.82 - 6,113.82 100.0%0.0%0.0%0.0%100.0%0.0%6,114 0 P2083 12 PS - 870-2 Pump Station (28,000 GPM)1,302,904.24 344,886.89 360,733.76 1,287,057.37 0.0%0.0%100.0%0.0%100.0%0.0%1,287,057 0 P2267 12 36-Inch Main Pumpouts & Air/Vacuum Vent 175,639.62 49,276.63 1,280.00 223,636.25 0.0%100.0%0.0%0.0%100.0%0.0%223,636 0 P2282 12 Vehicle Capital Purchases - 530,347.47 530,347.47 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2285 12 Office Eqpmnt & Furniture Capital Purch - 15,305.88 15,305.88 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2286 12 Field Equipment Capital Purchases - 54,696.79 54,696.79 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2325 12 PL - 10" to 12" Oversize, 1296 Zone, PB - 18,866.22 18,866.22 - 100.0%0.0%0.0%0.0%100.0%0.0%0 0 P2366 12 APCD Engine Replacements and Retrofits - 16,306.93 16,306.93 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2382 12 Safety and Security Improvements - 314,990.25 314,990.25 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2451 12 Otay Mesa Desalination Conveyance and Di - 310,067.59 310,067.59 - 0.0%60.0%0.0%40.0%60.0% 40.0%0 0 P2453 12 SR-11 Utility Relocations 1,265,553.82 179,844.79 1,440,525.30 4,873.31 0.0%0.0%100.0%0.0%100.0%0.0%4,873 0 P2466 12 Regional Training Facility - 815.99 815.99 - 40.0%60.0%0.0%0.0%100.0%0.0%0 0 P2469 12 Information Tech Network and Hardware - 174,156.18 174,156.18 - 100.0%0.0%0 0 P2470 12 Application Systems Dev & Integration - 40,385.80 - 40,385.80 0.0%40.0%60.0%0.0%100.0%0.0%40,386 0 P2477 12 Res - 624-1 Reservoir Cover Replacement - (12,520.00) (12,520.00) - 100.0%0.0%0 0 P2484 12 Large Water Meter Replacement Program - 68,234.40 68,234.40 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2485 12 SCADA Communication Syst & Software Repl - 256,897.63 256,897.63 0.00 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2486 12 Asset Mgmnt Plan Condition Assess & Data 759,928.34 20,000.00 759,928.34 20,000.00 40.0%60.0%0.0%0.0%100.0%0.0%20,000 0 P2493 12 624-2 Reservoir Interior Coating & Upgra - 6,199.98 6,199.98 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2494 12 Multiple Species Conservation Plan - 7,368.40 7,368.40 - 100.0%0.0%0.0%0.0%100.0%0.0%0 0 P2495 12 San Miguel Habitat Mgmt/Mitigation Area - 102,154.34 102,154.34 - 0.0%0.0%0.0%0.0%100.0%0.0%0 0 P2496 12 Otay Lakes Road Utility Relocations - 1,046.11 1,046.11 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2504 12 Regulatory Site Access Rd & PL Relocatn 260,743.10 260.94 - 261,004.04 0.0%50.0%50.0%0.0%100.0%0.0%261,004 0 P2507 12 East Palomar Street Utility Relocation 694,142.84 23,107.20 - 717,250.04 0.0%0.0%100.0%0.0%100.0%0.0%717,250 0 P2508 12 Pipeline Cathodic Protection Repl Prog 177,516.44 65,005.26 6,795.99 235,725.71 0.0%0.0%100.0%0.0%100.0%0.0%235,726 0 P2511 12 North District - South District Intercon 2,071,865.21 449,873.68 370,417.50 2,151,321.39 40.0%60.0%0.0%0.0%100.0%0.0%2,151,321 0 P2515 12 870-1 Reservoir Paving 485,322.01 4,325.51 489,647.52 - 100.0%0.0%0 0 P2518 12 803-3 Reservoir Interior/Exterior Coatin - 6,829.24 6,829.24 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2519 12 832-2 Reservoir Interior/Exterior Coatin - 7,801.22 7,801.22 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2520 12 Motorola Mobile Radio Upgrade - 1,987.36 - 1,987.36 0.0%0.0%100.0%0.0%100.0%0.0%1,987 0 P2529 12 711-2 Reservoir Interior & Exterior Coat 15,669.06 344,408.52 - 360,077.58 0.0%0.0%100.0%0.0%100.0%0.0%360,078 0 P2530 12 711-1 Reservoir Interior & Exterior Coat 15,783.71 889,241.09 905,024.80 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2531 12 944-1 Reservoir Interior & Exterior Coat 10,719.21 299,815.57 310,534.78 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2532 12 944-2 Reservoir Interior & Exterior Coat 887,033.72 49,688.35 936,722.07 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2535 12 458-2 Reservoir Interior Coating 373,947.06 399,575.85 773,522.91 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2537 12 Operations Yard Property Acquisition Imp 166,482.50 561,571.70 728,054.20 - 0.0%100.0%0.0%0.0%100.0%0.0%0 0 P2538 12 Administration and Operations Building F - 25,020.72 25,020.72 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2539 12 South Bay Bus Rapid Transit (BRT) Utilit 829,789.59 48,795.29 - 878,584.88 0.0%0.0%100.0%0.0%100.0%0.0%878,585 0 P2540 12 Work Order Management System Replacement - 168,540.82 168,540.82 - 0.0%40.0%60.0%0.0%100.0%0.0%0 0 P2541 12 624 Pressure Zone PRSs 224,411.28 517,861.61 742,272.89 - 0.0%100.0%0.0%0.0%100.0%0.0%0 0 P2542 12 850-3 Reservoir Interior Coating 144,545.64 382,314.31 526,859.95 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2545 12 980-1 Reservoir Interior Exterior Coatin - 997,240.96 - 997,240.96 0.0%0.0%100.0%0.0%100.0%0.0%997,241 0 P2547 12 District Administration Vehicle Charging 10,571.42 9,023.25 - 19,594.67 40.0%60.0%0.0%0.0%100.0%0.0%19,595 0 P2548 12 Sump Pump Installation at the 980-1 & 2 26,030.90 (0.00) 26,030.90 - 100.0%0.0%0 0 P2549 12 Fuel System Upgrade - 28,968.16 28,968.16 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2551 12 Blossom Lane Helix WD and Otay WD Interc 7,692.90 160,619.36 168,312.26 - 0.0%100.0%0.0%0.0%100.0%0.0%0 0 P2552 12 South Barcelona Helix WD and Otay WD Int 7,520.66 157,039.16 164,559.82 - 0.0%100.0%0.0%0.0%100.0%0.0%0 0 P2553 12 Heritage Road Bridge Replacement and Uti 210.24 5,024.95 - 5,235.19 0.0%0.0%100.0%0.0%100.0%0.0%5,235 0 P2554 12 640/340 PRS at Energy Way and Nirvana Av - 954.20 954.20 - 0.0%100.0%0.0%0.0%100.0%0.0%0 0 P2555 12 Administration & Operations Parking Lot - 48,309.89 - 48,309.89 0.0%0.0%100.0%0.0%100.0%0.0%48,310 0 Water Capacity Fee - Page 6 of 18 Otay Water District - Water Page 2 of 2Exhibit W-3A 6/30/2016Development of Construction Work in Progress For the Year Ended June 30, 2016 Project Fund Description Beg Balance Addition/Accrual Capitalized/ Expensed/Reversed Ending Balance Expansion Betterment Replacement New Supply % CF % New Supply Total CF Total New Supply P2557 12 520 Res Recirculation Pipeline Chemical - 9,403.09 - 9,403.09 0.0%0.0%100.0%0.0%100.0%0.0%9,403 0 P2558 12 Additional pump station fuel storage - 5,115.07 - 5,115.07 0.0%100.0%0.0%0.0%100.0%0.0%5,115 0 P2559 12 Pressure Vessel Repair and Replacement P - 46,790.11 - 46,790.11 0.0%0.0%100.0%0.0%100.0%0.0%46,790 0 P2561 12 Res - 711-3 Reservoir Cover/Liner Replac - 1,329.04 - 1,329.04 0.0%0.0%100.0%0.0%100.0%0.0%1,329 0 P2568 12 Technology Business Processes Improvemen - 24,966.00 24,966.00 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 P2569 12 Metro Ethernet Implementation/ District - 106,003.71 - 106,003.71 0.0%0.0%100.0%0.0%100.0%0.0%106,004 0 12 accruals 12 Accrual - 2,295.00 2,295.00 - 12 reimb 12 Reimbursement Agreement Accrual 20,300.00 - 20,300.00 - Total Water $10,177,010 $8,354,548 $10,861,833 $7,669,725 $7,669,725 $0 R2048 32 RecPL - Otay Mesa Dist Pipelines & Conve 379,734.09 - - 379,734.09 100.0%0.0%0.0%0.0%100.0%0.0%379,734 0 R2058 32 RecPL-16-Inch, 860 Zone, Airway Rd- Otay 675,954.72 - - 675,954.72 100.0%0.0%675,955 0 R2077 32 RecPL-24-Inch, 860 Zone, Alta Rd - Alta 5,441.99 1,639.63 7,081.62 - 100.0%0.0%0.0%0.0%100.0%0.0%0 0 R2087 32 RecPL-24-inch,927 Zone,Wueste Rd-Olympic 953,314.13 - 248,546.69 704,767.44 100.0%0.0%0.0%0.0%100.0%0.0%704,767 0 R2107 32 RWCWRF Screening Compactor and Chlorine - 3,472.58 3,472.58 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 R2108 32 Res - 927-1 Reservoir Cover Replacement 18,538.56 4,173.30 22,711.86 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 R2109 32 Sweetwater River Wooden Trestle Improvem 119,855.84 233,322.97 353,178.81 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 R2110 32 RecPS - 927-1 Optimization and Pressure 83,486.93 46,305.64 129,792.57 - 0.0%100.0%0.0%0.0%100.0%0.0%0 0 R2111 32 RWCWRF - RAS Pump Replacement 149,592.46 405,859.77 555,452.23 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 R2112 32 450-1 Disinfection Facility Rehabilitati 151,353.77 62,104.64 213,458.41 - 0.0%0.0%100.0%0.0%100.0%0.0%0 0 R2116 32 RecPL - 14-Inch, 927 Zone, Forcemain Ass 332,741.50 289,931.17 48,658.43 574,014.24 0.0%100.0%0.0%0.0%100.0%0.0%574,014 0 R2117 32 RWCWRF Contact Basin Expansion Project 103,927.64 7,377.64 - 111,305.28 0.0%100.0%0.0%0.0%100.0%0.0%111,305 0 R2118 32 Steele Canyon Sewer PS Chopper Pump - 4,940.48 - 4,940.48 0.0%100.0%0.0%0.0%100.0%0.0%4,940 0 R2119 32 Treatment Plant Automation & Security Up - 33,449.06 - 33,449.06 0.0%100.0%0.0%0.0%100.0%0.0%33,449 0 R2121 32 Res - 944-1 Reservoir Cover/Liner Replac - 18,773.98 - 18,773.98 0.0%0.0%100.0%0.0%100.0%0.0%18,774 0 R2122 32 Emergency Recycled Water Fire Hydrant In - 32,416.96 32,416.96 - 0.0%100.0%0.0%0.0%100.0%0.0%0 0 Accrual - - - - Reimbursement Agreement Accrual 201,019.50 - - 201,019.50 Total Recycled $3,174,961 $1,143,768 $1,614,770 $2,703,959 $2,502,939 $0 TOTAL $13,351,971 $9,498,316 $12,476,603 $10,373,684 $10,172,665 $0 Less: Accruals at year-end (221,319.50) (2,295.00) (22,595.00) (201,019.50) $13,130,651 $9,496,021 $12,454,008 $10,172,665 - - Water Capacity Fee - Page 7 of 18 Otay Water District - Water Exhibit W-3B Development of Water Debt For the Year Ended June 30, 2016 Debt Name 1996 2007 Ref. in 2016 2009 2010 A 2010 B July 5, 2013 TOTAL Principal Interest COP Principal Interest COP Principal Interest G.O.Principal Interest COP Principal Interest BABs Principal Interest Refunding PRINCIPAL I. Debt Status: Original Debt $15,400,000 $42,000,000 $7,780,000 $13,840,000 $36,355,000 $7,735,000 $123,110,000 # of Years/Rate 0.00%0.00%0.00%0.00%0.00%0.00% II. Principal and Interest Payments: 2017 $600,000 $16,600 $616,600 $1,200,000 $994,708 $2,194,708 $585,000 $162,969 $747,969 $900,000 $431,088 $1,331,088 $0 $2,371,868 $2,371,868 $635,000 $213,033 $848,033 3,920,000 2018 600,000 15,400 615,400 1,015,000 1,214,806 2,229,806 605,000 139,633 744,633 940,000 393,754 1,333,754 0 2,371,868 2,371,868 660,000 186,800 846,800 3,820,000 2019 700,000 14,033 714,033 1,045,000 1,173,456 2,218,456 635,000 114,433 749,433 975,000 354,988 1,329,988 0 2,371,868 2,371,868 685,000 159,567 844,567 4,040,000 2020 700,000 12,633 712,633 1,100,000 1,119,831 2,219,831 650,000 88,533 738,533 1,015,000 306,196 1,321,196 0 2,371,868 2,371,868 715,000 131,167 846,167 4,180,000 2021 700,000 11,233 711,233 1,155,000 1,063,456 2,218,456 680,000 61,533 741,533 1,065,000 253,363 1,318,363 0 2,371,868 2,371,868 745,000 101,567 846,567 4,345,000 2022 800,000 9,667 809,667 1,215,000 1,004,206 2,219,206 705,000 33,500 738,500 1,120,000 197,821 1,317,821 0 2,371,868 2,371,868 775,000 70,767 845,767 4,615,000 2023 800,000 8,067 808,067 1,285,000 941,706 2,226,706 720,000 4,800 724,800 1,175,000 139,529 1,314,529 0 2,371,868 2,371,868 805,000 38,767 843,767 4,785,0002024900,000 6,300 906,300 1,350,000 875,831 2,225,831 0 0 0 1,235,000 78,279 1,313,279 0 2,371,868 2,371,868 835,000 5,567 840,567 4,320,000 2025 900,000 4,500 904,500 1,420,000 806,581 2,226,581 0 0 0 1,295,000 11,331 1,306,331 0 2,371,868 2,371,868 0 0 0 3,615,000 2026 1,000,000 2,533 1,002,533 1,495,000 733,706 2,228,706 0 0 0 0 0 0 1,365,000 2,299,330 3,664,330 0 0 0 3,860,000 2027 1,100,000 367 1,100,367 1,570,000 657,081 2,227,081 0 0 0 0 0 0 1,450,000 2,207,767 3,657,767 0 0 0 4,120,000 2028 0 0 0 1,645,000 584,931 2,229,931 0 0 0 0 0 0 1,545,000 2,110,252 3,655,252 0 0 0 3,190,000 2029 0 0 0 1,715,000 517,731 2,232,731 0 0 0 0 0 0 1,640,000 2,006,679 3,646,679 0 0 0 3,355,000 2030 0 0 0 1,785,000 447,731 2,232,731 0 0 0 0 0 0 1,745,000 1,896,516 3,641,516 0 0 0 3,530,000 2031 0 0 0 1,855,000 374,931 2,229,931 0 0 0 0 0 0 1,855,000 1,779,392 3,634,392 0 0 0 3,710,000 2032 0 0 0 1,955,000 313,394 2,268,394 0 0 0 0 0 0 1,975,000 1,651,430 3,626,430 0 0 0 3,930,000 2033 0 0 0 2,005,000 263,894 2,268,894 0 0 0 0 0 0 2,105,000 1,514,409 3,619,409 0 0 0 4,110,000 2034 0 0 0 2,055,000 211,859 2,266,859 0 0 0 0 0 0 2,245,000 1,368,290 3,613,290 0 0 0 4,300,000 2035 0 0 0 2,115,000 155,806 2,270,806 0 0 0 0 0 0 2,390,000 1,212,689 3,602,689 0 0 0 4,505,000 2036 0 0 0 2,170,000 96,888 2,266,888 0 0 0 0 0 0 2,550,000 1,046,730 3,596,730 0 0 0 4,720,000 2037 0 0 0 2,235,000 33,525 2,268,525 0 0 0 0 0 0 2,715,000 869,973 3,584,973 0 0 0 4,950,000 2038 0 0 0 0 0 0 0 0 0 0 0 0 2,895,000 681,541 3,576,541 0 0 0 2,895,000 2039 0 0 0 0 0 0 0 0 0 0 0 0 3,085,000 480,724 3,565,724 0 0 0 3,085,00020400 0 0 0 0 0 0 0 0 0 0 0 3,290,000 266,587 3,556,587 0 0 0 3,290,000 2041 0 0 0 0 0 0 0 0 0 0 0 0 3,505,000 38,421 3,543,421 0 0 0 3,505,000 TOTAL $8,800,000 $101,333 $8,901,333 $33,385,000 $13,586,062 $46,971,062 $4,580,000 $605,402 $5,185,402 $9,720,000 $2,166,348 $11,886,348 $36,355,000 $42,777,544 $79,132,544 $5,855,000 $907,233 $6,762,233 $98,695,000 Water Capacity Fee - Page 8 of 18 Otay Water District - Water Exhibit W-3C Development of Past Interest Payments Year Total Sewer Water CPI Escalation Factor 2008 Present Day Dollars Sewer Present Day Dollars Water CPI Escalation Factor 2016 Present Day Dollars Sewer Present Day Dollars Water Average Age YTD Remaining Depreciated Sewer Depreciated Water Present Dollars Less Depr. Sewer Present Dollars Less Depr. Water 2008 2,601,252 47,277 2,553,975 1.09 51,683 2,791,997 1.13 $53,192 $2,873,495 50 9 41 $9,575 $517,229 $43,617 $2,356,266 2007 950,479 58,066 892,413 1.03 59,948 921,344 1.17 67,848 1,042,756 50 10 40 13,570 208,551 54,279 834,204 2006 959,225 68,491 890,734 1.06 72,330 940,660 1.20 81,861 1,064,617 50 11 39 18,009 234,216 63,852 830,401 2005 1,327,844 78,562 1,249,282 1.09 85,786 1,364,158 1.24 97,091 1,543,922 50 12 38 23,302 370,541 73,789 1,173,381 2004 1,252,307 88,293 1,164,014 1.13 99,946 1,317,638 1.28 113,117 1,491,272 50 13 37 29,410 387,731 83,706 1,103,541 2003 947,099 97,695 849,404 1.17 114,629 996,632 1.33 129,734 1,127,965 50 14 36 36,326 315,830 93,409 812,135 2002 1,503,063 106,779 1,396,284 1.22 129,973 1,699,564 1.38 147,100 1,923,527 50 15 35 44,130 577,058 102,970 1,346,469 2001 1,543,336 115,556 1,427,780 1.26 145,585 1,798,801 1.43 164,769 2,035,841 50 16 34 52,726 651,469 112,043 1,384,372 2000 1,540,592 124,036 1,416,556 1.32 163,449 1,866,668 1.49 184,988 2,112,652 50 17 33 62,896 718,302 122,092 1,394,350 1999 1,809,747 176,967 1,632,780 1.39 246,694 2,276,112 1.58 279,202 2,576,051 50 18 32 100,513 927,378 178,689 1,648,672 1998 1,952,742 227,266 1,725,476 1.44 328,010 2,490,361 1.63 371,235 2,818,533 50 19 31 141,069 1,071,042 230,165 1,747,490 1997 2,080,744 274,606 1,806,138 1.47 404,084 2,657,737 1.67 457,332 3,007,964 50 20 30 182,933 1,203,186 274,399 1,804,779 1996 1,421,139 319,333 1,101,806 1.50 478,077 1,649,525 1.69 541,076 1,866,893 50 21 29 227,252 784,095 313,824 1,082,798 1995 936,716 362,687 574,029 1.54 557,180 881,856 1.74 630,603 998,064 50 22 28 277,466 439,148 353,138 558,916 1994 1,329,706 394,491 935,215 1.56 615,062 1,458,118 1.76 696,112 1,650,264 50 23 27 320,212 759,121 375,901 891,142 1993 749,618 419,512 330,106 1.60 671,011 528,005 1.81 759,434 597,583 50 24 26 364,528 286,840 394,906 310,743 1992 689,412 296,895 392,517 1.63 485,193 641,462 1.85 549,130 725,992 50 25 25 274,565 362,996 274,565 362,996 1991 1,172,353 336,012 836,341 1.68 564,437 1,404,895 1.90 638,816 1,590,028 50 26 24 332,185 826,814 306,632 763,213 1990 1,454,800 372,559 1,082,241 1.74 648,438 1,883,639 1.97 733,887 2,131,859 50 27 23 396,299 1,151,204 337,588 980,655 1989 1,314,494 408,975 905,519 1.84 754,333 1,670,183 2.09 853,737 1,890,274 50 28 22 478,093 1,058,554 375,644 831,721 1988 1,841,881 444,586 1,397,295 1.95 867,861 2,727,613 2.21 982,225 3,087,049 50 29 21 569,690 1,790,488 412,534 1,296,560 1987 1,339,462 477,707 861,755 2.05 979,340 1,766,671 2.32 1,108,395 1,999,477 50 30 20 665,037 1,199,686 443,358 799,791 1986 1,428,383 509,385 918,998 2.12 1,081,084 1,950,422 2.40 1,223,546 2,207,442 50 31 19 758,599 1,368,614 464,948 838,828 1985 1,508,454 538,914 969,540 2.18 1,175,872 2,115,468 2.47 1,330,824 2,394,237 50 32 18 851,728 1,532,312 479,097 861,925 1984 1,585,069 566,769 1,018,300 2.30 1,302,731 2,340,584 2.60 1,474,400 2,649,018 50 33 17 973,104 1,748,352 501,296 900,666 1983 1,614,923 593,048 1,021,875 2.43 1,442,993 2,486,408 2.75 1,633,146 2,814,059 50 34 16 1,110,539 1,913,560 522,607 900,499 1982 1,496,029 601,840 894,189 2.50 1,507,009 2,239,051 2.83 1,705,598 2,534,105 50 35 15 1,193,918 1,773,874 511,679 760,232 1981 1,546,319 118,910 1,427,409 2.67 317,909 3,816,220 3.03 359,802 4,319,108 50 36 14 259,058 3,109,758 100,745 1,209,350 1980 1,689,015 126,371 1,562,644 3.03 383,386 4,740,775 3.43 433,908 5,365,498 50 37 13 321,092 3,970,468 112,816 1,395,029 1979 1,727,910 146,451 1,581,459 3.50 512,015 5,529,024 3.96 579,487 6,257,620 50 38 12 440,410 4,755,791 139,077 1,501,829 1978 846,568 139,706 706,862 4.07 568,464 2,876,224 4.61 643,374 3,255,243 50 39 11 501,832 2,539,089 141,542 716,153 1977 699,346 146,858 552,488 4.48 657,544 2,473,719 5.07 744,193 2,799,697 50 40 10 595,355 2,239,758 148,839 559,939 1976 500,880 152,370 348,510 4.77 726,805 1,662,393 5.40 822,581 1,881,457 50 41 9 674,516 1,542,795 148,065 338,662 1975 505,080 158,245 346,835 5.06 800,816 1,755,196 5.73 906,345 1,986,490 50 42 8 761,330 1,668,652 145,015 317,838 1974 545,897 163,251 382,646 5.54 904,016 2,118,935 6.27 1,023,145 2,398,161 50 43 7 879,904 2,062,419 143,240 335,743 1973 545,960 166,687 379,273 6.15 1,024,296 2,330,642 6.95 1,159,274 2,637,766 50 44 6 1,020,161 2,321,234 139,113 316,532 1972 559,456 195,260 364,196 6.55 1,278,131 2,383,950 7.41 1,446,558 2,698,099 50 45 5 1,301,902 2,428,289 144,656 269,810 1971 507,776 19,884 487,892 6.80 135,304 3,319,940 7.70 153,134 3,757,430 50 46 4 140,883 3,456,836 12,251 300,594 1970 399,854 11,322 388,532 7.06 79,979 2,744,620 7.99 90,519 3,106,296 50 47 3 85,088 2,919,918 5,431 186,378 1969 286,268 286,268 7.43 - 2,128,323 8.41 - 2,408,786 50 48 2 0 2,312,435 0 96,351 1968 269,080 269,080 7.82 - 2,104,459 8.85 - 2,381,777 50 49 1 0 2,334,142 0 47,636 1967 237,827 237,827 8.14 - 1,935,438 9.21 - 2,190,483 50 50 0 0 2,190,483 0 0 1966 243,112 243,112 8.39 - 2,040,489 9.50 - 2,309,378 50 51 0 0 2,309,378 0 0 1965 224,790 224,790 8.54 - 1,920,159 9.67 - 2,173,191 50 52 0 0 2,173,191 0 0 1964 199,375 199,375 7.77 - 1,549,240 8.79 - 1,753,394 50 53 0 0 1,753,394 0 0 1963 127,415 127,415 7.87 - 1,003,018 8.91 - 1,135,193 50 54 0 0 1,135,193 0 0 1962 75,500 75,500 7.98 - 602,213 9.03 - 681,570 50 55 0 0 681,570 0 0 1961 75,500 75,500 8.06 - 608,255 9.12 - 688,408 50 56 0 0 688,408 0 0 1960 72,250 72,250 8.14 - 587,971 9.21 - 665,452 50 57 0 0 665,452 0 0 1959 75,500 75,500 8.95 - 675,375 9.37 - 707,334 50 58 0 0 707,334 0 0 $50,311,547 $9,651,623 $40,659,924 $22,421,405 $97,772,150 $25,370,719 $110,312,767 $16,489,202 $74,144,176 $8,881,516 $36,168,591 1. 1959-1962 only id 2 & 3, 1963-1966 - 2,3,5,6,7,9,10, this is the interest which is not already capitalized (previously). Water Capacity Fee - Page 9 of 18 Otay Water District - Water Exhibit W-4 Summary of Reserve Funds For the Year Ended June 30, 2016 Account #OPEB New Water Supply Expansion Replacement Betterment Debt Fund Debt Reserve Capital Improvement General Total % CF Eligible (1) Capacity Fee RESTRICTED RESERVES 312207 Betterment Fees - ID 18 $0 $0 $0 $0 $0 $0 $0 $0 0%$0 312209 Betterment Fees - ID 22 0 0 0 0 (66,440,547)20,525,955 0 (45,914,591)0%0 312101 Capacity Fees 0 0 (45,805,909)0 0 0 0 (45,805,909)100%(45,805,909) 312102 Capital Improvement Fund 0 0 0 11,558,182 0 0 0 11,558,182 100%11,558,182 312103 New Supply Fund 0 (220,379)0 0 0 0 0 (220,379)100%(220,379) 312111 New Supply Debt Fund 0 707,438 0 0 0 0 0 707,438 100%707,438 312112 Expansion Debt Fund 0 0 38,224,788 0 0 0 0 38,224,788 100%38,224,788 312113 Replacement Debt Fund 0 0 0 11,760,390 0 0 0 11,760,390 0%0 312121 New Supply CIF 0 0 0 0 0 0 0 0 100%0 312413 State Loan Reserve 0 0 0 0 0 0 0 0 0%0 312414 GO Bonds Reserve 0 0 0 0 0 0 657,076 657,076 0%0 312416 Grants - CIP 0 0 0 0 0 0 0 0 0%0 312421 2010 COPs TE - Reserve 0 0 0 0 0 0 1,074,712 1,074,712 0%0 312422 2010 COPs BABs - Reserve 0 0 0 0 0 0 2,823,059 2,823,059 0%0 TOTAL RESTRICTED $0 $487,059 ($7,581,122)$23,318,572 ($66,440,547)$20,525,955 $4,554,847 $0 $0 ($25,135,235)$4,464,119 DESIGNATED RESERVES 312229 Designated Betterment $0 $0 $0 $0 $47,212,735 $47,212,735 0%0 321203 New Supply Fee Reserve 0 64,711 0 0 0 64,711 100%64,711 312412 Expansion Reserve 0 0 5,808,095 0 0 5,808,095 100%5,808,095 321201 Replacement Reserve 0 0 0 19,312,995 0 19,312,995 0%0 321202 Retiree Health Ins - OPEB (a)127,492 0 0 0 0 127,492 0%0 TOTAL DESIGNATED $127,492 $64,711 $5,808,095 $19,312,995 $47,212,735 $0 $0 $0 $0 $72,526,029 $5,872,806 TOAL RESTRICTED & DESIGNATED $127,492 $551,770 ($1,773,027)$42,631,567 ($19,227,811)$20,525,955 $4,554,847 $0 $0 $47,390,793 $10,336,925 GENERAL FUND (UNRESTRICTED) Annexation (Potable)$11,790,824 $11,790,824 100%$11,790,824 Annexation (Sewer)0 0 0%0 Operating 8,567,364 8,567,364 0%0 11-215101 Developer Deposit 530,923 530,923 0%0 77-215101|215111 Dev/Cell Site Dep 2,151,992 2,151,992 0%0 312415 Lakeview Replacement 294,886 294,886 0%0 312424 Highlands Golf Course, LLC 44,197 44,197 0%0 TOTAL GENERAL FUND $0 $0 $0 $0 $0 $0 $0 $0 $23,380,187 $23,380,187 $11,790,824 TOTALS BY FUND CATEGORY $127,492 $551,770 ($1,773,027)$42,631,567 ($19,227,811)$20,525,955 $4,554,847 $0 $23,380,187 $70,770,980 $22,127,749 Notes: (1) Balance available unrestricted for expansion and new supply. Betterment Water Capacity Fee - Page 10 of 18 Otay Water District - Water Exhibit W-5 Development of Equivalent Dwelling Units For the Year Ended June 30, 2016 Number of Meters (1) Class of Service 5/8"3/4"1"1 1/2"2"3"4"6"8"10"12" Number of Meters Residential 0 43,202 1,814 18 4 45,038 Master Metered 0 41 185 244 232 42 64 6 3 0 0 817 Commercial & Public 6 329 356 299 388 34 28 10 0 5 0 1,455 Ag, Lds & Construction 0 106 268 382 463 2 8 2 0 0 1,231 Recycled 0 3 99 394 194 4 10 3 0 1 0 708 Temporary 0 7 8 5 2 0 100 1 0 0 0 123 Total Billed 6 43,688 2,730 1,342 1,283 82 210 22 3 6 0 49,372 Less: Temporary 0 7 8 5 2 0 100 1 0 0 0 123 Total Existing Permanent 6 43,681 2,722 1,337 1,281 82 110 21 3 6 0 49,249 Class of Service 5/8"3/4"1"1 1/2"2"3"4"6"8"10"12" AWWA Weighting - 5/8" Meter 1.00 1.00 2.50 5.00 8.00 16.00 25.00 50.00 80.00 115.00 168.75 Total Residential 0 43,202 4,535 90 32 0 0 0 0 0 0 47,859 Master Metered 0 41 463 1,220 1,856 672 1,600 300 240 0 0 6,392 Commercial & Public 6 329 890 1,495 3,104 544 700 500 0 575 0 8,143 Ag, Lds & Construction 0 106 670 1,910 3,704 32 200 