HomeMy WebLinkAboutPolicy 38 - Zero Tolerance For Violence In The WorkplaceOTAY WATER DISTRICT
BOARD OF DIRECTORS POLICY
Subject Policy
Number
Date
Adopted
Date
Revised
ZERO TOLERANCE FOR VIOLENCE IN THE
WORKPLACE 38 11/07/01
Page 1 of 9
I. PURPOSE
Otay Water District recognizes that workplace violence has become a
serious problem that affects job performance. Homicides in the
workplace account for the second largest number of employee work related
deaths.
The District is required under California law to maintain a safe and
healthful place of employment for its employees. Each employee has a
responsibility to perform work for the public in a safe, effective and
efficient manner. The District will strive to eliminate acts of
violence, aggression and threatening behaviors in the workplace and
promote respect for all persons. In consideration of the health and
safety of others, this policy establishes a “zero-tolerance” position
towards threats or acts of violence in the workplace.
The District promotes the concept of mutual respect for all persons.
Violence, acts of aggression, sexual harassment, discrimination and
threatening behaviors do not flourish in environments where people
respect each other.
It is the purpose of the Zero Tolerance for Violence in the Workplace
Policy of Otay Water District to establish guidelines to prohibit:
Violence
Acts of aggression
Threatening behaviors against all employees at the workplace
To provide information to all employees regarding violence in the
workplace
To establish a procedure for reporting acts of aggression and
violence
To standardize a procedure for dealing with an act of aggression
and violence
To promote a workplace free of acts of aggression and violence
II. POLICY
Otay Water District is committed to creating and maintaining a work
environment free of any and all types of violence and acts of
aggression. The District recognizes that issues related to violence in
the workplace are enforced by 3203 of the CAL-OSHA General Industry
Safety Orders.
OTAY WATER DISTRICT
BOARD OF DIRECTORS POLICY
Subject Policy
Number
Date
Adopted
Date
Revised
ZERO TOLERANCE FOR VIOLENCE IN THE
WORKPLACE 38 11/07/01
Page 2 of 9
The District will not tolerate violence in the workplace and will take
preventive, corrective and/or disciplinary action (including criminal
prosecution) against any individual that violates this policy.
Zero-Tolerance Standard – The District establishes a zero-tolerance for
aggressive behavior or acts of violence in the workplace. Incidents of
violence, whether implied or actual, will not be tolerated by any person
under any circumstance. There is no excuse for any type of violent
behavior.
All comments and actions of a violent nature will be taken seriously and
will not be tolerated. While all individuals have the right to self-
expression, expressions of violence or potential violence are strictly
prohibited.
This policy applies to all persons involved in the District’s operation
including, but not limited to: full-time, part-time, vendors and
contractors, temporary and volunteer employees of Otay Water District
and anyone else visiting District property or job sites. It includes
all work areas where an employee is assigned to perform a job function
and/or where the employee is representing or perceived to be
representing the District.
Dissemination of Policy to Employees – Information about the prohibition
of threats or incidents of violence will be provided to all full-time,
part-time and temporary employees at their time of hire, and
periodically thereafter through a communication method determined by the
General Manager. In addition, copies of the policy and/or notices will
be generated to inform contractors, vendors, volunteers and anyone else
visiting District property, of the prohibition against threats or
incidents of violence in the workplace.
III. DEFINITIONS
Definitions of Threats or Acts of Violence – All direct or implied
expressions of an intent to inflict physical harm and/or actions that a
reasonable person would perceive as possibly detrimental to their
physical safety or property will be considered as a threat. Acts of
violence include conduct against individuals or property that is
sufficiently offensive, severe or coercive to alter the District’s
employment conditions or which creates a hostile, abusive or
intimidating work environment for one or more District employees. All
OTAY WATER DISTRICT
BOARD OF DIRECTORS POLICY
Subject Policy
Number
Date
Adopted
Date
Revised
ZERO TOLERANCE FOR VIOLENCE IN THE
WORKPLACE 38 11/07/01
Page 3 of 9
threats or acts of violence will be taken seriously and immediately
acted upon. While not inclusive, the following are examples of
behaviors that are strictly prohibited under this policy:
A.Threats or acts of physical force and/or assault, such as pushing,
shoving, slapping, hitting, punching or striking.