100 0 0 0 6,722 Recycled 0 3 248 1,970 1,552 64 250 150 0 115 0 4,352 Temporary 0 7 20 25 16 0 2,500 50 0 0 0 2,618 Residential Meter Equivalency 6 43,688 6,825 6,710 10,264 1,312 5,250 1,100 240 690 0 76,085 Less: Temporary 0 7 20 25 16 0 2,500 50 0 0 0 2,618 Total Existing Permanent 6 43,681 6,805 6,685 10,248 1,312 2,750 1,050 240 690 0 73,467 Projected Ultimate EDUs (2) 106,848 Expansion EDUs (2) 33,381 Notes: (1) Based on data from the utility billing system as of FY 2016. (2) Based on data from the District on Land Use Demand. Fire and temporary services are not included. Total Equivalent Meters Water Capacity Fee - Page 11 of 18 Otay Water District - Water Page 1 of 5 Exhibit W-6 Development of Capacity Fee - Future Count Project Type Project Type Per RM 17 CIPNo Project Title Projected Project Cost (000s)Expansion Betterment Replacement New Supply % CF Eligible Capacity Fee 1 C M P2083 PS - 870-2 Pump Station Replacement (11,000 GPM)$17,000 0.0% 0.0%100.0%0.0%0%$0 2 RF M P2267 36-Inch Main Pumpouts and Air/Vacuum Ventilation Installations 735 0.0%100.0%0.0% 0.0%0%0 3 RF P P2282 Vehicle Capital Purchases 5,491 0.0% 0.0%100.0%0.0%0%0 4 CF P P2285 Office Equipment and Furniture Capital Purchases 589 0%0% 100%0.0%0%0 5 C P P2286 Field Equipment Capital Purchases 1,734 0.0% 0.0%100.0%0.0%0%0 6 P P P2366 APCD Engine Replacements and Retrofits 3,371 0.0% 0.0%100.0%0.0%0%0 7 P C P2382 Safety and Security Improvements 2,811 0.0% 0.0%100.0%0.0%0%0 8 M C P2451 Otay Mesa DesalinaƟon Conveyance and DisinfecƟon SystemOtay Mesa DesalinaƟon Conveyance and DisinfecƟon System 30,000 0.0%69.0%0.0%31.0%0%0 9 CF C P2453 SR-11 Utility Relocations 4,000 0.0% 0.0%100.0%0.0%0%0 10 C C P2466 Regional Training Facility 300 31.0% 69.0%0.0% 0.0%31%93 11 C CF P2470 Financial System Enhancements 1,765 0.0%40.0% 60.0%0.0%0%0 12 C C P2485 SCADA Communication System and Software Replacement 2,014 0.0% 0.0%100.0%0.0%0%0 13 P C P2486 Asset Management Plan Condition Assessment and Data Acquisition 957 31.0% 69.0%0.0% 0.0%31%297 14 P M P2493 624-2 Reservoir Interior Coating and Upgrades 1,675 0.0% 0.0%100.0%0.0%0%0 15 M C P2494 Multiple Species Conservation Plan 950 100.0%0.0%0.0% 0.0%100%950 16 M CF P2495 San Miguel Habitat Management/Mitigation Area 2,100 0.0% 0.0%0.0% 0.0%0%0 17 C C P2504 Regulatory Site Access Road and Pipeline Relocation 900 0.0%50.0% 50.0%0.0%0%0 18 M M P2507 East Palomar Street Utility Relocation 940 0.0% 0.0%100.0%0.0%0%0 19 M M P2508 Pipeline Cathodic Protection Replacement Program 725 0.0% 0.0%100.0%0.0%0%0 20 M CF P2511 North District - South District Interconnection System 37,300 31.0% 69.0%0.0% 0.0%31%11,563 21 M M P2518 803-3 Reservoir Interior/Exterior Coating 700 0.0% 0.0%100.0%0.0%0%0 22 M M P2519 832-2 Reservoir Interior/Exterior Coating 750 0.0% 0.0%100.0%0.0%0%0 23 M C P2520 Motorola Mobile Radio Upgrade 120 0.0% 0.0%100.0%0.0%0%0 24 C M P2529 711-2 Reservoir Interior & Exterior Coating 840 0.0% 0.0%100.0%0.0%0%0 25 M M P2530 711-1 Reservoir Interior & Exterior Coating 1,040 0.0% 0.0%100.0%0.0%0%0 26 C M P2531 944-1 Reservoir Interior & Exterior Coating 410 0.0% 0.0%100.0%0.0%0%0 27 M M P2532 944-2 Reservoir Interior & Exterior Coating 1,050 0.0% 0.0%100.0%0.0%0%0 28 M M P2533 1200-1 Reservoir Interior & Exterior Coating 810 0.0% 0.0%100.0%0.0%0%0 29 M M P2534 978-1 Reservoir Interior & Exterior Coating 715 0.0% 0.0%100.0%0.0%0%0 30 M M P2535 458-2 Reservoir Interior Coating 885 0.0% 0.0%100.0%0.0%0%0 31 M C P2537 Operations Yard Property Acquisition Improvements 775 0.0%100.0%0.0% 0.0%0%0 32 CF M P2538 Administration and Operations Building Fire Sprinkler Replacement Program 110 0.0% 0.0%100.0%0.0%0%0 33 MF M P2539 South Bay Bus Rapid Transit (BRT) Utility Relocations 1,090 0.0% 0.0%100.0%0.0%0%0 34 MF CF P2540 Work Management System Replacement 500 0.0%40.0% 60.0%0.0%0%0 35 M C P2541 624 Pressure Zone PRSs 760 0.0%100.0%0.0% 0.0%0%0 36 M M P2542 850-3 Reservoir Interior Coating 630 0.0% 0.0%100.0%0.0%0%0 37 MF M P2543 850-1 Reservoir Interior/Exterior Coating 875 0.0% 0.0%100.0%0.0%0%0 38 MF M P2544 850-2 Reservoir Interior/Exterior Reservoir Coating 1,070 0.0% 0.0%100.0%0.0%0%0 39 M M P2545 980-1 Reservoir Interior Exterior Coating 1,495 0.0% 0.0%100.0%0.0%0%0 40 C M P2546 980-2 Reservoir Interior/Exterior Coating 1,450 0.0% 0.0%100.0%0.0%0%0 41 M C P2547 Main Breaker Instllation at the District Administration Building 125 31.0% 69.0%0.0% 0.0%31%39 42 P CF P2549 Fuel System upgrade 30 0.0% 0.0%100.0%0.0%0%0 43 C C P2550 Fuel Island upgrade 112 0.0% 0.0%100.0%0.0%0%0 44 C C P2551 Blossom Lane Helix WD and Otay WD Interconnection 200 0.0%100.0%0.0% 0.0%0%0 45 CF C P2552 South Barcelona Helix WD and Otay WD Interconnection 200 0.0%100.0%0.0% 0.0%0%0 46 CF C P2553 Heritage Road Bridge Replacement and Utility Relocation 1,820 0%0% 100%0.0%0%0 47 CF RF R2028 RecPL - 8-Inch, 680 Zone, Heritage Road - Santa Victoria/Otay Valley 378 100.0%0.0%0.0% 0.0%100%378 48 CF RF R2042 RecPL - 8-Inch, 927 Zone, Rock Mountain Road - SR-125/EastLake 162 100.0%0.0%0.0% 0.0%100%162 49 CF RF R2047 RecPL - 12-Inch, 680 Zone, La Media Road - Birch/Rock Mountain 234 100.0%0.0%0.0% 0.0%100%234 50 CF P2176 Res - 1090-2 Reservoir 0.5 MG 1,235 50.0% 50.0%0.0% 0.0%50%618 Water Capacity Fee - Page 12 of 18 Otay Water District - Water Page 2 of 5 Exhibit W-6 Development of Capacity Fee - Future Count Project Type Project Type Per RM 17 CIPNo Project Title Projected Project Cost (000s)Expansion Betterment Replacement New Supply % CF Eligible Capacity Fee 51 C C R2077 RecPL - 24-Inch, 860 Zone, Alta Road - Alta Gate/Airway 2,852 100.0%0.0%0.0% 0.0%100%2,852 52 R RF R2082 RecPL - 24-Inch, 680 Zone, Olympic Parkway - Village 2/Heritage 1,890 100.0%0.0%0.0% 0.0%100%1,890 53 R RF R2083 RecPL - 20-Inch, 680 Zone, Heritage Road - Village 2/Olympic 100 100.0%0.0%0.0% 0.0%100%100 54 R R R2084 RecPL - 20-Inch, 680 Zone, Village 2 - Heritage/La Media 840 100.0%0.0%0.0% 0.0%100%840 55 R RF R2085 RecPL - 20-Inch, 680 Zone, La Media - State/Olympic 1,500 100.0%0.0%0.0% 0.0%100%1,500 56 C CF R2107 RWCWRF Screening Compactor and Chlorine Injectors Enclosure 215 0.0% 0.0%100.0%0.0%0%0 57 R C R2109 Sweetwater River Wooden Trestle Improvement for the Recycled Water Forcemain 375 0.0% 0.0%100.0%0.0%0%0 58 C C R2110 RecPS - 944-1 Optimization and Pressure Zone modifications 200 0.0%100.0%0.0% 0.0%0%0 59 C M R2111 RWCWRF - RAS Pump Replacement 570 0.0% 0.0%100.0%0.0%0%0 60 M M R2112 450-1 Disinfection Facility Rehabilitation 265 0.0% 0.0%100.0%0.0%0%0 61 M CF R2114 Large Recycle Pump Replacement 120 0.0% 0.0%100.0%0.0%0%0 62 RF P2002 PS - 1296-2 Proctor Valley PS (4,000 GPM, upsize from 1,055 gpm for dev)3,500 31.0% 69.0%0.0% 0.0%31%1,085 63 CF P2296 Dis - 624-2 Reservoir Disinfection Facility 1,400 31.0% 69.0%0.0% 0.0%31%434 64 CF P2033 PL - 16-Inch, 1296 Zone, Melody Road - Campo/Presilla 3,072 100.0%0.0%0.0% 0.0%100%3,072 65 RF P2037 Res - 980-3 Reservoir 4 MG (Upsize from 1 MG for dev)6,000 100.0%0.0%0.0% 0.0%100%6,000 66 N/A C P2040 Res - 1655-1 Reservoir 0.5 MG 3,400 100.0%0.0%0.0% 0.0%100%3,400 67 CF P2053 PL - 20-Inch, 944 Zone, Campo Road - 944-1 Pump Station/944 Reservoirs 3,480 100.0%0.0%0.0% 0.0%100%3,480 68 CF P2056 PL - 16-Inch, 1296 Zone, Jamul Drive Parallel 1,080 0.0%100.0%0.0% 0.0%0%0 69 CF P2058 PL - 24-Inch, 1296 Zone, Proctor Valley Road - Pioneer/Campo 4,800 66.0% 34.0%0.0% 0.0%66%3,168 70 CF P2298 Dis - 978-1 Pump Station Disinfection Facility 0 0.0%100.0%0.0% 0.0%0%0 71 CF P2301 Dis - 1296-1 Pump Station Disinfection Facility 850 31.0% 69.0%0.0% 0.0%31%264 72 RF P2104 PL - 12-Inch, 711 Zone, La Media Road - Birch/Rock Mountain 0 100.0%0.0%0.0% 0.0%100%0 73 RF P2106 PL - 12-Inch, 711 Zone, Village 8 Loop 408 100.0%0.0%0.0% 0.0%100%408 74 RF P2107 PL - 12-Inch, 711 Zone, Village 8E, Rock Mountain Road - Magdalena/SR 125 288 100.0%0.0%0.0% 0.0%100%288 75 RF P2116 PL - 16-Inch, 711 Zone, Hunte Parkway - SR 125/EastLake 360 100.0%0.0%0.0% 0.0%100%360 76 RF P2122 PL - 20-Inch, 711 Zone, OTC to Hunte Parkway 3,300 100.0%0.0%0.0% 0.0%100%3,300 77 RF P2135 PL - 20-Inch, 980 Zone, Otay Lakes Road to Village 13 1,320 100.0%0.0%0.0% 0.0%100%1,320 78 RF P2137 PL - 20-Inch, 980 Zone, Village 13 to 980-3 Reservoir Transmission PL 840 100.0%0.0%0.0% 0.0%100%840 79 RF P2138 PL - 20-Inch, 980 Zone, 980-3 Reservoir Transmission PL 528 100.0%0.0%0.0% 0.0%100%528 80 N/A CF P2303 Dis - 1485 Reservoir(s) Recirculation and Disinfection Facility 0 0.0%100.0%0.0% 0.0%0%0 81 RF P2142 Res - 1296-4 Reservoir, Village 14 - 2 MG (Upsize from 1 MG for dev)2,000 100.0%0.0%0.0% 0.0%100%2,000 82 CF P2304 Water System Facilities Seismic Upgrades 1,200 31.0% 69.0%0.0% 0.0%31%372 83 N/A CF P2148 PL - 16-Inch, 850 Zone, Jamacha Boulevard - Sweetwater Springs/Trace 2,496 0.0%100.0%0.0% 0.0%0%0 84 N/A CF P2150 PL - 16-Inch, 458 Zone, East Palomar Street - Medical Center/Raven 432 0.0%100.0%0.0% 0.0%0%0 85 N/A CF P2156 PL - 12-Inch, 1296 Zone, Olive Vista Drive Parallel 900 0.0%100.0%0.0% 0.0%0%0 86 CF P2171 PL - 20-Inch, 1296 Zone, Proctor Valley Road - Pioneer/Melody 1,320 66.0% 34.0%0.0% 0.0%66%871 87 N/A M P2174 PS - 1090-1 Pump Station Replacement (280 GPM)2,500 0.0% 0.0%100.0%0.0%0%0 88 N/A MF P2306 Engine Power Equipment Repair and Replacement Program 0 0.0% 0.0%100.0%0.0%0%0 89 N/A MF P2316 Building Roof Repair and Replacement Program 0 0.0% 0.0%100.0%0.0%0%0 90 RF P2181 PL - 20-Inch, 1296 Zone, Proctor Valley Road - Proctor Valley PS/Echo Valley 2,520 31.0% 69.0%0.0% 0.0%31%781 91 CF P2188 PL - 24-Inch, 832 Zone, Campo Road - Steele Canyon/944-1 Pump Station 2,448 100.0%0.0%0.0% 0.0%100%2,448 92 N/A CF P2190 PL - 10-Inch, 1485 Zone, Jamul Highlands Road to Presilla Drive 138 0.0%100.0%0.0% 0.0%0%0 93 CF P2195 PL - 24-Inch, 640 Zone, Campo Road - Regulatory Site/Millar Ranch 2,952 75.0%0.0%25.0%0.0%75%2,214 94 CF P2196 PL - 24-Inch, 640 Zone, Millar Ranch Road to 832-1 Pump Station 1,584 75.0%0.0%25.0%0.0%75%1,188 95 CF P2197 PL - 24-Inch, 832 Zone, 832-1 Pump Station to 832 Reservoirs 1,296 100.0%0.0%0.0% 0.0%100%1,296 96 CF P2198 PL - 20-Inch, 832 Zone, 832 Reservoirs to Steele Canyon H.S. to Stoney Oak Dr via Campo Rd 3,672 100.0%0.0%0.0% 0.0%100%3,672 97 CF P2203 PL - 20-Inch, 1296 Zone, Proctor Valley Road - Echo Valley/Pioneer 3,000 31.0% 69.0%0.0% 0.0%31%930 98 CF P2204 PL - 20-Inch, 1296 Zone, Pioneer Way - Proctor Valley/1296 Reservoirs 1,860 31.0% 69.0%0.0% 0.0%31%577 99 CF P2228 Res - 870-2 Reservoir 10 MG 20,000 100.0%0.0%0.0% 0.0%100%20,000 100 N/A CF P2256 PS - 978-2 Pump Station (1,500 GPM)3,500 0.0%100.0%0.0% 0.0%0%0 101 N/A CF P2318 PL - 20-Inch, 657 Zone, Summit Cross-Tie and 36-Inch Main Connections 0 0.0%100.0%0.0% 0.0%0%0 102 CF P2319 Dis - 870-1 Reservoir Phase 2 Chloramination Facility 400 100.0%0.0%0.0% 0.0%100%400 103 CF P2336 Central Area Operations Yard and Facilities 3,500 31.0% 69.0%0.0% 0.0%31%1,085 104 N/A MF P2356 PL - 12-Inch, 803 Zone, Jamul Drive Permastran Pipeline Replacement 0 0.0% 0.0%100.0%0.0%0%0 Water Capacity Fee - Page 13 of 18 Otay Water District - Water Page 3 of 5 Exhibit W-6 Development of Capacity Fee - Future Count Project Type Project Type Per RM 17 CIPNo Project Title Projected Project Cost (000s)Expansion Betterment Replacement New Supply % CF Eligible Capacity Fee 105 N/A CF P2387 PL - 12-Inch, 832 Zone, Steele Canyon Road - Via Caliente/Campo 0 0.0%100.0%0.0% 0.0%0%0 106 N/A MF P2388 Flexible Membrane Cover Tension System Repair and Replacement 0 0.0% 0.0%100.0%0.0%0%0 107 RF P2390 Siempre Viva Bridge Pipeline Crossings 230 100.0%0.0%0.0% 0.0%100%230 108 CF P2395 Perdue WTP Capacity Participation/Purchase (5 MGD)15,000 31.0% 69.0%0.0% 0.0%31%4,650 109 N/A C P2402 PL - 16-Inch, 624 Zone, Village 8W - Otay Valley Rd, Main St/School (Developer Reimbursable, No Upsize)0 100.0%0.0%0.0% 0.0%100%0 110 CF P2374 PL - 30-Inch, 870 Zone, 870-2 Reservoir to 870-1 Reservoir 360 100.0%0.0%0.0% 0.0%100%360 111 CF P2415 Raw Water Supply Acquisition Feasibility Assessment 500 31.0% 69.0%0.0% 0.0%31%155 112 N/A CF P2426 PL - 1296/920 PRS Jamul Drive - Mexican Canyon Road 0 0.0%100.0%0.0% 0.0%0%0 113 CF P2392 PS - Lower Otay Pump Station Expansion Phase 2 (9,000 GPM)16,000 31.0% 69.0%0.0% 0.0%31%4,960 114 N/A CF P2393 PS - Pointe Hydro Pump Station Expansion (400 GPM)600 0.0%100.0%0.0% 0.0%0%0 115 N/A CF P2433 978-1 Pump Station Sonic Meter 0 0.0%100.0%0.0% 0.0%0%0 116 P CF P2434 Rancho Del Rey Groundwater Well Development 9,000 0.0%69.0%0.0%31.0%0%0 117 M CF P2440 I-905 Utility Relocations 0 0.0% 0.0%100.0%0.0%0%0 118 N/A MF P2454 Vaults and Meter, Alta Road and Use Area 0 0.0% 0.0%100.0%0.0%0%0 119 RF P2404 PL - 16-Inch, 624 Zone, Village 4 - Main Street, Wolf Canyon/Village 8W 432 100.0%0.0%0.0% 0.0%100%432 120 N/A C P2405 PL - 624/340 PRS, Paseo Ranchero and Otay Valley Road 650 0.0%100.0%0.0% 0.0%0%0 121 N/A MF P2456 Air and Vacuum Valve Upgrades 0 0.0%26.0% 74.0%0.0%0%0 122 N/A CF P2407 Dictionary Hill Fire Flow Capacity Pipeline Enhancements 450 0.0%100.0%0.0% 0.0%0%0 123 N/A CF P2411 PL - 1296/944 PRS Upgrade 1296-1 Pump Station Site 417 0.0%100.0%0.0% 0.0%0%0 124 N/A CF P2412 PL - 944/832 PRS Upgrade 944-1 Pump Station Site 657 0.0%100.0%0.0% 0.0%0%0 125 CF P2467 San Diego Formation Groundwater Feasibility Study 0 0.0%60.0%0.0% 0.0%0%0 126 CF P2471 850/657 PRS at La Presa Pump Station 0 0.0%100.0%0.0% 0.0%0%0 127 RF P2430 PL - 20-Inch, 980 Zone, Proctor Valley Road - Village 14 Phase 1 2,040 31.0% 69.0%0.0% 0.0%31%632 128 CF P2431 Res - 980-4 Reservoir 5 MG 16,000 100.0%0.0%0.0% 0.0%100%16,000 129 CF P2472 Water Supply Feasibility Studies 175 31.0% 69.0%0.0% 0.0%31%54 130 RF P2435 PL - 20-Inch, 980 Zone, Proctor Valley Road - Village 14 Phase 2 1,560 31.0% 69.0%0.0% 0.0%31%484 131 CF P2437 Dis - 624-4 Reservoir Disinfection Facility 1,400 100.0%0.0%0.0% 0.0%100%1,400 132 N/A CF P2476 Dis - 1090-1 Pump Station Disinfection System Upgrade 0 0.0%100.0%0.0% 0.0%0%0 133 N/A MF P2478 Administration Building Engine/Generator Set 0 0.0% 0.0%100.0%0.0%0%0 134 N/A CF P2481 Middle Sweetwater River Basin Groundwater Well System 8,800 0.0%69.0%0.0%31.0%0%0 135 N/A CF P2482 Otay Mesa Lot 7 Groundwater Well System 4,500 0.0%69.0%0.0%31.0%0%0 136 N/A MF P2483 PS - 870-1Pump Motor and Switch Gear Replacement 0 0.0% 0.0%100.0%0.0%0%0 137 CF P2497 Solar Power Feasibility Study 150 100.0%0.0%0.0% 0.0%100%150 138 N/A MF P2499 Otay Mesa Operations Yard and Facilities 0 0.0% 0.0%100.0%0.0%0%0 139 N/A MF P2522 Potable Water Pipeline Replacement Program 0 0.0% 0.0%100.0%0.0%0%0 140 N/A MF P2523 Potable Water Valve Replacement Program 0 0.0% 0.0%100.0%0.0%0%0 141 N/A C P2496 Otay Lakes Road Utility Relocations 325 0.0% 0.0%100.0%0.0%0%0 142 N/A MF P2524 Potable Water Pipeline Appurtenances Replacement Program 0 0.0% 0.0%100.0%0.0%0%0 143 N/A MF P2525 Potable Water Pump Station Rehabilitation Program 0 0.0% 0.0%100.0%0.0%0%0 144 N/A MF P2526 Potable Water Reservoir Rehabilitation Program 0 0.0% 0.0%100.0%0.0%0%0 145 RF P2500 Padre Dam - Otay Interconnection Dehesa Valley 868 0.0%100.0%0.0% 0.0%0%0 146 CF P2516 PL - 12-Inch, 640 Zone, Jamacha Road - Osage/Elkelton 900 0.0% 0.0%100.0%0.0%0%0 147 CF P2517 Helix - Otay Interconnection, Chase Ave/Fuerte Dr 400 0.0%100.0%0.0% 0.0%0%0 148 CF P2528 30-Inch Potable Water Pipeline Manifold at 624 Reservoirs 7,200 31.0% 69.0%0.0% 0.0%31%2,232 149 N/A CF R2055 RWCWRF - Effluent Meter 0 0.0%100.0%0.0% 0.0%0%0 150 RF R2037 RecPL - 8-Inch, 680 Zone, Main Street/Otay Valley Road - Village 8W 264 100.0%0.0%0.0% 0.0%100%264 151 RF R2038 RecPL – 8-in, 680 Zone, Village 3N – Main St, Heritage Rd/Wolf Canyon 198 100.0%0.0%0.0% 0.0%100%198 152 RF R2043 RecPL - 8-Inch, 927 Zone, Rock Mountain Road - Olympian HS / SR 125 60 100.0%0.0%0.0% 0.0%100%60 153 N/A CF R2067 RWCWRF - Waste Backwash Water Pipeline 0 0.0%100.0%0.0% 0.0%0%0 154 N/A CF R2068 RWCWRF - Load Equalization Tank 0 0.0%100.0%0.0% 0.0%0%0 155 C R2079 RecPL - 6-Inch, 450 Zone, Otay Valley Road - Entertainment, 680/450 PRS 940 100.0%0.0%0.0% 0.0%100%940 Water Capacity Fee - Page 14 of 18 Otay Water District - Water Page 4 of 5 Exhibit W-6 Development of Capacity Fee - Future Count Project Type Project Type Per RM 17 CIPNo Project Title Projected Project Cost (000s)Expansion Betterment Replacement New Supply % CF Eligible Capacity Fee 156 CF R2080 RecPL - 24-Inch, 680 Zone, Olympic Parkway - Brandywine/Santa Victoria 2,736 100.0%0.0%0.0% 0.0%100%2,736 157 N/A CF R2089 North District Distribution Pipelines and Conversions 14,220 0.0%69.0%0.0%31.0%0%0 158 N/A CF R2093 MBR City of Chula Vista 11,000 0.0%69.0%0.0%31.0%0%0 159 N/A MF R2095 RWCWRF - Filter Storage Reservoir Cover Replacement 0 0.0% 0.0%100.0%0.0%0%0 160 N/A MF R2103 Recycled Water Pump Station Rehabilitation Program 0 0.0% 0.0%100.0%0.0%0%0 161 N/A MF R2104 Recycled Water Reservoir Rehabilitation Program 0 0.0% 0.0%100.0%0.0%0%0 162 N/A MF R2105 RWCWRF Systems Replacement/Rehabilitation Program 0 0.0% 0.0%100.0%0.0%0%0 163 N/A MF R2106 Recycled Water Pipeline Replacement Program 0 0.0% 0.0%100.0%0.0%0%0 164 Developer Reimbursements R P2325 PL-10" to 12" Oversize, 1296 Zone, PB Road-Rolling Hills Hydro PS/PB Bndy 22 100.0%0.0%0.0% 0.0%100%22 165 N/A MF P2400 PL - 20-Inch Pipeline Replacement, 711 Zone, Otay Lakes Road - at Santa Paula 2,280 0.0%40.0% 60.0%0.0%0%0 166 N/A C P2460 I.D. 7 Trestle and Pipeline Demolition 600 0.0% 0.0%100.0%0.0%0%0 167 N/A C P2521 Large Meter Vault Upgrade Program 400 0.0% 0.0%100.0%0.0%0%0 168 N/A M P2555 Administration and Operations Parking Lot Improvements 500 0.0% 0.0%100.0%0.0%0%0 169 N/A R P2556 HWY 94 Upsized Utility Relocations at Melody Lane 100 0.0% 0.0%100.0%0.0%0%0 170 N/A M P2557 520 Res Recirculation Pipeline Chemical Supply and Analyzer Feed Replacement Project 100 0.0% 0.0%100.0%0.0%0%0 171 N/A CF P2558 Additional Pump Station Fuel Storage 25 0.0%100.0%0.0% 0.0%0%0 172 N/A M P2559 Pressure Vessel Repair and Replacement Program 650 0.0% 0.0%100.0%0.0%0%0 173 N/A M P2561 Res - 711-3 Reservoir Cover/Liner Replacement 1,800 0.0% 0.0%100.0%0.0%0%0 174 N/A M P2562 Res - 571-1 Reservoir Cover/Liner Replacement 2,600 0.0% 0.0%100.0%0.0%0%0 175 N/A M P2563 Res - 870-1 Reservoir Cover/Liner Replacement 1,000 0.0% 0.0%100.0%0.0%0%0 176 N/A M P2564 Administration Carpet Replacement Program 215 0.0% 0.0%100.0%0.0%0%0 177 N/A MF P2565 803-2 Reservoir Interior/Exterior Coating & Upgrades 940 0.0% 0.0%100.0%0.0%0%0 178 N/A MF P2566 520-2 Reservoir Interior/Exterior Coating & Upgrades 1,500 0.0% 0.0%100.0%0.0%0%0 179 N/A MF P2567 1004-2 Reservoir Interior/Exterior Coating & Upgrades 905 0.0% 0.0%100.0%0.0%0%0 180 N/A C P2568 Technology Business Processes Improvement 135 0.0% 0.0%100.0%0.0%0%0 181 N/A C P2569 Metro Ethernet Implementation/ District Facilities - Pilot 145 0.0% 0.0%100.0%0.0%0%0 182 N/A C P2570 SCADA Equipment & Infrastructure Enhancement 300 0.0% 0.0%100.0%0.0%0%0 183 N/A CF P2571 Datacenter Network Enhancement & Replacement of Infrastructure Componets 200 0.0% 0.0%100.0%0.0%0%0 184 N/A CF P2572 Enterprise Resource Planning (ERP) Replacement 500 0.0% 0.0%100.0%0.0%0%0 185 N/A M P2573 PL - 12-Inch Pipeline Replacement, 803 Zone, Hillsdale Road 1,750 0.0% 0.0%100.0%0.0%0%0 186 N/A M P2574 PL - 12-Inch and 14-inch Pipeline Replacement, 803 and 978 Zone, Vista Grande, Pence Drive 2,750 0.0% 0.0%100.0%0.0%0%0 187 N/A MF P2578 PS - 711-2 (PS 711-1 Replacement and Expansion) - 14,000 gpm 10,000 0.0%40.0% 60.0%0.0%0%0 188 N/A M P2579 Temporary Lower Otay Pump Station Improvements 140 0.0% 0.0%100.0%0.0%0%0 189 N/A CF P2584 Res - 657-1 and 657-2 Reservoir Demolitions 720 0.0% 0.0%100.0%0.0%0%0 190 N/A M P2592 East H Street Bike Lane Utility Coordination 50 0.0% 0.0%100.0%0.0%0%0 191 N/A MF P2593 458-1 Reservoir Interior/Exterior Coating & Upgrades 840 0.0% 0.0%100.0%0.0%0%0 192 N/A M P2594 Large Meter Replacement 485 0.0% 0.0%100.0%0.0%0%0 193 N/A CF R2108 Res - 927-1 Reservoir Cover Replacement 1,090 0.0% 0.0%100.0%0.0%0%0 194 N/A C R2116 RecPL - 14-Inch, 927 Zone, Force Main Improvements 2,500 0.0%100.0%0.0% 0.0%0%0 195 N/A C R2117 RWCWRF Disinfection System Improvements 2,500 0.0%100.0%0.0% 0.0%0%0 196 N/A C R2118 Steele Canyon Sewer PS Large Solids Handling Improvements 75 0.0%100.0%0.0% 0.0%0%0 197 N/A C R2119 RWCWRF Automation & Security Upgrades 300 0.0%100.0%0.0% 0.0%0%0 198 N/A C R2120 RWCWRF Filtered Water Storage Tank Improvements 500 0.0%100.0%0.0% 0.0%0%0 199 N/A M R2121 Res - 944-1 Reservoir Cover/Liner Replacement 1,400 0.0% 0.0%100.0%0.0%0%0 200 N/A C R2122 Emergency Recycled Water Fire Hydrant Installations 75 0.0%100.0%0.0% 0.0%0%0 201 N/A C R2123 Repurpose Otay Mesa Recycled Water Lines 350 0.0%100.0%0.0% 0.0%0%0 202 N/A C R2124 RecPS - 927-1 Pump 5 Replacement 55 0.0% 0.0%100.0%0.0%0%0 203 N/A CF P2010 PL - 30-Inch, Sweetwater Authority Perdue WTP to 36-Inch Main 5,615 31.0% 69.0%0.0% 0.0%31%1,741 204 Capital Facilities CF P2202 PS - 1296-1 PS Expansion - from 2,900 to 6,000 GPM 3,100 100.0%0.0%0.0% 0.0%100%3,100 205 Capital Facilities CF P2248 PS - 944-1 PS Expansion - from 3,000 to 6,000 GPM 3,000 100.0%0.0%0.0% 0.0%100%3,000 206 Capital Facilities CF P2357 PS - 657-1/850-1 Pump Station Demolition 300 0.0% 0.0%100.0%0.0%0%0 207 Capital Facilities CF P2372 PS - Lower Otay PS Replacement and Expansion - from 12,500 to 18,000 GPM 16,000 31.0% 69.0%0.0% 0.0%31%4,960 208 Capital Facilities CF P2379 PS - 832-1 PS Expansion - from 4,200 to 6,800 GPM 3,000 100.0%0.0%0.0% 0.0%100%3,000 209 Capital Facilities CF P2391 PS - Perdue WTP Pump Station (10,000 GPM)15,000 31.0% 69.0%0.0% 0.0%31%4,650 210 Capital Facilities CF P2398 PL - 20-inch, 624 Zone, Paseo Ladera btwn Telegraph/Olympic Upsizing 1,680 100.0%0.0%0.0% 0.0%100%1,680 Water Capacity Fee - Page 15 of 18 Otay Water District - Water Page 5 of 5 Exhibit W-6 Development of Capacity Fee - Future Count Project Type Project Type Per RM 17 CIPNo Project Title Projected Project Cost (000s)Expansion Betterment Replacement New Supply % CF Eligible Capacity Fee 211 Replacement MF P2443 Information Technology Mobile Services 1,352 0.0% 0.0%100.0%0.0%0%0 212 Replacement MF P2461 Records Management System Upgrade 256 0.0% 0.0%100.0%0.0%0%0 213 Replacement MF P2473 PS - 711-1 Pump Station Improvement 425 0.0% 0.0%100.0%0.0%0%0 214 Replacement MF P2479 Operations Yard Property Acquisition 370 0.0% 0.0%100.0%0.0%0%0 215 Replacement MF P2484 Large Water Meter Replacement Program 535 0.0% 0.0%100.0%0.0%0%0 216 Replacement MF P2490 1296-1 Reservoir Interior/Exterior Coating and Upgrades 350 0.0% 0.0%100.0%0.0%0%0 217 Replacement MF P2491 850-3 Reservoir Exterior Coating 300 0.0% 0.0%100.0%0.0%0%0 218 