B.Threatening conduct, such as menacing gestures, stalking,
brandishing weapons, tools or equipment, as if intending to cause
physical harm.
C.Possession of firearms, weapons or any dangerous devices on
District property or District job site. Recreational firearms shall
not be transported in employee’s vehicle on District premises.
D.Inappropriate use of tools or equipment on District property or
District job sites.
E.Verbal or written harassment designed to intimidate or instill fear
in others, including cursing, harassing phone calls, faxes,
letters, memos and electronic communication.
F.Verbal or written harassment devised to provoke a loss of emotional
control in others, such as taunting or demeaning statements,
gestures or sounds.
G.Direct or veiled verbal threats of physical harm to individuals,
their family members, friends, associates, personal property or
District property.
H.Threatening verbal or written jokes about acts of violence.
I.A self-prediction of loss of control.
J.Yelling or profanity that a reasonable person would consider to be
intimidating or demeaning.
Examples of Workplace Violence – General situations of prohibited
violent conduct include, but are not limited to, the following:
A.Threats or acts of violence not occurring on District property, but
involving someone who is acting within the course and scope of
District employment and volunteer service.
B.Threats or acts of violence occurring on District property,
regardless of the relationship between the District and the parties
involved in the incident.
C.Threats or acts of violence not occurring on District property
involving an employee of the District if the threats or acts of
violence adversely impact the District’s best interests.
OTAY WATER DISTRICT
BOARD OF DIRECTORS POLICY
Subject Policy
Number
Date
Adopted
Date
Revised
ZERO TOLERANCE FOR VIOLENCE IN THE
WORKPLACE 38 11/07/01
Page 4 of 9
IV. PROCEDURE
Employee Responsibilities
All employees must comply with the provisions of this policy. Any
violation of this policy by a District employee shall result in
immediate disciplinary action, which may include referral to the
Employee Assistance Program, written notice, days off or any other
discipline up to and including termination. All oral and/or written
reports required by employees under this policy shall be done without
fear of reprisal and, to the extent possible, on a confidential basis.
A.Employees shall immediately report customers’ actions, or citizen
contacts of threatening behavior, to their supervisor, and when
appropriate to the Police Department.
B.Employees shall immediately report to the appropriate supervisor,
Assistant Chief or Human Resources Manager any incident of threat
or physical harm directed at them, or a co-worker, by another
employee, supervisor, or customer.
C.Employees are responsible for reporting to their supervisor when
they have a restraining order against someone. Employees will
further furnish to their supervisor, identifying information of the
person and information on types of vehicles driven by a party whom
the restraining order against persons who are harassing,
threatening or stalking employees. The supervisor will notify Human
Resources.
D.The employee will furnish a copy of the restraining order to the
Police Department. If available, a photograph is very helpful in
identifying the person whom the restraining order is for.
E.Employees are to report a bomb threat immediately to their
supervisor.
F.Employees must report threatening behaviors from fellow employees
to their supervisor, Assistant Chief, or Human Resources. When
necessary these reports may be made confidentially.
Incidents Involving Members of the Public – This policy recognizes that
employee security applies not only to co-workers’ interactions, but also
to associations with members of the public, including relatives and
friends of employees. Employees are reminded to use caution when
dealing with any angry or intimidating member of the public. If
unsuccessful in getting the person to calm down, the employee should
refer the individual to his or immediate supervisor or Assistant Chief.
OTAY WATER DISTRICT
BOARD OF DIRECTORS POLICY
Subject Policy
Number
Date
Adopted
Date
Revised
ZERO TOLERANCE FOR VIOLENCE IN THE
WORKPLACE 38 11/07/01
Page 5 of 9
It may be necessary to remove all employees from the potential risk and
notify the Police Department via 9-911.
The immediate supervisor and/or Assistant Chief will determine how to
handle future business transactions with an angry or intimidating
individual. Furthermore, if appropriate, legal action may be taken
against any member of the public who violates employee security in any
fashion.
Supervisory and Management Responsibilities:
A.It is the duty of all managers and supervisors to carry out the
enforcement of this policy and to investigate all complaints of
violations of this policy.
B.Managers and supervisors shall take complaints of an employee’s
threatening behavior seriously. At times it may be necessary to
keep confidential the name of the person who has reported a
threatening behavior of a citizen or employee.
C.In cases of restraining orders, managers and supervisors will
advise the Assistant Chief and, when appropriate, the Police
Department will be notified to provide added protection for all
employees. Managers and supervisors have a responsibility to
provide added protection, as deemed appropriate, for all employees.
D.Managers and supervisors have a responsibility to follow the
procedure for dealing with a bomb threat and report it immediately
to their Assistant Chief.
E.Managers and supervisors have the responsibility to encourage or
formally refer employees to use the EAP when deteriorating or
unsatisfactory job performance does not improve with usual
supervisory action. A supervisor should not attempt to diagnose an
employee’s problem. The supervisor’s role is to monitor job
performance.
F.Managers and supervisors have a responsibility to promote respect
among all employees.
G.Managers and supervisors have a responsibility to discipline all
employees who bring unauthorized weapons on any District job site.
H.Managers and supervisors have a responsibility to solicit employee
perceptions of unsafe conditions or situations.
Conducting an Investigation – All alleged threats and incidents of
violence will be investigated in a prompt, thorough, impartial and
confidential matter. The General Manager will designate the applicable
Assistant Chief, Human Resources Manager, other management employee or
OTAY WATER DISTRICT
BOARD OF DIRECTORS POLICY
Subject Policy
Number
Date
Adopted
Date
Revised
ZERO TOLERANCE FOR VIOLENCE IN THE
WORKPLACE 38 11/07/01
Page 6 of 9
an outside investigator as the assigned investigator of the alleged
incident. The “Threat/Incident Investigation Report” form will be used
in conducting the investigation. The investigation will provide written
notice to the accused employee of the reported allegation(s) in a manner
that allows for the documentation of receipt. The notice will state the
following:
A.The basis for the allegation(s), including the date that the
incident allegedly occurred.
B.The ability to review the materials upon which the allegation(s) is
based.
C.Information concerning the employee’s right to respond to the
allegation(s), orally or in writing, within five (5) working days.
Within five (5) working days after the receipt of the notice, the
accused employee may request a meeting with the investigator to respond
to the allegation(s). The accused employee may utilize this opportunity
to present his or her side in response to the allegation(s). When
appropriate, the employee accused of the threat or incident of violence
may be placed on temporary administrative leave and removed from the
workplace pending completion of the investigation.
If the alleged incident is substantiated, appropriate disciplinary
action will be taken, up to and including termination. In addition, any
legal action may be taken, as appropriate, against employees or members
of the public in verified threats or incidents of violence. If
discipline is warranted the employee will be notified with written
notice, the proposed action, reasons, effective date, etc., the employee
will also be advised of the right to review or appeal any disciplinary
action taken.
Employees who retaliate against any person who has reported an alleged
threat or incident of violence, regardless of whether the retaliation
takes place on District property or District time, will be subject to
disciplinary action up to and including termination.
Employees who falsely accuse a person of a threat or incident of
violence, which is proven to be malicious and intentional, will be
subject to disciplinary action, up to and including termination.
Human Resources will indefinitely maintain all files and records
relating to reports of all incidents of violence.
OTAY WATER DISTRICT
BOARD OF DIRECTORS POLICY
Subject Policy
Number
Date
Adopted
Date
Revised
ZERO TOLERANCE FOR VIOLENCE IN THE
WORKPLACE 38 11/07/01
Page 7 of 9
Assessing the Seriousness of an Incident – Once the threat or act of
violence has been verified, a preliminary assessment of the seriousness
of the incident shall be made in order to respond to the complainant and
the accused. Other actions that may be taken to fully develop an
assessment of the seriousness of a threat or act of violence are:
A.Review the accused’s personnel records for previously documented
threats or acts of violence, work performance issues, disciplinary
actions, related medical conditions, financial problems and/or
other related items.