Replacement MF P2492 1296-2 Reservoir Interior/Exterior Coating and Upgrades 600 0.0% 0.0%100.0%0.0%0%0 219 Capital Facilities CF P2502 803-1 Pump Station Modifications 575 0.0%40.0% 60.0%0.0%0%0 220 Capital Facilities CF P2503 850-2 Pump Station Modifications 475 0.0%40.0% 60.0%0.0%0%0 221 Replacement MF P2505 657-1 Reservoir Interior/Exterior Coating 375 0.0% 0.0%100.0%0.0%0%0 222 Replacement MF P2506 657-2 Reservoir Interior/Exterior Coating 375 0.0% 0.0%100.0%0.0%0%0 223 Replacement MF P2513 East Orange Avenue Bridge Crossing 750 0.0% 0.0%100.0%0.0%0%0 224 Replacement MF P2527 1200-1 Pump Station Facility Cover 125 0.0% 0.0%100.0%0.0%0%0 225 Capital Facilities CF P2536 HMBP-Emergency Stand-By Generator Secondary Containment 75 0.0%100.0%0.0% 0.0%0%0 226 Capital Facilities CF P2554 640/340 PRS at Energy Way and Nirvana Avenue 1,120 0.0%100.0%0.0% 0.0%0%0 227 Capital Facilities CF P2575 1485/1296 PRS - Presilla Dr and Jamul Highlands Rd (Developer Reimbursable)400 100.0%0.0%0.0% 0.0%100%400 228 Developer Reimbursements RF P2576 Res - 980-5 Reservoir, Village 14 - 2.0 MG (Developer Reimbursable, Upsize from 1 MG)2,785 100.0%0.0%0.0% 0.0%100%2,785 229 Capital Facilities CF P2577 PS - 980-2 PS Expansion - from 12,000 to 16,000 gpm 4,000 31.0% 69.0%0.0% 0.0%31%1,240 230 Capital Facilities CF P2580 PL - 12-inch, 980 Zone, Bob Pletcher Pkwy - SR 125 Crossing 750 100.0%0.0%0.0% 0.0%100%750 231 Developer Reimbursements RF P2581 PL - 16-inch, 624 Zone, Santa Victoria Rd - Olympic/Heritage (Developer Reimbursable, Upsize from 12-inch)432 100.0%0.0%0.0% 0.0%100%432 232 Capital Facilities CF P2582 PL - 20-inch, 711 Zone, Eastlake Pkwy - Olympic/Birch, Upsizing 1,500 100.0%0.0%0.0% 0.0%100%1,500 233 Capital Facilities CF P2583 PL - 20-inch, 624 Zone, Otay Mesa Interconnect 711 PRS Bypass 2,880 100.0%0.0%0.0% 0.0%100%2,880 234 Developer Reimbursements RF P2585 PS - 1200-2 Pump Station - 1,000 gpm (Developer Built)100 31.0% 69.0%0.0% 0.0%31%31 235 Capital Facilities CF P2586 PL - 24-inch, 832 Zone, Campo Road - Florence Terrace / Steele Canyon 1,080 100.0%0.0%0.0% 0.0%100%1,080 236 Capital Facilities CF P2587 PL - 16-inch, 1296 Zone, Jefferson Road - Campo/Lyons Valley 912 100.0%0.0%0.0% 0.0%100%912 237 Capital Facilities CF P2588 PL - 12-inch, 1296 Zone, Jamul Highlands Road to Presilla Drive (Developer Reimbursable, Upsize from 8-inch)132 100.0%0.0%0.0% 0.0%100%132 238 Capital Facilities CF P2589 PL - 24-inch, 870 Zone, Donovan Prison 432 100.0%0.0%0.0% 0.0%100%432 239 Developer Reimbursements RF P2590 PL - 20-inch, 624 Zone, Village 7 (Developer Reimbursable, Upsize from 12-inch)1,536 100.0%0.0%0.0% 0.0%100%1,536 240 Developer Reimbursements RF P2591 PL - 16-inch, 1296 Zone, Proctor Valley to 1296-4 Reservoir (Developer Reimbusable, Upsize from 12-inch)1,140 100.0%0.0%0.0% 0.0%100%1,140 241 Developer Reimbursements RF P2595 PL - 16-inch, 624 Zone, Village 3N - Heritage Road, Main St/Energy Way (Developer Reimbursable, Upsize from 12-inch)144 100.0%0.0%0.0% 0.0%100%144 242 Developer Reimbursements RF P2596 PL - 16-inch, 624 Zone, Village 3N - Main St, Heritage Rd/Wolf Canyon (Developer Reimbursable, Upsize from 12-inch)384 100.0%0.0%0.0% 0.0%100%384 243 Developer Reimbursements RF P2597 PL - 16-inch, 624 Zone, Main St, Wolf Canyon Bridge (Upsize of Developer Financed 12-inch)780 100.0%0.0%0.0% 0.0%100%780 244 Developer Reimbursements RF P2598 PL - 16-inch, 624 Zone, Village 8W - Main St, La Media/Village 4 (Developer Reimbursable, Upsize from 12-inch)120 100.0%0.0%0.0% 0.0%100%120 245 Developer Reimbursements RF P2599 PL - 16-Inch, 624 Zone, Village 8W - Otay Valley Road, School/Village 8E (Developer Reimbursable, Upsize from 8-inch)216 100.0%0.0%0.0% 0.0%100%216 246 Developer Reimbursements RF P2600 PL - 16-Inch, 624 Zone, Village 8E (Developer Reimbursable, Upsize from 12-inch)252 100.0%0.0%0.0% 0.0%100%252 247 Developer Reimbursements RF P2602 PL - 16-inch, 624 Zone, Otay Valley Road, SR 125 Bridge (Upsize of Developer Financed 12-inch)300 100.0%0.0%0.0% 0.0%100%300 248 Developer Reimbursements RF P2603 PL - 16-inch, 711 Zone, Hunte Parkway, SR 125 Bridge (Upsize of Developer Financed 12-inch)360 100.0%0.0%0.0% 0.0%100%360 249 Replacement MF R2099 Recycled System Air and Vacuum Value Retrofit 700 0.0% 0.0%100.0%0.0%0%0 250 Replacement MF R2100 Recycled Force Main Access Road Repairs 210 0.0% 0.0%100.0%0.0%0%0 251 Capital Facilities CF R2125 RecPRS - 927/680 PRS Improvements, Otay Lakes Road 200 31.0% 69.0%0.0% 0.0%31%62 252 Developer Reimbursements RF R2126 RecPL - 8-Inch, 680 Zone, Main Street - Wolf Canyon Bridge (Upsize from Developer Financed 6-inch)390 100.0%0.0%0.0% 0.0%100%390 253 Developer Reimbursements RF R2127 RecPL - 8-Inch, 815/680 Zones, Main Street - La Media/Magdalena - 815/680 PRS (Developer Reimbursable, Upsize from 6-inch)500 100.0%0.0%0.0% 0.0%100%500 254 Capital Facilities CF R2128 RecPL - 16-Inch, 927 Zone, Hunte Parkway/Proctor Valley - North of Otay Lakes 3,504 100.0%0.0%0.0% 0.0%100%3,504 255 Capital Facilities CF R2129 RecPS - 680-1 PS Upgrade, Engine-Driven Pump Addition 1,800 31.0% 69.0%0.0% 0.0%31%558 256 Capital Facilities CF R2130 RecPS - 944-1 PS Upgrade, Engine-Driven Pump Addition 2,000 31.0% 69.0%0.0% 0.0%31%620 257 Capital Facilities CF R2131 Res - 680-2 Storage Reservoir (2.0 MG)4,000 100.0%0.0%0.0% 0.0%100%4,000 258 Developer Reimbursements RF R2132 RecPL - 8-Inch, 680 Zone, Main Street - Village 4 (Developer Reimbursable, Upsize from 6-inch)216 100.0%0.0%0.0% 0.0%100%216 259 Developer Reimbursements RF R2133 RecPL - 8-Inch, 680 Zone, Otay Valley Road - Village 8E (Developer Reimbursable, Upsize from 6-inch)126 100.0%0.0%0.0% 0.0%100%126 260 Developer Reimbursements RF R2134 RecPL - 8-Inch, 680 Zone, Otay Valley Road - Village 9 (Developer Reimbursable, Upsize from 6-inch)240 100.0%0.0%0.0% 0.0%100%240 261 Developer Reimbursements RF R2135 RecPL - 8-Inch, 680 Zone, University/Village 10 (Developer Reimbursable, Upsize from 6-inch)252 100.0%0.0%0.0% 0.0%100%252 262 Developer Reimbursements RF R2136 RecPL - 8-Inch, 680 Zone, Otay Valley Road, SR 125 Bridge (Upsize from Developer Financed 6-inch)150 100.0%0.0%0.0% 0.0%100%150 263 Developer Reimbursements RF R2137 RecPL - 8-Inch, 815 Zone, Hunte Parkway, SR 125 Bridge (Upsize from Developer Financed 6-inch)180 100.0%0.0%0.0% 0.0%100%180 Total $486,584 (in $100s)$173,989 Water Capacity Fee - Page 16 of 18 Otay Water District - Water Exhibit W-7 Current and Proposed Water Capacity Fee Item CF 2015/2016 Existing Capacity Fee Plant $612,327,458 See Exhibit W-1 Future Capacity Fee Plant 173,989,320 See Exhibit W-6 Total Capacity Fee $786,316,778 Existing EDUs 73,467 See Exhibit W-1 Growth EDUs 33,381 See Exhibit W-6 Total EDUs 106,848 Total Capacity Fee $7,359.21 Current Water Capacity Fee 4/1/2017 (1)$8,590.34 Capacity Fee Meter Meter 2015/2016 Size (3)Ratio (4)Current Calculated 3/4"1.00 $8,590.34 $7,359.21 1"2.50 21,475.85 18,398.03 1-1/2"5.00 42,951.70 36,796.05 2" 8.00 68,722.72 58,873.68 3"16.00 137,445.44 117,747.36 4"25.00 214,758.50 183,980.25 6"50.00 429,517.00 367,960.50 8"80.00 687,227.20 588,736.80 10"115.00 987,889.10 846,309.15 Notes: (1) Current capacity fee as of ENR adjustment on 3/13/2017, fees effective 4/1/2017. (2) Based on "Combined" methodology established in AWWA M1, Sixth Edition, Table VI.2-1, page 273. (3) Recommended for meter sizes larger than 4-inch should be based on projected usage. (4) Based on AWWA meter equivalency from AWWA M1 Manual, Sixth Edition, Table VI.2-5, page 274. Water Capacity Fee - Page 17 of 18 Otay Water District - Water Exhibit W-8 Development of Capacity Fee - New Supply Count Project Type CIP No Project Title Projected Project Cost Expansion Betterment Replacement New Supply % CF Eligible Capacity Fee 1 CF P2434 Rancho Del Rey Groundwater Well Development $9,000 0.0%69.0%0.0%31.0%31%$2,790 2 C C P2451 Otay Mesa Desalination Conveyance and Disinfection System 30,000 0.0%69.0%0.0%31.0%31%9,300 3 P2624 Fenner Valley Groundwater Conservation and Recovery Project 7,500 0.0%69.0%0.0%31.0%31%2,325 4 CF P2467 San Diego Formation Groundwater Feasibility Study 1,000 0.0%69.0%0.0%31.0%31%310 5 CF P2481 Middle Sweetwater River Basin Groundwater Well System 8,800 0.0%69.0%0.0%31.0%31%2,728 6 CF P2482 Otay Mesa Lot 7 Groundwater Well System 4,500 0.0%69.0%0.0%31.0%31%1,395 7 CF R2089 North District Distribution Pipelines and Conversions 14,220 0.0%69.0%0.0%31.0%31%4,408 8 CF R2093 MBR City of Chula Vista 11,000 0.0%69.0%0.0%31.0%31%3,410 Total $86,020 $26,666 Expansion Equivalent Dwelling Units (1)33,381 New Supply Water Fee per EDU $798.84 Current Water Capacity Fee 1/1/2017 $1,064.11 Notes: (1) Based on data from the utility billing system as of June 30, 2016 and Land Use Demand. See Exhibit W-5. Water Capacity Fee - Page 18 of 18 Sewer Capacity Fee Otay Water District - Sewer Exhibit S-1 Development of Capacity Fee - Buy-In Plant Description Original Cost (1) Accumulated Depreciation Original Cost Less Depr. Reproduction Cost (2) Reproduction Cost Less Depr. Pipe Replacement Cost Pipe Replacement Cost Less Depr. OC OCLD RC RCLND RC-Pipe (3) RCLND-Pipe Sewer Land $28,200 $0 $28,200 $33,250 $33,250 $33,250 Sewer Assets Buildings 37,450 7,802 29,648 41,893 33,165 33,165 Sewer Assets Field Equipment 511,321 262,691 248,631 578,597 278,203 278,203 Sewer Assets Chlorination 178,925 141,394 37,531 291,803 61,208 61,208 Sewer Assets Contributed 10,242,832 4,826,562 5,416,270 21,389,594 10,826,525 10,826,525 Sewer Assets Less: Contributed Capital (10,242,832) (4,826,562) (5,416,270) (21,389,594) (10,826,525)(10,826,525)Sewer Assets Capitalized Interest 862,003 389,476 472,528 1,536,953 826,605 826,605 Sewer Assets Jamacha Sewer Basin 17,732,285 15,445,630 2,286,654 39,172,641 4,968,454 4,968,454 Sewer Assets Maps & Plans 235,966 197,432 38,534 923,030 159,310 159,310 Sewer Assets Main Pipe 604,156 267,904 336,252 1,090,521 552,135 $103,959,947 $14,192,410 14,192,410 See Exhibit S2 Pump Stations 3,624 3,624 0 7,239 0 0 Sewer Assets Pumps 22,304 21,583 721 42,346 1,015 1,015 Sewer Assets Power 225,767 166,109 59,659 354,278 92,896 92,896 Sewer Assets Repairs 0 0 0 0 0 0 Sewer Assets Security 26,267 26,267 0 80,444 0 0 Sewer Assets Jamacha Sewer Basin 1,970,929 197,397 1,773,532 2,765,908 2,286,581 2,286,581 Sewer Assets Sewer Pipes 3,235,551 265,579 2,969,972 3,635,824 3,331,590 3,331,590 Sewer Assets Sewer Pumps and Valves 221,277 189,499 31,778 349,810 35,547 35,547 Sewer Assets Sewer Plastic Water Service 99,166 38,777 60,389 215,004 78,399 78,399 Sewer Assets Pump Stations 6,123,709 4,262,378 1,861,331 21,944,711 4,828,468 4,828,468 Sewer Assets Spring Valley Sanitation District 982,002 721,836 260,166 1,184,963 292,495 292,495 Sewer Assets Office Furniture 0 0 0 0 0 0 Sewer Assets Total Sewer $33,100,903 $22,605,377 $10,495,526 $74,249,215 $17,859,321 $103,959,947 $14,192,410 $31,499,597 Total $33,100,903 $22,605,377 $10,495,526 $74,249,215 $17,859,321 $103,959,947 $14,192,410 $31,499,597 Plus: Construction Work in Progress (4)2,168,017 See Exhibit S-3A Less: Outstanding Debt Principal (5) (3,000,000)See Exhibit S-3B Plus: Past Interest Payments (6)8,881,516 See Exhibit S-3C Plus: Capital Fund Reserves (7)(2,018,120)See Exhibit S-4 Total Net Plant $37,531,010 (1) Asset listing as of June 30, 2016. (2) Based on specific in service date of asset and June 2016 Engineering News Record, for LA construction cost index. (3) Based on pipe inventory and $25 per inch diameter. See Exhibit S-2 (4) Construction work in progress as of June 2016. See Exhibit S-3A. (5) Remaining principal as of June 30, 2016. See Exhibit S-3B. (6) Past interest payments from 1959 to 2008 which were not capitalized; net of depreciation at 50 year average life. See Exhibit S-3C. (7) Cash reserves as of December 2013 which are CF eligible. See Exhibit S-4. (8) Based on City input, See Exhibit S-5 with added EDUs 2009 to Feb 2016 per District email. (9) Based on "buy-in" methodology established in AWWA M1, Sixth Edition, Table VI.2-1, page 269. Capacity Fee= RCLND + RCLND- Pipe Reference Sewer Capacity Fee - Page 1 of 10 Otay Water District - Sewer Exhibit S-2 Development of Pipe Replacement Cost Pipe cost based on dollars per inch diameter 2016 = $25 TOTAL DIAMETER MATERIAL LENGTH REPLACEMENT DIAMETER MATERIAL LENGTH REPLACEMENT INCH TYPE FEET COST INCH TYPE FEET COST 3 PVC 168 $12,617 2 PVC 375 $18,750 4 ABS 4,204 420,400 3 PVC 29 2,175 4 CPR 33 3,328 4 PVC 2,558 255,830 4 VPC 587 58,700 4 PVC 1,244 124,400 6 DIP 0 0 6 PVC 14 2,067 6 DIP 2,613 391,950 6 PVC 3,819 572,850 8 ABS 138,290 27,657,998 8 STL 959 191,884 8 CIP 31 6,200 8 HDPE 199 39,800 8 PVC 136 27,200 8 PVC 202,312 40,462,342 8 VCP 34,879 6,975,866 12 CIP 27 8,100 12 DIP 116 34,800 10 PVC 21,865 5,466,288 12 PVC 2,973 891,900 10 VCP 3,044 761,078 10 RPMP 960 239,943 12 ABS 2,612 783,600 12 DIP 0 0 12 PVC 5,078 1,523,394 15 PVC 20,297 7,611,214 18 PVC 10,013 4,505,850 20 PVC 66 0 21 PVC 2,501 1,313,025 27 PVC 5,328 3,596,400 Total $101,822,922 Total $2,137,025 Useful Life Rep. Cost Useful Life Rep. Cost Rep. Cost Contributed Pipelines $76,022,132 Otay Owned 50 25,800,790 Total $101,822,922 Assume no contributed assets 50 $2,137,025 $103,959,947 Assume 8" and smaller were contributed Yearly Depreciation Average Age (1) Accumulated Depreciation Replacement Cost Less Depreciation Yearly Depreciation Average Age (1) Accumulated Depreciation Replacement Cost Less Depreciation Replacement Cost Less Depreciation $516,016 24.6 $12,693,989 $13,106,801 $42,741 24.6 $1,051,416 $1,085,609 $14,192,410 (1) Average age based on 2010 study information. GRAVITY SEWER MAINS SEWER FORCE MAINS Sewer Capacity Fee - Page 2 of 10 Otay Water District - Water Exhibit S-3A Development of Construction Work in Progress For the Year Ended June 30, 2016 Project Fund Description Beg Balance Addition/Accrual Capitalized/ Expensed/Reversed Ending Balance Expansion Betterment Replacement % CF Total CF S2024 22 Campo Road Sewer Main Replacement $603,540 $511,524 $0 $1,115,064 100.0%0.0%0.0%100.0% $1,115,064 S2027 22 Rancho San Diego Pump Station Rehabilita 73,676 226,313 0 299,989 100.0%0.0%0.0%100.0%299,989 S2028 22 Explorer Way 8-Inch Sewer Main Replaceme 10,049 0 10,049 0 100.0%0.0%0.0%100.0%0 S2033 22 Sewer System Various Locations Rehabilit 1,004,934 430,019 744,156 690,798 100.0%0.0%0.0%100.0%690,798 S2041 22 Rancho San Diego Sewer Basin Improvement 21,949 0 0 21,949 100.0%0.0%0.0%100.0%21,949 S2043 22 RWCWRF Sludge Handling System 40,217 0 0 40,217 100.0%0.0%0.0%100.0%40,217 Accrual 0 0 0 0 100.0%0.0%0.0%100.0%0 TOTAL $1,754,365 $1,167,857 $754,205 $2,168,017 $2,168,017 Sewer Capacity Fee - Page 3 of 10 Otay Water District - Sewer Exhibit S-3B Development of Sewer Debt For the Year Ended June 30, 2016 Debt Name TOTAL Principal Interest (1) I. Debt Status: Original Debt $0 $0 # of Years/Rate 0.00% II. Principal and Interest Payments: 2017 $0 $0 $0 $0 2018 0 0 0 0 2019 117,400 75,000 192,400 117,400 2020 120,400 72,100 192,500 120,400 2021 123,400 69,100 192,500 123,400 2022 126,500 66,000 192,500 126,500 2023 129,600 62,800 192,400 129,600 2024 132,900 59,600 192,500 132,900 2025 136,200 56,200 192,400 136,200 2026 139,600 52,800 192,400 139,600 2027 143,100 49,400 192,500 143,100 2028 146,700 45,800 192,500 146,700 2029 150,300 42,100 192,400 150,300 2030 154,100 38,300 192,400 154,100 2031 157,900 34,500 192,400 157,900 2032 161,900 30,500 192,400 161,900 2033 165,900 26,500 192,400 165,900 2034 170,100 22,400 192,500 170,100 2035 174,400 18,100 192,500 174,400 2036 178,700 13,700 192,400 178,700 2037 183,200 9,300 192,500 183,200 2038 187,700 4,700 192,400 187,700 2039 0 0 0 0 2040 0 0 0 0 2041 0 0 0 0 TOTAL $3,000,000 $848,900 $3,848,900 $3,000,000 (1) The sewer debt is anticipated 2018. Sewer Capacity Fee - Page 4 of 10 Otay Water District - Sewer Exhibit S-3C Development of Past Interest Payments Year Total Sewer Water CPI Escalation Factor 2008 Present Day Dollars Sewer Present Day Dollars Water CPI Escalation Factor 2016 Present Day Dollars Sewer Present Day Dollars Water Average Age YTD Remaining Depreciated Sewer Depreciated Water Present Dollars Less Depr. Sewer Present Dollars Less Depr. Water 2008 2,601,252 47,277 2,553,975 1.09 51,683 2,791,997 1.13 $53,192 $2,873,495 50 9 41 $9,575 $517,229 $43,617 $2,356,266 2007 950,479 58,066 892,413 1.03 59,948 921,344 1.17 67,848 1,042,756 50 10 40 13,570 208,551 54,279 834,204 2006 959,225 68,491 890,734 1.06 72,330 940,660 1.20 81,861 1,064,617 50 11 39 18,009 234,216 63,852 830,401 2005 1,327,844 78,562 1,249,282 1.09 85,786 1,364,158 1.24 97,091 1,543,922 50 12 38 23,302 370,541 73,789 1,173,381 2004 1,252,307 88,293 1,164,014 1.13 99,946 1,317,638 1.28 113,117 1,491,272 50 13 37 29,410 387,731 83,706 1,103,541 2003 947,099 97,695 849,404 1.17 114,629 996,632 1.33 129,734 1,127,965 50 14 36 36,326 315,830 93,409 812,135 2002 1,503,063 106,779 1,396,284 1.22 129,973 1,699,564 1.38 147,100 1,923,527 50 15 35 44,130 577,058 102,970 1,346,469 2001 1,543,336 115,556 1,427,780 1.26 145,585 1,798,801 1.43 164,769 2,035,841 50 16 34 52,726 651,469 112,043 1,384,372 2000 1,540,592 124,036 1,416,556 1.32 163,449 1,866,668 1.49 184,988 2,112,652 50 17 33 62,896 718,302 122,092 1,394,350 1999 1,809,747 176,967 1,632,780 1.39 246,694 2,276,112 1.58 279,202 2,576,051 50 18 32 100,513 927,378 178,689 1,648,672 1998 1,952,742 227,266 1,725,476 1.44 328,010 2,490,361 1.63 371,235 2,818,533 50 19 31 141,069 1,071,042 230,165 1,747,490 1997 2,080,744 274,606 1,806,138 1.47 404,084 2,657,737 1.67 457,332 3,007,964 50 20 30 182,933 1,203,186 274,399 1,804,779 1996 1,421,139 319,333 1,101,806 1.50 478,077 1,649,525 1.69 541,076 1,866,893 50 21 29 227,252 784,095 313,824 1,082,798 1995 936,716 362,687 574,029 1.54 557,180 881,856 1.74 630,603 998,064 50 22 28 277,466 439,148 353,138 558,916 1994 1,329,706 394,491 935,215 1.56 615,062 1,458,118 1.76 696,112 1,650,264 50 23 27 320,212 759,121 375,901 891,142 1993 749,618 419,512 330,106 1.60 671,011 528,005 1.81 759,434 597,583 50 24 26 364,528 286,840 394,906 310,743 1992 689,412 296,895 392,517 1.63 485,193 641,462 1.85 549,130 725,992 50 25 25 274,565 362,996 274,565 362,996 1991 1,172,353 336,012 836,341 1.68 564,437 1,404,895 1.90 638,816 1,590,028 50 26 24 332,185 826,814 306,632 763,213 1990 1,454,800 372,559 1,082,241 1.74 648,438 1,883,639 1.97 733,887 2,131,859 50 27 23 396,299 1,151,204 337,588 980,655 1989 1,314,494 408,975 905,519 1.84 754,333 1,670,183 2.09 853,737 1,890,274 50 28 22 478,093 1,058,554 375,644 831,721 1988 1,841,881 444,586 1,397,295 1.95 867,861 2,727,613 2.21 982,225 3,087,049 50 29 21 569,690 1,790,488 412,534 1,296,560 1987 1,339,462 477,707 861,755 2.05 979,340 1,766,671 2.32 1,108,395 1,999,477 50 30 20 665,037 1,199,686 443,358 799,791 1986 1,428,383 509,385 918,998 2.12 1,081,084 1,950,422 2.40 1,223,546 2,207,442 50 31 19 758,599 1,368,614 464,948 838,828 1985 1,508,454 538,914 969,540 2.18 1,175,872 2,115,468 2.47 1,330,824 2,394,237 50 32 18 851,728 1,532,312 479,097 861,925 1984 1,585,069 566,769 1,018,300 2.30 1,302,731 2,340,584 2.60 1,474,400 2,649,018 50 33 17 973,104 1,748,352 501,296 900,666 1983 1,614,923 593,048 1,021,875 2.43 1,442,993 2,486,408 2.75 1,633,146 2,814,059 50 34 16 1,110,539 1,913,560 522,607 900,499 1982 1,496,029 601,840 894,189 2.50 1,507,009 2,239,051 2.83 1,705,598 2,534,105 50 35 15 1,193,918 1,773,874 511,679 760,232 1981 1,546,319 118,910 1,427,409 2.67 317,909 3,816,220 3.03 359,802 4,319,108 50 36 14 259,058 3,109,758 100,745 1,209,350 1980 1,689,015 126,371 1,562,644 3.03 383,386 4,740,775 3.43 433,908 5,365,498 50 37 13 321,092 3,970,468 112,816 1,395,029 1979 1,727,910 146,451 1,581,459 3.50 512,015 5,529,024 3.96 579,487 6,257,620 50 38 12 440,410 4,755,791 139,077 1,501,829 1978 846,568 139,706 706,862 4.07 568,464 2,876,224 4.61 643,374 3,255,243 50 39 11 501,832 2,539,089 141,542 716,153 1977 699,346 146,858 552,488 4.48 657,544 2,473,719 5.07 744,193 2,799,697 50 40 10 595,355 2,239,758 148,839 559,939 1976 500,880 152,370 348,510 4.77 726,805 1,662,393 5.40 822,581 1,881,457 50 41 9 674,516 1,542,795 148,065 338,662 1975 505,080 158,245 346,835 5.06 800,816 1,755,196 5.73 906,345 1,986,490 50 42 8 761,330 1,668,652 145,015 317,838 1974 545,897 163,251 382,646 5.54 904,016 2,118,935 6.27 1,023,145 2,398,161 50 43 7 879,904 2,062,419 143,240 335,743 1973 545,960 166,687 379,273 6.15 1,024,296 2,330,642 6.95 1,159,274 2,637,766 50 44 6 1,020,161 2,321,234 139,113 316,532 1972 559,456 195,260 364,196 6.55 1,278,131 2,383,950 7.41 1,446,558 2,698,099 50 45 5 1,301,902 2,428,289 144,656 269,810 1971 507,776 19,884 487,892 6.80 135,304 3,319,940 7.70 153,134 3,757,430 50 46 4 140,883 3,456,836 12,251 300,594 1970 399,854 11,322 388,532 7.06 79,979 2,744,620 7.99 90,519 3,106,296 50 47 3 85,088 2,919,918 5,431 186,378 1969 286,268 286,268 7.43 - 2,128,323 8.41 - 2,408,786 50 48 2 0 2,312,435 0 96,351 1968 269,080 269,080 7.82 - 2,104,459 8.85 - 2,381,777 50 49 1 0 2,334,142 0 47,636 1967 237,827 237,827 8.14 - 1,935,438 9.21 - 2,190,483 50 50 0 0 2,190,483 0 0 1966 243,112 243,112 8.39 - 2,040,489 9.50 - 2,309,378 50 51 0 0 2,309,378 0 0 1965 224,790 224,790 8.54 - 1,920,159 9.67 - 2,173,191 50 52 0 0 2,173,191 0 0 1964 199,375 199,375 7.77 - 1,549,240 8.79 - 1,753,394 50 53 0 0 1,753,394 0 0 1963 127,415 127,415 7.87 - 1,003,018 8.91 - 1,135,193 50 54 0 0 1,135,193 0 0 1962 75,500 75,500 7.98 - 602,213 9.03 - 681,570 50 55 0 0 681,570 0 0 1961 75,500 75,500 8.06 - 608,255 9.12 - 688,408 50 56 0 0 688,408 0 0 1960 72,250 72,250 8.14 - 587,971 9.21 - 665,452 50 57 0 0 665,452 0 0 1959 75,500 75,500 8.95 - 675,375 9.37 - 707,334 50 58 0 0 707,334 0 0 $50,311,547 $9,651,623 $40,659,924 $22,421,405 $97,772,150 $25,370,719 $110,312,767 $16,489,202 $74,144,176 $8,881,516 $36,168,591 1. 1959-1962 only id 2 & 3, 1963-1966 - 2,3,5,6,7,9,10, this is the interest which is not already capitalized (previously). Sewer Capacity Fee - Page 5 of 10 Otay Water District - Sewer Exhibit S-4 Summary of Reserve Funds For the Year Ended June 30, 2016 Account #OPEB New Water Supply Expansion Replacement Betterment Debt Fund Debt Reserve Capital Improvement General Total % CF Eligible (1) Capacity Fee RESTRICTED RESERVES 312207/312248 (ID 18)(3,156,146)94 (3,156,053)100%(3,156,053) 312209/312252 (ID 22)0 0 0 0%0 312101 Capacity Fees 13,868 13,868 0%0 312102 Capital Improvement Fund 70,164 70,164 0%0 312113 Replacement Debt Fund 884 884 0%0 TOTAL RESTRICTED $0 $0 ($3,071,137)($3,156,053) DESIGNATED RESERVES 312229 Designated Betterment $3,939,495 3,939,495 0%$0 312412 Expansion Reserve (15,034)(15,034)0%0 321201 Replacement Reserve 13,195,476 13,195,476 0%0 321202 Retiree Health Ins - OPEB (a)8,441 8,441 0%0 TOTAL DESIGNATED $8,441 $0 ($15,034)$13,195,476 $3,939,495 $0 $0 $0 $0 $17,128,379 $0 TOAL RESTRICTED & DESIGNATED $8,441 $0 ($15,034)$13,195,476 $3,939,495 $0 $0 $0 $0 $14,057,242 ($3,156,053) GENERAL FUND (UNRESTRICTED) Annexation (Potable)$242,071 $242,071 0%$0 Annexation (Sewer)1,137,933 1,137,933 100%1,137,933 Operating 0 0%0 11-215101 Developer Deposit 0 0%0 77-215101|215111 Dev/Cell Site Dep 0 0%0 312415 Lakeview Replacement 0 0%0 312424 Highlands Golf Course, LLC 0 0%0 TOTAL GENERAL FUND $0 $0 $0 $0 $0 $0 $0 $0 $1,380,004 $1,380,004 $1,137,933 TOTALS BY FUND CATEGORY $8,441 $0 ($15,034)$13,195,476 $3,939,495 $0 $0 $0 $1,380,004 $15,437,246 ($2,018,120) Betterment Sewer Capacity Fee - Page 6 of 10 Otay Water District - Sewer Exhibit S-5 Development of Equivalent Dwelling Units Number of EDUs Number of 2009 EDUs (1)6,714 EDUs added 2009 to 2016 (2)43 Current EDUs 6,757 Expansion EDUs 0 (1) Based on 2010 study. (2) Based on District information per email 12/20/2016 EDUs 2009 to 2016. Sewer Capacity Fee - Page 7 of 10 Otay Water District - Sewer Exhibit S-6 Development of Capacity Fee - Future Count Project Type CIPNo Project Title Projected Project Cost (000s)Expansion Betterment Replacement % CF Eligible (2) Capacity Fee 71 S2034 Vista Grande and Paseo Grande 8-Inch Sewer Main Replacement $250 0.0%0.0%100.0%0%$0 72 S2039 Hidden Mountain Lift Station Enclosure 9 0.0%0.0%0.0%0%0 73 S2040 Calavo Sewer Basin Improvements 142 0.0%0.0%100.0%0%0 74 S2041 Rancho San Diego Sewer Basin Improvements 22 0.0%0.0%100.0%0%0 134 S2042 Sewer Vehicle Capital Purchases 27 0.0%0.0%100.0%0%0 $450 $0 Total $450 (in $000s)$0 Expansions Equivalent Dwelliing Units 0 Future Sewer Fee (Per EDU) $0 Sewer Capacity Fee - Page 8 of 10 Otay Water District - Sewer Exhibit S-7 Current and Proposed Sewer Capacity Fee Item CF 2015/2016 Reference Existing Capacity Fee Plant $37,531,010 See Exhibit S-1 Future Capacity Fee Plant 0 See Exhibit S-7 Total Capacity Fee $37,531,010 Existing EDUs 6,757 See Exhibit S-1 Growth EDUs 0 See Exhibit S-7 Total EDUs 6,757 Total Capacity Fee $5,554.39 Current Sewer Capacity Fee 4/1/2017 (1)$6,886.04 Capacity Fee Example Customer Number of 2015/2016 Classification EDUs (3)Current Calculated Hotel/Motel w/o kitchen; /unit 0.38 $2,616.70 $2,110.67 Hotel/Motel with kitchen; per unit 0.60 4,131.62 3,332.63 Residential units (single & multi-1.00 6,886.04 5,554.39 family, mobile homes - per unit) Commercial - first 1,000 sq.ft.1.20 8,263.25 6,665.27 Commercial - addt'l 1,000 sq.ft.0.70 4,820.23 3,888.07 Notes: (1) Current capacity fee as of ENR adjustment on 3/13/2017, fees effective 4/1/2017. (2) Based on "Combined" methodology established in AWWA M1, Sixth Edition, Table VI.2-1, page 273. (3) EDU's are determined by the District's code, Section 53.09. For example, Single-family, multi-family, condos and mobile homes aer charged 1.0 EDU per unit. Churches are charged prorated as 150 seats = 1.0 EDU. Schools range between 24 to 50 students = 1.0 EDU, depending on the type of school (Elementary to High School). *Churches, theatres, auditoriums - does not include office space, school rooms, day-care facilities, food prep areas, Additional EDUs are assigned for these supplementary/types of uses. Sewer Capacity Fee - Page 9 of 10 Otay Water District - Sewer Exhibit S-7A Calculation of Inside ID Area Capacity Fee - Accounting for Principal and Interest Payments $5,554.39 Calculated Sewer Capacity Fee $5,554.39 Calculated Sewer Capacity Fee $1,535.00 $9.933 M past Interest removed from model (Exh. 3)$773.00 Past Principal discount $4,019.39 Calculated capacity Fee without past interest $4,781.39 Calculated capacity Fee without past principal For $5 M 1990 state loan $5,554.39 Calculated Sewer Capacity Fee -$1,535.00 Reduction for past interest payments -$773.00 Reduction for past principal payments $3,246.39 Calculated fee for inside ID areas Sewer Capacity Fee - Page 10 of 10 Water and Sewer Annexation Fee Otay Water District Exhibit A-1 Summary of Annexation Fee Calculation (A)(B) (C) (D) Line No.Item Original Amount Present Value Resource Water & Recycled Annexation Fee 1 Total 1 % General Tax*$49,809,288 $74,927,985 Exhibit 3 - Present Value in 2016 Dollars of Tax Collections 2 Availability Charges 38,964,204 73,578,099 Exhibit 3 - Present Value in 2016 Dollars of Water Availability Charges 3 Total Gen Tax & Availability $88,773,492 $148,506,085 4 Current EDUs 73,467 73,467 Exhibit 2 - Water EDUs 5 Water & Recycled Annexation Fee $1,208.35 $2,021.40 Exhibit 1 - = Line 3 divided by Line 4 Current Fee 1,911.95 Total Increase (Decrease) to Current Fee $109.45 Sewer Annexation Fee 6 Total 1 % General Tax*$0 $0 1% general tax for water only 7 Availability Charges 3,231,528 7,471,792 Exhibit 3 - Present Value in 2016 Dollars of Sewer Availability Charges 8 Total Gen Tax & Availability $3,231,528 $7,471,792 Exhibit 1 - = Line 4 + Line 7 9 Current EDUs 6,757 6,757 Exhibit 2 - Sewer EDUs 10 Sewer Annexation Fee $478.25 $1,105.79 Exhibit 1 - = Line 8 divided by Line 9 Current Fee 1,095.31 Total Increase (Decrease) to Current Fee $10.48 Water and Sewer Annexation Fee - Page 1 of 6 Otay Water District Exhibit 1A Summary of Water Annexation Fee by Meter Size Meter Size (inch) Hydraulic Capacity Factor [1] Proposed Water Annexation Fee 5/8"1.00 $2,021.40 3/4"1.00 2,021.40 1"2.50 5,053.50 1-1/2"5.00 10,106.99 2"8.00 16,171.19 3"16.00 32,342.38 4"25.00 50,534.96 6"50.00 101,069.93 8"80.00 161,711.88 10"115.00 232,460.83 [1] Based on AWWA capacity rating for 5/8" meter. Otay Water District Exhibit 1B Summary of Sewer Annexation Fee by Number of EDUs [1] Proposed Sewer Annexation Fee 0.38 420.20 0.60 663.47 1.00 1,105.79 1.20 1,326.95 0.70 774.05 (3) EDU's are determined by the District's code, Section 53.09. Water and Sewer Annexation Fee - Page 2 of 6 Otay Water District Exhibit A-2 Summary of Water and Sewer EDUs Number of Meters (1) Class of Service 5/8"3/4"1"1.5"2"3"4"6"8"10"Total Number of Water Meters Residential 0 43,202 1,814 18 4 45,038 Master Metered 0 41 185 244 232 42 64 6 3 0 817 Commercial & Public 6 329 356 299 388 34 28 10 0 5 1,455 Ag, Lds & Construction 0 106 268 382 463 2 8 2 0 0 1,231 Recycled 0 3 99 394 194 4 10 3 0 1 708 Temporary 0 7 8 5 2 0 100 1 0 0 123 Total 6 43,688 2,730 1,342 1,283 82 210 22 3 6 49,372 Less: Temporary 0 7 8 5 2 0 100 1 0 0 123 Total Existing Permanent 6 43,681 2,722 1,337 1,281 82 110 21 3 6 49,249 AWWA Weighting - 5/8" Meter 1.00 1.00 2.50 5.00 8.00 16.00 25.00 50.00 80.00 115.00 Permanent Existing Water EDUs 6 43,681 6,805 6,685 10,248 1,312 2,750 1,050 240 690 73,467 Number of Sewer ASUs (2)6,757 Notes: (1) Based on data from the utility billing system as of FY 2016. (2) Based on estimate provided by District for FY 2016. Water and Sewer Annexation Fee - Page 3 of 6 Otay Water District Exhibit A-3 Summary of Tax Collections and Availability Charges Year State Share of Tax Coll PV Factor Present Value in Today's Dollars Water Avail Present Value in Today's Dollars Sewer Avail Present Value in Today's Dollars FY 1959 1959 34,446 9.37 322,709$ -$ - FY 1960 1960 69,628 9.21 641,302$ -$ - FY 1961 1961 95,352 9.12 869,419$ -$ - FY 1962 1962 73,400 9.03 662,612$ -$ - FY 1963 1963 71,693 8.91 638,742$ 41,883 373,153$ - FY 1964 1964 74,297 8.79 653,401$ 59,677 524,826$ - FY 1965 1965 65,485 9.67 633,087$ 66,763 645,442$ - FY 1966 1966 75,554 9.50 717,705$ 66,175 628,612$ - FY 1967 1967 82,050 9.21 755,714$ 96,460 888,436$ - FY 1968 1968 57,645 8.85 510,248$ 94,834 839,429$ - FY 1969 1969 58,675 8.41 493,718$ 94,876 798,329$ 3,086 25,967 FY 1970 1970 - 7.99 -$ 112,789 901,743$ 20,804 166,327 FY 1971 1971 - 7.70 -$ 105,577 813,086$ 24,549 189,061 FY 1972 1972 120,000 7.41 889,004$ 141,692 1,049,707$ 44,112 326,798 FY 1973 1973 128,000 6.95 890,214$ 114,084 793,431$ 54,132 376,477 FY 1974 1974 150,000 6.27 940,097$ 123,266 772,546$ 60,748 380,727 FY 1975 1975 222,000 5.73 1,271,500$ 83,416 477,763$ 60,800 348,231 FY 1976 1976 262,000 5.40 1,414,426$ 105,200 567,930$ 60,800 328,233 FY 1977 1977 272,018 5.07 1,378,434$ 130,708 662,354$ 60,906 308,637 FY 1978 1978 327,000 4.61 1,505,901$ 162,949 750,413$ 58,611 269,916 FY 1979 1979 163,271 3.96 646,041$ 379,294 1,500,815$ 67,365 266,554 FY 1980 1980 3.43 -$ 595,000 2,042,993$ 68,000 233,485 FY 1981 1981 3.03 -$ 682,000 2,063,621$ 68,000 205,757 FY 1982 1982 137,863 2.83 390,700$ 757,885 2,147,824$ 69,000 195,544 FY 1983 1983 110,000 2.75 302,920$ 909,659 2,505,035$ 69,000 190,013 FY 1984 1984 108,391 2.60 281,970$ 766,718 1,994,550$ 68,000 176,896 FY 1985 1985 107,173 2.47 264,659$ 837,736 2,068,753$ 67,000 165,454 FY 1986 1986 94,431 2.40 226,824$ 797,498 1,915,597$ 66,000 158,533 FY 1987 1987 110,000 2.32 255,226$ 759,875 1,763,091$ 65,000 150,815 FY 1988 1988 200,000 2.21 441,861$ 897,269 1,982,339$ 64,000 141,395 FY 1989 1989 300,000 2.09 626,251$ 856,702 1,788,369$ 63,000 131,513 FY 1990 1990 400,000 1.97 787,942$ 893,639 1,760,340$ 62,000 122,131 FY 1991 1991 500,000 1.90 950,586$ 1,010,761 1,921,630$ 61,000 115,971 FY 1992 1992 550,000 1.85 1,017,269$ 904,588 1,673,107$ 60,000 110,975 FY 1993 1993 600,000 1.81 1,086,167$ 1,086,662 1,967,161$ 52,166 94,435 FY 1994 1994 650,000 1.76 1,146,979$ 959,193 1,692,575$ 54,000 95,287 FY 1995 1995 714,965 1.74 1,243,108$ 1,167,150 2,029,323$ 56,995 99,097 FY 1996 1996 734,935 1.69 1,245,270$ 1,162,252 1,969,313$ 56,995 96,572 FY 1997 1997 752,852 1.67 1,253,809$ 1,095,138 1,823,856$ 56,995 94,920 FY 1998 1998 778,739 1.63 1,272,055$ 1,072,577 1,752,034$ 63,353 103,486 FY 1999 1999 852,078 1.58 1,344,330$ 1,015,615 1,602,344$ 64,899 102,392 FY 2000 2000 962,353 1.49 1,435,254$ 1,015,422 1,514,401$ 64,899 96,791 FY 2001 2001 1,105,495 1.43 1,576,301$ 1,113,297 1,587,426$ 68,512 97,690 FY 2002 2002 1,283,514 1.38 1,768,175$ 1,100,080 1,515,475$ 69,381 95,579 FY 2003 2003 1,554,975 1.33 2,064,928$ 1,076,548 1,429,602$ 69,381 92,134 FY 2004 2004 1,781,421 1.28 2,282,261$ 1,113,609 1,426,697$ 82,392 105,556 FY 2005 2005 947,347 1.24 1,170,777$ 1,091,674 1,349,143$ 82,588 102,066 FY 2006 2006 1,338,279 1.20 1,599,528$ 1,085,726 1,297,673$ 85,310 101,963 FY 2007 2007 2,930,494 1.17 3,424,187$ 1,111,263 1,298,475$ 90,370 105,595 FY 2008 2008 3,279,923 1.13 3,690,264$ 1,118,075 1,257,953$ 114,259 128,553 FY 2009 2009 3,429,830 1.13 3,859,610$ 1,103,565 1,241,849$ 92,029 103,561 FY 2010 2010 3,008,496 1.11 3,341,482$ 1,125,125 1,249,656$ 89,313 99,199 FY 2011 2011 2,923,709 1.08 3,151,655$ 1,097,832 1,183,424$ 89,801 96,802 FY 2012 2012 2,890,156 1.06 3,066,382$ 1,127,195 1,195,925$ 86,951 92,253 FY 2013 2013 2,892,382 1.05 3,029,251$ 1,148,739 1,203,098$ 92,439 96,814 FY 2014 2014 2,894,402 1.03 2,976,088$ 1,207,141 1,241,209$ 75,984 78,129 FY 2015 2015 3,128,961 1.01 3,166,030$ 1,086,212 1,099,080$ 76,480 77,386 FY 2016 2016 3,353,611 1.00 3,353,611$ 1,035,140 1,035,140$ 130,123 130,123 Water and Sewer Annexation Fee - Page 4 of 6 Otay Water District Exhibit A-3 Summary of Tax Collections and Availability Charges Year State Share of Tax Coll PV Factor Present Value in Today's Dollars Water Avail Present Value in Today's Dollars Sewer Avail Present Value in Today's Dollars 49,809,288$ 1.00 74,927,985$ 38,964,204$ 73,578,099$ 3,231,528$ 7,471,792$ PV factor calculated based on San Diego CPI. See Exhibit 4. Water and Sewer Annexation Fee - Page 5 of 6 Otay Water District Exhibit 4 Summary 20 City Average ENR-CCI to ENR-CCI for LA 2017 11,555.03 CPI 272.63 Year 20 City Average ENR-CCI Change of 20 City CCI ENR -CCI for LA PV Factor San Diego CPI PV Factor 1959 797.00 5.0% 882.87 13.09 29.10 9.37 1960 824.00 3.4% 912.78 12.66 29.60 9.21 1961 847.00 2.8% 938.26 12.32 29.90 9.12 1962 872.00 3.0% 965.96 11.96 30.20 9.03 1963 901.00 3.3% 998.08 11.58 30.60 8.91 1964 936.00 3.9% 1,036.85 11.14 31.00 8.79 1965 971.00 3.7% 1,075.62 10.74 28.20 9.67 1966 1,019.00 4.9% 1,128.79 10.24 28.70 9.50 1967 1,074.00 5.4% 1,189.72 9.71 29.60 9.21 1968 1,155.00 7.5% 1,279.45 9.03 30.80 8.85 1969 1,269.00 9.9% 1,405.73 8.22 32.40 8.41 1970 1,381.00 8.8% 1,529.80 7.55 34.10 7.99 1971 1,581.00 14.5% 1,751.35 6.60 35.40 7.70 1972 1,753.00 10.9% 1,941.88 5.95 36.80 7.41 1973 1,895.00 8.1%2,099.18 5.50 39.20 6.95 1974 2,020.00 2,279.66 5.07 43.50 6.27 1975 2,212.00 2,585.93 4.47 47.60 5.73 1976 2,401.00 2,923.33 3.95 50.50 5.40 1977 2,576.00 3,161.75 3.65 53.80 5.07 1978 2,776.00 3,421.25 3.38 59.20 4.61 1979 3,003.00 3,638.81 3.18 68.90 3.96 1980 3,237.00 4,102.37 2.82 79.40 3.43 1981 3,535.00 4,530.96 2.55 90.10 3.03 1982 3,825.00 4,934.14 2.34 96.20 2.83 1983 4,066.00 5,063.89 2.28 99.00 2.75 1984 4,146.00 5,259.93 2.20 104.80 2.60 1985 4,195.00 5,446.69 2.12 110.40 2.47 1986 4,295.00 5,452.20 2.12 113.50 2.40 1987 4,406.00 5,474.14 2.11 117.50 2.32 1988 4,519.00 5,770.84 2.00 123.40 2.21 1989 4,615.00 5,789.77 2.00 130.60 2.09 1990 4,732.00 5,994.55 1.93 138.40 1.97 1991 4,835.00 6,090.12 1.90 143.40 1.90 1992 4,985.00 6,348.55 1.82 147.40 1.85 1993 5,210.00 6,477.84 1.78 150.60 1.81 1994 5,408.00 6,532.95 1.77 154.50 1.76 1995 5,471.00 6,626.22 1.74 156.80 1.74 1996 5,620.00 6,558.44 1.76 160.90 1.69 1997 5,826.00 6,663.55 1.73 163.70 1.67 1998 5,920.00 6,851.95 1.69 166.90 1.63 1999 6,059.00 6,825.97 1.69 172.80 1.58 2000 6,221.00 7,068.04 1.63 182.80 1.49 2001 6,334.00 7,226.92 1.60 191.20 1.43 2002 6,538.00 7,402.75 1.56 197.90 1.38 2003 6,694.00 7,531.77 1.53 205.30 1.33 2004 7,115.00 8,192.14 1.41 212.80 1.28 2005 7,445.98 8,567.42 1.35 220.60 1.24 2006 7,751.20 8,878.97 1.30 228.10 1.20 2007 7,967.25 9,181.67 1.26 233.32 1.17 2008 8,311.12 9,823.19 1.18 242.31 1.13 2009 8,574.84 9,760.69 1.18 242.27 1.13 2010 8,802.40 10,004.30 1.16 245.46 1.11 2011 9,074.08 10,088.80 1.15 252.91 1.08 2012 9,308.15 10,270.93 1.13 256.96 1.06 2013 9,546.61 10,304.68 1.12 260.31 1.05 2014 9,806.50 10,747.68 1.08 265.15 1.03 2015 10,035.59 11,117.28 1.04 269.44 1.01 2016 10,419.90 11,527.03 1.00 272.63 1.00 Current Year ENR-CCI Water and Sewer Annexation Fee - Page 6 of 6 Overview and Summary of the Proposed Fees Attachment H Overview of the Presentation Review the purpose of the District’s study Defining a capacity fee Review the District’s current capacity fees Annexation fees: definitions and purpose Review the District’s existing annexation fees Summarize the results of the study 2 Purpose of the District’s Study Review and update the capacity fees to reflect existing conditions and value of the assets in place and capacity available Review and update the annexation fees for new customers annexing into the District Inform the development community and the public of the study and the opportunity for review and feedback Present the proposed capacity and annexation fees to the Board 3 Summary of the Current and Proposed Capacity Fees 4 Existing and Maximum Allowable Sewer Capacity Fee ($/EDU) Fee Description Existing Fee  Maximum   Allowable  Sewer Capacity Fee $6,886.04 $5,554.39    Existing and Maximum Allowable Water Capacity and New Water Supply Fee (3/4” Meter) Fee Description Existing Fee  Maximum  Allowable   Water Capacity Fee $8,590.34 $7,359.21   New Water Supply Fee   1,064.11     798.84   Total Fee $9,654.45 $8,158.05    Capacity Fees:  A Working  Definition One-time charge. Fee for new customer demand only. Fee required of all new customers desiring water service or sewer service, or existing customers requesting increased water or sewer capacity. Charge based on the value of the District’s capacity and the amount of capacity needed by the new customer. 5 Purpose of Capacity Fees To bring equity between existing and new connections to the system Existing customers paid for available capacity New connections pay a buy-in and/or new expansion related facilities To fund infrastructure necessary to serve growth For new connections to pay an equitable share of expansion-related facilities needed to serve them 6 Capacity Fees are Different than Rates Rates in a Nutshell CF’s in a Nutshell 7 How much money does the District need this year? Cost of Service Analysis Residential Rates Industrial Rates Commercial Rates What is the value of a unit of system capacity? New customer capacity needs Capacity Fee Value & Capacity Analysis Capacity Issues Impact Methods of Determining Capacity Fees •Buy-In Approach •Incremental (Marginal) Approach •Combined Method – •Used for both utilities 8 Overview of the Combined Method Demand Supply Capacity Available for Growth Plus, Additional Capacity Needed 9 Components of the Water Capacity Fee [1] 10 Summary of Allowable Water Capacity Fee Based on a 3/4” Meter Equivalency  Total “Allowable”  Capacity Fee  Total Existing Capacity Plant (Repro & Replace. Less Depreciation) $612,327,458  Total Future Capacity Plant 173,989,320  Total Capacity Plant $786,316,778     Existing EDUs 73,467  Future EDUs   33,381  Total EDUs 106,848   Total Allowable Capacity Fee per 3/4” Equivalent Meter $7,359.21    Summary of Allowable New Water Supply Fee Based on a 3/4” Meter Equivalency Components  Total “Allowable”  Water Supply Fee  Total Future Capacity Plant (Expansion) $26,666,000  Future EDUs   33,381  Total Allowable New Water Supply Fee      per 3/4” Equivalent Meter $798.84   [1] – Permanent moratorium on Otay Mesa region. Summary of the Water  Capacity Fee 11 Meter Meter Water New Water Total Size Equivalency Capacity Fee Supply Fee Fees 3/4" 1.00 $7,359.21 $798.84 $8,158.05 1" 2.50 18,398.03 1,997.10 20,395.13 1-1/2" 5.00 36,796.05 3,994.20 40,790.25 2" 8.00 58,873.68 6,390.72 65,264.40 3" 16.00 117,747.36 12,781.44 130,528.80 4" 25.00 183,980.25 19,971.00 203,951.25 6" 50.00 367,960.50 39,942.00 407,902.50 8" 80.00 588,736.80 63,907.20 652,644.00 10" 115.00 846,309.15 91,866.60 938,175.75 Water Capacity Fee & New Water Supply Fee by Meter Size Triad  Area Water  Capacity Fees [1] 12 [1] - New water supply fee and annexation fees apply to Triad Area Meter Meter Water Triad Water Size Equivalency Capacity Fee Capacity Fee 3/4" 1.00 $7,359.21 $5,520.88 1" 2.50 18,398.03 13,802.20 1-1/2" 5.00 36,796.05 27,604.40 2" 8.00 58,873.68 44,167.03 3" 16.00 117,747.36 88,334.07 4" 25.00 183,980.25 138,021.98 6" 50.00 367,960.50 276,043.97 8" 80.00 588,736.80 441,670.35 10" 115.00 846,309.15 634,901.12 Water Capacity Fee & Triad Fee by Meter Size Capacity and New Water  Supply Fees 13 Meter New Water Triad New Water Size Capacity Fee Supply Fee Total Capacity  Fee Supply Fee Total 3/4 7,359.21$      798.84$         8,158.05$         5,520.88$            798.84$                6,319.72$          1 18,398.03      1,997.10        20,395.13         13,802.20            1,997.10              15,799.30          1.5 36,796.05      3,994.20        40,790.25         27,604.40            3,994.20              31,598.60          2 58,873.68      6,390.72        65,264.40         44,167.03            6,390.72              50,557.75          3 117,747.36   12,781.44      130,528.80       88,334.07            12,781.44            101,115.51        4 183,980.25   19,971.00      203,951.25       138,021.98          19,971.00            157,992.98        6 367,960.50   39,942.00      407,902.50       276,043.97          39,942.00            315,985.97        8 588,736.80   63,907.20      652,644.00       441,670.35          63,907.20            505,577.55        10 846,309.15   91,866.60      938,175.75       634,901.12          91,866.60            726,767.72        Calculated Water Capacity and New Water Supply Fee by Meter Size (Permanent Moratorium) TriadNon‐Triad Determination of the Sewer Capacity Fee 14 Summary of Allowable Sewer Capacity Fee Based on One EDU  Total “Allowable”  Capacity Fee  Total Existing Capacity Plant (Repro & Replace. Less Depreciation) $37,531,000  Total Future Capacity Plant                      0  Total Capacity Plant $37,531,000     Existing EDUs 6,757  Future EDUs          0  Total EDUs 6,757  Total Allowable Capacity Fee per EDU $5,554.39  Calculated Sewer Capacity Fee by Number of EDUs Number  of EDUs  Sewer Capacity Fee  Outside ID Area   Sewer Capacity Fee  Inside Sewer ID Area  0.38 $2,110.67 $1,233.63 0.60 3,332.63 1,947.83 1.00 5,554.39 3,246.39 1.20 6,665.27 3,895.67 0.70 3,888.07 2,272.47  Inside sewer ID area pay a reduced capacity fee, which is reduced by the principal paid on the 1990 State loan for treatment plant, and all past interest payments. Annexation Fees Purpose: To bring equity to existing customers who have paid the general tax and availability fees into the system over the years and those that have not. Anyone outside of the service area or ID areas that annexes into the system is subject to pay these fees. These are a one-time fee to pay into the system, a share equal to the value to the funds paid by others. Calculation: The fee is determined by accumulating the past taxes and availability fees, bringing them into current day dollars (applying CPI), and dividing by current EDUs to determine the “buy-in” share per EDU. 15 Overview of the Current Annexation Fees 16 Summary of the Proposed Annexation Fees 17 Concluding Comments Capacity fees are an equitable method to finance the cost of growth and expansion facilities Annexation fees and capacity fees create equity between existing and new customers District has proposed cost-based fees reflective of existing conditions and value of the assets in place and capacity available 18 RESOLUTION NO. 4337 RESOLUTION OF THE BOARD OF DIRECTORS OF THE OTAY WATER DISTRICT TO SUPPORT EFFORTS TO KEEP THE TIJUANA RIVER NATIONAL ESTUARINE RESEARCH RESERVE OPEN WHEREAS, the Tijuana River National Estuarine Research Reserve is the only national estuarine research reserve in Southern California; and WHEREAS, states, communities, and people depend on estuaries to protect against flooding, keep water clean, create and sustain jobs, support fish and wildlife habitats, and offer outdoor recreation opportunities; and WHEREAS, proposed federal budget cuts to grants and programs supporting coastal and marine management threaten the closure of the Tijuana River National Estuarine Research Reserve. NOW, THEREFORE, BE IT RESOLVED that the Board of Directors of the Otay Water District hereby supports funding and other efforts to keep the Tijuana River National Estuarine Research Reserve open. PASSED, APPROVED AND ADOPTED by the Board of Directors of the Otay Water District at a regular meeting held this 7th day of June 2017. Ayes: Noes: Abstain: Absent: President ATTEST: District Secretary STAFF