B.Interview the supervisor, Assistant Chief and/or co-workers of the
accused.
C.As deemed appropriate, notify law enforcement personnel.
D.Obtain, as required, the expertise of specialists such as
psychiatrists or psychologists.
E.Determine if there has been a history of similar incidents to other
employees.
If one or more of these actions are taken, the General Manager shall use
discretion in determining who shall have access to an employee’s records
and will limit the number based on a strict “need-to-know” basis
depending upon the specific situation. Such decision makers might
include the General Manager, the General Counsel, the Human Resources
Manager, the Assistant Chief as well as others the General Manager might
identify as needing the information to protect other employees, the
public and the District.
The records will be kept in a separate locked file under the direct
control of the Human Resources Division and will not be made a part of
employee’s personnel file except when disciplinary action results from
an investigation of the incident. When disciplinary action is taken,
any disciplinary notices and supporting materials regarding the
disciplinary action will be placed in the employee’s personnel file.
Reports maintained in the File will not be available for review or
examination except upon the approval of the Assistant Chief of
Administrative Services or the Human Resources Manager. Reports of
violence will only be reviewed to determine risk or assess complaints of
a threat concerning an employee of the District. Disciplinary action
will be consistent with current District policy.
Assessing the Seriousness of a Potential Threat – Whenever a supervisor
or manager learns of a potential threat, it is that person’s
responsibility to alert their Assistant Chief and Human Resources
OTAY WATER DISTRICT
BOARD OF DIRECTORS POLICY
Subject Policy
Number
Date
Adopted
Date
Revised
ZERO TOLERANCE FOR VIOLENCE IN THE
WORKPLACE 38 11/07/01
Page 8 of 9
Manager and assess the seriousness of the threat. Examples of potential
threats include but are not limited to the following:
A.An employee tells you that they are breaking up with a significant
other and the significant other has threatened to kill them if they
catch them with someone else.
B.A customer, over the phone, threatens to slash the tires of an
employee’s vehicle unless they receive satisfaction.
C.An employee comes to you and relates concern of a co-worker’s
recent state of mind or apparent depression, which has affected the
co-worker’s productivity and/or attitude at work.
Employee Assistance Program - The District recognizes that employees may
from time to time experience difficulties related to their work,
relationships with co-workers, supervisors, Assistant Chiefs or members
of the public. Employees are reminded that the District has a well-
established voluntary and confidential Employee Assistance Program (EAP)
to assist employees and their families who seek help for problems
causing added stress to their lives. Employees who are concerned about
added stress are strongly encouraged to voluntarily seek assistance
through this program. An employee may schedule an appointment with the
EAP on District release time with the approval of the supervisor. If an
employee requires leave time for additional visits or continuing
treatment, he/she must follow established sick leave procedures.
The EAP provides counseling sessions at no cost to the employee. If
further treatment is needed, the EAP will refer the employee to the
appropriate resource. Most health insurance contains some type of
coverage for treatment; however, the employee assumes the financial
responsibility for all services that are not covered by the EAP or
health insurance.
Supervisors should encourage employees to use the EAP when deteriorating
or unsatisfactory job performance does not respond to usual supervisory
actions or when a specific on the job incident does not respond to usual
supervisory actions or when a specific on the job incident is cause for
concern. While the District will be supportive of those who seek help
voluntarily, the District will be equally firm in identifying and
disciplining those who continue to violate this policy.
All Other Communication – The General Manager will determine the method
of communicating specific information about the threat or incident of
violence to employees and the news media. In the event of an incident,
OTAY WATER DISTRICT
BOARD OF DIRECTORS POLICY
Subject Policy
Number
Date
Adopted
Date
Revised
ZERO TOLERANCE FOR VIOLENCE IN THE
WORKPLACE 38 11/07/01
Page 9 of 9
every effort will be taken to provide employees in the effected area
with information that will minimize the stress and/or the anxiety
associated with the incident, including on-site post-incident debriefing
and/or referral to the District’s Employee Assistance Program.