REPORT TYPE MEETING: Regular Board Meeting MEETING DATE: June 7, 2017 SUBMITTED BY: Mark Watton, General Manager W.O./G.F. NO: DIV. NO. APPROVED BY: Susan Cruz, District Secretary Mark Watton, General Manager SUBJECT: Board of Directors 2017 Calendar of Meetings GENERAL MANAGER’S RECOMMENDATION: At the request of the Board, the attached Board of Director’s meeting calendar for 2017 is being presented for discussion. PURPOSE: This staff report is being presented to provide the Board the opportunity to review the 2017 Board of Director’s meeting calendar and amend the schedule as needed. COMMITTEE ACTION: N/A ANALYSIS: The Board requested that this item be presented at each meeting so they may have an opportunity to review the Board meeting calendar schedule and amend it as needed. STRATEGIC GOAL: N/A FISCAL IMPACT: None. LEGAL IMPACT: None. Attachment: Calendar of Meetings for 2017 G:\UserData\DistSec\WINWORD\STAFRPTS\Board Meeting Calendar 6-7-17.doc Board of Directors, Workshops and Committee Meetings 2017 Regular Board Meetings: Special Board or Committee Meetings (3rd Wednesday of Each Month or as Noted) January 4, 2017 February 1, 2017 March 1, 2017 April 5, 2017 May 3, 2017 June 7, 2017 July 5, 2017 August 2, 2017 September 6, 2017 October 4, 2017 November 1, 2017 December 6, 2017 January 18, 2017 February 15, 2017 March 15, 2017 April 19, 2017 May 17, 2017 June 21, 2017 July 19, 2017 August 16, 2017 September 20, 2017 October 18, 2017 November 15, 2017 December 20, 2017 SPECIAL BOARD MEETINGS: BOARD WORKSHOPS: STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Dan Martin Engineering Manager PROJECT: VARIOUS DIV. NO. ALL APPROVED BY: Rod Posada, Chief of Engineering German Alvarez, Assistant General Manager Mark Watton, General Manager SUBJECT: Informational Item – Third Quarter Fiscal Year 2017 Capital Improvement Program Report GENERAL MANAGER’S RECOMMENDATION: No recommendation. This is an informational item only. COMMITTEE ACTION: Please see Attachment A. PURPOSE: To update the Board about the status of all CIP project expenditures and to highlight significant issues, progress, and milestones on major projects. ANALYSIS: To keep up with growth and to meet our ratepayers' expectations to adequately deliver safe, reliable, cost-effective, and quality water, each year the District staff prepares a Six-Year CIP Plan that identifies the District’s infrastructure needs. The CIP is comprised of four categories consisting of backbone capital facilities, replacement/renewal projects, capital purchases, and developer's reimbursement projects. The Third Quarter Fiscal Year 2017 update is intended to provide a detailed analysis of progress in completing these projects within the allotted time and budget of $11.9 million. Expenditures through the Third Quarter totaled approximately $7.3 million. Approximately 62% of the Fiscal Year 2017 expenditure budget was spent (see Attachment B). As of the Third Quarter, total expenditures for the end of Fiscal Year 2017 are estimated to be approximately 105% of the Fiscal Year budget. This expenditure rate is largely due to an invoice received on April 14, 2017 from the County of San Diego for work completed on the Rancho San Diego Pump Station Rehabilitation project (S2027). FISCAL IMPACT: Joe Beachem, Chief Financial Officer No fiscal impact as this is an informational item only. STRATEGIC GOAL: The Capital Improvement Program supports the District’s Mission statement, “To provide high value water and wastewater services to the to the customers of the Otay Water District, in a professional, effective, and efficient manner” and the General Manager’s Vision, “A District that is at the forefront in innovations to provide water services at affordable rates, with a reputation for outstanding customer service.” LEGAL IMPACT: None. DM/RP:jf P:\Forms\D-Construction\CIP Quarterly Reports\CIP Qtr Reports\FY 2017\Q3\Staff Report\BD 06-07-17 Staff Report Third Quarter FY 2017 CIP Report (DM-RP).docx Attachments: Attachment A – Committee Action Attachment B - Fiscal Year 2017 Third Quarter CIP Expenditure Report Attachment C – Presentation ATTACHMENT A SUBJECT/PROJECT: VARIOUS Informational Item – Third Quarter Fiscal Year 2017 Capital Improvement Program Report COMMITTEE ACTION: This item was presented to the Engineering, Operations, and Water Resources Committee at a meeting held on May 23, 2017. The following comments were made:  Staff reviewed the PowerPoint presentation with the Committee and indicated that the expenditures through the third quarter of FY 2017 totaled $7.3 million, which is approximately 62% of the District’s fiscal year budget. Staff indicated that it is anticipated that total CIP budget expenditures for FY 2017 is projected to be approximately 105% (target is 95%). This is largely due to an invoice from the County of San Diego for work that has been completed on the Rancho San Diego Pump Station Rehabilitation Project.  Staff indicated that the District’s FY 2017 CIP budget consists of 90 projects that total $11.8 million and is divided into four categories: o Capital Facilities= $3.8 million o Replacement/Renewal= $6.9 million o Capital Purchases= $1.1 million o Developer Reimbursement= $14.0 thousand  The PowerPoint presentation included the following: o Total Life-to-Date Expenditures o CIP Budget Forecast vs. Expenditures o Major CIP Projects that have been completed, are in design or are in construction o A review of CIP Projects in Construction o Construction Contract Status of projects, contract amount with allowances, net change orders, and percent of project completion o Consultant Contract Status of contract amounts, approve payments to date, change orders, dates when contracts were signed and the end date of contracts  Staff stated that during the third quarter of FY 2017 the rate for Change Orders with Allowance Credit equaled to 3.1%.  Staff indicated in response to an inquiry from the Committee that the 978-1 and 850-2 Reservoirs Interior/Exterior Coating and Upgrades Project was scheduled to be completed in mid-June 2017. However due to contractor delays it is expected it will be completed in October 2017. It was noted that some of the delay was due to rain. Staff has discussed liquidated damages with the contractor for the late delivery of the project.  In response to another inquiry from the Committee, staff explained with regard to the Otay Mesa Conveyance and Disinfection System Project that it had been anticipated that the District would receive the Presidential Permit a year ago. The permit was received this year, thus, the consultant fees were expended this fiscal year. Staff noted that this was beyond the consultant’s control.  The Committee inquired what the additional $45,000 change order was for to HDR Engineering, Inc.’s (HDR) contract for corrosion services. It was indicated that the change order supported coating inspection services for one of the District’s active reservoir interior and exterior coating construction contracts. Staff noted that HDR’s contract has a third component, coating inspection services which is done during the construction phase when the reservoir is being painted.  It was noted, in response to another inquiry from the Committee, that the contract needs for as-needed corrosion engineering services is different each FY as all the District’s reservoirs are on a schedule for inspection and recoating. So each year the list of reservoirs is different and, thus, the funding needs will be different each FY. The size and location of the reservoir are also factors in the cost for as-needed corrosion engineering services.  The committee noted that staff had indicated in their report that there were approximately five (5) projects that were either indicated as “deferred” or on “hold” and wished an update on these projects: o Reservoirs 657-1 and 2 demolitions – this project was put on hold as the reservoirs were found to have some remaining useful life. o 20-inch Pipeline Replacement, 711 Zone on Otay Lakes Road – this project replaces an existing 16-inch main with a larger 20-inch main to improve the transmission system. The project will be budgeted in the next 6-year CIP budget. o 711-2 Pump Station Replacement/Expansion – this project does not have funds allocated in FY 2017. The project will be budgeted in the next 6-year CIP budget. o 944-1 Reservoir Cover/Liner Replacement – the reservoir is programmed in for periodic replacement, however, staff found that the reservoir cover/liner does not need addressing right away. Funding for replacement will be budgeted in the next 6-year CIP budget.  Staff noted that some of the projects on hold above do not have funds allocated in the FY 2017 budget and are scheduled for a future FY within the approved 6-year CIP. The Committee requested that staff include more information for those projects that are on hold or are deferred. Following the discussion, the committee supported presentation to the full board as an informational item. FISCAL YEAR 2017 3rd QUARTER REPORT (Expenditures through 03/31/2017) ($000) ATTACHMENT B 2017 03/31/17 FILL IN THIS COLUMN CIP No. Description Project Manager FY 2017 Budget Expenses Balance Expense to Budget % Budget Expenses Balance Expense to Budget % Q3 Comments CAPITAL FACILITY PROJECTS - P2040 Res - 1655-1 Reservoir 0.5 MG Cameron 20$ 3$ 17$ 15% 3,400$ 487$ 2,913$ 14% Currently reviewing the previous environmental documents and design performed in 1999. P2267 36-Inch Main Pumpouts and Air/Vacuum Ventilation Installations Marchioro 220 100 120 45% 735 560 175 76% Construction began in FY 2017 Q3. On track to complete in FY 2017 Q4. P2382 Safety and Security Improvements Payne 250 203 47 81% 2,811 2,777 34 99% To be completed FY 2017 Q4. P2405 PL - 624/340 PRS, Paseo Ranchero and Otay Valley Road Cameron 5 - 5 0% 570 - 570 0%Tied to CIP P2553. P2451 Otay Mesa Desalination Conveyance and Disinfection System Kennedy 50 159 (109) 318% 3,875 3,729 146 96% EIR/EIS complete. Work on Bio-monitoring agreement and presidential permit with DOS, meetings with DDW and AdR, and source water testing ongoing. P2453 SR-11 Utility Relocations Marchioro 250 8 242 3% 4,000 1,606 2,394 40% Sequence/Segment 1 construction accepted FY 2016 Q4. In one year warranty period. Pace slowed since design for Segment 2 (Enrico Fermi to border crossing); not anticipated to begin until FY 2018. P2460 I.D. 7 Trestle and Pipeline Demolition Beppler 50 1 49 2% 600 5 595 1% Environmental work was postponed until FY 2019, a year prior to potential trestle demolition. No action expected for remainder of FY 2017. P2466 Regional Training Facility Coburn-Boyd 6 - 6 0% 300 288 12 96% CIP will be closed at the end of the current FY 2017. P2485 SCADA Communication System and Software Replacement Kerr 185 51 134 28% 2,314 1,718 596 74%Project on schedule. P2486 Asset Management - Info Master Water Implementation Zhao 25 - 25 0% 957 879 78 92% CIP will be closed at the end of the current FY 2017. P2494 Multiple Species Conservation Plan Coburn-Boyd 48 24 24 50% 950 878 72 92%Expect to use most of the budget this year. P2496 Otay Lakes Road Utility Relocations Martin 5 - 5 0% 325 283 42 87% Project accepted FY 2016 Q4. Project to be closed out. P2504 Regulatory Site Access Road and Pipeline Relocation Cameron 20 1 19 5% 900 331 569 37%Project is driven by County Fire. P2516 PL - 12-Inch, 640 Zone, Jamacha Road - Darby/Osage Marchioro - - - 0% 800 - 800 0%On hold for FY 2017. P2520 Motorola Mobile Radio Upgrade Martinez 30 3 27 10% 120 81 39 68% We are continuing with the purchases of radios in QTR 3 and 4, however, we changed out supplier due to slow performance. Therefore, expenses may be delayed to FY 2018. P2521 Large Meter Vault Upgrade Program Carey 100 3 97 3% 400 222 178 56%Upgrade work to begin in FY 2017 Q4. P2537 Operations Yard Property Acquisition Improvements Beppler 10 3 7 30% 775 731 44 94% Construction project accepted FY 2016 Q4. In one year warranty period. P2541 624 Pressure Zone PRSs Marchioro 10 (1) 11 -10% 760 741 19 98% Construction project accepted FY 2016 Q4. In one year warranty period. P2547 District Administration Vehicle Charging Stations Cameron 85 11 74 13% 125 31 94 25% Contract advertised in FY 2017 Q3. Construction to begin in FY 2017 Q4. P2550 Fuel Island Upgrade Payne 112 107 5 96% 112 107 5 96% Complete pending final billing. P2551 Blossom Lane Helix WD and Otay WD Interconnection Beppler 20 7 13 35% 210 175 35 83% A PLC replacement, performed under warranty, occurred in Q3. In one year warranty period. P2552 South Barcelona Helix WD and Otay WD Interconnection Beppler 20 7 13 35% 210 172 38 82%In one year warranty period. P2553 Heritage Road Bridge Replacement and Utility Relocation Cameron 100 7 93 7% 1,430 12 1,418 1% City of Chula Vista driven project. The City is finalizing their environmental documents. Design to begin Summer/Fall 2017. P2564 Administration Carpet Replacement Program Payne 5 - 5 0% 215 - 215 0% On schedule to complete by June 30, 2017, pending May 3 Board action. P2568 Technology Business Processes Improvement Kerr 180 121 59 67% 215 146 69 68% Anticipate consumption of allocated budget by end of FY 2017. FISCAL YEAR-TO-DATE, 03/31/17 LIFE-TO-DATE, 03/31/17 Y:\Board\CurBdPkg\ENGRPLAN\2017\BD 06-07-17\Q3 FY 2017 CIP Update\FY17 3rd qtr exp-FINAL.xlsx Page 1 of 5 5/22/2017 FISCAL YEAR 2017 3rd QUARTER REPORT (Expenditures through 03/31/2017) ($000) ATTACHMENT B 2017 03/31/17 FILL IN THIS COLUMN CIP No. Description Project Manager FY 2017 Budget Expenses Balance Expense to Budget % Budget Expenses Balance Expense to Budget % Q3 Comments FISCAL YEAR-TO-DATE, 03/31/17 LIFE-TO-DATE, 03/31/17 P2569 Metro Ethernet Implementation/ District Facilities - Pilot Kerr 45 51 (6) 113% 145 157 (12) 108% No expenditures for Q3. Unanticipated expenditures were assigned during Q2. Request for additional funding to complete project targeted for Q1 FY 2018. P2570 SCADA Equipment & Infrastructure Enhancement Kerr - - - 0% - - - 0%No expenditures anticipated in FY 2017. P2571 Datacenter Network Enhancement & Replacement of Infrastructure Componets Kerr - - - 0% 200 - 200 0%No expenditures for FY2017. P2572 Enterprise Resource Planning (ERP) Replacement Kerr - - - 0% 500 - 500 0%No expenditures for FY2017. P2584 Res - 657-1 and 657-2 Reservoir Demolitions Marchioro - - - 0% 720 - 720 0%On hold for FY 2017. R2077 RecPL - 24-Inch, 860 Zone, Alta Road - Alta Gate/Airway Beppler 20 3 17 15% 2,852 2,814 38 99% Under construction. Completion anticipated in FY 2017 Q4. R2079 RecPL - 6-Inch, 450 Zone, Otay Valley Road - Otay Valley/Entertainment Beppler 10 - 10 0% 150 - 150 0%No activity to date. R2109 Sweetwater River Wooden Trestle Improvement for the Recycled Water Forcemain Beppler 10 1 9 10% 375 354 21 94% Construction project accepted FY 2016 Q2. One year warranty period complete. R2110 RecPS - 944-1 Optimization and Pressure Zone Modifications Marchioro 5 - 5 0% 200 130 70 65% Construction project accepted FY 2016 Q4. In one year warranty period. R2116 RecPL - 14-Inch, 927 Zone, Force Main Improvements Marchioro 1,000 1,090 (90) 109% 2,500 1,746 754 70% Completion of work impacted by heavy rains in FY 2017 Q3. Remaining work scheduled for FY 2018 Q2 per environmental window. R2117 RWCWRF Disinfection System Improvements Beppler 10 - 10 0% 1,520 111 1,409 7% Under construction. Completion anticipated in FY 2017 Q4. R2118 Steele Canyon Sewer PS Large Solids Handling Improvements Beppler 68 17 51 25% 75 22 53 29% Design is complete. Will need to coordinate construction with a shutdown of RWCWRF. No activity in FY 2017 Q3. R2119 RWCWRF Automation & Security Upgrades Beppler 95 60 35 63% 300 93 207 31% Construction project accepted FY 2016 Q2. One year warranty period complete. R2120 RWCWRF Filtered Water Storage Tank Improvements Beppler 250 17 233 7% 500 17 483 3% During budget process, decision to delay tank improvements until FY2020 was made. Current design effort will be phased over the next two fiscal years. R2122 Emergency Recycled Water Fire Hydrant Installations Cameron 15 1 14 7% 75 34 41 45% CIP will be closed at the end of the current FY 2017. R2123 Repurpose Otay Mesa Recycled Water Lines Beppler 35 - 35 0% 350 - 350 0%No activity on this project to date. R2124 RecPS - 927-1 Pump 5 Replacement Anderson 55 39 16 71% 55 39 16 71% CIP will be closed at the end of the current FY 2017. S2012 San Diego County Sanitation District Outfall and RSD Outfall Replacement Beppler 150 - 150 0% 2,420 1,020 1,400 42%$91,185 invoice received 4/17/2017. S2027 Rancho San Diego Pump Station Rehabilitation Beppler 50 2 48 4% 3,500 302 3,198 9%$2.7 M invoice received on 4/17/2017. S2033 Sewer System Rehabilitation Beppler 200 977 (777) 489% 3,000 2,977 23 99% Rancho San Diego Sewer Rehab Phase 1 substantially completed in FY 2017 Q2. Acceptance pending completion of County of San Diego punch list work. Project within overall budget. S2043 RWCWRF Sludge Handling System Beppler 1 - 1 0% 47 40 7 85% No expenses this fiscal year. Water Reclamation Design As-Needed consultant will review and update report in FY 2018. S2047 Asset Management - Info Master Sewer Implementation Zhao - - - 0% 58 - 58 0%No expenditures for FY 2017. Total Capital Facility Projects Total: 3,825 3,076 749 80%46,651 25,815 20,836 55% REPLACEMENT/RENEWAL PROJECTS P2083 PS - 870-2 Pump Station Replacement Marchioro 390$ 395 (5) 101% 17,000$ 2,059 14,941 12% Design completed and project advertised for construction in FY 2017 Q3. Bids to be opened in FY 2017 Q4. Project on track. P2174 PS - 1090-1 Pump Station Replacement (400 gpm) Marchioro 1 - 1 0% 1,500 4 1,496 0%On hold for FY 2017. Y:\Board\CurBdPkg\ENGRPLAN\2017\BD 06-07-17\Q3 FY 2017 CIP Update\FY17 3rd qtr exp-FINAL.xlsx Page 2 of 5 5/22/2017 FISCAL YEAR 2017 3rd QUARTER REPORT (Expenditures through 03/31/2017) ($000) ATTACHMENT B 2017 03/31/17 FILL IN THIS COLUMN CIP No. Description Project Manager FY 2017 Budget Expenses Balance Expense to Budget % Budget Expenses Balance Expense to Budget % Q3 Comments FISCAL YEAR-TO-DATE, 03/31/17 LIFE-TO-DATE, 03/31/17 P2400 PL - 20-Inch Pipeline Replacement, 711 Zone, Otay Lakes Road - at Santa Paula Marchioro - - - 0% 2,000 - 2,000 0%On hold for FY 2017. P2493 624-2 Reservoir Interior/Exterior Coating Cameron 60 10 50 17% 1,675 1,553 122 93%Warranty work to begin on 4/2017 (Q4). P2507 East Palomar Street Utility Relocation Cameron 70 3 67 4% 890 721 169 81%Invoice to be issued to Caltrans in Q4 FY 2017. P2508 Pipeline Cathodic Protection Replacement Program Marchioro 300 133 167 44% 725 382 343 53% Completion of work impacted by heavy rains in FY 2017 Q3. Remaining work scheduled for FY 2018 Q2 per environmental window. P2518 803-3 Reservoir Interior/Exterior Coating Cameron 40 15 25 38% 700 660 40 94%2 year warranty repairs completed in Q4. P2519 832-2 Reservoir Interior/Exterior Coating Cameron 65 17 48 26% 750 687 63 92%2 year warranty repairs completed in Q4. P2529 711-2 Reservoir Interior & Exterior Coating Cameron 360 441 (81) 123% 840 801 39 95% Construction completed FY 2017 Q2. Project is in the 2 year warranty period. P2530 711-1 Reservoir Interior & Exterior Coating Cameron 90 46 44 51% 1,040 951 89 91% Construction completed FY 2017 Q2. Project is in the 2 year warranty period. P2531 944-1 Reservoir Interior & Exterior Coating Cameron 20 7 13 35% 380 318 62 84% Construction contract completed FY 2016 Q4. Currently in two year warranty period. P2532 944-2 Reservoir Interior & Exterior Coating Cameron 20 - 20 0% 1,020 937 83 92% Construction contract completed FY 2016 Q4. Currently in two year warranty period. P2533 1200-1 Reservoir Interior & Exterior Coating Cameron 10 4 6 40% 810 4 806 0% Expenditures for planning expected to be received in Q4. P2534 978-1 Reservoir Interior & Exterior Coating Cameron 615 86 529 14% 715 86 629 12% Construction began in FY 2017 Q2. Project behind schedule due to unsatisfactory progress by contractor. P2535 458-2 Reservoir Interior & Exterior Coating & Upgrades Cameron 20 3 17 15% 855 776 79 91% Construction contract completed FY 2016 Q4. Currently in two year warranty period. P2538 Administration and Operations Building Fire Sprinkler Replacement Program Cameron 10 1 9 10% 110 90 20 82% Project was completed in late FY 2016. No expenditures are anticipated, unless for warranty work at one year. P2539 South Bay Bus Rapid Transit (BRT) Utility Relocations Cameron 100 8 92 8% 1,090 886 204 81% SANDAG driven project. SANDAG has delayed the schedule for this project. P2542 850-3 Reservoir Interior Coating Cameron 50 - 50 0% 630 527 103 84% Construction contract completed FY 2016 Q2. Currently in two year warranty period. P2543 850-1 Reservoir Interior/Exterior Coating Cameron 10 3 7 30% 875 3 872 0% Expenditures for planning expected to be received in Q4. P2544 850-2 Reservoir Interior/Exterior Coating Cameron 835 41 794 5% 1,070 41 1,029 4% Contractor behind schedule. Construction to begin in FY 2017 Q4. P2545 980-1 Reservoir Interior Exterior Coating Cameron 290 183 107 63% 1,455 1,180 275 81% Construction completed FY 2017 Q2. Project is in the 2 year warranty period. P2546 980-2 Reservoir Interior/Exterior Coating Cameron - - - 0% 1,450 - 1,450 0%No expenditures for FY 2017. P2555 Administration and Operations Parking Lot Improvements Cameron 275 38 237 14% 500 86 414 17% Contract advertised in FY 2017 Q3. Construction to begin in FY 2017 Q4. P2557 520 Res Recirculation Pipeline Chemical Supply and Analyzer Feed Replacement Project Beppler 50 20 30 40% 100 30 70 30% Design at 90%, construction expected to occur in FY 2018 Q2. P2559 Pressure Vessel Repair and Replacement Program Marchioro 65 123 (58) 189% 650 170 480 26% RWCWRF surge tank and piping completed in FY 2017 Q3. P2561 Res - 711-3 Reservoir Cover/Liner Replacement Marchioro 1 4 (3) 400% 1,800 5 1,795 0% Existing cover/liner materials analyzed by laboratory FY 2017 Q1. On track. P2562 Res - 571-1 Reservoir Cover/Liner Replacement Marchioro 90 40 50 44% 2,600 40 2,560 2% Design completed and project advertised for construction in FY 2017 Q3. Bids to be opened in FY 2017 Q4. Project on track. P2563 Res - 870-1 Reservoir Cover/Liner Replacement Marchioro 1 3 (2) 300% 1,000 3 997 0% Existing cover/liner materials analyzed by laboratory FY 2017 Q1. On track. P2565 803-2 Reservoir Interior/Exterior Coating & Upgrades Cameron - - - 0% 940 - 940 0%No expenditures for FY 2017. P2566 520-2 Reservoir Interior/Exterior Coating & Upgrades Cameron - - - 0% 1,500 - 1,500 0%No expenditures for FY 2017. P2567 1004-2 Reservoir Interior/Exterior Coating & Upgrades Cameron - - - 0% 905 - 905 0%No expenditures for FY 2017. Y:\Board\CurBdPkg\ENGRPLAN\2017\BD 06-07-17\Q3 FY 2017 CIP Update\FY17 3rd qtr exp-FINAL.xlsx Page 3 of 5 5/22/2017 FISCAL YEAR 2017 3rd QUARTER REPORT (Expenditures through 03/31/2017) ($000) ATTACHMENT B 2017 03/31/17 FILL IN THIS COLUMN CIP No. Description Project Manager FY 2017 Budget Expenses Balance Expense to Budget % Budget Expenses Balance Expense to Budget % Q3 Comments FISCAL YEAR-TO-DATE, 03/31/17 LIFE-TO-DATE, 03/31/17 P2573 PL - 12-Inch Pipeline Replacement, 803 Zone, Hillsdale Road Beppler 160 189 (29) 118% 1,750 189 1,561 11% Project at 100% design level, advertisement of project expected in Q4 and award construction contract in FY 2018 Q1. P2574 PL - 12-Inch and 14-inch Pipeline Replacement, 803 and 978 Zone, Vista Grande, Pence Drive Beppler 50 9 41 18% 2,750 9 2,741 0% Scope of work defined in Q3, selection of consultant and start of design planned for FY 2017 Q4. P2578 PS - 711-2 (PS 711-1 Replacement and Expansion) - 14,000 gpm Marchioro - - - 0% 6,600 - 6,600 0%On hold for FY 2017. P2579 Temporary Lower Otay Pump Station Improvements Beppler 140 1 139 1% 140 1 139 1% CIP will be closed at the end of the current FY 2017. P2592 East H Street Bike Lane Utility Coordination Beppler 50 - 50 0% 50 - 50 0% CIP will be closed at the end of the current FY 2017. P2593 458-1 Reservoir Interior/Exterior Coating & Upgrades Cameron - - - 0% 840 - 840 0%No expenditures for FY 2017. P2594 Large Meter Replacement Carey 240 186 54 78% 485 186 299 38%On track. P2604 AMR Change Out Carey 1,300 1,111 189 85% 1,300 - 1,300 0%On track. R2111 RWCWRF - RAS Pump Replacement Beppler 10 - 10 0% 570 555 15 97% Construction project accepted FY 2016 Q3. Project one year warranty period complete. R2112 450-1 Disinfection Facility Rehabilitation Cameron 25 - 25 0% 265 214 51 81%One year warranty completed FY 2017 Q1. R2121 Res - 944-1 Reservoir Cover/Liner Replacement Marchioro 1 - 1 0% 1,400 19 1,381 1%On hold for FY 2017. R2143 AMR Change Out Carey 50 - 50 0% 50 - 50 0% Project for recycled meters to begin in FY 2017 Q4. S2024 Campo Road Sewer Main Replacement Beppler 50 220 (170) 440% 8,500 1,335 7,165 16% Construction bids opened in Q3, project to be awarded in Q4. FY 2017 budget exceeded largely due to easement acquisition costs. S2044 Trenchless Sewer Rehabilitation Beppler 500 84 416 17% 550 84 466 15% Construction bids opened in Q3, award of project and start of construction to be in Q4. Construction to carry over into FY2018, expect only half of budget to be spent this fiscal year. S2045 Fuerte Drive Sewer Relocation Beppler 190 7 183 4% 200 7 193 4% Scope of work defined in Q3 with County coordination obtained. Potholing and design to proceed in Q4. Construction moved to FY 2018. Expenditures in current fiscal year expected to be under $50K. S2046 RWCWRF - Aeration Panels Replacement Beppler 250 77 173 31% 450 77 373 17% Consultant selection for PDR to be made in Q4 with report to be issued in FY 2018. Limited further expenses expected for remainder of current fiscal year. S2048 Hillsdale Road Sewer Repairs Beppler 100 47 53 47% 500 47 453 9% Project at 100% design level, advertisement of project expected in Q4 and award construction contract in FY 2018 Q1. S2049 Calavo Basin Sewer Rehabilitation - Phase 2 Beppler 20 - 20 0% 1,000 - 1,000 0%No activity expected this fiscal year. S2050 Rancho San Diego Basin Sewer Rehabilitation - Phase 2 Beppler - - - 0% 300 - 300 0%No expenditures for FY 2017. S2051 RWCWRF - Headworks Improvements Beppler - - - 0% 750 - 750 0%No expenditures for FY 2017. S2052 RWCWRF - Access Roads Repaving Cameron - - - 0% 750 - 750 0%No expenditures for FY 2017. S2053 RWCWRF - Sedimentation Basins Refurbishment Beppler - - - 0% 600 - 600 0%No expenditures for FY 2017. S2054 Calavo Basin Sewer Rehabilitation - Phase 3 Beppler - - - 0% 300 - 300 0%No expenditures for FY 2017. Total Replacement/Renewal Projects Total: 6,974 3,555 3,419 51%77,675 15,723 61,952 20% CAPITAL PURCHASE PROJECTS Y:\Board\CurBdPkg\ENGRPLAN\2017\BD 06-07-17\Q3 FY 2017 CIP Update\FY17 3rd qtr exp-FINAL.xlsx Page 4 of 5 5/22/2017 FISCAL YEAR 2017 3rd QUARTER REPORT (Expenditures through 03/31/2017) ($000) ATTACHMENT B 2017 03/31/17 FILL IN THIS COLUMN CIP No. Description Project Manager FY 2017 Budget Expenses Balance Expense to Budget % Budget Expenses Balance Expense to Budget % Q3 Comments FISCAL YEAR-TO-DATE, 03/31/17 LIFE-TO-DATE, 03/31/17 P2282 Vehicle Capital Purchases Rahders 197$ - 197 0% 5,049$ 3,636 1,413 72% $193.9K encumbered against this account. Vehicles to be received May and June of FY 2017. Additional $33.8K encumbered for an advanced purchase - amount advanced from FY 2018 to FY 2017. Vehicle to be received June FY 2018. P2285 Office Equipment and Furniture Capital Purchases Payne 15 2 13 13% 589 554 35 94% Purchases to be completed by June 30, 2017. P2286 Field Equipment Capital Purchases Rahders 38 45 (7) 118% 1,634 1,403 231 86% $23K encumbered against this account. Equipment to be received June FY 2017. $14.1K was for unanticipated expense at the treatment plant. A pump failed which was purchased from this account. P2366 APCD Engine Replacements and Retrofits Rahders 820 659 161 80% 3,371 3,210 161 95% $30K to be expensed to this account June FY 2017 during field testing. - Total Capital Purchase Projects Total: 1,070 706 364 66%10,643 8,803 1,840 83% DEVELOPER REIMBURSEMENT PROJECTS P2325 PL-10" to 12" Oversize, 1296 Zone, PB Road-Rolling Hills Hydro PS/PB Bndy Beppler 3$ - 3 0% 22$ 19 3 86% Reimbursement completed FY 2016 Q3. Project to close out in FY 2017. P2403 PL - 12-inch, 624 Zone, Heritage Road - Olympic/Otay Valley Beppler - - - 0% 550 - 550 0% CIP updated to reflect changes in Village 3 SAMP and Water Facilities Master Plan. P2556 HWY 94 Upsized Utility Relocations at Melody Lane Beppler 1 - 1 0% 100 - 100 0% No work is anticipated on the project for FY 2017. Project to be removed in FY 2018. R2084 RecPL - 20-Inch, 680 Zone, Village 2 - Heritage/La Media Beppler 10 - 10 0% 365 1 364 0% Under construction in FY 2017 Q2. Request for reimbursement anticipated in FY 2018. Total Developer Reimbursement Projects Total: 14 - 14 0%1,037 20 1,017 2% 109 11,883$ 7,337$ 4,546$ 62%136,006$ 50,361$ 85,645$ 37% Y:\Board\CurBdPkg\ENGRPLAN\2017\BD 06-07-17\Q3 FY 2017 CIP Update\FY17 3rd qtr exp-FINAL.xlsx Page 5 of 5 5/22/2017 Otay Water District Capital Improvement Program Fiscal Year 2017 Third Quarter (through March 31, 2017) Attachment C 14-Inch Force Main Rehabilitation (R2116) – Blow Off No. 11 Cathodic Protection Tape Application to New Pipe 01/07/2017 Background The approved CIP Budget for Fiscal Year 2017 consists of 90 projects that total $11.8 million. These projects are broken down into four categories. 1.Capital Facilities $ 3.8 million 2.Replacement/Renewal $ 6.9 million 3.Capital Purchases $ 1.1 million 4.Developer Reimbursement $ 14.0 thousand Overall expenditures through the Third Quarter of Fiscal Year 2017 totaled $7.3 million, which is approximately 62% of the Fiscal Year budget. Total CIP Budget Expenditures for FY 2017 are projected to be approximately 105%. 2 Fiscal Year 2017 Third Quarter Update ($000) CIP CAT Description FY 2017 Budget FY 2017 Expenditures % FY 2017 Budget Spent Total Life-to- Date Budget Total Life-to-Date Expenditures % Life-to- Date Budget Spent 1 Capital Facilities $3,825 $3,076 80% $46,651 $25,815 55% 2 Replacement/ Renewal $6,974 $3,555 51% $77,675 $15,723 20% 3 Capital Purchases $1,070 $706 66% $10,643 $8,803 83% 4 Developer Reimbursement $14 $0 0% $1,037 $20 2% Total: $11,883 $7,337 62% $136,006 $50,361 37% 3 Fiscal Year 2017 Third Quarter CIP Budget Forecast vs. Expenditures 4 $11,883,000 $- $2,000,000 $4,000,000 $6,000,000 $8,000,000 $10,000,000 $12,000,000 $14,000,000 Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun FISCAL YEAR PERIOD IN MONTHS Budget Forecast Total Expenditures $7,337,000 5 CIP Projects in Construction 14-Inch Force Main Rehabilitation (R2116/P2508) Replace force main blow-offs, valves, and piping at 15 locations. Rehabilitate force main’s cathodic protection system. Increase Service Life. $2.50M Budget Start: August 2016 Estimated Completion: December 2017 6 14-Inch Force Main Blow Off No. 2 –Access Road Repairs Location: From RWCWRF, Spring Valley to area North of Salt Creek Golf Course, Chula Vista Division No. 3 02/05/2017 CIP Projects in Construction 36-Inch La Presa Air- Vac Valve Relocations (P2267) Relocation of 6 existing potable water air-vacuum/air-release (AVAR) valves to above ground locations outside the road surface. $0.70M Budget Start: November 2016 Completion: May 2017 7 AVAR No. 2 – Excavation Progress Division Nos. 3 and 5 Locations: 2 locations along Jamacha Blvd. north of Trace Road. 4 locations along SR 94/Campo Road east of Jamacha Blvd. CIP Projects in Construction 978-1 & 850-2 Reservoirs Interior/Exterior Coating & Upgrades Project (P2534/P2544) Remove and replace existing interior and exterior coatings. Construct structural upgrades to increase the service life. $1.79M Budget Start: November 2016 Completion: October 2017 8 978-1 (0.5 MG) – Installation of New Rafters Division Nos. 3 and 5 Locations: 978-1 is located on Pence Drive. 850-2 is located on Ledgeside Street. 02/02/2017 Construction Contract Status 9 PROJECT TOTAL % P2529 P2530 711-1 &711-2 Reservoir Interior/Exterior Coating & Upgrades Advanced Industrial Services, Inc.$1,103,715 $1,195,695 $14,271 1.3% $1,209,966 $1,209,966 1.2% 100.0% Completed September 2016 P2545 980-1 Reservoir Interior/Exterior Coating & Upgrades Advanced Industrial Services, Inc.$769,000 $876,500 $8,115 1.1% $884,615 $884,615 0.9% 100.0% Completed August 2016 S2033 Rancho San Diego Basin Sewer Rehabilitation - Phase 1 Transtar $951,470 $970,970 $143,211 15.1% $1,114,181 $1,104,181 14.7% 99.1% Completed November 2016 P2267 36-Inch La Presa Air-Vac Valve Relocations Underground Pipeline Solutions Inc.$148,815 $157,315 $74 0.0% $152,089 $101,199 -3.3% 66.5%May 2017 P2534 P2544 978-1 & 850-2 Reservoir Interior/Exterior Coating & Upgrades Blastco Inc. $963,280 $1,106,200 $0 0.0% $963,280 $12,550 -12.9% 1.3% October 2017 P2559 RWCWRF Replacement Surge Tank Foundation Fordyce Construction Inc.$22,591 $32,591 $0 0.0% $22,591 $22,591 -30.7% 100.0% Completed January 2017 S2044 Trenchless Sewer Rehabilitation Insituform Technologies, LLC $353,954 $373,954 $0 0.0% $353,954 $0 -5.3% 0.0% August 2017 P2508 R2116 14-Inch Force Main Rehabilitation Project Charles King Company Inc.$1,045,100 $1,101,250 $0 0.0% $1,049,100 $841,150 -4.7% 80.2% December 2017 TOTALS: $5,357,925 $5,814,475 $165,670 3.1%$5,749,775 $4,176,251 -1.1% **THIS CHANGE ORDER RATE INCLUDES THE CREDIT FOR UNUSED ALLOWANCES *NET CHANGE ORDERS DO NOT INCLUDE ALLOWANCE ITEM CREDITS. IT'S A TRUE CHANGE ORDER PERCENTAGE FOR THE PROJECT CIP NO. PROJECT TITLE CONTRACTOR BASE BID AMOUNT CONTRACT AMOUNT W/ ALLOWANCES % CHANGE ORDERS W/ ALLOWANCE CREDIT** % COMPLETE EST. COMP. DATE NET CHANGE ORDERS LTD* FY 2017 CIP CONSTRUCTION PROJECTS CURRENT CONTRACT AMOUNT TOTAL EARNED TO DATE Consultant Contract Status Consultant Contract Status 11 QUESTIONS?QUESTIONS? 12 STAFF REPORT TYPE MEETING: Regular Board MEETING DATE: June 7, 2017 SUBMITTED BY: Mark Watton General Manager W.O./G.F. NO: N/A DIV. NO. N/A APPROVED BY: Mark Watton, General Manager SUBJECT: General Manager’s Report ADMINISTRATIVE SERVICES: Purchasing & Facilities:  Cal-Card Rebate – The District received a rebate check in the amount of $7,507.67 for the 3rd quarter, which is up from $6,581.65 last quarter. The District is on track to receive $25-26,000 for FY17.  BidSync Solicitations – There are currently two items out on the District’s solicitation portal: 1) “Advertisement for As-Needed Construction Inspection Services”, the District has several Developer projects in construction or final design and may require additional staff to assist with inspection of these projects. The projects include, but are not limited to, sanitary sewer pipelines, potable and recycled water pipelines, a pressure reducing station, system interconnections, potable shutdown testing, utility standby, night and weekend work, and utility relocation projects; and, 2) “Master Meter 3G As-Needed Register Replacement Program FY2018- 2023”, for the labor to remove and replace the remaining original 3G registers and certain high use meters over the next six years.  Administration Flooring Replacement Program – ProSpectra has begun the removal, preparation and installation of the new flooring materials throughout the Administration building. The project is on schedule and on budget with an anticipated completion date of June 30, 2017. 2 Safety & Security:  Safety Training: o Operations staff completed a refresher and review of District procedures to include the use of cones, Circle of Safety, use of wheel chock, and use/set of parking brake. Safety videos on Circle of Safety were shared and the “Fleet - Vehicle Driving and Parking Procedure” was read and reviewed, emphasizing that this is a requirement and in procedural items #3, 4, 5 and 6. o Staff was provided with a refresher of “What to Do When Cal/OSHA Knocks at Your Door and/or Visits Your Job Place”. Areas discussed included:  What is a Cal/OSHA Inspection?  What triggers an inspection?  What should you do if an inspector shows up to inspect your job/department?  What will happen during the inspection?  How do you find out what the inspector observed?  What follow-up is required? Human Resources:  SDRMA Credit Incentive Program (CIP) – The District participates in SDRMA’s CIP, which is designed to encourage SDRMA members to take a proactive approach in loss prevention focusing on administration, training, and safety/risk management. In an effort to achieve the lowest contributions possible, the District’s Board members and staff participated in various training and seminars throughout the year. As a result of this participation, the District received points and ultimately credits towards next year’s insurance premium, which is expected to be nearly $650,000. These credits add up to a combined total of at least $82,776, which will be applied towards the invoice for the 2017-18 program year (other credits such as longevity distribution, loss prevention allowance, 5% multi-program and/or high-volume discount may be applied later in the year, possibly increasing the total discount off next year’s premium).  Water Utilities Human Resources Committee (WUHRC) – Human Resources staff attended the recent WUHRC meeting at San Diego County Water Authority in Escondido. The WUHRC group consists of HR staff at all the Water Agencies in the San Diego County Region and the group meets on a quarterly basis for networking and to discuss HR best practices and trends.  Recruitments/New Hires/Promotions - The District is recruiting for a Senior Accountant and Utility Worker I/II, and preparing to recruit for Laboratory Analyst and Recycled Water Program Supervisor. These positions are critical to District operations. 3 IT Operations:  2017 Top Tech Executive Awards - The District’s Information Technology Manager, Michael Kerr, was nominated by Cox Business and selected as a finalist for the 2017 Top Tech Executive Awards. Michael’s nomination for the award focused on the deployment of the Metro-E connectivity solution, which is replacing the District’s wireless network service infrastructure. Both private and public sector nominees were selected based on their innovative ways of promoting and implementing new technology services in their respective organization. Nominees include the San Diego County Water Authority, Qualcomm, San Diego International Airport, UCSD San Diego Supercomputer Center, and District Attorney’s Office. This is the second time the District is recognized for its strategic alignment of enterprise technology and critical operational services. Along with IT management leading the effort, technology and operations staff has played a critical role in the deployment of this new value-added enterprise service.  Enterprise Phone System - Commencing in June 2016, staff began to evaluate the on premise cost of ownership of the District’s current phone system vs. a cloud-based service solution. Staff reviewed and verified existing and future District phone service needs to include automatic call distribution, desktop integration, mobility, out-dial campaign management system, customer to desktop pop-up, disaster recovery, and other customer relationship management services. The existing phone system maintenance agreement will be expiring at the end of June. Staff will complete the on premise vs. cloud-based analysis by the end of the month. GIS:  ESRI Spring Water/Wastewater User Group Meeting – In partnership with Esri, the District hosted the meeting on May 18th. Over 40 GIS professionals in the water/wastewater industry from throughout southern California were in attendance. The key presentation, “GIS- Centric Operations at Otay Water District”, was made by the District’s GIS Manager, which highlighted the use of GIS technology benefits with asset management, hydraulic modeling, field operations, and work order services. The presentation was well received. FINANCE:  FY 2018 Budget – The FY 2018 budget was approved by the Board on May 24th. Preparation of the budget document will begin, along with the 218 hearing notices and the sewer rate increase notices. 4  Audit – The auditors were here the week of May 22nd doing the interim audit. They will be back in August to finish their audit work.  Board of Directors Expenses – Attached is the Board of Directors Expenses through the 2nd Quarter of Fiscal Year 2017 (FY 2017). Expenses for the First and Second quarters totaled $9,339.88 for a total of $9,339.88 to date.  Financial Reporting: o For the ten months ending April 30, 2017, there are total revenues of $76,814,389 and total expenses of $74,837,465. The revenues exceeded expenses by $1,976,924. o The market value shown in the Portfolio Summary and in the Investment Portfolio Details as of April 30, 2017 total $83,957,718 with an average yield to maturity of 1.152%. The total earnings year-to-date are $715,256. ENGINEERING AND WATER SYSTEM OPERATIONS: Engineering:  870-2 Pump Station Replacement: This project consists of a new pump station to replace the existing Low Head 571-1 and High Head 870-1 Pump Stations. The project was publicly advertised for construction bid on March 16, 2017. A public bid opening was held on April 25, 2017. Award of the construction contract is scheduled for the July 5, 2017 Board Meeting. The project is scheduled to begin construction in October 2017 and completed in October 2019. Staff met with the San Diego Regional Water Quality Control Board (RWQCB) about the mitigation options for wetlands impacts for the 870-2 PS project. The RWQCB has a policy of no net loss for wetlands. Staff has been working on restoring existing vernal pools onsite, but with the no net loss policy requirement and limited space on site, the District will have to purchase offsite mitigation at a mitigation bank. The nearest wetlands bank is the San Luis Rey Mitigation Bank in Oceanside. Because this bank is so far away from the watershed where the actual impact is occurring, the mitigation ratios would be 8:1 or 9:1. A total for the purchase of 0.24 acres of wetlands from the San Luis Rey Bank is expected to cost $140,000. The advantage of purchasing mitigation from a bank is that once purchased, there is no future responsibility for the District for maintenance and management. (P2083)  SR-11 Utility Relocations: This project consists of relocating several District potable water pipelines located in Otay Mesa Road, Sanyo Avenue, Enrico Fermi Drive, Alta Road, and within District 5 easements. The first two rounds of relocations (Caltrans Utility Agreement Numbers 33592 and 33622) were completed in FY 2016. Staff recently held three meetings with Caltrans over the last few months to begin planning and design of relocations from Enrico Fermi Drive to the future Mexico/USA international border crossing. As part of the SR-11 project, Caltrans will need to acquire a portion of the District’s fee-owned right-of-way that is located in the Alta Road alignment south of Otay Mesa Road. (P2453)  36-Inch Main Pumpouts and Air/Vacuum Ventilation Installations: This project consists of inspection, repairs, and improvements to the District’s La Presa 36-Inch Pipeline between San Diego County Water Authority Flow Control Facility Number 11 and the District’s Regulatory site. The project consists of the relocating of six (6) existing air/vacuum valves from underground vaults to above ground locations. The District’s contractor, Underground Pipeline Solutions, Inc., has completed all relocations and all air/vacuum valves have been placed back in service. A punchlist is pending. The project is within budget and on schedule to complete in June 2017. (P2267)  978-1 & 850-2 Reservoir Interior/Exterior Coatings & Upgrades: This project consists of removing and replacing the interior and exterior coatings of the 978-1 0.5 MG Reservoir and the 850-2 3.1 MG Reservoir, along with providing structural upgrades, to ensure the tanks comply with both state and federal OSHA standards as well as the American Water Works Association and the County Health Department standards. During the month of May, Blastco, Inc., the District’s contractor, completed the installation of the new coating on the exterior of the 978-1 Reservoir. Additionally, testing to place the 978-1 Reservoir into service began. The contractor is scheduled to mobilize and begin work on the 850-2 reservoir in June 2017. The contractor is currently behind schedule due to sub-contractor coordination. The contractor has been notified that liquidated damages will be assessed for late delivery of the project. The project is within budget with contract time ending in June 2017. It is estimated that work on the 850-2 Reservoir will complete in October 2017. (P2534 & P2544)  State Route 94 Campo Road at Melody Road: The District has entered into an agreement for construction of a water system with the Jamul Indian Village Development Corporation. Under the agreement, the Jamul Indian Village Development Corporation is required to relocate approximately 1,860 linear feet of 16-inch potable water main. Construction of the 16-inch main is complete and the main was tied into the system in May 2017. Staff worked with the developer on the tie-in plan for the new main. Impacts to customers during the tie-in were minimized. (D0644-090254) 6  Campo Road Sewer Replacement: The existing sanitary sewer from Avocado Road to Singer Drive is undersized and located in environmentally sensitive areas that are difficult to access. The Campo Road Sewer Replacement project will install approximately 7,420 linear feet of new 15-inch gravity sewer and include abandonment of the existing sewer main. Installation of the new sewer will occur at the Rancho San Diego Village Shopping Center, along SR-94/Campo Road, and in the Rancho San Diego Towne Center. Easements for the work have been secured for the project from Vestar and Regency Centers. The Board approved the award of a construction contract to Wier Construction Corporation of Escondido at the May meeting of the Board of Directors. A Notice to Proceed to Wier Construction Corporation was issued in late May 2017. Activities near environmentally sensitive areas will be halted during the breeding season of endangered species, between February and September. The overall project is scheduled for completion in February 2019. (S2024)  Hillsdale Road Water and Sewer Replacement: The existing water line in Hillsdale Road between Jamacha Road and Vista Grande Road has experienced several breaks and found to be in need of replacement. As the County plans to repave the road as soon as the project is completed, the replacement of two (2) segments of sanitary sewer are also included in the scope of work. Through the District’s As- Needed Engineering Design contract, a Task Order was issued on June 23, 2016 to Psomas to design the project. Traffic control plans have been approved by Caltrans and are being reviewed by the County of San Diego. The Final Design submittal was submitted on April 24, 2017, with the District in the process of completing bidding specific information. The construction Advertisement to Bid will be published in The Daily Transcript as soon as County permits are obtained. The County of San Diego has yet to comment on construction limitations close to the high school. The project is within budget and on schedule to complete in spring 2018. (P2573 & S2048)  Trenchless Sewer Rehabilitation: The District completed the in- house design of sewer repairs for 60 locations using trenchless technologies. A construction contract was awarded to Insituform Technologies, LLC at the March 1, 2017 Board Meeting. The Notice to Proceed was issued in April and construction started in May 2017. The project is within budget and scheduled for completion in August 2017. (S2044)  OWD Administration and Operations Parking Lot Improvements, Phase I – Lighting and Vehicle Charging Station: This project consists of replacing the existing parking lot light fixtures in both the Administration and Operations lots with high efficiency LED fixtures. The project also includes constructing an electric 7 vehicle charging station in the Employee Administration parking lot. The Board approved the award of a construction contract to Ace Electric, Inc. of San Diego at the April meeting of the Board of Directors. A Notice to Proceed to Ace Electric, Inc. was issued in May 2017. The project is scheduled to complete in September 2017. (P2555 & P2547)  624-2 Reservoir Interior/Exterior Coatings & Upgrades: This project consists of removing and replacing the interior and exterior coatings of the 624-2 8.0 MG Reservoir. The construction contract was awarded to Advanced Industrial Services (AIS). They completed the project in 2014, however, a warranty dive inspection in 2016 found the coating near the center roof vent was cracking and blistering. The reservoir was recently taken out of service to allow for a closer inspection by AIS and the District’s Coating Inspector. District staff is directing AIS to do the repairs now, which could take six to ten weeks to complete before the reservoir can be placed back in service. AIS hired a third party consultant, Corrosion Probe, Inc., to examine the paint failure. The results of their findings are expected in early June 2017. AIS has begun removing the existing coating. (P2493)  Rancho San Diego Pump Station Rehabilitation: On April 30, 2014, the District and the San Diego County Sanitation District (Sanitation District) executed a reimbursement agreement for the improvements to the Rancho San Diego Pump Station that were expected to be completed on or about March 2016. The Sanitation District awarded a construction contract to TC Construction Company Inc. on September 14, 2016. To date, staff has received 77 submittals from the contractor and the Sanitation District. Start-up and testing of the pump station is scheduled to begin in December of 2017. On April 14, 2017, the District received an invoice from the County of San Diego for $2,739,824.24 to reimburse the County of expenses they have already incurred and for the District’s half of the remaining construction contract. District CIP Fiscal Year 2016-2017 budget is expected to be exceeded to approximately 105 percent as a result of this invoice. (S2027)  Pure Water Update: In May 12, 2017, the Metro JPA/Metro Commission submitted to the State Water Resources Control Board (Regional Board) a petition to be held in abeyance to the Regional Board’s decision to adopt “Waste Discharge Requirements and NPDES Permit for the City of San Diego, E.W. Blom Point Loma Wastewater Treatment Plant Discharge to the Pacific Ocean through the Point Loma Outfall NPDES N. CA. 0107409” permit. Metro JPA’s primary concern is whether the City of San Diego’s accelerated schedule for construction of the Pure Water San Diego Program is treated as an enforceable requirement of the Permit. The abeyance order states that this interpretation is not only beyond the Regional Board’s 8 authority, but would also impede Metro JPA's efforts to cooperatively develop an equitable and affordable approach to achieving long-term Clean Water Act compliance, and it would result in significantly less flexibility to address potential cost issues and/or other complexities that may adversely impact the Metro JPA member agencies and their ratepayers.  California-Nevada Section, American Water Works Association Workshop: A workshop organized by the CA-NV AWWA’s Recycled Water/Desalination Committee was held on May 11, 2017 in the District’s Training Room. The topic was “Desalination/Water Reuse Update for the West: What’s New? What has Changed? Where is it Going?” This workshop was an update of the 2015 workshop that presented Desalination Issues and Technology Trends. There were 56 attendees and speakers included staff from Padre Dam, Sweetwater Authority, and Otay Water District.  For the month of April 2017, the District sold 1 meter (5 EDUs), generating $48,856 in revenue. Projection for this period was 9.7 meters (28.5 EDUs), with budgeted revenue of $270,175. Total revenue for Fiscal Year 2017 is $2,521,666 against the annual budget of $3,242,100. Water System Operations (reporting for April):  On April 5, an emergency shutdown was performed on Lockland Ct. in Spring Valley to make repairs to a 4-inch asbestos cement pipe (ACP) due to a beam break on a direct tap. There were seven residential meters affected. A water trailer was on site for affected customers.  On April 5, staff assisted the Inspection Department to perform a shutdown on Fenton Street in Chula Vista for three hours to remove a fire service valve. The shutdown affected six services and a water trailer was on site for affected customers.  On April 13, Operations staff performed a planned shutdown on Rutgers Avenue in Chula Vista to replace five service saddles, corporation stops and replace poly (plastic) services to copper. In addition, a repair was needed on the 12-inch asbestos cement pipe (ACP). A total of 25 residential meters were affected and water trailers were on site for affected customers.  On April 14, Operations Staff performed a shutdown at Villa Monte Vina Apartment complex located between Cuyamaca College Drive East and West to replace a defective fire hydrant valve. There were six residential meters affected between 8:00 AM and 1:45 PM. Water trailers were on site for affected customers. 9  Out of 61 K-12 schools in the District, 44 requested to be tested; 33 have a sampling plan completed; 23 have collected samples and; 16 have received results. The District, however, cannot provide test results to the public for 60 days after receiving the laboratory results. Staff time for the school lead sampling is being tracked. It takes staff approximately 12 hours to complete lead testing from the initial contact from the school up until the reviewing of the Lab reports and discussing the results with the school.  On April 19, the Administration Building’s generator failed and a portable gen set had to be hooked up. Staff expects the generator to be repaired and working properly by mid-June. Purchases and Change Orders:  The following table summarizes purchases and Change Orders issued during the period of April 5, 2017 through May 26, 2017 that were within staff signatory authority: Date Action Amount Contractor/ Consultant Project 4/05/17 P.O. $20,086.46 Republic Services Removal of Drying Bed Contents at the Treatment Plant. (This project will take place once more in FY18 and then depending on accumulation levels, it could be 5-10 years before another removal is necessary) 4/10/17 P.O. $2,940.00 TMG Services, Inc. Reviewed Single Function Controllers, Settings and Program for the Treatment Plant Chlorinators 10 4/10&11/17 P.O. $5,600.00 Potable Divers Inspection of Four Floating Reservoir covers 4/13&17/17 P.O. $600.00 Kone Crane Replace Electrical Power Cord Reel for the Treatment Plant’s Chlorine Container Crane 4/20/17 CalCard $437.50 Penhall Company Asphalt Saw Cutting for Pro-active Poly Service Replacements on Rutgers Ave. in Chula Vista 4/20/17 CalCard $406.25 Penhall Company Asphalt Saw Cutting for a 24-inch Potable Valve Replacement on Alta Road in Otay Mesa 4/20/17 C.O. $36,284.68 Charles King Company 14-Inch Force Main Rehabilitation Project (P2508 & R2116) 11 4/25/17 P.O. $13,100.00 HMT Inspections Inspection Report and Cleaning of Pressure Vessels 980-1 North and 980-1 South Pump Stations 4/25/17 P.O. $937.50 Rick Post Welding & Wet Tapping Welding Repair of Interior 30- inch A Line Pipe in Otay Mesa 4/26/17 P.O. $46,793.79 Tri County Pump Company Rebuild Motor on Pump No. 3 at the 980-2 Pump Station 4/26&27/17 P.O. 2,387.79 TMG Services Training on Chlorinator and Chlorine Analyzer Controllers at the Treatment Plant, Regulatory Site, and the 450 Recycled Sites and Also Updated Firmware on all Siemens Single Function Controllers 5/04/17 P.O. $999.00 City of San Diego Weekly Lab Analysis for the Waste Activated Sludge (WAS) for BOD, TSS and VSS 5/11/17 P.O. $5,201.00 Dynalectric Preventive Maintenance for the Medium Voltage Gear at the 980-2 Pump Station 12 5/12/17 P.O. $4,950 U.S. CAD Inc. Consulting Services 5/15-18/17 P.O. $13,100.00 Layfield Cleaning of the 944-1 Recycled Reservoir Cover 5/16/17 P.O. $700.00 Eurofins Eaton Analytical Inc. Lead Sampling Testing in Schools 5/26/17 P.O. $19,934.10 Hidden Valley Pump Systems, Inc. Recondition of Pump No. 1 at the 980-1 Pump Station 13 Water Conservation and Sales:  Water Conservation – April 2017 usage was 10% lower than April 2013 usage. Since the state’s conservation mandate began in June 2015, customers have saved an average of 18%.  T   The April potable water purchases were 2,414.8 acre-feet which is 15.2% above the budget of 2,096.8 acre-feet. The cumulative purchases through April were 21,999.2 acre-feet which is 5.6% above the cumulative budget of 20,825.7 acre-feet.  T h e      14  April recycled water purchases and production were 421.1 acre-feet which is 71.4% above the budget of 245.6 acre-feet. The cumulative production and purchases through April were 2,863.9 acre-feet which is 2.4% above the cumulative budget of 2,796.6 acre-feet. Potable, Recycled, and Sewer (Reporting up to the month of April):  Total number of potable water meters: 49,612.  Recycled water consumption for the month of April: o Total consumption: 139,668 acre-feet or 104,471,664 gallons. o Average daily consumption: 3,482,422 gallons per day. o Total cumulative recycled water consumption since July 1, 2016: 2671.7 acre-feet. o Total number of recycled water meters: 722.  Wastewater flows for the month of April: o Total basin flow: 1,606,060 gallons per day. This is an increase of 1.39% from April 2016. o Spring Valley Sanitation District Flow to Metro: 530,667 gallons per day. o Total Otay flow: 1,075,200 gallons per day. o Flow Processed at the Ralph W. Chapman Water Recycling Facility: 274,286 gallons per day. o Flow to Metro from Otay Water District: 128,960 gallons per day. 15  By the end of April there were 6,105 wastewater EDUs. Attachment: Board of Directors’ Expenses through the First and Second Quarters of Fiscal Year 2017 YTD (7/1/16 - 12/31/16) CROUCHER, GARY 495.00$ GASTELUM, HECTOR 577.10 LOPEZ, JOSE 1,613.80 ROBAK, MARK 1,559.48 SMITH, TIM 1,579.28 THOMPSON, MITCHELL 3,515.22 9,339.88$ FY2017 Check Total 9,110.78 5,318.95 8,410.63 3,525.50 CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 2048130 05/10/17 01910 ABCANA INDUSTRIES INC 1004133 04/13/17 SODIUM HYPOCHLORITE 3,284.72 1004531 04/20/17 SODIUM HYPOCHLORITE 2,462.58 1004132 04/13/17 SODIUM HYPOCHLORITE 1,247.62 1004532 04/20/17 SODIUM HYPOCHLORITE 1,108.35 1004533 04/20/17 SODIUM HYPOCHLORITE 1,007.51 2048041 04/26/17 01910 ABCANA INDUSTRIES INC 1003696 04/05/17 SODIUM HYPOCHLORITE 2,627.78 1003695 04/05/17 SODIUM HYPOCHLORITE 960.45 1003699 04/05/17 SODIUM HYPOCHLORITE 866.32 1003350 03/30/17 SODIUM HYPOCHLORITE 864.40 2048219 05/24/17 01910 ABCANA INDUSTRIES INC 1004967 04/27/17 SODIUM HYPOCHLORITE 3,404.78 1005336 05/04/17 SODIUM HYPOCHLORITE 1,436.83 1004968 04/27/17 SODIUM HYPOCHLORITE 1,359.99 1005278 05/03/17 SODIUM HYPOCHLORITE 960.45 1005281 05/03/17 SODIUM HYPOCHLORITE 672.31 1005280 05/03/17 SODIUM HYPOCHLORITE 576.27 2048131 05/10/17 08488 ABLEFORCE INC 7470 05/03/17 SHAREPOINT SERVICES (4/5/17-4/21/17)1,050.00 1,050.00 2048084 05/03/17 17165 ADRIANA MORALES 1872042717 04/27/17 CUSTOMER REFUND 79.45 79.45 2048042 04/26/17 12174 AECOM TECHNICAL SERVICES INC 48 04/06/17 DISINFECTION SYSTEM (ENDING 3/31/17)4,320.00 4,320.00 2048220 05/24/17 12174 AECOM TECHNICAL SERVICES INC 49 05/02/17 DISINFECTION SYSTEM (ENDING 4/28/17)2,535.00 2,535.00 2048043 04/26/17 11462 AEGIS ENGINEERING MGMT INC 1422 04/05/17 PLAN REVIEW (2/18/17-3/31/17)1,617.41 1,617.41 2048221 05/24/17 11462 AEGIS ENGINEERING MGMT INC 1423 05/08/17 DEVELOPER PLAN REVIEW 4,262.47 4,262.47 2048132 05/10/17 07732 AIRGAS SPECIALTY PRODUCTS INC 131485050 04/12/17 AQUA AMMONIA 2,287.00 131485049 04/12/17 AQUA AMMONIA 1,238.50 2048222 05/24/17 13753 AIRGAS USA LLC 9944862987 04/30/17 BREATHING AIR BOTTLES 61.32 61.32 2048044 04/26/17 13753 AIRGAS USA LLC 9944123455 03/31/17 BREATHING AIR BOTTLES 61.32 61.32 2048223 05/24/17 15024 AIRX UTILITY SURVEYORS INC 1604302017 05/08/17 UTILITY LOCATING SERVICES(4/1/17-4/30/17)11,231.00 11,231.00 2048133 05/10/17 15024 AIRX UTILITY SURVEYORS INC 1504112017 04/11/17 UTILITY LOCATING SERVICES (3/1/17-3/31/17)15,747.75 15,747.75 2048134 05/10/17 14256 ALLIANT INSURANCE SERVICES INC 534355 04/03/17 INSURANCE CONSULTING (APR-JUN 2017)7,250.00 7,250.00 2048174 05/17/17 18043 ALTISOURCE SINGLE FAMILY INC Ref002481690 05/15/17 UB Refund Cst #0000232040 50.64 50.64 2048135 05/10/17 14462 ALYSON CONSULTING CM201725 04/17/17 MGMT/INSP (3/1/17-3/31/17)3,730.00 CM201724 04/18/17 MGMT/INSP (3/1/17-3/31/17)3,450.00 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 11,800.00 10,570.00 3,929.60 26,932.50 765.40 CM201728 04/17/17 MGMT/INSP (3/1/17-3/31/17)2,090.00 CM201730 04/17/17 MGMT/INSP (3/1/17-3/31/17)1,100.00 CM201729 04/17/17 MGMT/INSP (3/1/17-3/31/17)880.00 CM201727 04/17/17 MGMT/INSP (3/1/17-3/31/17)330.00 CM201726 04/17/17 MGMT/INSP (3/1/17-3/31/17)220.00 2048224 05/24/17 14462 ALYSON CONSULTING CM201731 05/08/17 MGMT/INSP (4/1/17-4/30/17)3,600.00 CM201732 05/08/17 MGMT/INSP (4/1/17-4/30/17)2,920.00 CM201736 05/08/17 MGMT/INSP (4/1/17-4/30/17)1,100.00 CM201737 05/08/17 MGMT/INSP (4/1/17-4/30/17)1,100.00 CM201734 05/08/17 MGMT/INSP (4/1/17-4/30/17)770.00 CM201733 05/08/17 MGMT/INSP (4/1/17-4/30/17)750.00 CM201735 05/08/17 MGMT/INSP (4/1/17-4/30/17)330.00 2048085 05/03/17 18002 ANDREW HEINZE Ref002479754 05/01/17 UB Refund Cst #0000222115 18.06 18.06 2048136 05/10/17 03492 AQUA-METRIC SALES COMPANY 0064996IN 04/21/17 SENSUS OMNI METERS 50,837.83 50,837.83 2048137 05/10/17 17264 ARTIANO SHINOFF 215614 04/28/17 LEGAL SERVICES (MAR 2017)45,703.45 45,703.45 2048138 05/10/17 17991 ASCO POWER SERVICES INC 1170802 04/18/17 MAINTENANCE ON SWITCHES 13,715.00 13,715.00 2048045 04/26/17 17922 ASTON CARTER INC TS00168649 04/20/17 TEMPORARY EMPLOYMENT (4/3/17-4/7/17)1,964.80 TS00169837 04/27/17 TEMPORARY EMPLOYMENT (4/10/17-4/14/17)1,964.80 2048225 05/24/17 17922 ASTON CARTER INC TS00171008 05/04/17 TEMPORARY EMPLOYMENT (4/17/17-4/22/17)1,964.80 1,964.80 2048086 05/03/17 17999 AURORA CASTRO Ref002479751 05/01/17 UB Refund Cst #0000207758 21.27 21.27 2048087 05/03/17 18004 BAN ISKANDER Ref002479756 05/01/17 UB Refund Cst #0000224695 31.18 31.18 2048175 05/17/17 03509 BELL, RITA 050917 05/11/17 EMPLOYEE PROGRAM 200.00 200.00 2048176 05/17/17 12577 BLASTCO INC 301312017 01/31/17 978-1 & 850-2 RESERVOIRS (ENDING 1/31/17)23,773.75 212312016 12/27/16 978-1 & 850-2 RESERVOIRS (ENDING 12/31/16)3,158.75 2048088 05/03/17 08156 BROWNSTEIN HYATT FARBER 674737 04/17/17 LEGISLATIVE ADVOCACY (MAR 2017)5,057.50 5,057.50 2048177 05/17/17 16171 BURGIN, BRUNO 050117050517 05/16/17 TRAVEL EXPENSE REIMB (5/1/17-5/5/17)557.40 042717 05/11/17 MEAL REIMBURSEMENT 208.00 2048226 05/24/17 04071 CAPITOL WEBWORKS LLC 28506 05/18/17 OUTSIDE SERVICES 45.00 45.00 2048046 04/26/17 02758 CARMEL BUSINESS SYSTEMS INC 8149 04/01/17 DOCUMENT SCANNING 306.88 8147 04/01/17 DESTRUCTION SERVICES (3/30/17)77.00 8153 04/07/17 DESTRUCTION SERVICES (4/7/17)77.00 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 521.76 70.00 6,157.00 8148 04/01/17 SCANNING SERVICES (3/30/17)60.88 2048139 05/10/17 02758 CARMEL BUSINESS SYSTEMS INC 8156 04/19/17 SCANNING SERVICES (4/14/17)35.00 8161 04/24/17 SCANNING SERVICES (4/24/17)35.00 2048140 05/10/17 15177 CAROLLO ENGINEERS INC 0157166 04/21/17 DESIGN FOR 870-2 PS (9/1/16-2/28/17)57,785.61 57,785.61 2048178 05/17/17 18036 CARTER WHITESIDES Ref002481683 05/15/17 UB Refund Cst #0000216483 75.00 75.00 2048141 05/10/17 17022 CASTLE ACCESS INC 0223093918 05/01/17 COLOCATION SERVICES 2,083.25 2,083.25 2048047 04/26/17 17970 CHAND KHANNA 042417 04/24/17 CLAIM SETTLEMENT 250.00 250.00 2048048 04/26/17 17466 CHARLES KING COMPANY 503312017 03/30/17 14-INCH FORCE MAIN (ENDING 3/31/17)34,470.45 34,470.45 2048227 05/24/17 02026 CHULA VISTA ELEM SCHOOL DIST AR047140 04/30/17 GARDEN TOURS (2/2 & 2/14/17)427.03 427.03 2048179 05/17/17 15256 CIGNA GROUP INSURANCE / LINA 9267051017 05/10/17 AD&D & SUPP LIFE INS (MAY 2017)4,593.23 4,593.23 2048142 05/10/17 13946 CITY OF CHULA VISTA OWD050417 05/04/17 PARK FEES (PICNIC)130.00 130.00 2048228 05/24/17 04119 CLARKSON LAB & SUPPLY INC 90278 04/30/17 BACTERIOLOGICAL TESTING (4/5/17-4/8/17)986.00 90286 04/30/17 BACTERIOLOGICAL TESTING (4/22/17)836.00 90289 04/30/17 BACTERIOLOGICAL TESTING (4/25/17-4/26/17)756.00 90280 04/30/17 BACTERIOLOGICAL TESTING (4/11/17-4/12/17)566.00 90277 04/30/17 BACTERIOLOGICAL TESTING (4/4/17)416.00 90292 04/30/17 BACTERIOLOGICAL TESTING (4/26/17)281.00 90293 04/30/17 BACTERIOLOGICAL TESTING (4/26/17)281.00 90288 04/30/17 BACTERIOLOGICAL TESTING (4/25/17)253.00 90284 04/30/17 BACTERIOLOGICAL TESTING (4/17/17)226.00 90285 04/30/17 BACTERIOLOGICAL TESTING & SAMPLING 226.00 90279 04/30/17 BACTERIOLOGICAL TESTING (4/6/17)178.00 90282 04/30/17 BACTERIOLOGICAL TESTING (4/12/17)178.00 90283 04/30/17 BACTERIOLOGICAL TESTING (4/13/17)178.00 90287 04/30/17 BACTERIOLOGICAL TESTING (4/24/17)178.00 90291 04/30/17 BACTERIOLOGICAL TESTING (4/26/17)178.00 90294 04/30/17 BACTERIOLOGICAL TESTING (4/27/17)178.00 90295 04/30/17 BACTERIOLOGICAL TESTING (4/27/17)178.00 90290 04/30/17 BACTERIOLOGICAL TESTING & SAMPLING 56.00 90281 04/30/17 BACTERIOLOGICAL TESTING & SAMPLING 28.00 2048049 04/26/17 04119 CLARKSON LAB & SUPPLY INC 89856 03/31/17 BACTERIOLOGICAL TESTING (3/16/17-3/19/17)638.00 89854 03/31/17 BACTERIOLOGICAL TESTING (3/9/17)262.00 89855 03/31/17 BACTERIOLOGICAL TESTING (3/14/17)226.00 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 1,866.00 67,260.00 716.00 401.22 1,063.60 89853 03/31/17 BACTERIOLOGICAL TESTING (3/7/17)206.00 89851 03/31/17 BACTERIOLOGICAL TESTING (2/28/17)178.00 89852 03/31/17 BACTERIOLOGICAL TESTING (3/6/17)178.00 89857 03/31/17 BACTERIOLOGICAL TESTING (3/16/17)178.00 2048050 04/26/17 11696 COFFIN, SHANNON 041117041317 04/24/17 TRAVEL EXPENSE REIMB (4/11/17-4/13/17)206.33 206.33 2048229 05/24/17 15616 COGENT COMMUNICATIONS INC 0002050117 05/01/17 INTERNET CIRCUITS (MAY 2017)1,333.00 1,333.00 2048230 05/24/17 17923 CONCORD UTILITY SERVICES 2072 04/28/17 METER REPLACEMENT (4/24/17-4/28/17)22,948.00 22,948.00 2048051 04/26/17 17923 CONCORD UTILITY SERVICES 2063 04/07/17 METER REPLACEMENT (4/3/17-4/7/17)44,312.00 44,312.00 2048143 05/10/17 17923 CONCORD UTILITY SERVICES 2070 04/21/17 METER REPLACEMENT 35,068.00 2068 04/14/17 METER REPLACEMENT 32,192.00 2048180 05/17/17 05622 CORRPRO COMPANIES INC 430345 03/31/17 COATING INSPECTION (3/1/17-3/31/17)12,866.00 12,866.00 2048231 05/24/17 02612 COUNCIL OF WATER UTILITIES 05162017 05/18/17 BUSINESS MEETING 25.00 25.00 2048232 05/24/17 00099 COUNTY OF SAN DIEGO DPWAROTAYMWD041705/09/17 EXCAVATION PERMITS (APR 2017)8,567.10 8,567.10 2048052 04/26/17 00099 COUNTY OF SAN DIEGO DPWAROTAYMWD031704/14/17 EXCAVATION PERMITS (MAR 2017)9,915.24 9,915.24 2048089 05/03/17 00184 COUNTY OF SAN DIEGO 2139031717 03/31/17 UPFP PERMIT RENEWAL (5/31/17-5/31/18)405.00 405.00 2048053 04/26/17 00184 COUNTY OF SAN DIEGO 2003193E60212031704/04/17 SHUT DOWN TEST (3/22/16)852.00 852.00 2048233 05/24/17 00184 COUNTY OF SAN DIEGO 2003193E62100041705/04/17 SHUT DOWN TEST (4/20/17)142.00 142.00 2048090 05/03/17 02122 COUNTY OF SAN DIEGO 045442002RI2017 02/22/17 PERMIT FEES # 04544 (MAY 2017-MAY 2018)358.00 047452002RI2017 02/22/17 PERMIT FEES # 04745 (MAY 2017-MAY 2018)358.00 2048144 05/10/17 08479 COUNTY OF SAN DIEGO FY1516OWD 04/11/17 O & M CAPITAL REPLACEMENT (FY 2015-2016)2,986,205.42 2,986,205.42 2048181 05/17/17 17770 COX BUSINESS 9201050417 05/04/17 TELECOM SVCS / METRO-E (5/4/17-6/3/17)133.74 3001050417 05/04/17 TELECOM SVCS / METRO-E (5/4/17-6/3/17)133.74 8801050417 05/04/17 TELECOM SVCS / METRO-E (5/4/17-6/3/17)133.74 2048145 05/10/17 17770 COX BUSINESS 6101042917 04/29/17 TELECOM SVCS / METRO-E (4/29/17-5/28/17)133.74 2401042917 04/29/17 TELECOM SVCS / METRO-E (4/28/17-5/27/17)133.74 0301042917 04/29/17 TELECOM SVCS / METRO-E (4/28/17-5/27/17)133.74 5801042917 04/29/17 TELECOM SVCS / METRO-E (4/28/17-5/27/17)133.74 2401050317 05/03/17 TELECOM SVCS / METRO-E (5/3/17-6/2/17)133.74 0501050317 05/03/17 TELECOM SVCS / METRO-E (5/3/17-6/2/17)133.74 7601050317 05/03/17 TELECOM SVCS / METRO-E (5/3/17-6/2/17)133.74 7001042917 04/29/17 TELECOM SVCS / METRO-E (4/28/17-5/27/17)127.42 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 401.22 5,712.35 668.70 9,418.21 930.00 1,075.00 875.00 680.00 2048054 04/26/17 17770 COX BUSINESS 4801040917 04/09/17 TELECOM SVCS / METRO-E (4/9/17-5/8/17)133.74 0201040917 04/09/17 TELECOM SVCS / METRO-E (4/9/17-5/8/17)133.74 7501040917 04/09/17 TELECOM SVCS / METRO-E (4/9/17-5/8/17)133.74 2048091 05/03/17 17770 COX BUSINESS 6702042517 04/25/17 TELECOM SVCS / METRO-E (4/24/17-5/23/17)5,444.87 6701041517 04/15/17 TELECOM SVCS / METRO-E (4/14/17-5/13/17)133.74 9601042617 04/26/17 TELECOM SVCS / METRO-E (4/25/17-5/24/17)133.74 2048234 05/24/17 17770 COX BUSINESS 6701051417 05/14/17 TELECOM SVCS / METRO-E (5/14/17-6/13/17)133.74 0201050917 05/09/17 TELECOM SVCS / METRO-E (5/9/17-6/8/17)133.74 6701050717 05/07/17 TELECOM SVCS / METRO-E (5/8/17-6/7/17)133.74 4801050917 05/09/17 TELECOM SVCS / METRO-E (5/9/17-6/8/17)133.74 7501050917 05/09/17 TELECOM SVCS / METRO-E (5/9/17-6/8/17)133.74 2048182 05/17/17 00693 CSDA, SAN DIEGO CHAPTER 051817 05/11/17 BUSINESS MEETING- CSDA 60.00 60.00 2048235 05/24/17 11797 D&H WATER SYSTEMS INC I20170428 05/01/17 W&T PARTS 4,750.18 I20170452 05/05/17 CHLORINE PARTS 4,668.03 2048183 05/17/17 17731 DANIEL S HENTSCHKE 043017 05/11/17 LEGAL SERVICES (APR 2017)3,162.50 3,162.50 2048236 05/24/17 00009 DMV RENEWAL 6832050417 05/04/17 PERMANENT TRAILER ID NOTICE 10.00 10.00 2048237 05/24/17 17962 DYNALECTRIC COMPANY 817103601 05/11/17 PREVENTIVE MAINTENANCE 5,201.00 5,201.00 2048238 05/24/17 03227 ENVIROMATRIX ANALYTICAL INC 7041007 04/26/17 LAB ANALYSIS (4/11/17-4/24/17)530.00 7050435 05/02/17 LAB ANALYSIS (4/18/17-4/23/17)400.00 2048146 05/10/17 03227 ENVIROMATRIX ANALYTICAL INC 7040634 04/11/17 LAB ANALYSIS (3/27/17-4/10/17)640.00 7040813 04/18/17 LAB ANALYSIS (4/4/17-4/10/17)435.00 2048055 04/26/17 03227 ENVIROMATRIX ANALYTICAL INC 7031327 03/28/17 LAB ANALYSIS (3/15/17-3/22/17)485.00 7040459 04/06/17 LAB ANALYSIS (3/21/17-3/26/17)390.00 2048092 05/03/17 18008 ERIN DEN HERDER Ref002479760 05/01/17 UB Refund Cst #0000229880 60.58 60.58 2048184 05/17/17 14320 EUROFINS EATON ANALYTICAL INC L0317950 04/25/17 LEAD ANALYSIS (4/19/17)100.00 L0317949 04/25/17 LEAD ANALYSIS (4/20/17)100.00 L0319868 05/04/17 LEAD ANALYSIS (4/25/17)100.00 L0321326 05/11/17 LEAD ANALYSIS (5/4/17)100.00 L0321328 05/11/17 LEAD ANALYSIS (5/2/17)100.00 L0316922 04/19/17 LEAD ANALYSIS (4/12/17)100.00 L0319867 05/04/17 LEAD ANALYSIS (4/26/17)80.00 2048093 05/03/17 14320 EUROFINS EATON ANALYTICAL INC L0318698 04/28/17 OUTSIDE LAB SERVICES (4/5/17)240.00 240.00 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 1,125.04 7,811.77 114.57 195.44 172.27 2048239 05/24/17 15396 EVOQUA WATER TECHNOLOGIES LLC 903091222 05/04/17 BIOXIDE 1,624.88 1,624.88 2048185 05/17/17 18046 FAIRFIELD CHULA VISTA LP Ref002481693 05/15/17 UB Refund Cst #0000213325 1,169.69 1,169.69 2048147 05/10/17 03546 FERGUSON WATERWORKS # 1083 0590983 04/13/17 INVENTORY 642.88 0590982 04/12/17 INVENTORY 482.16 2048056 04/26/17 03546 FERGUSON WATERWORKS # 1083 0589789 04/10/17 INVENTORY 4,980.10 0589281 03/30/17 INVENTORY 2,831.67 2048240 05/24/17 03546 FERGUSON WATERWORKS # 1083 0593417 05/04/17 INVENTORY 2,167.50 2,167.50 2048241 05/24/17 17888 FIRST AMERICAN DATA TREE LLC 9003400417 04/30/17 ONLINE DOCUMENTS (MONTHLY)99.00 99.00 2048057 04/26/17 17888 FIRST AMERICAN DATA TREE LLC 9003400317 03/31/17 ONLINE DOCUMENTS (MONTHLY)99.00 99.00 2048148 05/10/17 16469 FIRST CHOICE SERVICES 079593 04/17/17 COFFEE SERVICES 850.15 850.15 2048242 05/24/17 16469 FIRST CHOICE SERVICES 081305 05/15/17 COFFEE SERVICES 698.93 698.93 2048058 04/26/17 02591 FITNESS TECH 10436 04/01/17 EQUIPMENT MAINTENANCE (APR 2017)135.00 135.00 2048243 05/24/17 11962 FLEETWASH INC x1033990 05/05/17 VEHICLE WASHING (5/5/17)74.13 x1026045 04/28/17 VEHICLE WASHING (4/28/17)40.44 2048059 04/26/17 11962 FLEETWASH INC x1011747 04/07/17 VEHICLE WASHING (4/7/17)67.39 67.39 2048149 05/10/17 11962 FLEETWASH INC x1016340 04/14/17 VEHICLE WASHING (4/14/17)121.31 x1020988 04/21/17 VEHICLE WASHING (4/21/17)74.13 2048094 05/03/17 01612 FRANCHISE TAX BOARD Ben2480096 05/04/17 BI-WEEKLY PAYROLL DEDUCTION 100.00 100.00 2048186 05/17/17 01612 FRANCHISE TAX BOARD Ben2481757 05/18/17 BI-WEEKLY PAYROLL DEDUCTION 100.00 100.00 2048187 05/17/17 02344 FRANCHISE TAX BOARD Ben2481759 05/18/17 BI-WEEKLY PAYROLL DEDUCTION 100.00 100.00 2048095 05/03/17 02344 FRANCHISE TAX BOARD Ben2480098 05/04/17 BI-WEEKLY PAYROLL DEDUCTION 100.00 100.00 2048060 04/26/17 13563 FRIENDS OF THE WATER 373 04/03/17 GARDEN TOURS (MAR 2017)2,280.00 2,280.00 2048244 05/24/17 13563 FRIENDS OF THE WATER 381 05/02/17 GARDEN TOURS (APR 2017)1,520.00 1,520.00 2048150 05/10/17 03094 FULLCOURT PRESS 31588 04/17/17 PRINTING SERVICES 1,243.05 1,243.05 2048245 05/24/17 03094 FULLCOURT PRESS 31648 05/01/17 PRINTING SERVICES 2,880.16 2,880.16 2048151 05/10/17 14480 GARCIA, GERMAN 042417 05/04/17 SAFETY BOOTS 150.00 150.00 2048246 05/24/17 17855 GASTELUM, HECTOR 022817032917 05/17/17 MILEAGE REIMBURSEMENT (2/28/17-3/29/17)140.17 040117042117 05/17/17 MILEAGE REIMBURSEMENT (APR 2017)32.10 2048188 05/17/17 18037 GEERT SCHMID-SCHOENBEIN Ref002481684 05/15/17 UB Refund Cst #0000218326 92.70 92.70 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 140,941.53 98.56 25,969.63 12,959.02 2048188 05/17/17 18037 GEERT SCHMID-SCHOENBEIN Ref002481684 05/15/17 UB Refund Cst #0000218326 92.70 92.70 2048189 05/17/17 18040 GEO PACIFIC SERVICES INC Ref002481687 05/15/17 UB Refund Cst #0000229970 433.31 433.31 2048061 04/26/17 10817 GEXPRO S116085912003 03/28/17 PLC PARTS 123.64 123.64 2048152 05/10/17 03537 GHA TECHNOLOGIES INC 9940767 04/24/17 MAINTENANCE RENEWAL 6,754.42 6,754.42 2048153 05/10/17 12907 GREENRIDGE LANDSCAPE INC 15365 03/28/17 LANDSCAPING SERVICES (MAR 2017)8,909.50 8,909.50 2048247 05/24/17 12907 GREENRIDGE LANDSCAPE INC 15466 04/26/17 LANDSCAPING SERVICES (APR 2017)8,909.50 8,909.50 2048096 05/03/17 07722 GROSSMONT UNION HS DISTRICT 0518042717 04/27/17 W/O REFUND D0518-090226 9,824.23 9,824.23 2048248 05/24/17 00174 HACH COMPANY 10443686 05/08/17 HACH ANALYZER 2,882.49 2,882.49 2048154 05/10/17 00174 HACH COMPANY 10419887 04/20/17 HACH APA6000 CONTROLLER 2,208.46 2,208.46 2048249 05/24/17 00201 HARRINGTON INDL PLASTICS LLC 004H3868 03/15/17 CPVC FITTINGS 1,397.44 1,397.44 2048155 05/10/17 06640 HD SUPPLY WATERWORKS LTD H030960 04/13/17 MATER METER ALLEGRO 43,568.17 43,568.17 2048062 04/26/17 06640 HD SUPPLY WATERWORKS LTD G955441 03/28/17 MASTER METER ALLEGRO 138,616.28 G960230 03/29/17 INVENTORY 2,325.25 2048063 04/26/17 10973 HDR ENGINEERING INC 1200047831 04/20/17 CAPACITY FEE STUDY 2,540.00 2,540.00 2048190 05/17/17 10973 HDR ENGINEERING INC 1200051278 05/10/17 CAPACITY FEE STUDY (4/2/17-4/29/17)2,980.00 2,980.00 2048064 04/26/17 17360 HECTOR MERAUX 89740042417 04/24/17 CUSTOMER REFUND 678.42 678.42 2048250 05/24/17 02008 HELIX ENVIRONMNTL PLANNING INC 29 04/11/17 ENVIRONMENTAL SERVICES (3/1/17-3/31/17)27,844.27 27,844.27 2048065 04/26/17 00062 HELIX WATER DISTRICT 4283041117 04/11/17 WATER USAGE (2/4/17-4/6/17)51.49 3300041117 04/11/17 WATER USAGE (2/3/17-4/6/17)47.07 2048191 05/17/17 00062 HELIX WATER DISTRICT 051117 05/11/17 WTR CONS DATABASE SVCS (7/1/16-6/30/17)1,726.50 1,726.50 2048156 05/10/17 17921 HUGUENOT LABORATORIES 6794 04/20/17 CORROSION TESTING 4,200.00 4,200.00 2048157 05/10/17 13349 HUNSAKER & ASSOCIATES 2017030005 04/18/17 LAND SURVEYING (2/25/17-3/31/17)4,422.00 4,422.00 2048066 04/26/17 15622 ICF JONES & STOKES INC 0121137 02/16/17 ENVIRONMENTAL SERVICES (1/28/17-2/24/17)23,244.40 0121072 03/17/17 ENVIRONMENTAL SERVICES (1/28/17-2/24/17)2,245.23 0121067 03/17/17 ENVIRONMENTAL SERVICES (1/28/17-2/24/17)480.00 2048158 05/10/17 15622 ICF JONES & STOKES INC 0121487 04/19/17 ENVIRONMENTAL SERVICES (2/25/17-3/31/17)860.00 860.00 2048251 05/24/17 15622 ICF JONES & STOKES INC 0121648 04/25/17 ENVIRONMENTAL SERVICES (2/25/17-3/31/17)9,563.10 0121660 04/25/17 ENVIRONMENTAL SERVICES (2/25/17-3/31/17)3,395.92 2048067 04/26/17 17816 INDUSTRIAL SCIENTIFIC CORP 1980284 03/31/17 GAS DETECTION PROGRAM 704.58 704.58 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 520.00 20,226.23 16,548.56 9,289.50 2048067 04/26/17 17816 INDUSTRIAL SCIENTIFIC CORP 1980284 03/31/17 GAS DETECTION PROGRAM 704.58 704.58 2048159 05/10/17 08969 INFOSEND INC 119791 04/19/17 BILL PRINTING SERVICES (2/17/17-3/22/17)320.00 119790 04/19/17 BILL PRINTING SERVICES (MAR 2017)200.00 2048068 04/26/17 08969 INFOSEND INC 119161 03/31/17 BILL PRINTING SERVICES (MAR 2017)13,059.95 119160 03/31/17 BILL PRINTING SERVICES (MAR 2017)4,965.78 119353 04/03/17 BILL PRINTING SERVICES (MAR 2017)2,200.50 2048252 05/24/17 08969 INFOSEND INC 120320 04/28/17 BILL PRINTING SERVICES (APR 2017)10,590.77 120319 04/28/17 BILL PRINTING SERVICES (APR 2017)3,855.13 120523 05/02/17 BILL PRINTING SERVICES (APR 2017)2,102.66 2048097 05/03/17 17106 IWG TOWERS ASSETS II LLC 393560 05/01/17 ANTENNA SUBLEASE (MAY 2017)1,593.00 1,593.00 2048098 05/03/17 18011 JAN ROSCISZEWSKI Ref002479763 05/01/17 UB Refund Cst #0000231125 79.20 79.20 2048099 05/03/17 17996 JASON WOOD Ref002479748 05/01/17 UB Refund Cst #0000187947 395.68 395.68 2048253 05/24/17 10563 JCI JONES CHEMICALS INC 719774 05/01/17 CHEMICALS 1,837.80 1,837.80 2048069 04/26/17 10563 JCI JONES CHEMICALS INC 717894 04/10/17 CHEMICALS 1,837.80 1,837.80 2048100 05/03/17 17993 JOANNE MCKOOL Ref002479745 05/01/17 UB Refund Cst #0000019069 12.55 12.55 2048101 05/03/17 18001 JOHN PARK Ref002479753 05/01/17 UB Refund Cst #0000217197 57.68 57.68 2048102 05/03/17 18006 JUAN CANETE Ref002479758 05/01/17 UB Refund Cst #0000225858 23.89 23.89 2048103 05/03/17 17994 JUAN SORIANO Ref002479746 05/01/17 UB Refund Cst #0000064106 76.68 76.68 2048192 05/17/17 18042 KENDALL ROBERTS Ref002481689 05/15/17 UB Refund Cst #0000231666 24.73 24.73 2048104 05/03/17 18013 KHANH HOANG Ref002479765 05/01/17 UB Refund Cst #0000233361 31.48 31.48 2048070 04/26/17 05840 KIRK PAVING INC 6447 04/05/17 PAVING REPAIRS 29,832.52 29,832.52 2048071 04/26/17 05840 KIRK PAVING INC 6450 03/30/17 ASPHALTIC CONCRETE PAVING 6,827.50 6447A 04/05/17 PAVING REPAIRS 2,462.00 2048193 05/17/17 12276 KONECRANES INC SDG01182093 04/24/17 CORD REEL 3,426.22 3,426.22 2048072 04/26/17 15615 LAYFIELD USA CORPORATION E06993 03/30/17 RESERVOIR COVER MAINT (2/28/17-3/24/17)61,500.00 61,500.00 2048105 05/03/17 18000 LOUAY SHABO Ref002479752 05/01/17 UB Refund Cst #0000216330 6.66 6.66 2048194 05/17/17 18034 MARIA BEATRIZ FIMBRES-SANCHEZ Ref002481681 05/15/17 UB Refund Cst #0000123926 391.33 391.33 2048195 05/17/17 18045 MARIA FIGUEROA Ref002481692 05/15/17 UB Refund Cst #0000232734 28.48 28.48 2048106 05/03/17 18012 MARK JOHNSON Ref002479764 05/01/17 UB Refund Cst #0000232029 33.64 33.64 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 2048107 05/03/17 17998 MARTIN WESTON Ref002479750 05/01/17 UB Refund Cst #0000204386 48.60 48.60 2048108 05/03/17 02882 MAYER REPROGRAPHICS INC 0017065IN 04/25/17 REPROGRAPHIC SERVICES 910.14 910.14 2048160 05/10/17 16608 MICHAEL BAKER INT'L INC 975049 04/13/17 870-2 PS INSPECTION SVCS (ENDING 4/2/17)6,377.50 6,377.50 2048254 05/24/17 09581 MICHAEL R WELCH PHD PE 7147 05/02/17 ENGINEERING SERVICES (1/2/17-4/28/17)2,400.00 2,400.00 2048109 05/03/17 17990 MICHELLE LEDFORD 6019042317 04/27/17 CUSTOMER REFUND 287.93 287.93 2048161 05/10/17 16613 MISSION RESOURCE CONSERVATION 376 04/30/17 HOME WATER USE EVAL (APR 2017)125.00 125.00 2048196 05/17/17 16172 MSDSONLINE INC 155458 02/10/17 MSDS MANAGEMENT SYSTEM (4/2/17-4/1/18)1,499.00 1,499.00 2048073 04/26/17 15620 MY LITTLE PONY RIDES 541355 04/17/17 ENTERTAINMENT FOR PICNIC 937.50 937.50 2048110 05/03/17 16255 NATIONWIDE RETIREMENT Ben2480086 05/04/17 BI-WEEKLY DEFERRED COMP PLAN 13,849.20 13,849.20 2048197 05/17/17 16255 NATIONWIDE RETIREMENT Ben2481745 05/18/17 BI-WEEKLY DEFERRED COMP PLAN 13,849.20 13,849.20 2048111 05/03/17 16505 NIGHTCLUBPOOL LLC 116 05/01/17 WEB CONSULTING 1,870.00 1,870.00 2048074 04/26/17 00761 NINYO & MOORE GEOTECHNICAL AND 206238 03/27/17 GEOTECHNICAL SERVICES (1/28/17-2/24/17)8,986.95 8,986.95 2048255 05/24/17 00761 NINYO & MOORE GEOTECHNICAL AND 207331 05/03/17 GEOTECHNICAL SERVICES (2/25/17-3/31/17)2,299.25 2,299.25 2048256 05/24/17 03215 O'DONNELL, MICHAEL 051817 05/18/17 REIMBURSEMENT 665.00 665.00 2048198 05/17/17 02334 OTAY LANDFILL 4531000019491 04/15/17 LANDFILL DISPOSAL 20,086.46 20,086.46 2048257 05/24/17 03101 OTAY WATER DISTRICT Ben2481749 05/18/17 BI-WEEKLY PAYROLL DEDUCTION 644.00 644.00 2048199 05/17/17 17527 OTERO, TENILLE 010617050317 05/12/17 MILEAGE REIMBURSEMENT (1/6/17-5/3/17)179.23 179.23 2048258 05/24/17 01002 PACIFIC PIPELINE SUPPLY INC 313728 04/26/17 INVENTORY 2,785.12 2,785.12 2048259 05/24/17 14183 PACIFIC SAFETY CENTER 73135 05/01/17 SAFETY TRAINING 125.00 125.00 2048162 05/10/17 06527 PADRE DAM MUNICIPAL WATER 4827B 04/12/17 COST SHARING 3,299.17 3,299.17 2048200 05/17/17 18035 PATRICIA ELIZONDO Ref002481682 05/15/17 UB Refund Cst #0000194418 39.94 39.94 2048201 05/17/17 18044 PETER BLAKE Ref002481691 05/15/17 UB Refund Cst #0000232514 27.03 27.03 2048260 05/24/17 15081 PINOMAKI DESIGN 5528 05/01/17 OUTSIDE SERVICES 1,060.00 1,060.00 2048163 05/10/17 16029 POTABLE DIVERS INC 4112017 04/18/17 RESERVOIR INSPECTION 5,600.00 5,600.00 2048261 05/24/17 07860 PROTECTIVE LIFE INSURANCE CO 02788051017 05/10/17 INSURANCE PREMIUM 858.09 858.09 2048075 04/26/17 03613 PSOMAS 128556 03/29/17 DESIGN SERVICES (ENDING 3/2/17)475.56 475.56 2048164 05/10/17 03613 PSOMAS 129170 04/19/17 DESIGN SERVICES (ENDING 3/30/17)3,134.15 3,134.15 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 36,988.61 98,098.16 96,875.28 2048165 05/10/17 00078 PUBLIC EMPLOYEES RET SYSTEM Ben2480088 05/04/17 BI-WEEKLY PERS CONTRIBUTION 202,741.40 202,741.40 2048076 04/26/17 00078 PUBLIC EMPLOYEES RET SYSTEM Ben2479578 04/20/17 BI-WEEKLY PERS CONTRIBUTION 204,494.68 204,494.68 2048262 05/24/17 00078 PUBLIC EMPLOYEES RET SYSTEM Ben2481747 05/18/17 BI-WEEKLY PERS CONTRIBUTION 203,204.48 203,204.48 2048202 05/17/17 18038 R-12 A, LLC Ref002481685 05/15/17 UB Refund Cst #0000225342 1,872.12 1,872.12 2048203 05/17/17 14004 RAY WHARTON 04142017RW 05/11/17 WINDSHIELD REPLACEMENT 250.00 250.00 2048166 05/10/17 08972 RICK ENGINEERING COMPANY 0054231 04/20/17 CAMPO RD SUPPORT (2/25/17-3/31/17)4,975.00 4,975.00 2048167 05/10/17 00521 RICK POST WELD & WET TAPPING 11457 04/18/17 RICK POST WELDING (4/12/17)1,368.50 1,368.50 2048112 05/03/17 18005 ROBERTO MERCADO Ref002479757 05/01/17 UB Refund Cst #0000225214 55.55 55.55 2048204 05/17/17 18041 ROBERTSON'S Ref002481688 05/15/17 UB Refund Cst #0000230632 1,793.78 1,793.78 2048168 05/10/17 17793 ROGER B WOODHULL 042417 04/24/17 DOCUMENT REVIEW 4,625.00 4,625.00 2048205 05/17/17 09588 ROGERS, CLOMA 050717051017 05/16/17 TRAVEL EXPENSE REIMB (5/7/17-5/10/17)1,231.40 1,231.40 2048206 05/17/17 18039 RON TRIPIANO Ref002481686 05/15/17 UB Refund Cst #0000225552 31.96 31.96 2048263 05/24/17 02620 ROTORK CONTROLS INC CI14144 05/04/17 FST ACTUATOR 4,970.85 4,970.85 2048077 04/26/17 02586 SAN DIEGO COUNTY ASSESSOR 201700212 04/05/17 ASSESSOR DATA (MAR 2017)125.00 125.00 2048207 05/17/17 02586 SAN DIEGO COUNTY ASSESSOR 201700231 05/01/17 ASSESSOR DATA (APR 2017)125.00 125.00 2048264 05/24/17 00003 SAN DIEGO COUNTY WATER AUTH 0000001534 05/08/17 MWD SCWS - HEWS (MAY 2017)750.00 750.00 2048078 04/26/17 00121 SAN DIEGO GAS & ELECTRIC 041917 04/19/17 UTILITY EXPENSES (MONTHLY)193.28 193.28 2048113 05/03/17 00121 SAN DIEGO GAS & ELECTRIC 042017 04/20/17 UTILITY EXPENSES (MONTHLY)32,079.62 042517 04/25/17 UTILITY EXPENSES (MONTHLY)4,227.68 042417 04/24/17 UTILITY EXPENSES (MONTHLY)681.31 2048169 05/10/17 00121 SAN DIEGO GAS & ELECTRIC 042717 04/27/17 UTILITY EXPENSES (MONTHLY)73,894.69 042617 04/26/17 UTILITY EXPENSES (MONTHLY)20,208.18 042617a 04/26/17 UTILITY EXPENSES (MONTHLY)3,925.07 042717a 04/27/17 UTILITY EXPENSES (MONTHLY)63.22 042417a 04/24/17 UTILITY EXPENSES (MONTHLY)7.00 2048208 05/17/17 00121 SAN DIEGO GAS & ELECTRIC 050417 05/04/17 UTILITY EXPENSES (MONTHLY)95,846.79 042617b 04/26/17 UTILITY EXPENSES (MONTHLY)1,028.49 2048265 05/24/17 00121 SAN DIEGO GAS & ELECTRIC 042517a 04/25/17 UTILITY EXPENSES (MONTHLY)12,339.09 050317 05/03/17 UTILITY EXPENSES (MONTHLY)5,558.83 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 17,926.57 79.99 14,044.66 051717 05/17/17 UTILITY EXPENSES (MONTHLY)28.65 2048266 05/24/17 18047 SANDRA DRYDEN 8819051817 05/18/17 CUSTOMER REFUND 778.94 778.94 2048114 05/03/17 18007 SARAH TELGARSKY Ref002479759 05/01/17 UB Refund Cst #0000226557 9.08 9.08 2048079 04/26/17 16229 SMITH, TIMOTHY 030117033117a 04/19/17 MILEAGE REIMBURSEMENT (MAR 2017)60.99 030117033117 04/19/17 EXPENSE REIMBURSEMENT (MAR 2017)19.00 2048209 05/17/17 03516 SPECIAL DISTRICT RISK 56094 05/03/17 PROPERTY/LIABILITY PROGRAM 1,692.40 1,692.40 2048210 05/17/17 04843 SPRING VALLEY KIWANIS 05182017 05/15/17 SPONSORSHIP 350.00 350.00 2048115 05/03/17 18010 SR V-2 R-6 LLC Ref002479762 05/01/17 UB Refund Cst #0000230286 1,060.84 1,060.84 2048116 05/03/17 05755 STATE WATER RESOURCES 0177042817 04/28/17 CERTIFICATE RENEWAL 300.00 300.00 2048211 05/17/17 05755 STATE WATER RESOURCES 0231050917 05/11/17 CERTIFICATION RENEWAL 80.00 80.00 2048218 05/17/17 15974 SUN LIFE FINANCIAL Ben2481743 05/18/17 MONTHLY CONTRIBUTION TO LTD 5,129.74 5,129.74 2048212 05/17/17 15974 SUN LIFE FINANCIAL Ben2481743 05/18/17 MONTHLY CONTRIBUTION TO LTD 4,751.13 4,751.13 2048267 05/24/17 10339 SUPREME OIL COMPANY 436619 04/26/17 UNLEADED FUEL 9,054.31 436620 04/26/17 DIESEL FUEL 4,990.35 2048117 05/03/17 16610 SVPR COMMUNICATIONS 1156 03/01/17 CONSULTANT SERVICES 2,500.00 2,500.00 2048268 05/24/17 16610 SVPR COMMUNICATIONS 1161 04/30/17 CONSULTANT SERVICES (APR 2017)2,500.00 2,500.00 2048170 05/10/17 00408 SWEETWATER AUTHORITY 51134010 04/24/17 OWD SHARE O&M 33,758.55 33,758.55 2048080 04/26/17 14576 SWIATKOWSKI, KEITH 041417KS 04/19/17 TUITION REIMBURSEMENT 105.00 105.00 2048171 05/10/17 17704 T&T JANITORIAL INC 20113790 03/31/17 JANITORIAL SERVICES (MAR 2017)4,780.00 4,780.00 2048118 05/03/17 18003 TANGERINE RISBERG Ref002479755 05/01/17 UB Refund Cst #0000223229 24.74 24.74 2048119 05/03/17 15926 TEXAS CHILD SUPPORT UNIT Ben2480100 05/04/17 BI-WEEKLY PAYROLL DEDUCTION 184.61 184.61 2048213 05/17/17 15926 TEXAS CHILD SUPPORT UNIT Ben2481761 05/18/17 BI-WEEKLY PAYROLL DEDUCTION 184.61 184.61 2048120 05/03/17 03236 THE CENTRE FOR ORGANIZATION TCFOE1770 04/03/17 SUPERVISORY TRAINING 798.00 798.00 2048121 05/03/17 18009 THOMAS AGUIRRE Ref002479761 05/01/17 UB Refund Cst #0000230038 20.37 20.37 2048269 05/24/17 14177 THOMPSON, MITCHELL 030117033117 05/22/17 EXPENSE REIMBURSEMENT (MAR 2017)16.00 16.00 2048270 05/24/17 17963 TMG SERVICES INC 0040770IN 04/26/17 TRAINING/SERVICE (4/27/17)2,387.79 2,387.79 05/01/17 UNDERGROUND ALERTS (MONTHLY) 2048081 04/26/17 00427 UNDERGROUND SERVICE ALERT OF 320170494 04/01/17 355.50 355.50 UNDERGROUND ALERTS (MONTHLY)453.00 453.00 2048271 05/24/17 00427 UNDERGROUND SERVICE ALERT OF 420170483 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount 164,443.48 455.00 875.00 UNDERGROUND ALERTS (MONTHLY)00427 UNDERGROUND SERVICE ALERT OF 420170483 CAL CARD EXPENSES (MONTHLY)2048123 05/03/17 07674 US BANK CC20170424130 04/24/17 2048124 05/03/17 06829 US SECURITY ASSOCIATES INC 1691566 04/20/17 PATROLLING SERVICES (4/14/17-4/20/17)100.00 100.00 2048214 05/17/17 06829 US SECURITY ASSOCIATES INC 1704034 04/27/17 PATROLLING SERVICES (APR 2017)110.00 110.00 2048125 05/03/17 01095 VANTAGEPOINT TRANSFER AGENTS Ben2480092 05/04/17 BI-WEEKLY DEFERRED COMP PLAN 14,914.99 14,914.99 2048215 05/17/17 01095 VANTAGEPOINT TRANSFER AGENTS Ben2481753 05/18/17 BI-WEEKLY DEFERRED COMP PLAN 14,498.74 14,498.74 2048126 05/03/17 06414 VANTAGEPOINT TRANSFER AGENTS Ben2480094 05/04/17 BI-WEEKLY 401A PLAN 2,819.39 2,819.39 2048216 05/17/17 06414 VANTAGEPOINT TRANSFER AGENTS Ben2481755 05/18/17 BI-WEEKLY 401A PLAN 2,079.31 2,079.31 2048217 05/17/17 12686 VANTAGEPOINT TRANSFER AGENTS Ben2481751 05/18/17 401A TERMINAL PAY 20,579.45 20,579.45 2048272 05/24/17 18049 VICKY ROMO 7866061817 05/22/17 CUSTOMER REFUND 1,900.00 1,900.00 2048127 05/03/17 17997 VITO SCARDETTA Ref002479749 05/01/17 UB Refund Cst #0000198140 18.66 18.66 2048128 05/03/17 17995 WAL-MART STORES INC Ref002479747 05/01/17 UB Refund Cst #0000144696 47.43 47.43 2048273 05/24/17 15726 WATER SYSTEMS CONSULTING INC 2528 04/30/17 HYDRAULIC MODELING (ENDING 4/30/17)3,635.00 3,635.00 2048082 04/26/17 15726 WATER SYSTEMS CONSULTING INC 2476 03/31/17 HYDRAULIC MODELING (ENDING 3/31/17)5,280.00 5,280.00 2048172 05/10/17 01343 WE GOT YA PEST CONTROL INC 113104 04/17/17 BEE REMOVAL 750.00 750.00 2048129 05/03/17 01343 WE GOT YA PEST CONTROL INC 112642 03/28/17 BEE REMOVAL 125.00 125.00 2048083 04/26/17 01343 WE GOT YA PEST CONTROL INC 111845 02/16/17 BEE REMOVAL 125.00 112625 03/31/17 BEE REMOVAL 125.00 112681 04/03/17 BEE REMOVAL 125.00 112632 03/15/17 BEE REMOVAL 80.00 2048274 05/24/17 01343 WE GOT YA PEST CONTROL INC 113563 05/04/17 BEE REMOVAL 125.00 113534 05/03/17 BEE REMOVAL 125.00 113404 04/28/17 BEE REMOVAL 125.00 113414 04/27/17 BEE REMOVAL 125.00 113360 04/26/17 BEE REMOVAL 125.00 113329 04/24/17 BEE REMOVAL 125.00 112938 04/10/17 BEE REMOVAL 125.00 2048275 05/24/17 00125 WESTERN PUMP INC 1703 07/01/16 RETROFIT FUEL ISLAND (10/30/16-4/21/17)1,350.00 1,350.00 2048173 05/10/17 02230 WILLIAMSON, KELLI 042617042817 05/08/17 TRAVEL EXPENSE REIMB (4/26/17-4/28/17)457.94 457.94 2048276 05/24/17 14857 YSI INCORPORATED 685750 04/26/17 YSI SPARE COMPONENTS 2,284.91 2,284.91 Check Total CHECK REGISTER Otay Water District Date Range: 4/20/2017 - 5/24/2017 Check #Date Vendor Vendor Name Invoice Inv. Description Amount Amount Pd Total:5,312,156.34 Check Grant Total:5,312,156.34235 Checks